People v. Castro CA5 ( 2022 )

Filed 7/27/22 P. v. Castro CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F079074
Plaintiff and Respondent,
(Super. Ct. No. VCF317661A)
v.
PAUL GABRIEL CASTRO, OPINION
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Tulare County. Kathryn T.
Montejano, Judge.
Christine Vento, under appointment by the Court of Appeal, for Defendant and
Appellant.
Xavier Becerra and Rob Bonta, Attorneys General, Lance E. Winters, Chief
Assistant Attorney General, Michael P. Farrell, Assistant Attorney General, Julie A.
Hokans and Galen N. Farris, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
Defendant Paul Gabriel Castro was convicted of multiple offenses, including three
counts of attempted second degree murder and one count of active participation in a
criminal street gang, arising out of a gang-related fight that ended with two people being
shot. The jury also found true various enhancements, including firearm and gang
allegations. He raises several issues on appeal. We conclude one of his attempted
murder convictions, his active gang participation conviction, and the findings on the gang
allegations must be reversed, but otherwise affirm.
STATEMENT OF THE CASE
The crimes here were committed on May 6, 2015. In August 2016, the Tulare
County District Attorney filed an information charging Castro, along with codefendants
Isaiah Richard Castro1 and Gonzalo Gonzalez, Jr., with the following: three counts of
attempted murder (Pen. Code, §§ 664/187, subd. (a);2 count 1 [victim T.], counts 3 and 5
[victim C.]); two counts of assault with a firearm (§ 245, subd. (a)(2); count 2 [victim T.],
count 4 [victim C.]); assault with a deadly weapon (a knife) (§ 245, subd. (a)(1); count 6
[victim C.]); and active participation in a criminal street gang (§ 186.22, subd. (a);
count 7).
In connection with counts 1 and 3, the information further alleged as to Castro
(1) that a principal discharged a firearm in a gang case causing great bodily injury
(§ 12022.53, subds. (c), (d) & (e)(1)); (2) that a principal was armed with a firearm
(§ 12022, subd. (a)(1)); (3) that Castro personally inflicted great bodily injury (§ 12022.7,
subd. (a));3 and (4) that the crime was committed for the benefit of, at the direction of, or
in association with a criminal street gang (§ 186.22, subd. (b)(4)).
In connection with counts 2 and 4, the information further alleged as to Castro:
(1) that Castro personally used a firearm (§ 12022.5, subd. (a)); (2) criminal street gang
1 For clarity, we refer to Isaiah Richard Castro as “Isaiah.”
2 All statutory references are to the Penal Code.
3 The section 12022.7, subdivision (a), enhancement was not initially included in
the information as to counts 2, 3, or 4. As discussed in section V of the Discussion, the
information was amended before closing argument to include this allegation as to counts
2, 3, and 4.
2.
enhancement allegations (§ 186.22, subd. (b)(1)(B) & (C)); and (3) that Castro personally
inflicted great bodily injury on victim T. (§ 12022.7, subd. (a)).
In connection with count 5, the information further alleged as to Castro: (1) that a
principal was armed with a firearm (§ 12022, subd. (a)(1)); and (2) a criminal street gang
allegation (§ 186.22, subd. (b)(4)). As to Gonzalez, it was further alleged Gonzalez
personally used a deadly and dangerous weapon (a knife) (§ 12022, subd. (b)(1)).4
As to count 6, and as to Castro, the information further alleged a criminal street
gang enhancement (§ 186.22, subd. (b)(1)(B)).
As to all counts, the information further alleged Castro had suffered two prior
felony convictions within the meaning of section 1203, subdivision (e)(4).
Jury trial started January 14, 2019. The jury returned guilty verdicts on each count
as to Castro. On counts 1, 3, and 5, the jury found the premeditation special allegations
not true, but found the remaining enhancement allegations true as to all counts. As
relevant to this appeal, the jury found Gonzalez guilty on count five (attempted murder of
C.) and found true the enhancement allegation that he personally used a deadly and
dangerous weapon (a knife) during the commission of the offense.
On March 19, 2019, the court sentenced Castro to the upper term of nine years for
attempted second degree murder on count 1, plus a consecutive term of 10 years for the
gang enhancement, plus a consecutive indeterminate term of 25 years to life for the
section 12022.53, subdivision (d), enhancement.5
4We mention this allegation as to Gonzalez to make clear that count 5 is the
attempted murder that involved the use of a knife (as opposed to a gun).
5 The information, as to counts 1 and 3, referenced section 12022.53,
subdivisions (c) and (d). The jury’s verdict form then recited the language of
section 12022.53, subdivision (d)—i.e., it referenced great bodily injury—but it listed
only subdivision (c) and not subdivision (d). After the jury returned its verdicts, the
People filed a “memorandum on clerical error affecting jury’s verdict” in which they
indicated that the listing of subdivision (c) in the jury’s verdict form had been a clerical
3.
On count 3, the court imposed a consecutive term of two years, four months (one-
third the middle term), plus three years four months (one-third the middle term) for the
gang enhancement, plus a consecutive term of 25 years to life for the section 12022.53,
subdivision (d), enhancement.
On count 5, the court imposed a consecutive term of two years, four months (one-
third the middle term), plus a consecutive term of three years, four months (one-third the
middle term) for the gang enhancement, plus a consecutive term of four months (one-
third the middle term) for the section 12022, subdivision (a)(1), enhancement.
The court imposed but stayed under section 654 terms on counts 2, 4, 6, and 7.
The court also imposed a consecutive term of eight months for Castro’s violation of
probation in a prior case.
The court ordered $101,805.81 in victim restitution and ordered the defendants be
jointly and severally liable for the amount. Castro received 1,599 days of total time
credits against his sentence.
FACTS
I. The crimes
On May 6, 2015, C., a former Norteno gang member, went to a grocery store with
his girlfriend and two of his five children. He got out of his car and saw a Hispanic male
later identified as Castro urinating in the parking lot. Because he was with his girlfriend
and children, he said to Castro, “Come on, man.” Castro responded, “Oh, my bad.”
