The People v. Willis CA2/8 ( 2013 )

Filed 9/5/13 P. v. Willis CA2/8
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION EIGHT
THE PEOPLE, B240388
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. TA120996)
v.
ORDER MODIFYING OPINION AND
LEROY WILLIS et al. DENYING PETITION FOR REHEARING
[There is no change in judgment]
Defendants and Appellants.
GOOD CAUSE appearing, the opinion filed August 6, 2013, in the above entitled
matter is hereby modified as follows:
1. On page 2, lines 5 and 6 of FACTS AND PROCEDURAL HISTORY,
delete “heard a loud banging sound. Duran then . . . .” so that it now reads, “Duran saw
Thompson head toward the back door to the house, and then noticed Leroy Willis
standing next to the door.”
2. On page 2, lines 6 through 7 of FACTS AND PROCEDURAL
HISTORY, eliminate the sentence that begins “She ran downstairs” and ends “to phone
911” and replace it with the following” “She ran downstairs and heard a loud banging
sound, prompting her to run out the front door and proceed to a neighbor’s house, where
she phoned 911.”
3. On page 2, line 12 of FACTS AND PROCEDURAL HISTORY, insert a
period after the phrase “marks on it”, delete the remainder of that sentence, and add a
new sentence that reads: “According to the deputy, pry marks are ‘any marks on either
the frame of the door or on the dead bolts or on the door itself; marks that are sustained
from a tool used to force a door open’.”
4. On page 3, line 14, after the sentence that ends “into the house,” add the
following new sentence: “Duran did not believe anything was missing from the house.”
5. On page 4, add the following at the end of footnote 3: “Thompson
separately contends that the prosecutor’s comments concerning what constitutes an entry
allowed the jury to convict him as an aider and abettor without proof that Willis ever
entered the premises. Our analysis concerning this issue applies with equal force to that
contention as well.”
6. On page 7, lines 5 through 7, delete the two sentences that begin with “Yet,
in the very next . . . .” and end with “the use of the word ‘it’.” and replace them with the
following: “Yet, in the very next sentence the prosecutor said, ‘I disagree with that.’
Perhaps the ambiguity is the product of the use of the word ‘that.’”
[end of modifications]
No change in judgment.
The petition for rehearing is denied.
_______________________________________________________________________
RUBIN, ACTING P. J. FLIER, J. GRIMES, J.
2
Filed 8/6/13 (unmodified version)
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION EIGHT
THE PEOPLE, B240388
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. TA120996)
v.
LEROY WILLIS et al.
Defendants and Appellants.
APPEAL from a judgment of the Superior Court of Los Angeles County.
Laura R. Walton, Judge. Affirmed as modified.
Renee Rich, under appointment by the Court of Appeal, for Defendant and
Appellant Jerry Lamar Thompson.
Sharon Fleming, under appointment by the Court of Appeal, for Defendant and
Appellant Leroy Willis.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, Mary Sanchez and Rene
Judkiewicz, Deputy Attorneys General, for Plaintiff and Respondent.
__________________________
Leroy Willis and Jerry Lamar Thompson appeal from the judgments entered after
a jury convicted them of residential burglary and found true an allegation that the crime
was a violent felony because someone else was in the house at the time. We reject their
contentions: that the trial court erred by not instructing the jury on the elements required
to prove the violent felony allegation and that there was insufficient evidence to sustain
that finding; and that the prosecutor committed misconduct when arguing to the jury.
After modifying the judgment to correct certain sentencing errors, we affirm.
FACTS AND PROCEDURAL HISTORY
Fifteen-year-old Kimberly Duran was asleep in the upstairs bedroom of her
family’s Lynwood home on the morning of August 19, 2011, when she was awakened by
her barking dogs, looked out her window, and saw Jerry Lamar Thompson in the
backyard, holding a bucket that belonged to the Duran family. Duran saw Thompson
head toward the back door to the house, and then heard a loud banging sound. Duran
then noticed Leroy Willis standing next to the door. She ran downstairs and out the front
door, then went to a neighbor’s house to phone 911. As Duran headed downstairs, the
back door was closed. She continued to hear banging at the rear door of her house as she
fled, but did not know whether that door ever opened before she exited.
