L.G. v. M.M. CA4/1 ( 2015 )

Filed 12/9/15 L.G. v. M.M. CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
L.G., D067027
Respondent,
v. (Super. Ct. No. D551515)
M.M.,
Appellant.
APPEAL from an order of the Superior Court of San Diego County, David B.
Oberholtzer, Judge. Reversed and remanded for further proceedings.
Law Offices of Martin N. Buchanan, Martin N. Buchanan; Law Office of Neale B.
Gold and Neale Bachmann Gold for Appellant.
Yale & Baumgarten and David W. Baumgarten for Respondent.
M.M. (Mother) appeals a trial court order granting the petition of L.G. (Father)
requiring her to return to Mexico with their two children pursuant to the Hague
Convention on the Civil Aspects of International Child Abduction, October 25, 1980,
T.I.A.S. No. 11670 (the Hague Convention), as implemented by the International Child
Abduction Remedies Act (ICARA) (22 U.S.C.A. § 9001 et seq.).1 Mother contends the
trial court erred by finding there was a grave risk of harm to the children if they were
returned to Mexico in the custody of Father, but then granting Father's petition for a
return order subject to unauthorized and unenforceable conditions (e.g., requiring her to
return to Mexico with the children). She argues the court should have denied Father's
petition based on its finding of a grave risk of harm to the children. We conclude the trial
court erred by making its return to Mexico order subject to certain unauthorized and/or
unenforceable conditions and remand the matter for further proceedings as discussed
below.
FACTUAL AND PROCEDURAL BACKGROUND
In 2001, Father and Mother were married. They are both Mexican citizens. Until
October 2013, they both resided in Tijuana, Mexico, while working at their family
hardware store in Chula Vista, California.
Father and Mother had two daughters, M., born August 2002, and Me., born May
2004, both born in the United States. Their daughters have dual citizenship in Mexico
and the United States. They resided and attended school in Tijuana.
Prior to and during April 2013, Father physically and verbally abused Mother. In
July 2013, Father and Mother filed a voluntary divorce petition in Mexico that apparently
was not thereafter finalized.
1 ICARA was originally found at former title 42 United States Code section 11601
et seq.
2
On or about October 12, 2013, Mother, without Father's knowledge or consent,
moved with their children from their home in Mexico to the United States, where they
apparently have since been staying at domestic violence shelters in San Diego County.
Mother thereafter refused to inform Father of the location of, or allow him to visit with,
their children. In April 2014, Father filed a petition for divorce in the Tijuana family
court.
On October 10, 2014, Father filed the instant Hague Convention petition seeking
an order requiring the return of the children to Mexico so that custody and visitation
rights could be adjudicated in the pending divorce action in Mexico. During a four-day
trial, the trial court heard the testimony of nine witnesses, including Father, Mother, and
the children's therapists. Mother testified regarding past incidents of physical and verbal
abuse committed by Father against her, some of which were committed in the presence of
one or both of their children. The court also spoke with both children in chambers.
On the record, the trial court stated its findings of fact and orders. The court found
Father had committed substantial domestic violence against Mother. It found Father's
denials of that domestic violence were not believable and concluded he "plainly lied to
the Court about important things." Based on the evidence, the court concluded there
would be a grave risk of emotional harm to the children were they returned to Mexico in
Father's custody, but there would be no grave risk of harm were they otherwise returned
to Mexico. To protect the children, it ordered they remain in Mother's custody, ordered
her to seek a restraining order against Father from the Mexican court within 10 days, and
ordered that Mother would, on her return to Mexico, have exclusive use of the family
3
home. It further ordered that, on the issuance of a protective order from the Mexican
court, Mother was to return to Tijuana with the children. The court stated: "Let me be
absolutely clear about that. The children are going back to Mexico with the [M]other
[¶] . . . [¶] [I]f Mother refuses to cross the border, I'll make further orders."
On November 13, 2014, the trial court issued its written order granting Father's
petition (Order). The Order states in part:
"1. The children's country of habitual residence is Mexico.
