Needham v. Super. Ct. ( 2022 )


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  • Filed 8/8/22
    CERTIFIED FOR PUBLICATION
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    FOURTH APPELLATE DISTRICT
    DIVISION THREE
    NICHOLAS NEEDHAM,
    Petitioner,
    v.                                           G060670
    THE SUPERIOR COURT OF ORANGE                          (Super. Ct. No. M-16870)
    COUNTY,
    OPINION
    Respondent;
    THE PEOPLE,
    Real Party in Interest.
    Petition for a writ of mandate/prohibition to challenge an order of the
    Superior Court of Orange County, Elizabeth G. Macias, Judge. Petition granted.
    Martin Schwarz, Public Defender, and Elizabeth Khan, Deputy Public
    Defender, for Petitioner.
    Todd Spitzer, District Attorney, and Yvette Patko, Deputy District
    Attorney, for Real Party in Interest.
    *          *          *
    The People filed a petition against Nicholas Needham seeking to commit
    1
    him under the Sexually Violent Predator Act (Welf. & Inst. Code, § 6600 et seq. )
    (SVPA), which authorizes the involuntary civil commitment and treatment of sexually
    violent predators (SVP) at the conclusion of their prison term. Preparing for trial on the
    petition, the district attorney retained a psychological expert to evaluate Needham and
    testify at trial that he qualifies as an SVP. Needham moved to exclude the expert’s
    testimony at trial, but the trial court denied his motion.
    Needham asks this court for a writ of mandate/prohibition declaring that the
    SVPA does not permit the People to call a privately retained expert to testify at trial. We
    grant his petition.
    The SVPA represents an extraordinary deprivation of a person’s liberty: it
    enables the state to indefinitely detain a person, not for a crime actually committed, but
    for a crime that may be committed in the future. To be sure, the clear and present danger
    posed by sexually violent predators warrants such a scheme. But given the obvious
    dangers to essential liberty interests inherent in the SVPA, it must be carefully
    implemented and applied only where there is a high degree of certainty that it is
    warranted. Balancing these competing interests, the Legislature has prescribed a detailed
    process that centers around multiple evaluations by independent experts—as many as
    eight of them. The statutory scheme deliberately limits when an SVP petition may be
    filed and brought to trial, as well as the evidence available to the prosecution. In light of
    this system, we conclude that the expert-witness provisions of the Civil Discovery Act do
    not apply and that the People have no right to retain an expert witness to testify at trial.
    1
    All further undesignated statutory references are to this code.
    2
    STATUTORY OVERVIEW
    Before discussing the proceedings below or the merits of Needham’s
    petition, we begin with the overall context and structure of the SVPA. The purpose of the
    SVPA is to confine and treat a limited group of convicted sex offenders who, if released,
    represent a danger to the health and safety of others in that they are likely to engage in
    acts of sexual violence. (People v. Superior Court (Ghilotti) (2002) 
    27 Cal.4th 888
    , 919.)
    The SVPA sets forth a multistage procedure for pursuing the involuntary
    commitment of a potential SVP. (See § 6600 et seq.; Reilly v. Superior Court (2013)
    
    57 Cal.4th 641
    , 646-647 (Reilly); Moore v. Superior Court (2010) 
    50 Cal.4th 802
    , 815
    (Moore).) As set forth below, that procedure includes an initial screening process of
    potential SVP’s, a full evaluation of targeted individuals by multiple mental health
    professionals, the filing of the petition in cases deemed appropriate, a probable cause
    hearing, additional evaluations as needed, and finally, a jury trial.
    1.     Initial Screening and Full Evaluation
    First, if the Secretary of the Department of Corrections and Rehabilitation
    determines an inmate might qualify as an SVP, the inmate is referred for an initial
    screening based on his or her social, criminal, and institutional history and whether he or
    she committed a sexually violent predatory offense. (§ 6601, subds. (a)(1) & (b).) If, as
    a result of that screening, it is determined that the inmate is likely an SVP, the inmate is
    referred to the State Department of State Hospitals (DSH) for a full evaluation. (Id.,
    subd. (b).)
    The evaluation is conducted by two mental health professionals, either
    psychologists or psychiatrists, designated by the Director of the DSH (the Director).