Castro looked C. up and down and asked for a cigarette, and C. told him he did not
smoke. C. was wearing blue sandals at the time. Blue is the color of the Sureno gang, a
rival of the Norteno gang. Nortenos wear the color red. However, because C. was a
error and that based on the language of the verdict form, the jury had found a
subdivision (d) allegation true. At the next hearing, defense counsel agreed that it was a
clerical error and the court issued an order clarifying that the jury had found an allegation
true under section 12022.53, subdivision (d), and not subdivision (c).
4.
dropout, he believed he could wear whatever color he wanted. C. knew that Nortenos
were supposed to react, often with violence, when they encounter Surenos. Castro asked
C. if he “banged” and if he was a “scrap,” which is a derogatory term for a Sureno. C.
smirked and told Castro he was not a scrap and said he was with his kids. C. kept
walking and saw Castro reach toward his waistband. C. knew that the waistband is where
one would carry a gun. Sensing trouble afoot, he told his girlfriend to go inside with his
two daughters and tell the store manager to call police.
As C. approached the store entrance, three Hispanic men were exiting the store.
Castro told the men that C. was a scrap. C. knew from his gang experience that
“something was gonna happen.” One of the men “socked” C., launching the full-fledged
attack on him. C. was fighting against three men before “two [or] three more” joined in.
C. defended himself valiantly and effectively. Castro, Gonzalez, and Isaiah were all
involved in the fight. One of the assailants was yelling, “West Side,” during the attack.
The fight was captured on a store surveillance video which was played at trial.
During the fight, C. saw that one of the men, who C. later identified as Gonzalez,
had a knife in his hand. Gonzalez swung the knife several times trying to stab C., but C.
was not stabbed. C. agreed with the prosecutor’s description that “multiple people” were
“getting on top of [him] during the struggle.” Others were punching him while Gonzalez
tried stabbing him. C.’s girlfriend tried to pull attackers off of C.
The fight, which had begun outside the store entrance before moving inside,
stopped for a moment as C. and his attackers moved back toward the entry way. The
attackers were blocking C.’s way out toward the parking lot; that is, C. was positioned in
the entry way, facing the parking lot, and his attackers were across from him, facing the
store. Castro then pulled a firearm from his waistband and began shooting at C.
C. was shot twice, once in the arm and once in the back. About a minute and forty
seconds had elapsed from when the fight started to when C. was shot. C. testified a “few
seconds” elapsed between the last time he was hit with a blow and when he was shot. C.
5.
estimated Castro shot him from about 22 feet away. T.,6 who was the store manager and
tried helping break up the fight, was also shot twice, once in the chest and once in the leg.
When Castro began shooting, T. was standing behind and near C.
C. was transported to the hospital, where he stayed for two to three weeks. He
needed surgeries. C. testified he still had scars and suffered from back pain. T. was also
taken to the hospital, where he spent six days. T. underwent three surgeries and, at the
time of trial, still suffered from chest, stomach, and back pain, and was 40 percent
disabled.
A.S., a male, was with the defendants during the crimes. He knew Castro, Isaiah,
and Gonzalez because all four were Norteno gang members. He had known Castro in
particular for seven years at the time of trial. A.S., Castro, and Isaiah were affiliated with
the “West Side Tulare” street gang, which was a Norteno subset. Gonzalez was affiliated
with a different Norteno subset, “East Side Tulare.” A.S. often went out with Castro and
Isaiah looking for Surenos to assault.
A.S. testified that he was with Castro, Isaiah, Gonzalez, and others at a park
hanging out before driving to the store where the crimes occurred. A.S. saw Castro put a
gun into his waistband before they left the park. A.S. also said Gonzalez told him he had
a knife. A.S. said when the group arrived at the store, A.S., Isaiah, and another person
named Orlando went into the store to shop, and Castro and Gonzalez went into the store
to use the restroom.
A.S. testified all three codefendants were involved in the fight. A.S. said he
assisted in the fight by shoving C. A.S. said there came a point when the fight “kinda
stopped” and C. was standing outside the store. A.S. then saw Castro pull out the same
gun he had at the park and shoot C. The group then got into the same car they arrived in
and went to another Norteno member’s house.
6 T. is male.
6.
A.S. further testified that Castro and his codefendants were laughing about the
shooting on the car ride away from the scene. Someone in the group said, “We got him.”
A.S. testified he was originally charged with the same offenses as the three
codefendants here, but testified for the prosecution pursuant to a plea agreement in which
he pleaded guilty to an assault charge with a gang enhancement. A.S. received a four-
year sentence “with half time and a strike.”
II. Gang evidence
In addition to testifying about the crimes, A.S. was also designated as a gang
expert and testified about the West Side Tulare gang. He testified about the organization
and structure of the gang and explained that West Side Tulare cooperated with other
Norteno subsets. He also testified that all three codefendants were active gang members
at the time of the crimes. A.S. also explained the rivalry between Nortenos and Surenos
and said that a frequent gang activity was to go out on patrols looking for Surenos to beat
up. Killing a Sureno would increase one’s prestige within West Side Tulare. On the
other hand, failing to attack a Sureno on the street would result in discipline.
The prosecution also presented evidence from several law enforcement officers
concerning prior gang-related contacts between each of the codefendants and law
enforcement. One officer, for example, testified that on one occasion he was speaking
with Castro, who was the suspect in an investigation, and Castro admitted to the officer
he was a Norteno gang member. That same officer testified that on another occasion he
spoke with Isaiah and Gonzalez as part of a homicide investigation, and both admitted
they were Norteno gang members.
Sergeant Raymond Guerrero testified for the prosecution as a gang expert. He
testified about the structure of the Norteno gang and its rivalry with the Sureno gang. He
testified about Norteno clothing, tattoos, graffiti, and symbols. He stated the primary
activities of the Norteno gang include assault, attempted homicide, homicide, stealing
7.
vehicles, and burglary. Guerrero opined Castro, Isaiah, and Gonzalez were all Norteno
gang members, based on a consideration of multiple factors.