[¶] . . . [¶]
"4. Mother's removal of the children from Mexico to the United
States was wrongful under the Hague Convention, Article 2, and was
an attempt by Mother to impose custody by fait accompli through
crossing an international border.
"5. Consequently, this Court is bound by Hague Convention Article
12 and [former] 42 U.S.C. § 11601(a)(4) to order the return of the
children to Mexico forthwith, unless there is a cognizable defense.
"6. Due to a history of domestic violence, the court finds by clear
and convincing evidence there would be a grave risk of emotional
harm to the children if they were returned immediately to the
Father's custody. [Citation.]
"7. Nevertheless, the Court finds no grave risk of emotional harm to
the children if they are returned to Mexico.
The court then set forth its orders for the return of the children to Mexico, stating:
"8. Therefore, the court orders the return of the children to Mexico,
the country of habitual residence, and the jurisdiction of the Tijuana,
Baja, California, Family Court, which has a pending case involving
custody of the children.
"9. Pursuant to [former] 42 U.S.C. § 11604(a), the court orders
Mother to accompany the children in their return to Mexico. This is
a temporary order, pending a custody order from Tijuana, Baja
California, Family Court.
4
"10. To further protect the children from a grave risk of emotional
harm, the court further orders Mother to request a restraining order
or other protective order for herself and the children from the
Tijuana, Baja California, Family Court on or before November 16,
2014, to allow the children's safe return.
"11. Until such time as the Mother obtains a restraining order or
other protective order from the Tijuana, Baja California, Family
Court, and/or until such time as this order is superseded or cancelled
by a Tijuana, Baja California Family Court order, [Father] shall
never be intentionally or knowingly within 100 meters of [Mother]
or the children, while in the U.S. or Mexico, except for purposes of
attending court hearings or other events at which the attendance of
one or both parents is required.
"12. Unless the Tijuana, Baja California Family Court orders
otherwise, on or before November 16, 2014, Father shall vacate the
[family] premises [in Tijuana] to allow the Mother and children to
occupy the residence.
"13. Upon receiving the protective order the minor children shall
immediately return to Tijuana, Mexico and to the family home . . . in
the Mother's custody pending orders from the Tijuana, Baja
California, Family Court or the parties agree to a different
arrangement."
The court reserved jurisdiction in the event the Tijuana family court denied Mother's
request for a protective order, subject to superseding or different orders by that court.
The trial court denied Mother's request for a stay of the Order pending an appeal. Mother
timely filed a notice of appeal challenging the Order. On December 18, 2014, we granted
Mother's petition for writ of supersedeas and request for stay, and stayed the Order
pending further order of this court.
5
DISCUSSION
I
The Hague Convention Generally
"The [Hague] Convention . . . was adopted in an effort 'to protect children
internationally from the harmful effects of their wrongful removal or retention and to
establish procedures to ensure their prompt return to the State of their habitual residence,
as well as to secure protection for rights of access.' [Citations.] To deter parents from
crossing international boundaries to secure a more favorable forum for the adjudication of
custody rights, the [Hague] Convention provides for the prompt return of a child who is
'wrongfully removed to or retained in' any country that has signed on to the [Hague]
Convention. [Citations.] It thus provides a means by which to restore the status quo
when one parent unilaterally removes the child from the child's country of habitual
residence and/or retains the child in a new jurisdiction. [Citation.] [¶] The only function
of a proceeding under the [Hague] Convention is to decide whether a child should be
returned to the country of the complaining parent; it does not govern the merits of
parental custody disputes, but leaves those issues to be determined by appropriate
proceedings in the child's country of habitual residence." (In re Marriage of Forrest &
Eaddy (2006) 144 Cal. App. 4th 1202, 1210 (Forrest).)