A sheriff’s deputy who responded to the 911 call saw that the back door of the
Duran house was wide open. The door handles were broken and the dead bolt had pry
marks on it, which indicated that a burglary tool had been used to force the door open.
Willis and Thompson were arrested nearby a short time later.1 They were charged
with one count each of first degree residential burglary, along with allegations that the
1
Because there is no dispute concerning Thompson’s and Willis’s identity as the
two men Duran saw at her back door that morning, we do not set forth the facts
concerning the manner of their identification and arrest.
2
crime was a violent felony because someone other than them was present in the house
during the commission of the burglary. (Pen. Code, § 667.5, subd. (c)(21).)2
In addition to the testimony of Duran and the deputy sheriff, there was evidence
that Thompson had a prior conviction for first degree burglary and that Willis had a prior
conviction for attempted first degree burglary. Willis testified that Thompson was his
brother-in-law. According to Willis, as they were walking they saw four Hispanic males
pointing at and heading toward them. Willis, who took prescription medication for panic
attacks, believed the four men were gang members. Fearing the men intended to harm
him, Willis, accompanied by Thompson, ran away, ending up in the back yard of the
Duran house. While standing at the back door, Willis flashbacked to an incident where
he had been wounded and his brother had been killed when shot at by gang members.
Acting out of fear and anger, Willis said he hurled himself against the back door, causing
it to burst open. He ran because he did not want to be accused of having tried to break
into the house.
DISCUSSION
1. Prosecutorial Misconduct Claims
It is misconduct for a prosecutor to misstate the law during argument. (People v.
Otero (2012) 210 Cal.App.4th 865, 870.) State and federal law differ on this issue.
Under the federal constitution, misconduct occurs only if the improper comments so
infected the trial with unfairness that a due process violation occurred. Under the
California Constitution, it is misconduct to use deceptive or reprehensible methods to
persuade the jury, but we will affirm unless it is reasonably probable that the result would
have been more favorable to the defendant absent the misconduct. (Ibid.)
Appellants contend that the prosecutor committed two instances of misconduct
during jury argument: First, by stating that the mere act of causing the door to open
inward into the house was a sufficient entry to find a completed burglary had occurred;
2
All further section references are to the California Penal Code.
3
and second by telling the jury that he disagreed with defense counsel’s correct statement
about the jury’s treatment of circumstantial evidence. We take each in turn.3
A. Argument Concerning Entry
A burglary occurs when a person enters a building with intent to commit larceny
or any felony. (§ 459.) Any entry, partial or complete, is enough. (People v. Garcia
(2004) 121 Cal.App.4th 271, 280 (Garcia).) An entry occurs if any part of the intruder’s
body, or a tool or instrument he wields, is inserted inside the premises. This includes
penetrating the area behind a window screen, as well as by inserting a tool into a
doorjamb in order to pry open a door. (Id. at pp. 280-281.)
During his rebuttal argument, the prosecutor argued that appellants went beyond
an attempted burglary because they took an “effective step [by] breaking down of the
door . . . .” The trial court overruled Thompson’s objection that the prosecutor had
misstated the law concerning entry. The prosecutor then told the jury that “once the door
broke, once the door was busted open, then that constitutes entry.”
Appellants rely primarily on Magness v. Superior Court (2012) 54 Cal.4th 270(Magness) for the proposition that merely causing a door to open inward into a house is
not an entry for purposes of completing a burglary, making the prosecutor’s statement
misleading. At issue in Magness was whether there was sufficient evidence to charge a
defendant with burglary where he used a remote control to open a garage door but did
nothing else. The Magness court affirmed the Court of Appeal, which held there was
insufficient evidence to do so because the mere act of causing the garage door to go up,
without more, did not amount to an entry. (Id. at p. 279.) In doing so, the Magness court
discussed People v. Calderon (2007) 158 Cal.App.4th 137 (Calderon), where the
3
Willis raises these issues in his appellate briefs, and Thompson joins in them.