    (§ 6601, subd. (d).) Each mental health professional must evaluate the inmate in
    accordance with a standardized assessment protocol to determine whether the inmate is
    an SVP—that is, someone “who has been convicted of a sexually violent offense against
    3
    one or more victims and who has a diagnosed mental disorder that makes the person a
    danger to the health and safety of others in that it is likely that he or she will engage in
    sexually violent criminal behavior.” (§ 6600, subd. (a)(1); 6601, subds. (c) & (d).)
    If the two evaluators agree the inmate has a diagnosed mental disorder and
    is likely to engage in acts of sexual violence without appropriate treatment and custody,
    the Director forwards a request to the county that imposed the inmate’s sentence to file a
    petition for commitment in superior court. (§ 6601, subd. (d), (h)(1).)
    If, however, the two evaluators disagree on whether the inmate qualifies as
    an SVP, the Director facilitates further examination of the inmate by two “independent
    professionals” who are not state employees and who have at least five years of experience
    diagnosing and treating mental disorders. (§ 6601, subds. (e), (g).) A petition for
    commitment may only be filed if both of those independent professionals agree the
    inmate meets the criteria for commitment. (Id., subd. (f).)
    2.     The Petition and Probable Cause Hearing
    If the county’s designated counsel (in this case, the district attorney)
    concurs with the Director’s recommendation to file a petition for commitment, counsel
    then files such a petition in superior court. (§ 6601, subd. (i).) The superior court must
    then determine “whether the petition states or contains sufficient facts that, if true, would
    constitute probable cause to believe that the individual named in the petition is likely to
    engage in sexually violent predatory criminal behavior upon his or her release.”
    (§ 6601.5.) If the court determines the petition on its face supports a finding of probable
    cause, it orders the inmate to be kept in a secure facility until a probable cause hearing is
    conducted. (Ibid.)
    Within the next 10 days (§ 6601.5), the trial court is directed to hold a
    hearing to determine whether there is probable cause to believe the inmate is likely to
    engage in sexually violent predatory criminal behavior upon his or her release. (Ibid.;
    4
    § 6602, subd. (a).) If the judge finds there is not probable cause, the commitment petition
    is dismissed. (Ibid.) If the judge finds there is probable cause, the matter is set for trial.
    (Ibid.)
    3.   Additional Evaluations
    Resolution of the SVP petition often stretches over months or years. (See
    People v. Superior Court (Smith) (2018) 
    6 Cal.5th 457
    , 462 (Smith).) Commitment under
    the SVPA must nonetheless be based on a “‘current’ mental disorder.” (Reilly, supra,
    57 Cal.4th at p. 647, italics added.) Thus, if the district attorney determines updated
    evaluations are necessary to properly present the case for commitment, he or she may ask
    the DSH to perform updated evaluations. (§ 6603, subd. (d)(1).) Additionally, if either
    of the original evaluators is no longer available to testify, the district attorney may ask the
    DSH to appoint a different expert to perform a replacement evaluation. (Ibid.)
    If an updated or replacement evaluation results in a split of opinion as to
    whether the inmate meets the criteria for commitment, the petition need not be dismissed,
    as the new evaluations are intended primarily for evidentiary and informational purposes.
    (Reilly, supra, 57 Cal.4th at p. 648; Gray v. Superior Court (2002) 
    95 Cal.App.4th 322
    ,
    328 (Gray).) However, in the event of a split of opinion, the DSH must obtain two
    additional evaluations by independent professionals. (§ 6603, subd. (d)(1); see § 6601,
    subd. (e), (f).)
    Those additional evaluations are not binding; if one or both of the
    independent professionals conclude the inmate does not meet the SVPA’s criteria for
    commitment, the district attorney may nevertheless elect to proceed to trial. (Gray,
    supra, 95 Cal.App.4th at p. 329.) “[O]nce a petition has been properly filed and the court
    has obtained jurisdiction, the question of whether a person is a sexually violent predator
    should be left to the trier of fact unless the prosecuting attorney is satisfied that
    5
    proceedings should be abandoned.” (Ibid.) “[I]t is not the number of opinions that
    matters, but their persuasiveness.” (Ibid.)
    4.     Trial
    At trial on a commitment petition under the SVPA, the People must prove
    three elements beyond a reasonable doubt: (1) the defendant has suffered a conviction of
    at least one qualifying “sexually violent offense”; (2) the defendant has “a diagnosed
    mental disorder that makes the person a danger to the health and safety of others”; and (3)
    the mental disorder makes it likely the defendant will engage in future predatory acts of
    sexually violent criminal behavior if released from custody. (§§ 6600, 6604.)