Guerrero also identified three crimes committed by other Norteno gang members.
The first was an attempted murder committed by Manden Torres in March 2011.
Guerrero was familiar with this case from reviewing the police reports and contacting the
investigating officers. A certified copy of Torres’s record of conviction was admitted
into evidence. Guerrero opined Torres was a Norteno gang member from reading
reports.
The second was an assault with a deadly weapon committed by Desiree Morales in
March 2012. Guerrero was familiar with the case from reviewing past reports and
contacting the investigating officers. A certified copy of Morales’s record of conviction
was admitted into evidence. Guerrero opined Morales was a Norteno gang member from
reading reports.
The third was a murder committed by Frankie Hernandez in August 2013.
Guerrero was familiar with this offense because he was one of the investigators on the
case. A certified copy of Hernandez’s record of conviction was admitted into evidence.
Guerrero opined Hernandez was a Norteno gang member “based upon the research that
[he] personally conducted.”
Based on a hypothetical tracking the facts of this case, Guerrero opined the crime
was committed for the benefit of the Norteno gang. He explained that the hypothetical
crime would instill fear of the Norteno gang within the community and within rival gangs
and would build respect for the gang.
DISCUSSION
I. Attempted murder of T.
Castro contends, and the People agree, that his conviction on count 1 of the
attempted murder of T. must be reversed because there was insufficient evidence Castro
acted with a specific intent to kill T. We agree as well.
8.
A. Standard of review
“When a conviction is challenged on appeal for insufficient evidence to support it,
we apply the substantial evidence standard of review. [Citations.] In so doing, we
review the whole record in the light most favorable to the judgment to determine whether
there is substantial evidence to support the conviction. [Citations.] Substantial evidence
is evidence that is reasonable, credible, and of solid value such that a rational trier of fact
could find the defendant guilty beyond a reasonable doubt. [Citation.] We do not
reweigh the evidence, resolve conflicts in the evidence, or reevaluate the credibility of
witnesses.” (People v. Jennings (2019) 42 Cal.App.5th 664, 671.)
B. Analysis
“ ‘ “The mental state required for attempted murder has long differed from that
required for murder itself. Murder does not require the intent to kill. Implied malice—a
conscious disregard for life—suffices. [Citation.]” [Citation.] In contrast, “[a]ttempted
murder requires the specific intent to kill and the commission of a direct but ineffectual
act toward accomplishing the intended killing.” ’ ” (People v. McCloud (2012)
211 Cal.App.4th 788, 796—797 (McCloud).)
“ ‘Under the classic formulation of California’s common law doctrine of
transferred intent, a defendant who shoots with the intent to kill a certain person and
[kills] a bystander instead is subject to the same criminal liability that would have been
imposed had “ ‘the fatal blow reached the person for whom intended.’ ” [Citation.] In
such a factual setting, the defendant is deemed as culpable as if he had accomplished
what he set out to do.’ ” (McCloud, supra, 211 Cal.App.4th at p. 797.)
“Although transferred intent can support murder convictions if nontargeted
individuals are killed, transferred intent cannot support attempted murder convictions
concerning nontargeted individuals who were not killed. ‘[I]ntent to kill does not transfer
to victims who are not killed, and thus “transferred intent” cannot serve as a basis for a
finding of attempted murder. [Citation.]’ [Citation.] Thus, ‘[s]omeone who in truth does
9.
not intend to kill a person is not guilty of that person’s attempted murder even if the
crime would have been murder—due to transferred intent—if the person were killed. To
be guilty of attempted murder, the defendant must intend to kill the alleged victim, not
someone else. The defendant’s mental state must be examined as to each alleged
attempted murder victim. Someone who intends to kill only one person and attempts
unsuccessfully to do so, is guilty of the attempted murder of the intended victim, but not
of others.’ ” (McCloud, supra, 211 Cal.App.4th at p. 797.)
The record contains no evidence Castro intended to kill T., and the prosecution did
not argue otherwise. To the contrary, the record shows that Castro only specifically
intended to kill C. and that T. was struck twice by accident. The prosecution improperly
relied on the transferred intent doctrine to obtain the conviction. The prosecutor told the
jury during closing argument:
“Count 1 is going to be attempted murder, and it’s the attempted
murder of [T.], and there’s one thing I want to discuss about that. We’ve
talked a lot about why C. was targeted specifically, because he was seen as
a Sureno, and so you might ask well, if he was a target and they intended to
kill him, how are we charging the defendants with attempted murder of [T.]
who is an accidental person?
“And the reason behind that is something called transferred intent.
You can’t try to kill someone and miss and nearly kill someone else and
then claim well, it was just a mistake.
“You—the same intent that goes for [C.] is transferred over to [T.]
because he is also a victim in this. He is a victim as much as [C.] even if he
wasn’t the actual target of it, and so that is why we’re looking for a verdict
of guilty on attempted murder for [T.] and his injuries.”
10.
The conviction on count 1 must be reversed because there was insufficient
evidence Castro specifically intended to kill T. and because the transferred intent doctrine
does not apply to attempted murder charges.7
II. Convictions on counts 3, 4, 5, and 6
Castro was convicted of two counts of the attempted second degree murder of C.
and two counts of assault on C. Counts 3 (attempted murder) and 4 (assault with a
firearm) were based on Castro’s shooting of C., and counts 5 (attempted murder) and 6
(assault with a deadly weapon) were based on Castro’s aiding and abetting Gonzalez’s
attempt to stab C.
Castro contends each of these two sets of dual convictions (two for attempted
murder and two for assault) (1) constituted multiple convictions for different statements
of the same offense in violation of section 954; (2) resulted in improper “fragmentation”
of the same crime in violation of double jeopardy principles; and (3) violated the
prohibition on multiple convictions, based on alternative theories of criminal liability, for
a single act against a single victim. All three of these related claims rest on the same
premise that Castro’s participation in the stabbing attempt and his subsequent shooting of
C. constitutes only a single criminal act. Castro asserts his convictions in counts 5 and 6
must be reversed. We reject all his arguments.