Although Willis did not object to the disputed remarks below, we reach the issues as to
him for two reasons. First, Thompson did object, and those objections were overruled,
making a separate objection by Willis futile (People v. Gamache (2010) 48 Cal.4th 347,
373); and second, to forestall a habeas corpus petition claiming Willis received
ineffective assistance of counsel. (People v. Williams (1998) 61 Cal.App.4th 649, 657.)
4
defendant kicked in the victim’s door, but, before he could go inside, the victim ran out
the door with a knife in his hand. The trial court instructed the jury that an entry occurs
when some part of the intruder’s body, or an instrument under his control, penetrates the
area inside the building’s outer boundary. The Calderon court affirmed the judgment,
stating that kicking in the door of a home constituted an entry.
The Magness court held that Calderon reached the correct result because the
instruction given was correct and there was sufficient evidence to support a finding that
an accomplice’s foot had entered the residence due to his momentum. (Magness, supra,
54 Cal.4th at p. 276.) However, the Calderon court erred by reasoning that the door itself
was an instrument under the defendant’s control that penetrated the outer boundary of the
building. (Ibid.) Instead, the door was part of the house’s outer boundary, and was not
something outside the house that was inserted inside the house. (Id. at p. 279.)
At first blush, it appears the prosecutor in this case misstated the law through a
blanket assertion that merely breaking in the door was enough of an entry to constitute a
burglary. However, appellants must show a reasonable likelihood that the jury
understood or applied this remark in a manner contrary to the law. In conducting this
inquiry, we do not lightly infer that the jury drew the most damaging, as opposed to the
least damaging, meaning from the prosecutor’s statement. (People v. Spector (2011)
194 Cal.App.4th 1335, 1403.)
The disputed remarks at issue here occurred during the prosecutor’s rebuttal
argument. During his initial argument, however, the prosecutor told the jury that the
legal meaning of the word ‘enter’ requires proof that “some part of the body penetrates
the area inside the outer boundary of the house.” The prosecutor told the jury to focus on
the instructions concerning “outer boundary,” and referred to the removal of a window
screen as an example of a completed entry. He then argued that appellants went beyond
the outer boundary of the Duran house, pointing to “the door frame that’s cracked open
with the dead bolt still in place; while you see, once again, another photo of the broken
frame. That’s the inner boundary of the door. [¶] And you see the lock here too, the
lock off the hinges. This is all the inner boundary. Pry marks here, when the officer
5
testified, that means entry . . . . [¶] [¶] And to use another example, say if there was -- a
door screen. If the defendant removed the door screen, that is a burglary because they
penetrated the outer boundaries of the residence . . . .”
When the disputed remarks made during closing argument are both viewed in
context with this more detailed explanation from the prosecutor’s initial argument and
then combined with the correct instructions the jury received on this issue, we believe
that any reasonable jury would interpret the disputed remarks in light of the initial correct
ones. Combined with the strong evidence against appellants – broken handles, pry
marks, and a damaged door frame – we conclude there is no reasonable likelihood the
jury misunderstood or misapplied the disputed comments and that a result more favorable
to appellants was not reasonably probable. We apply the same analysis to conclude there
was no federal due process violation.
B. Comments Concerning Circumstantial Evidence
Thompson argued to the jury that when evaluating circumstantial evidence, it had
to draw every inference that favored the defense unless the inference was unreasonable.
During his rebuttal argument, the prosecutor said he would not “argue what [defense
counsel] meant or what it is about circumstantial evidence and whether or not you have to
put it in the light most favorable to the defense. I disagree with that. I do disagree with
that and all that I’m going to ask you to do . . . .” At that point, Thompson objected that
the prosecutor had misstated the law. The trial court overruled the objection and said the
jurors had been read, and would also receive, a copy of the instructions on that issue.
Appellants contend the prosecutor’s statement that he disagreed about the drawing of
favorable inferences was another misstatement of the law that amounted to misconduct.