    SVPA trials are special proceedings of a civil nature and are not punitive in
    purpose or effect. (Moore, 
    supra,
     50 Cal.4th at p. 815.) Although, generally speaking,
    the Civil Discovery Act applies to such proceedings (People v. Angulo (2005)
    
    129 Cal.App.4th 1349
    , 1368), in light of the unique nature of such proceedings it “must
    be applied in each SVPA proceeding on a case-by-case basis.” (People v. Superior Court
    (Cheek) (2001) 
    94 Cal.App.4th 980
    , 994.) Further distinguishing itself from a standard
    civil trial, the SVPA “contains a number of procedural safeguards commonly associated
    with criminal trials, including the alleged SVP’s right to a jury trial (§ 6603, subd. (a)), to
    assistance of counsel (ibid.), and to a unanimous jury finding that he or she is an SVP
    beyond a reasonable doubt before he or she may be committed (§ 6604).” (Reilly, supra,
    57 Cal.4th at p. 648.) A defendant in an SVPA proceeding is also entitled to certain due
    process protections because civil commitment involves a significant restraint on liberty.
    (Moore, 
    supra,
     50 Cal.4th at p. 818.)
    “The bulk of the evidence at trial [in an SVPA commitment proceeding]
    typically focuses on whether the person has a diagnosed mental disorder that makes it
    likely he or she will engage in sexually violent behavior. [Citation.] Accordingly, the
    civil commitment trial usually turns on the quality and credibility of the expert witnesses
    6
    and the extent to which their evaluations are persuasive.” (Smith, supra, 6 Cal.5th at pp.
    470-471.)
    If the jury or court finds the defendant is an SVP, the defendant is
    committed for an indeterminate term to the custody of the DSH. (§ 6604.) Following
    commitment, the SVP is subject to annual mental examinations to determine whether he
    or she continues to meet the definition of an SVP. (§ 6604.9.) The SVP may also file a
    petition for unconditional discharge. (See § 6605.)
    FACTS
    This brings us to the present case. In 2016, two DSH evaluators, Dr. Coles
    and Dr. Musacco, evaluated Needham and opined he qualified as an SVP. Based on their
    evaluations, in November 2016, the district attorney filed a petition to commit Needham
    as an SVP.
    In January 2018, Dr. Coles changed his opinion and found Needham no
    longer met the legal criteria to be an SVP. Since the two DSH evaluators now disagreed
    regarding Needham’s status as an SVP, two additional independent evaluators were asked
    to evaluate Needham—Dr. Korpi and Dr. Yanofsky. Dr. Korpi opined Needham did not
    meet the criteria for commitment; Dr. Yanofsky opined he did.
    All four evaluators testified at Needham’s probable cause hearing. The trial
    court found there was probable cause to believe Needham was likely to engage in
    sexually violent predatory criminal behavior upon his release. After the probable cause
    hearing, however, Dr. Yanofsky changed his opinion and found Needham no longer met
    the criteria of an SVP.
    Rather than obtaining an updated or replacement evaluation from the DSH
    independent experts, in July 2019, the People informed the trial court they had privately
    retained Dr. King as an expert witness and requested a protective order so the People
    could provide Dr. King with Needham’s confidential records. At the People’s request
    7
    and over Needham’s objection, the court issued a protective order allowing the People to
    provide Needham’s records to Dr. King and allowing Dr. King to interview Needham at
    the jail.
    Between July 2019 and June 2021, Needham filed three motions to exclude
    Dr. King from testifying as an expert witness at trial, asserting the SVPA does not permit
    the People to privately retain an expert witness to testify at trial. The trial court denied
    Needham’s motions in July 2021, finding the People may privately retain their own
    expert in SVPA commitment proceedings which would including testifying at trial.
    In September 2021, several months before the trial date, Needham filed the
    instant petition for writ of mandate/prohibition, asking this court to order that Dr. King
    may neither perform a supplemental evaluation of Needham nor testify at trial. The
    petition posed the issue for review as follows: “When multiple doctors, who were chosen
    by the [DSH] under the [SVPA] including the doctors who have performed the most
    recent evaluations, have examined Defendant and opined he is not a [SVP], can the
    People privately retain evaluators to perform a non-DSH SVP supplemental ‘evaluation’
    and testify at trial to their opinion that Defendant is an SVP despite never being
    sanctioned by the DSH to do so?”