A petitioner under the Hague Convention "bears the burden of proving the child's
wrongful removal or retention by a preponderance of the evidence." (Forrest, supra, 144
Cal.App.4th at p. 1211.) "If the petitioner succeeds in showing a wrongful removal, the
[Hague Convention] requires repatriation of the abducted child to its country of habitual
6
residence in all but a few exceptional circumstances. [Citations.] Exceptions to the
Hague Convention must be narrowly interpreted 'lest they swallow the rule of return.' "
(Maurizio R. v. L.C. (2011) 201 Cal. App. 4th 616, 633 (Maurizio R.).)
The primary exception at issue in this appeal is the "grave risk" exception, which
provides that return of a child to his or her country of habitual residence need not be
ordered if "there is a grave risk that his or her return would expose the child to physical
or psychological harm or otherwise place the child in an intolerable situation." (Hague
Convention, art. 13, par. b; 22 U.S.C.A. § 9003(e)(2)(A).) The grave risk exception is
narrow and must be proved by clear and convincing evidence. (22 U.S.C.A.
§ 9003(e)(2)(A); Maurizio R., at p. 633; In re Marriage of Witherspoon (2007) 155
Cal. App. 4th 963, 974 (Witherspoon).)
Another exception to return may apply when a child of sufficient age and degree
of maturity objects to return. (Hague Convention, art. 13; Witherspoon, supra, 155
Cal.App.4th at p. 975.) The Hague Convention provides: "The judicial or administrative
authority may also refuse to order the return of the child if it finds that the child objects to
being returned and has attained an age and degree of maturity at which it is appropriate to
take account of [his or her] views." (Hague Convention, art. 13; Witherspoon, at p. 975;
Escobar v. Flores (2010) 183 Cal. App. 4th 737, 746 (Escobar).) Elisa Perez-Vera, the
official reporter for the Hague Convention, explained in her report that the Hague
Convention provides that a child's views on his or her return may be conclusive if the
child has attained an age and degree of maturity sufficient for his or her views to be taken
into account by the court. (Escobar, at pp. 746-747 & fn. 4; Witherspoon, at pp. 972, fn.
7
7, & 975-976; De Silva v. Pitts (10th Cir. 2007) 481 F.3d 1279, 1286; Blondin v. Dubois
(2d Cir. 2001) 238 F.3d 153, 166 ["[A] court may refuse repatriation solely on the basis
of a considered objection to returning by a sufficiently mature child."].) The Hague
Convention does not set forth a minimum age at which a child is old enough and mature
enough to trigger that provision. (Blondin, at p. 166.)
On appeal from an order granting or denying a Hague Convention petition, "we
review the trial court's determination of the historical facts for substantial evidence but
conduct a de novo review of the questions of law." (Forrest, supra, 144 Cal.App.4th at
p. 1213.) We review independently a trial court's interpretation of the Hague Convention
and its application of the Hague Convention to the facts in a particular case. (Maurizio
R., supra, 201 Cal.App.4th at pp. 633-634.)
II
Unauthorized and Unenforceable Conditions of Return Order
Mother contends the trial court erred as a matter of law by making the Order
requiring the return of the children to Mexico subject to certain conditions that are
unauthorized and/or unenforceable. She does not dispute the trial court's findings that the
children's habitual residence was in Mexico and that she wrongfully removed them from
Mexico to the United States. More importantly, she does not dispute the court's finding
that there would be no grave risk of emotional harm to the children were they returned to
Mexico, unless they are returned immediately to Father's custody (in which case there
8
would be a grave risk of emotional harm).2 Rather, Mother only challenges certain
conditions of the Order and requests that we reverse the order and remand the matter to
the trial court.