In a case involving circumstantial evidence, the trial court must instruct that the
jury is to draw from such evidence all reasonable inferences that favor the defendant.
(People v. Merkouris (1956) 46 Cal.2d 540, 560-562.) The jury in this case was so
instructed with CALCRIM Nos. 224 and 225. After Thompson objected to the
prosecutor’s remark, the prosecutor backed off from his statement and told the jury to
6
look at the two correct CALCRIM instructions when determining how to evaluate
circumstantial evidence.
We conclude that the prosecutor’s remarks were at most ambiguous. On the one
hand, the district attorney said he would not argue with defense counsel’s
characterization of the law of circumstantial evidence. Yet, in the very next sentence the
prosecutor said, “I disagree with it.” Perhaps the ambiguity is the product of the use of
the word “it.” When faced with the defense objection, the trial court had the opportunity
to specifically clarify the point but chose instead to overrule the objection and only re-
refer the jury generally to the instructions which the jury would be receiving. Given the
ambiguity of the remarks themselves and the trial court’s statement to the jury, we
conclude it is most unlikely that the jury misapplied the law. We therefore hold that even
if misconduct occurred, it was harmless because without it a result more favorable to
defendants was not reasonably probable. We apply the same analysis to conclude there
was no federal due process violation.
2. Failure to Instruct the Jury on the Elements of the Violent Felony Allegation Was
Harmless
Section 667.5 describes numerous offenses that qualify as violent felonies,
including any first degree burglary “wherein it is charged and proved that another person,
other than an accomplice, was present in the residence during the commission of the
burglary.” (§ 667.5, subd. (c)(21).) A defendant found to have committed a violent
felony under section 667.5 accrues fewer presentence conduct credits than are otherwise
allowable – no more than 15 percent of his actual period of confinement. (§ 2933.1,
subd. (c); Garcia, supra,121 Cal.App.4th at p. 274.) If a defendant convicted of a violent
felony served a prison term for a prior violent felony conviction that occurred less than
10 years earlier, his sentence must also be enhanced by a three-year term for each such
prior conviction. (§ 667.5, subd. (a).)
The trial court in this case submitted the truth of the violent felony allegation issue
to the jury. However, the trial court denied Thompson’s request for an instruction on the
7
elements of that allegation. The trial court explained its decision by stating that it had
researched the issue and found no such instruction because none was necessary.
“[T]hat’s usually because either a house is burglarized with no one absolutely there, or a
house is burglarized with an individual present. . . . It’s either one or the other, . . .”
Appellants contend the trial court erred by not instructing the jury on the elements of the
violent felony allegation.4
Appellants cite Garcia, supra, 121 Cal.App.4th at pages 277-280 for the
proposition that the issue of whether a currently charged offense qualifies as a violent
felony is for the trial court to decide. However, because the issue was submitted to the
jury, they contend the trial court should have crafted an instruction concerning the
elements of the violent felony burglary allegation. This error was compounded, they
contend, because the verdict form simply asked the jury to find true or false “that during
the commission of the burglary . . . a person was present,” without clarifying that the
person had to be someone other than them.
Respondent does not dispute appellants’ contention that under Garcia the issue is
one for the trial court, not for the jury. Instead, respondent cites decisions which hold
that there is no constitutional right to a jury finding on sentence enhancement factors,
points to the absence of authority requiring jury instructions on such issues, and contends
that other instructions provided sufficient guidance to the jury. These contentions do not
answer appellants’ claim that once the trial court submitted the sentence enhancement
issue to the jury, proper instructions on the elements of that enhancement were required.
More importantly, the parties have overlooked the holding in People v.
Sengpadychith (2001) 26 Cal.4th 316, 326, where the court said that juries must decide
sentence enhancement issues that increase the penalty for a crime beyond the prescribed
statutory maximum punishment. As noted above, a true finding on a violent felony
allegation can have two possible effects on a sentence. First, it can reduce the amount of
4
This issue is raised by Thompson and joined in by Willis.