A. Section 954
1. Background law
“In general, a person may be convicted of, although not punished for, more than
one crime arising out of the same act or course of conduct. ‘In California, a single act or
course of conduct by a defendant can lead to convictions “of any number of the offenses
7 As an alternative ground for reversing the conviction on count 1, Castro contends
the prosecutor committed prosecutorial misconduct when he inaccurately told the jury
during closing argument that the law of transferred intent applied to attempted murder.
Since we are reversing on the first ground, we need not address this second ground.
11.
charged.” ’ ” (People v. Reed (2006) 38 Cal.4th 1224, 1226—1227 (Reed), original
italics; People v. White (2017) 2 Cal.5th 349, 354; People v. Correa (2012) 54 Cal.4th
331, 336—337.) Under section 954, a separate conviction is permissible for each
completed crime, as determined by the statutory elements of the crime, even if the
defendant had the same intent and objective in committing the multiple crimes and even
if the defendant committed the crimes at or near the same time. (People v. Johnson
(2007) 150 Cal.App.4th 1467, 1474—1477 (Johnson).)
The question of whether multiple convictions are proper is reviewed de novo, “as
it turns on the interpretation of section 954.” (People v. Villegas (2012) 205 Cal.App.4th
642, 646.)
“[D]espite the seemingly absolute language of section 954,” there are judicially
created exceptions to the general rule permitting multiple convictions. (People v. Ortega
(1998) 19 Cal.4th 686, 692, disapproved on other grounds in Reed, supra, 38 Cal.4th
1224, 1228—1229; People v. Sanders (2012) 55 Cal.4th 731, 736.) For example,
multiple convictions may not be based on necessarily included offenses, and “[w]hen a
defendant is found guilty of both a greater and a necessarily lesser included offense
arising out of the same act or course of conduct, and the evidence supports the verdict on
the greater offense, that conviction is controlling, and the conviction of the lesser offense
must be reversed.” (Id. at p. 736.)
As a separate matter, while section 954 “authorizes multiple convictions for
different or distinct offenses,” it does not “permit multiple convictions for a different
statement of the same offense when it is based on the same act or course of conduct.’ ”
(People v. Vidana (2016) 1 Cal.5th 632, 650 (Vidana).)
Vidana held the defendant in that case could not be convicted of both larceny
(§ 484, subd. (a)) and embezzlement (§ 503) for the same conduct, even though the
offenses had different elements and were not lesser included offenses. (Vidana, supra,
1 Cal.5th at p. 650.) Vidana held that while larceny and embezzlement had different
12.
elements and were defined in separate statutes, the Legislature had expressly stated in
section 490a “that ‘[w]herever any law or statute of this state refers to or mentions
larceny, embezzlement, or stealing, said law or statute shall hereafter be read and
interpreted as if the word “theft” were substituted therefor.’ [Citation.] … [T]he obvious
intent of this statute—enacted at the same time section 484 [larceny] was amended to
include embezzlement—was to create a single crime of theft. In deciding whether
larceny and embezzlement are different offenses, our focus is on the Legislature’s intent.
‘[I]f the Legislature meant to define only one offense’ in amending section 484 in 1927,
‘we may not turn it into two.’ ” (Vidana, supra, 1 Cal.5th at p. 648.)
Neither the lesser included offense exception nor the circumstances addressed in
Vidana exist in this case.
2. Bailey and later decisions
Castro relies on People v. Bailey (1961) 55 Cal.2d 514 (Bailey) and other cases to
support his argument that he could not be convicted of two separate counts of attempted
murder and two separate counts of assault because the crime constituted only a single act.
He discusses Bailey not in the context of section 954, but in the context of his crime-
splitting, double jeopardy argument. However, the issue in Bailey centered on
interpreting section 954, so we discuss the case in the context of section 954.
In Bailey, supra, 55 Cal.2d 514, the defendant fraudulently applied for and
received multiple welfare payments from a county agency. She was convicted of one
count of grand theft and moved for a new trial. The trial court granted the motion, and
the People appealed from that order. (Id. at pp. 515—518.) Bailey addressed whether the
defendant was guilty of one count of grand theft or a series of petty thefts. (Id. at p. 518.)
Bailey created an exception to section 954’s general rule and upheld the single
conviction, concluding a series of separate thefts from the same victim could, in certain
circumstances, be aggregated into a single count of grand theft. Bailey held the relevant
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test was whether there was “only one intention, one general impulse, and one plan,” and
concluded defendant was properly convicted of a single count. (Id. at pp. 519—520.)
“Subsequent decisions have construed Bailey as being a two-sided coin, granting
criminal defendants the right to insist upon the dismissal of all but one conviction when
multiple crimes are unified by a single intent, impulse or plan. [Citation.] [¶] The courts
have since struggled with the contours of this ‘converse Bailey’ doctrine. The decisions
applying this doctrine have cited a variety of rationales, but its applicability ultimately
turns on the nature of the underlying crimes at issue. These crimes—and the rule
governing them—fall into two categories.” (People v. Kirvin (2014) 231 Cal.App.4th
1507, 1517 (Kirvin).)
“The first category pertains to crimes that treat harm or damage as one of their
elements, and which permit the prosecution to aggregate that harm or damage. The most
common crimes falling into this category are theft and vandalism. Until recently, the
converse Bailey doctrine applied with full force to this category of offenses, and entitled
a defendant to dismissal of all but one conviction for multiple crimes, even if each
involved a complete criminal act, as long as the crimes were committed ‘pursuant to a
single general impulse, intention or plan.’ [Citations.] This is no longer the case” after
the ruling in People v. Whitmer (2014) 59 Cal.4th 733 (Whitmer). (Kirvin, supra,
231 Cal.App.4th at pp. 1517—1518.)
In Whitmer, the defendant was a manager of a motorcycle dealership and was
convicted of 20 counts of grand theft based on 20 separate fraudulent transactions.