A
Mother asserts the trial court erred as a matter of law by requiring her to return to
Mexico with the children. In the Order, the court ordered "Mother to accompany the
children in their return to Mexico." In so doing, as in another case involving a similar
return order, the trial court "admirably attempted to balance the broad purposes of the
[Hague] Convention with the safety of the children by fashioning undertakings that
attempted to protect the children from their father during the pendency of custody
proceedings [in Mexico]." (Simcox v. Simcox (6th Cir. 2007) 511 F.3d 594, 610
(Simcox).) However, the Hague Convention requires the return of only children, and not
their parents, to the country of their habitual residence. (Maurizio R., supra, 201
2 Although Father's respondent's brief disputes the trial court's finding that there
would be a grave risk of emotional harm to the children were they returned immediately
to his custody, he has not filed a notice of cross-appeal and therefore cannot contest the
trial court's factual finding on that issue. (California State Employees' Assn. v. State
Personnel Bd. (1986) 178 Cal. App. 3d 372, 382, fn. 7 ["[I]t is the general rule that a
respondent who has not appealed from the judgment may not urge error on appeal."].)
Accordingly, we need not address, and do not decide, whether there is substantial
evidence in the record on appeal to support the trial court's findings regarding the absence
or presence of a grave risk of harm to the children were they to be returned to Mexico in
the custody of Father or another person (e.g., Mother or court-appointed guardian). (Cf.
Forrest, supra, 144 Cal.App.4th at p. 1213 [substantial evidence standard applies in
reviewing trial court's factual findings].) In any event, were we to address that issue, it is
likely we would conclude there is substantial evidence in the record to support the trial
court's finding there would be a grave risk of emotional harm to the children were they
returned to Mexico immediately in Father's custody.
9
Cal.App.4th at p. 633; Forrest, supra, 144 Cal.App.4th at p. 1210.) A trial court has no
authority under the Hague Convention or ICARA to order a parent to return to the
children's country of habitual residence, whether with or without the children. (Maurizio
R., at p. 641 ["Mother cannot be compelled to return to Italy."]; Simcox, at p. 598
[reversing return order, finding particularly problematic the "command that Mrs. Simcox
herself return to Mexico"].) By ordering Mother to return to Mexico with her children,
the trial court erred. It lacked the authority under the Hague Convention and ICARA (or
otherwise) to require her to return to Mexico. Father does not cite any authority showing,
or otherwise persuade us, the trial court had that authority.
Furthermore, contrary to Father's assertion and the trial court's apparent belief, the
court did not have the authority under the Hague Convention or ICARA to order Mother
to return to Mexico with the children as a provisional remedy. (22 U.S.C.A. § 9004(a).)
A court exercising jurisdiction under the Hague Convention and ICARA "may take . . .
measures . . . to protect the well-being of the child . . . before the final disposition of the
[Hague Convention] petition." (22 U.S.C.A. § 9004(a), italics added.) Accordingly,
those provisional measures may be taken only during the pendency of a Hague
Convention petition and not as part of a final order deciding the merits of that petition.
Because the trial court's order that Mother return to Mexico with the children is part of
the Order that finally disposes of Father's petition, it is not a provisional measure under
ICARA.
Nevertheless, we note the trial court's objective of protecting the children from the
grave risk of emotional harm by Father on their return to Mexico could have been carried
10
out in a differently constructed return order. (See, e.g., Maurizio R., supra, 201
Cal.App.4th at pp. 641-642.) Mother "cannot be permitted to defeat the Hague
Convention" by refusing to return to Mexico with the children. (Id. at p. 641.) Assuming
on remand of this matter the trial court does not alter its conclusion the children must be
returned to Mexico (i.e., based on the children's views as discussed below), the court
should craft conditions and undertakings that do not require Mother's cooperation in their
return to Mexico. (Id. at pp. 641-642.) For example, the court may give Mother the
choice to return to Mexico with the children, but if she chooses not to do so, it may
appoint a guardian, child welfare escort, or other responsible third party to escort the
children back to Mexico for further custody proceedings there. (Id. at p. 641; cf. Simcox,
supra, 511 F.3d at p. 610 ["[T]he court must provide for a contingency to assure the
children's safety and care should Mrs. Simcox choose to remain in the United States."].)
There is nothing in the record indicating the courts in Mexico are unable to issue orders
to protect the children's physical and emotional health pending the outcome of the
custody proceedings there. (Maurizio R., at pp. 641-642 [regarding courts in Italy].) In
the unlikely and rare circumstance that the trial court finds it impossible to craft
conditions or undertakings that would protect the children from emotional harm by Father
on their immediate return to Mexico, it may be necessary that it deny Father's petition.