8
custody credits that may be earned.5 Second, it can tack an extra three years onto a
burglary sentence if the defendant had a previous violent felony conviction. Because the
enhancement can increase the punishment otherwise meted out for burglary, it appears
that under Sengpadychith, supra, at page 326, the issue was in fact one for the jury to
decide.
We need not resolve that issue, however, because respondent treats the issue as
one that was properly before the jury. Nor need we decide whether instructions were
required because even if we assume that the trial court erred by failing to instruct the jury
on the elements of the violent felony allegation, its error was harmless.
We review the trial court’s failure to instruct on the elements of an offense under
the federal constitutional standard: We review the entire record to determine whether it is
clear beyond a reasonable doubt that a rational jury would have made the necessary
findings that someone other than appellants was present in the Duran house during the
commission of the burglary. (People v. Concha (2010) 182 Cal.App.4th 1072, 1089.)
This review typically includes the strength of the prosecution’s case, and the inquiry’s
primary focus is on the weight of the evidence. Generally, the error is harmless if the
omitted element was uncontested and supported by overwhelming evidence. (People v.
Aranda (2012) 55 Cal.4th 342, 367-368.)
There is no dispute as to who that “person present” was in this case: it was Duran.
According to appellants, the error cannot be deemed harmless because there was
sufficient evidence that she had left the house before the back door opened and a
completed burglary occurred. Although the issue we must resolve is whether the
uncontroverted evidence overwhelmingly shows that Duran was present during the
5
The Garcia court was careful to limit its holding to that scenario, stating that
“determining whether a defendant’s current conviction for first degree burglary is a
violent felony for the purpose of calculating presentence conduct credits is properly part
of the trial court’s traditional sentencing function. (Garcia, supra, 121 Cal.App.4th at
p. 274, italics added.)
9
commission of the burglary, underlying this is an issue of statutory interpretation.6 We
apply the usual sufficiency of the evidence rules to the evidentiary questions. (People v.
Frausto (2009) 180 Cal.App.4th 890, 897 (Frausto).) As to the statutory interpretation
issue, we exercise independent review and apply the usual rules of statutory construction.
We first examine the statutory language to determine the Legislature’s intent. If the
language is clear and unambiguous, no construction is needed. If some ambiguity exists,
the literal meaning of a statute must be consistent with the statute’s purpose. Isolated
words and sentences may not be used to construe statutory language, and the statute must
be construed in context. (Ibid.) Identical terms in analogous statutes should be construed
the same way. (Id. at pp. 899-900.)
The true nature of appellants’ argument is found in their separate companion
contention that there was insufficient evidence to sustain the jury’s true finding on the
burglary violent felony allegation: that Duran had fled the house before the door opened
and an entry occurred, meaning she was not present during the commission of the
burglary.
Appellants rely on People v. Singleton (2007) 155 Cal.App.4th 1332 (Singleton),
which reversed a burglary violent felony enhancement because the undisputed evidence
showed that the victim was at all times in a hallway of his apartment building, not in his
apartment, when the break-in occurred. The Legislature’s use of the phrase “present in”
as opposed to “near” the residence meant that “the nonaccomplice cannot merely be near,
at, or around the residence, but must be in the residence for the purposes of the statute.”
(Id. at p. 1338, original italics.)
Their reliance on Singleton is misplaced because that decision was expressly
limited to the interpretation of what it means to be “present in the residence” under
section 667.5, subdivision (c)(21). (Singleton, supra, 155 Cal.App.4th at p. 1336.) The
issue in this case is not whether Duran was present in the residence. She was. The issue
is whether she was present “during the commission” of the burglary. That phrase and
6
Appellants do not challenge the jury’s finding that a burglary occurred.
10
other substantially similar ones appear in several Penal Code provisions and has been
given an expansive reading.