(Whitmer, supra, 59 Cal.4th at pp. 734—735.) Whitmer explained Bailey only concerned
a single fraudulent act followed by a series of payments, it had been interpreted “more
broadly than is warranted,” and rejected cases which relied on Bailey. (Whitmer, at
pp. 735, 740.) Whitmer concluded that “a defendant may be convicted of multiple counts
of grand theft based on separate and distinct acts of theft, even if committed pursuant to a
single overarching scheme.” (Id. at p. 741.) Whitmer affirmed the defendant’s multiple
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convictions for grand theft, even though the acts were part of a single plan, because he
committed a series of separate and distinct fraudulent acts, and each act had a separate
intent to defraud. (Id. at pp. 740—741.) “[A] serial thief should not receive a ‘felony
discount’ if the thefts are separate and distinct even if they are similar.” (Id. at pp. 740—
741.) Whitmer declined to apply its ruling retroactively, and explained it only applied
prospectively because of the long history of Bailey’s application. (Whitmer, at p. 742.)
The second category of cases that have interpreted Bailey “includes all of the other
crimes that do not monetize and aggregate harm or damage. By and large, the converse
Bailey doctrine has not been applied to this category of offenses; as a result, a defendant
may be convicted of multiple crimes—even if the crimes are part of the same impulse,
intention or plan—as long as each conviction reflects a completed criminal act. This is
the rule that has been applied to convictions for insurance fraud [citation]; Medi-Cal
fraud [citation]; forgery [citations]; burglary [citations]; sex crimes [citation]; corporal
injury on a spouse [citation]; and identity theft [citation]. For a brief time, a handful of
California courts prohibited multiple convictions for a series of related criminal acts
unless they were separated by an interlude in which the defendant had a ‘ “reasonable
opportunity to reflect upon his conduct” ’ [citation], but our Supreme Court ultimately
rejected that view [citations].” (Kirvin, supra, 231 Cal.App.4th at pp. 1518—1519.)
“The California courts have, at times, offered reasons for confining the converse
Bailey doctrine to harm-focused crimes. Expanding the doctrine further would
exacerbate two of its undesirable side effects: The doctrine effectively grants wrongdoers
a ‘felony discount’ by assuring them only one conviction for a potentially limitless
number of related offenses [citation], and it effectively displaces the legislative
definitions of what constitutes a completed crime with a new constellation of judicially
created ‘continuous crimes’ that come into being should all related burglaries, sex crimes
or identity thefts be aggregated into a single ‘continuous crime’ [citation]. Further, a
chief benefit of the converse Bailey doctrine—making sure defendants who engage in
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conduct that technically constitutes two crimes but practically constitutes one (such as
two immediately successive entries into the same home being treated as separate
burglaries)—can be just as effectively achieved by the already existing rule prohibiting
double punishment, and without all of the attendant disadvantages of prohibiting multiple
convictions.” (Kirvin, supra, 231 Cal.App.4th at p. 1519.)
In Johnson, supra, 150 Cal.App.4th 1467, the court held the defendant may be
properly charged and convicted of multiple counts of spousal abuse under section 273.5,
based on acts occurring during a single event, if the victim suffered multiple injuries
caused by distinct applications of force. Johnson held the “crime described by
section 273.5 is complete upon the willful and direct application of physical force upon
the victim, resulting in a wound or injury. It follows that where multiple applications of
physical force result in separate injuries, the perpetrator has completed multiple
violations of section 273.5.” (Johnson, at p. 1477.) Johnson explained why it was
affirming three separate convictions for violating section 273.5, each of which concerned
separate injuries sustained during the same beating on the victim, Jane Doe:
“Defendant indisputably committed successive acts of violence
against Doe [during the same beating incident]. Although Doe’s testimony
does not precisely describe the sequence of the beating, we do know that
defendant beat her about the face and head; held her by her throat up
against the wall; beat her on her back, hips, and legs; and stabbed her in the
upper arm. Doe suffered two black eyes, a split lip, bruises to her neck,
back, and hips and a puncture wound to her upper arm. From this evidence
the jury could have concluded that defendant completed one violation of
section 273.5 when he beat Doe about the head and face, blackening her
eyes and splitting her lip; another when he held her by the throat and
continued to strike her and restrain her such that she suffered bruises about
her back and neck; and another when he injured her upper arm, drawing
blood and leaving a visible scar. Accordingly, the evidence is sufficient to
support the three convictions of section 273.5.” (Johnson, at p. 1477.)
16.
3. Analysis
With these principles in mind, we consider whether multiple convictions of
attempted murder and assault were permitted under section 954.
Both attempted murder and assault fall within the second category of cases that
“includes all … crimes that do not monetize and aggregate harm or damage,” where the
converse Bailey doctrine has not been applied, so that “a defendant may be convicted of
multiple crimes—even if the crimes are part of the same impulse, intention or plan—as
long as each conviction reflects a completed criminal act.” (Kirvin, supra,
231 Cal.App.4th at p. 1518.)
Castro was properly convicted of two separate charges of attempted murder and
two separate charges of assault based on the unique facts here. At the outset, we note that
Castro does not dispute that the acts underlying counts 3 and 5 were sufficient on their
own to constitute attempted murder. Likewise, he does not dispute that the acts
underlying counts 4 and 6 were insufficient alone to constitute assault. Thus, the only
real question is whether Castro’s actions constituted separate offenses of attempted
murder and assault.
Under section 954, Castro was properly convicted of two separate counts of
attempted murder and two separate counts of assault based on two separate acts. “[T]he
proper analysis involves a determination of when the charged crime is completed.”
(Johnson, supra, 150 Cal.App.4th at p. 1474.) Castro committed a first act of attempted
murder and assault when he aided and abetted Gonzalez’s attempt to stab C. during the
fight. After he completed this first murder attempt and assault, he committed a second,
distinct murder attempt and assault when he took out his gun after the fight had
substantially stopped and fired multiple shots at C. Since counts 3 and 4, on the one
hand, and counts 5 and 6, on the other, alleged different completed acts, he was properly
convicted in separate counts. That Castro may have had the same intent and objective
during both acts does not bar the multiple convictions. (Id. at pp. 1473—1477.)
17.