(Cf. Simcox, at pp. 610-611.)
B
Mother also asserts the trial court erred as a matter of law by conditioning the
children's return to Mexico on Mother's application for, and the issuance of, a protective
11
order from the Tijuana family court. The Order states: "To further protect the children
from a grave risk of emotional harm, the court further orders Mother to request a
restraining order or other protective order for herself and the children from the Tijuana,
Baja California, Family Court on or before November 16, 2014, to allow the children's
safe return." The Order further stated: "Upon receiving the protective order the minor
children shall immediately return to Tijuana, Mexico and to the family home . . . in the
Mother's custody . . . ." The record shows that Mother apparently applied for such a
protective order before the November 13, 2014, hearing on the terms of the Order, but it
does not show whether such an order had been issued by that date or whether one has
since been issued by the Tijuana family court.
"[C]onditioning a return order on a foreign court's entry of an order . . . raises
serious comity concerns." (Danaipour v. McLarey (1st Cir. 2002) 286 F.3d 1, 23;
Maurizio R., supra, 201 Cal.App.4th at p. 644.) Nevertheless, we generally agree with
the trial court's attempt to guide the parties in obtaining an order from the Tijuana family
court to protect the children from the risk of emotional harm by Father. However, similar
to our reasoning above that precludes the court from requiring Mother to return to
Mexico with the children, the court also has no authority to require Mother to apply for a
protective order from the Tijuana family court. Absent evidence in the record showing
otherwise, we presume there may be alternative means by which a protective order may
be obtained from a court in Mexico to protect the children in the event Mother does not
voluntarily apply for, and obtain, such an order. Furthermore, absent a finding by the
trial court that there would be a grave risk of emotional harm to the children by Father
12
were they returned to Mexico in the immediate custody of Mother, a guardian, a child
welfare escort, or other responsible third party (other than Father), it should not have
conditioned their return on the issuance of a protective order by the Tijuana family court.
We cannot presume the courts in Mexico are unable to promptly issue orders to protect
the children's emotional health pending the outcome of the custody proceedings there.
(Maurizio R., supra, 201 Cal.App.4th at pp. 641-642 [regarding courts in Italy].)
C
Mother also asserts the trial court erred by including in the Order conditions or
undertakings that it could not enforce. For example, she cites the order that Father vacate
the family home in Tijuana. She correctly argues the trial court could not enforce that
order, nor is there anything in the record showing the Tijuana family court would enforce
that order. By so ordering, the court erred. However, we disagree with Mother's
assertion that the trial court must deny Father's petition if it cannot enforce that or other
conditions. (Cf. Danaipour v. McLarey, supra, 286 F.3d at p. 25-26 [if grave risk or
other exception applies, a court should not exercise its discretion to return the child
unless enforcement of its undertakings can be guaranteed]; Simcox, supra, 511 F.3d at p.
606.) As a general rule, a court should only issue orders that it has the ability to enforce.
Nevertheless, it should not be dissuaded from issuing appropriate orders if their
enforcement is not "guaranteed."
D
Mother also asserts the trial court erred by ordering the return of the children to
Mexico because Father did not carry his burden to present evidence showing the
13
conditions or undertakings ordered by the court would alleviate the risk of emotional
harm to the children. Citing Baran v. Beaty (11th Cir. 2008) 526 F.3d 1340, she argues
that because the trial court found there would be a grave risk of harm to the children were
they returned to Mexico immediately in Father's custody, it was his burden to then
present evidence that specific undertakings would alleviate that risk. (Id. at pp. 1349,
1352-1353.) She further argues that because Father did not propose any specific
undertakings or present any evidence that the undertakings would alleviate the grave risk
to the children were they to be in his immediate custody, the trial court should have
denied his petition for their return under the Hague Convention. We disagree. Although
it would be helpful for the petitioning parent to propose specific undertakings to the court
and present evidence showing that those undertakings would alleviate any grave risk to
the children on their return to the country of their habitual residence, we cannot conclude
a court must deny a petition absent such proposed undertakings and evidence in support
thereof. Rather, we believe it is incumbent on the trial court, with or without the
assistance of either parent, to determine, based on the evidence before it, whether
sufficient conditions or undertakings can be crafted that would avoid harm, or at least
reduce it to a level less than a grave risk of harm, to the children were they to be returned
to the country of their habitual residence. We conclude the trial court did not err by not
denying Father's petition as asserted by Mother.