    This court initially denied Needham’s petition. Needham then filed a
    petition for review in the California Supreme Court, which granted the petition and
    transferred the matter back to this court. The Supreme Court directed us to vacate our
    previous order denying mandate and to issue an order directing the trial court to show
    why the requested relief should not be granted. We now reach the merits of Needham’s
    petition.
    8
    DISCUSSION
    Needham contends the SVPA does not permit a district attorney to retain a
    mental health expert to testify at trial. He contends the SVPA only allows a district
    attorney to use the DSH evaluators appointed under section 6601 and 6603 to testify at
    trial, not privately retained experts. In light of the detailed statutory scheme for the
    provision and testimony of independent experts in an SVPA proceeding, we agree.
    The SVPA’s statutory scheme focuses on independent experts. Once the
    Secretary of the Department of Corrections and Rehabilitation determines that an SVP
    petition may be necessary, no petition may be filed until two independent experts agree
    that the defendant is a sexually violent predator. (§ 6601, subd. (d).) In conducting that
    assessment, the experts must evaluate the person in accordance with a standardized
    assessment protocol developed by the DSH. (§ 6601, subd. (c).) That protocol, which
    comprises 10 pages of singled-spaced text, is very detailed in how the independent
    2
    experts are to conduct their evaluations.
    If the two independent experts do not agree, the DSH must arrange for a
    further examination by two more independent experts. (§ 6601, subd. (e).) Those experts
    cannot be employees of the state, must have at least five years’ experience in treating
    mental disorders, and must be either a psychologist or psychiatrist. (§ 6601, subd. (g).)
    A petition may not be filed unless both of those experts agree that the person qualifies as
    a sexually violent predator. (§ 6601, subd. (f).)
    Once a petition is filed, the SVPA expressly addresses the retaining of
    experts: it says the defendant may hire an expert to participate in the trial. (§ 6603, subd.
    (a).) There is no similar provision for the prosecutor. This provision invokes the
    “principle, commonly known under the Latin name of expressio unius est exclusio
    2
    The protocol is available at
    https://www.dsh.ca.gov/Publications/docs/Regulations/2019_01_17/protocoltext.pdf
    (accessed August 2, 2022).
    9
    alterius, . . . that the expression of one thing in a statute ordinarily implies the exclusion
    of other things.” (In re J.W. (2002) 
    29 Cal.4th 200
    , 209.) Although this principle does
    not apply invariably (Ibid.), here it supports a common sense reading of the statute. If the
    Legislature envisioned both parties retaining testifying experts, why only say defendant?
    The clear inference is that this is a one-sided right.
    Two further provisions reinforce this reading. First, the very next
    subdivision says, “The attorney petitioning for commitment under this article has the
    right to demand that the trial be before a jury.” (§ 6603, subd. (b).) Thus, immediately
    after specifying what the defendant’s rights at trial are, the statute addresses the People’s
    rights at trial and makes no mention at all of retaining an expert. Second, at a much later
    stage of the proceeding, in the context of a petition by the defendant for conditional
    release from custody, the SVPA provides that the “[t]he [district] attorney . . . shall
    represent the state and may have the committed person evaluated by experts chosen by
    the state.” (§ 6608, subd. (g), italics added.) The fact that the Legislature expressly
    authorized the People to retain an expert at a later stage of the proceeding demonstrates
    that the omission of that right earlier in the proceeding was intentional.
    But that is not all. Returning to the initial trial, the SVPA expressly
    addresses what the prosecutor is to do if the prosecutor deems the original expert reports
    inadequate: “request the [DSH] to perform updated evaluations.” (§ 6603, subd. (d)(1).)
    If one of the original evaluators is not available, the People may request “replacement
    evaluations,” “[h]owever, updated or replacement evaluations shall not be performed
    except as necessary to update one or more of the original evaluations or to replace the
    evaluation of an evaluator who is no longer available to testify for the petitioner in court
    proceedings. These updated or replacement evaluations shall include review of available
    medical and psychological records, including treatment records, consultation with current
    treating clinicians, and interviews of the person being evaluated, either voluntarily or by
    court order. If an updated or replacement evaluation results in a split opinion as to
    10
    whether the person subject to this article meets the criteria for commitment, the State
    Department of State Hospitals shall conduct two additional evaluations in accordance
    with subdivision (f) of Section 6601.” (Ibid., italics added.) The language “shall not be
    performed” is mandatory language that prohibits any replacement evaluations except on
    the terms specified in the statute. (Ibid.) If the People could retain their own expert at
    that stage, they would essentially be providing a replacement evaluation free of the
    restrictions the Legislature imposed in subdivision (d)(1).