The same reasoning applies to Castro’s related argument that the two sets of dual
convictions violated the federal Constitution’s double jeopardy clause. As the California
Supreme Court explained in People v. Sloan (2007) 42 Cal.4th 110, 116, “ ‘[t]he Double
Jeopardy Clause “protects against a second prosecution for the same offense after
acquittal. It protects against a second prosecution for the same offense after conviction.
And it protects against multiple punishments for the same offense.” ’ ” (Id.at pp. 120—
121.) It is implied from Castro’s argument that the third protection—protecting against
multiple punishments for the same offense—is implicated in his case. It is not. As we
have explained, the evidence established two distinct offenses of attempted murder and
assault.
The same logic also disproves Castro’s related contention that he impermissibly
suffered multiple convictions, based on alternative theories of criminal liability, for a
single act against a single victim. He relies on People v. Coyle (2009) 178 Cal.App.4th
209 (Coyle) to make his point. But Castro’s convictions are inapposite from the
conclusion reached in Coyle. There, the defendant fired one shot that killed the victim
while trying to take drugs from him. The defendant was convicted and sentenced for
three counts of murder: (1) murder with the special circumstances of being committed
during the commission or attempted commission of a burglary; (2) murder with the
special circumstances of being committed during the commission or attempted
commission of a robbery; and (3) second degree murder. (Id. at pp. 211, 213—214.) On
appeal, the defendant argued he was improperly convicted of three separate counts of
murder; the People conceded that he could be convicted of only one count under
section 954, because “[t]he three counts simply alleged alternative theories of the
offense.” (Coyle, at p. 217.) As we have explained, we have very different facts here.
Castro was convicted of attempted murder and assault arising out of one act of aiding and
abetting an attempted murder, and separately convicted of a distinct act of attempted
murder and assault on a direct perpetrator theory.
18.
Castro’s convictions on counts 3, 4, 5, and 6 were proper.8
III. Section 654
In the alternative to his argument in issue II, ante, Castro asserts that even if he
was properly convicted of two counts of attempted murder of C. (counts 3 and 5), the
court improperly ordered the term imposed on count 5 to run consecutively to the term
imposed on count 3. Castro argues the term of 30 years, 8 months to life imposed on
count 3 should have been stayed under section 654 because the offenses were part of a
single course of conduct, with a single intent and objective.9
A. Section 654
“Section 954 generally permits multiple conviction. Section 654 is its counterpart
concerning punishment. It prohibits multiple punishment for the same ‘act or omission.’
When section 954 permits multiple convictions, but section 654 prohibits multiple
punishment, the trial court must stay execution of sentence on the convictions for which
multiple punishment is prohibited.” (Reed, supra, 38 Cal.4th at p. 1227; People v.
Gonzalez (2014) 60 Cal.4th 533, 537.)
“Section 654, subdivision (a) provides that ‘[a]n act or omission that is punishable
in different ways by different provisions of law shall be punished under the provision that
provides for the longest potential term of imprisonment, but in no case shall the act or
8Since we have disposed of this claim on the merits, we need not address Castro’s
argument regarding whether the claim is cognizable on appeal or his alternative argument
that counsel was ineffective for failing to preserve the claim.
9 Although Castro failed to raise a section 654 claim in the trial court, “[i]t is well
settled ... that [a] court acts in ‘excess of its jurisdiction’ and imposes an ‘unauthorized’
sentence when it erroneously stays or fails to stay execution of a sentence under
section 654.” (People v. Scott (1994) 9 Cal.4th 331, 354, fn. 17.) Accordingly, Castro is
not precluded from raising a section 654 claim for the first time on appeal. (See
People v. Flowers (1982) 132 Cal.App.3d 584, 589 [“The question of the applicability of
Penal Code section 654 was not raised at the sentencing hearing, but the absence of any
objection does not obviate our duty to review the section 654 question”].)
19.
omission be punished under more than one provision.’ ‘ “ ‘Whether a course of criminal
conduct is divisible and therefore gives rise to more than one act within the meaning of
section 654 depends on the intent and objective of the actor. If all of the offenses were
incident to one objective, the defendant may be punished for any one of such offenses but
not for more than one.’ ” ’ [Citation.] Intent and objective are factual questions for the
trial court, which must find evidence to support the existence of a separate intent and
objective for each sentenced offense.” (People v. Jackson (2016) 1 Cal.5th 269, 353—
354.)
“Under section 654, ‘a course of conduct divisible in time, although directed to
one objective, may give rise to multiple violations and punishment. [Citations.]’
[Citations.] This is particularly so where the offenses are temporally separated in such a
way as to afford the defendant opportunity to reflect and to renew his or her intent before
committing the next one, thereby aggravating the violation of public security or policy
already undertaken.” (People v. Gaio (2000) 81 Cal.App.4th 919, 935.)
In reviewing the trial court’s implicit finding that Castro harbored a distinct intent
and objective in committing counts 3 and 5, we determine whether there is substantial
evidence to support the trial court’s finding. (See People v. Osband (1996) 13 Cal.4th
622, 730—731.)
B. Analysis
The probation report did not reference section 654 in recommending that the term
imposed on count 5 run consecutively to the term imposed on count 3. In addition,
neither party mentioned section 654 during the sentencing hearing with respect to
whether count 5 should run consecutively to count 3. However, in imposing a
consecutive term on count 5, the trial court implicitly found section 654 did not apply.
(In re L.J. (2021) 72 Cal.App.5th 37, 43.)
The record supports the trial court’s implied findings that count 3, attempted
murder by shooting, was a separate act from count 5, the attempted murder by aiding and
20.
abetting Gonzalez’s stabbing attempt. The stabbing attempt and the shooting were
sufficiently separate in time to afford Castro the opportunity to reflect. The surveillance
footage, C.’s testimony, and A.S.’s testimony show that a substantial slowdown in the
fight occurred after the stabbing attempt. The footage showed the fight participants
remained engaged, but some space was created between C. and his attackers, and the
punching stopped. During this lull in the action, Castro could have disengaged from the
fight, but he did not. He instead chose to severely escalate the seriousness of the fight by
taking out his gun and shooting at C. multiple times. Substantial evidence supports the
implied finding that Castro had time for reflection after the stabbing attempt, and he
chose to renew his intent to murder C. and began shooting at him. Section 654 was not
violated.