The phrase “during the commission of” has the same meaning as “in the
commission of.” (People v. Jones (2001) 25 Cal.4th 98, 108, fn. 6 (Jones) [interpreting
section 12022.3, subd. (a), which provides for sentence enhancement for using a firearm
during the commission of certain enumerated sex offenses]; People v. Contreras (1997)
55 Cal.App.4th 760, 764 [no semantic difference between the two phrases].)
The Jones court held that the use of a deadly weapon within the meaning of
section 12022.3 occurs in the commission of a sex offense “if it occurred before, during,
or after the technical completion of the felonious sex act.” (Jones, supra, 25 Cal.4th at
p. 110, original italics.) The Jones court based its holding on felony-murder rule
principles, where a murder is deemed to have been committed in the perpetration of a
felony even if it occurred after the felony while trying to escape or conceal the crime.
(Id. at p. 109.)
We applied this rationale in Frausto, supra, 180 Cal.App.4th 890, where we
construed section 12022.53, subdivision (d), which provides for a sentence enhancement
for discharging a firearm causing death “in the commission of” a felony. The defendant
shot and killed one man and shot and wounded two others. He was convicted of one
count of murder and two counts of attempted murder, and the jury found true section
12022.53 enhancement allegations as to each of the three shootings. On appeal, the
defendant contended the enhancement could apply to only the murder victim because the
evidence showed three separate shootings but the verdict form showed the jury based its
findings for all three enhancements on the shooting of the murder victim. Because the
murder victim was the second one shot, that firearm use could not have occurred during
the commission of the first and third shootings, he contended.
Comparing the phrase “during the commission of” with similar language in other
Penal Code provisions, we noted that our courts have always given them an expansive
interpretation. (Frausto, supra, 180 Cal.App.4th at pp. 900-902.) After examining those
decisions, we gave the phrase “in the commission of” in section 12022.53 an equally
11
expansive reading. So long as the underlying felony and the discharge of the firearm
were part of one continuous transaction, it does not matter whether that discharge
occurred before, during, or after the felonious act. (Id. at pp. 902-903.)
The same rationale applies here. The apparent purpose of the burglary violent
felony enhancement is to impose additional sanctions against those who burgle a home
when someone is actually at home. It would produce an absurd result to construe that
provision to apply where the victim perceives that a break-in is occurring, but flees in the
seconds or split-second before a technical entry has occurred. (Accord People v. Heston
(1991) 1 Cal.App.4th 471, 476 [interpreting section 12022.4, which provides sentence
enhancement to those who furnish a firearm during the commission of a felony in order
to enable an accomplice to carry out the crime; rejecting as absurd literal interpretation
urged by defendant that the statute did not apply because he furnished weapon before the
robbery was complete].)
The evidence is undisputed that Duran was in the house at the moment appellants
commenced their break-in and for some period of time while their efforts to enter were
still underway. Even though she might have left the house before the actual entry
occurred and the burglary was technically complete, she was still present in the house
during the commission of the burglary. As a result, the failure to instruct the jury on the
detailed elements of the burglary violent felony enhancement was harmless beyond a
reasonable doubt because faced with this evidence, any rational jury would have found
the allegation was true.
3. Substantial Evidence Supports the Finding on the Burglary Violent Felony
Enhancement
As noted above, appellants contend there was insufficient evidence to support the
jury’s finding that Duran was present in the house during the commission of the burglary.
As just discussed, however, the evidence was undisputed that Duran was inside the house
during the commission of the crime.
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4. Correction of Sentencing Errors
Appellants raise two claims of sentencing error: (1) they were awarded 231 days
of pre-sentence custody credit, an amount that must be increased by one day because the
trial court’s calculation omitted the day they were sentenced; and (2) the abstract of
judgment must be amended to delete the imposition of a $20 DNA testing penalty
assessment because that fine was not orally announced at the sentencing hearing.
Respondent concedes these points and asks that we correct the judgment. We will do so.
DISPOSITION
The superior court is directed to prepare an amended abstract of judgment for each
appellant stating that the award of pre-sentence custody credits is 232 days, and deleting
the $20 DNA testing penalty assessment. A copy of the amended abstract is to be sent to
the Department of Corrections. The modified judgment is affirmed in all other respects.
RUBIN, ACTING P. J.
WE CONCUR:
FLIER, J.
GRIMES, J.
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