E
Mother also asserts the trial court erred by granting Father's petition and should
have denied it simply because the court found there would be a grave risk of emotional
14
harm to the children were they returned to Mexico in the immediate custody of Father.
However, the court also found there would be, in general, no grave risk of emotional
harm to the children were they otherwise returned to Mexico (i.e., not in Father's
immediate custody). Furthermore, the trial court presumably believed a return order
subject to certain conditions and undertakings would be sufficient to protect the children
from the risk of any emotional harm on their return to Mexico. Although there are errors
in certain conditions and undertakings of the Order, as discussed above, we believe the
court was correct that conditions and undertakings could be crafted that would be
sufficient to protect the children from the risk of any emotional harm on their return to
Mexico. On remand, absent another ground to deny the petition as discussed below, the
court should attempt to craft appropriate conditions and undertakings that would alleviate
that risk.
III
Proceedings on Remand
Mother requests that on remand of this matter we direct the trial court to enter a
new order denying Father's petition. We decline to do so. Rather, on remand the court
should instead first determine, as Mother alternatively suggests, whether either or both of
the children are of sufficient age and degree of maturity and object to their return to
Mexico.3 (Hague Convention, art. 13; Witherspoon, supra, 155 Cal.App.4th at p. 975.)
3 Although the trial court spoke with the children, the record does not show whether
it considered the potential application of this exception to the Hague Convention's
general rule requiring the return of children to the country of their habitual residence.
15
If so, the court may, in the reasonable exercise of its discretion, deny the petition for their
return to Mexico. (Hague Convention, art. 13; Witherspoon, at p. 975; Escobar, supra,
183 Cal.App.4th at p. 746; Blondin v. Dubois, supra, 238 F.3d at p. 166 ["[A] court may
refuse repatriation solely on the basis of a considered objection to returning by a
sufficiently mature child."].) The Hague Convention does not set forth a minimum age at
which a child is old enough and mature enough to trigger that provision. (Blondin, at
p. 166.) However, in other cases children as young as 13, 11, and eight years old have
been found, in the circumstances of those cases, to be of sufficient age and degree of
maturity to make it appropriate for the court to consider their views on their return to the
country of their habitual residence. (See, e.g., Witherspoon, at p. 976 [13- and 11-year-
old children]; Escobar, at pp. 740, 745, 752 [eight-year-old child]; Blondin, at p. 158
[eight-year-old child].)
If the trial court does not deny Father's petition on that ground (i.e., the children
are of sufficient age and degree of maturity and object to their return to Mexico), it shall
craft new conditions and undertakings that are appropriate to protect the children from
the grave risk of emotional harm on their immediate return to Mexico. In so doing, the
court should not order any unauthorized or unenforceable conditions or undertakings and
should consider alternative means to return the children to Mexico other than in Mother's
custody should she decline to voluntarily return to Mexico with them. In the event
appropriate conditions and undertakings cannot be crafted to protect the children from the
grave risk of emotional harm from their Father on their immediate return to Mexico, the
court may deny the petition.
16
DISPOSITION
The Order is reversed and the matter is remanded for further proceedings in
accordance with this opinion. Because we reverse the Order, our stay of that Order
pending further order of this court automatically dissolves. Each party shall bear his or
her own costs on appeal.
McDONALD, J.
WE CONCUR:
HUFFMAN, Acting P. J.
NARES, J.
17