IV. The gang findings
Castro claims his active gang participation conviction and his gang enhancement
findings must be reversed under People v. Valencia (2021) 11 Cal.5th 818 (Valencia).
The People agree, as do we.
Castro was convicted of active participation in a criminal street gang (§ 186.22,
subd. (a)) and was also subjected to additional penalties and enhancements based on the
jury’s finding he committed the other charged offenses for the benefit of, at the direction
of, or in association with a criminal street gang (§ 186.22, subd. (b)). To establish the
Nortenos were a “criminal street gang,” as required by this offense and these penalties
and enhancements, the prosecution was required to prove, inter alia, that the members of
that gang “collectively engage in, or have engaged in, a pattern of criminal gang
activity.” (§ 186.22, subd. (f).) “A gang engages in a ‘pattern of criminal gang activity’
when its members participate in ‘two or more’ specified criminal offenses (the so-called
‘predicate offenses’) that are committed within a certain time frame and ‘on separate
occasions, or by two or more persons.’ ” (People v. Loeun (1997) 17 Cal.4th 1, 4; see
also § 186.22, subd. (e).)
21.
In Valencia, the prosecution established the predicate offenses through the
testimony of a gang expert whose “only knowledge of these offenses came from
conversations with other officers and a review of police reports.” (Valencia, supra,
11 Cal.5th at p. 827.) Our Supreme Court held this was reversible error. (Id. at
pp. 839—840.) The court held that predicate offense evidence “constitute[s] case-
specific facts that must be proved by independently admissible evidence.” (Id. at p. 839.)
“[S]uch proof may not be established solely by the testimony of an expert who has no
personal knowledge of facts otherwise necessary to satisfy the prosecution’s burden.”
(Id. at p. 826, citing People v. Sanchez (2016) 63 Cal.4th 665 (Sanchez).) Valencia
disapproved of Court of Appeal decisions holding that predicate offense evidence
constituted background information to which an expert properly could testify, even if
derived from hearsay. (Valencia, at pp. 831, 835, 839, fn. 17.)
Accordingly, we reverse the conviction on count 7 and all the gang enhancement
findings. Consistent with the judgment of the Court of Appeal affirmed in Valencia, we
remand for retrial on that count and those allegations, or should the People choose not to
proceed with retrial, for resentencing. (See Valencia, supra, 11 Cal.5th at p. 828, fn. 7.)10
V. Amendment of information
Castro contends the trial court abused its discretion by allowing the information to
be amended—after the close of evidence but before closing argument—to add great
bodily injury enhancements to counts 2, 3, and 4. There was no abuse of discretion.
A. Further background
During a discussion on the record regarding jury instructions, which took place
before closing argument, the prosecutor informed the court there were “a few errors …
10 Castro also argues recently enacted Assembly Bill No. 333 (2021—2022 Reg.
Sess.) (Stats. 2021, ch. 699, §§ 1-5) compels reversal of the active gang participation
conviction and the gang enhancements. We need not address Assembly Bill No. 333
since we are already reversing the gang conviction and enhancements.
22.
on the information.” The prosecutor said, “[F]or Count 2, the 12022.7 was inextricably
[sic] left off of Paul Castro. We ask that that be added on.” The court asked for defense
counsel’s comment, and counsel said, “I can see that’s simply a typo.” The court granted
the prosecutor’s request to amend the information to add the section 12022.7 allegation to
conform to proof. The prosecutor then said the section 12022.7 allegation had also been
omitted from the information for counts 3 and 4, and the court also allowed the
amendment after defense counsel said they had no objection.
B. Law and analysis
“An information may be amended ‘for defect or insufficiency, at any stage of the
proceedings,’ so long as the amended information does not ‘charge an offense not shown
by the evidence taken at the preliminary examination.’ (§ 1009.) ‘If the substantial
rights of the defendant would be prejudiced by the government, a reasonable
postponement not longer than the ends of justice require may be granted.’ [Citation.] If
there is no prejudice, an amendment may be granted ‘up to and including the close of the
trial.’ ” (People v. Goolsby (2015) 62 Cal.4th 360, 367—368.) Trial court discretion in
granting a motion to amend the information “will not be disturbed on appeal in the
absence of showing a clear abuse of discretion.” (People v. George (1980)
109 Cal.App.3d 814, 819.)
Here, Castro concedes that the great bodily injury enhancement allegations were
shown by the evidence adduced at the preliminary hearing. Indeed, the evidence of great
bodily injury was strong. Both C. and T. were shot twice, spent time in the hospital, and
required surgeries. Both still suffer from pain and T. is 40 percent disabled.
The only genuine question is whether Castro was prejudiced by the amendment to
the information after the close of evidence. Castro claims he was prejudiced because the
amendment to the information to add great bodily injury enhancement allegations
exposed him to increased punishment. But as the People correctly point out, Castro
misconstrues the concept of prejudice applicable here. As Castro would have it, he has
23.
been prejudiced because adding the great bodily injury enhancements to the information
exposed him to a greater prison sentence. Contrarily, prejudice in this context relates to
the due process requirement of fair notice to an accused so that he or she has a reasonable
opportunity to prepare and present his or her defense. (People v. Graff (2009)
170 Cal.App.4th 345, 361—362.)
The record does not demonstrate that Castro or his trial counsel did not receive fair
notice and a reasonable opportunity to prepare a defense. His counsel said the omission
of the great bodily injury enhancements was “simply a typo,” which suggests to us that
the defense was not caught off guard by the prosecution’s request to amend. Castro also
does not offer anything regarding how his defense strategy would have been different had
he been notified earlier of the amendments.
We also observe that the information filed in August 2016 included, as to Castro, a
section 12022.53, subdivision (d), allegation and a section 12022.7, subdivision (a),
allegation as to count 1 [victim T.]; and a section 12022.53, subdivision (d), enhancement
allegation as to count 3 [victim C.]. Section 12022.53, subdivision (d), requires proof
that a firearm discharge caused great bodily injury. Thus, great bodily injury to both C.
and T. was always at issue in this trial. The amendment to the information did not bring
any new issues into play. There was no abuse of discretion.11
VI. Firearm use enhancements
Castro argues the court did not understand it had discretion to impose a 20-year
enhancement (§ 12022.53, subd. (c)) or a 10-year enhancement (id., subd. (b)) instead of
the 25-year term imposed pursuant to section 12022.53, subdivision (d). He contends his
case should be remanded to the trial court to permit the trial court to exercise its
discretion.
11 Because we have disposed of this issue on the merits, we need not address the
parties’ arguments regarding whether the claim is cognizable on appeal or Castro’s
alternative claim of ineffective assistance of counsel.
24.
As amended in 2018, section 12022.53, subdivision (h) affords a trial court
discretion to dismiss a personal gun use enhancement. Section 12022.53, subdivision (h)
provides: “The court may, in the interest of justice pursuant to Section 1385 and at the
time of sentencing, strike or dismiss an enhancement otherwise required to be imposed by
this section. The authority provided by this subdivision applies to any resentencing that
may occur pursuant to any other law.”
Castro was sentenced on March 19, 2019. At that time, it was unsettled whether
the power to strike or dismiss a section 12022.53, subdivision (d), enhancement includes
the power to reduce the enhancement to a lesser included enhancement. The California
Supreme Court recently resolved the issue in People v. Tirado (2022) 12 Cal.5th 688(Tirado). There, the high court explained the “statutory framework” of section 12022.53,
as amended by Senate Bill No. 620, provides trial courts with the discretion to strike a
firearm enhancement found true by the jury and to impose a lesser uncharged statutory
enhancement instead. (Tirado, supra, 12 Cal.5th at p. 692.) Bearing in mind what we
noted in footnote 5, ante, we see no reason why the Tirado holding would not apply in
this case. Thus, when he is resentenced, Castro can ask the trial court to exercise its
newly afforded discretion under Tirado.
VII. Cumulative error
Castro contends the cumulative effect of the errors in this case deprived him of
due process and a fair trial in violation of his federal and state constitutional rights.
“ ‘Under the “cumulative error” doctrine, errors that are individually harmless may
nevertheless have a cumulative effect that is prejudicial.’ ” (People v. Loza (2012)
207 Cal.App.4th 332, 365.)
We have reversed Castro’s convictions on counts 1 and 7 as well as the gang
enhancement findings. There is no error to accumulate with respect to Castro’s other
claims.
25.
VIII. Abstract of judgment
At sentencing, the court ordered restitution in the amount of $101,805.81
(§ 1202.4, subd. (f)). Although the court imposed the restitution amount jointly and
severally on Castro and his codefendants, Castro’s abstract of judgment does not so
reflect. Castro correctly contends his abstract of judgment should be amended to reflect
that the restitution order was imposed jointly and severally with his codefendants.
Castro is also correct that his abstract of judgment incorrectly lists only 1,599 days
of pre-sentence custody credits. His actual credits for this case are 1,413 days, and his
conduct credits—calculated at 15 percent of the actual days—total an additional 212
days, for a total of 1,625 days of credits at the time of his original sentencing.
We order the abstract of judgment amended to reflect that the restitution amount
was jointly and severally imposed on Castro and his codefendants, and to accurately
reflect his custody credits at the time of resentencing.
IX. Remaining issues
A. Franklin hearing
Castro, who was 18 years old when he committed the crimes in this case, contends
he is entitled to a remand for a Franklin12 hearing, at which he would be allowed to
present evidence for use at future youth offender parole hearings. (See § 3051.) The
People do not object. Castro may request a Franklin hearing on remand, and at that
hearing, “the presentation of evidence shall proceed with an eye to providing a
meaningful baseline of [Castro]’s characteristics and circumstances so the parole board
can someday judge the extent to which he has matured and rehabilitated himself while in
custody. In that regard, only such evidence as meaningfully adds to the existing record
shall be permitted.” (People v. Delgado (2022) 78 Cal.App.5th 95, 104.)
12 People v. Franklin (2016) 63 Cal.4th 261 (Franklin).
26.
B. Senate Bill No. 567
Finally, Castro contends remand is required “to ensure compliance with Senate
Bill 567.” The Governor signed Senate Bill No. 567 (SB 567) into law, effective
January 1, 2022, while this appeal was pending. SB 567, among other things, generally
limits the trial court’s ability to impose the upper term unless aggravating circumstances
have been stipulated to by the defendant or found true beyond a reasonable doubt by a
jury or by the court in a court trial. (§ 1170, subd. (b)(1), (2), added by Stats. 2021,
ch. 731, § 1.3.) Evidence of the defendant’s prior convictions, in the form of certified
records of conviction, is an exception to this general rule and need not be submitted to a
jury. (§ 1170, subd. (b)(3), added by Stats. 2021, ch. 731, § 1.3.) “These amendments
apply retroactively to [Castro] because his conviction was not final when this legislation
took effect.” (People v. Flores (2022) 75 Cal.App.5th 495, 500.)
Castro was sentenced on all seven counts he was convicted of, but the court stayed
the terms imposed on counts 2, 4, 6, and 7. The court imposed the upper terms on each
of those stayed counts. Castro also received the upper term of 9 years on count 1, the
principal count. On remand, the trial court is required to apply section 1170 as amended.
DISPOSITION
The convictions on counts 1 and 7 and the gang enhancement allegation findings
are reversed. The prosecution may elect to retry count 7. The convictions are otherwise
affirmed. However, Castro is entitled to a full resentencing on remand, where the trial
court will have jurisdiction to revisit all of its sentencing choices. (People v. Canedos
27.
(2022) 77 Cal.App.5th 469, 481.) On remand, Castro should also be afforded a Franklin
hearing if he requests one.
SNAUFFER, J.
WE CONCUR:
LEVY, ACTING P. J.
DETJEN, J.
28.