    Yet two more provisions support the proposition that the People are not
    entitled to retain their own experts to testify at trial.
    First, section 6603, subdivision (e), states, “This section does not prevent
    the defense from presenting otherwise relevant and admissible evidence.” (Italics added.)
    There is no similar provision for the state’s case. Under the principle of expression unius
    est exclusio alterius, this provision undermines the dissent’s rationale. The dissent’s
    rationale is, essentially, the SVPA does not prohibit the state from retaining experts, and
    thus anything otherwise available in the Civil Discovery Act is permitted. But the statute
    expressly addresses that very rationale and applies it only to a defendant. This strongly
    suggests that the People, by contrast, are confined to the evidence that the SVPA
    carefully designates.
    Finally, section 6603, subdivision (k)(3), provides, “This subdivision does
    not affect any right of a party to seek to obtain other records regarding the person subject
    to this article.” Two aspects of this are noteworthy. First, the Legislature applies this
    provision to “a party,” meaning either party, which demonstrates that its prior delegations
    specifically to the defendant were intentional. Second, the provision entitles either party
    to “obtain other records,” not to retain other witnesses.
    The Legislature, therefore, has carefully circumscribed the options
    available to the People in retaining experts for trial. And it was generous in the
    possibilities: by this point in the proceeding, as many as eight independent experts may
    11
    have weighed in (the two original experts, two more if they disagreed, two more for
    updated/replacement reports, and two more if the updated reports disagree). Importantly,
    all eight of those experts are independent experts.
    Taken as a whole, the above provisions evince a carefully calibrated and
    limited procedure to ensure that an extraordinary deprivation of liberty has as many
    safeguards as possible. Virtually the entire scheme revolves around the independent
    experts who evaluate the defendant and testify concerning defendant’s mental state. It
    would largely undermine those safeguards if the People could bypass them by presenting
    testimony from their own retained expert who had to do no more than satisfy the basic
    expert witness requirements of the Civil Discovery Act. To permit the People to retain a
    testifying expert would create the possibility that an expert with a clear bias—an expert
    hired to support the People’s view, rather than provide an independent analysis—could
    lead to the deprivation of a person’s liberty even where some independent experts find it
    unwarranted, or for reasons independent experts find unconvincing. That result is
    inconsistent with the design of the SVPA procedure.
    Beyond the statutory scheme, case law has not directly addressed the issue
    before us, though the dissent contends Smith, supra, 
    6 Cal.5th 457
     provides it some
    support. Although the dissent acknowledges that Smith did not directly address the issue
    before us, the dissent contends the entire Smith opinion would become “mere dictum” if
    the Supreme Court did not at least implicitly agree that a district attorney may privately
    retain experts. We disagree.
    In Smith the issue was whether the People could share the mental health
    records of a defendant with a consulting expert, subject to an appropriate protective
    order. The court concluded the People may do so. The court’s rationale was that a
    district attorney will need the assistance of an expert to understand and effectively cross-
    examine a hostile expert witness: “Cross-examination may assist the trier of fact in
    determining whether the evaluator has ‘accurately understood the statutory criteria.’
    12
    [Citation.] But that opportunity would be a hollow one if the district attorney does not
    have the assistance of an expert to interpret and explain the significance of the specialized
    information at issue.” (Smith, supra, 6 Cal.5th at p. 471.) “Without an expert’s
    assistance in preparing the cross-examination of adverse witnesses, ‘the risk of an
    inaccurate resolution . . . is extremely high.’” (Ibid.) “So it is not surprising to find that
    nothing in the text of the SVPA bars the government from sharing otherwise confidential
    information in its possession with the expert it has retained for the purpose of assisting in
    an SVP proceeding.” (Id. at p. 472 (italics added).)
    Amidst the court’s heavy focus on the need for the People to retain an
    expert to assist in trial preparation, we acknowledge the Smith opinion contains a single
    line that could be interpreted to support the dissent. The court stated, “An expert would
    also need to examine the relevant records to offer an opinion about the potential SVP’s
    mental health.” (Smith, supra, 6 Cal.5th at pp. 471-472.) In context, we do not interpret
    this single line as an endorsement of the notion that the People may call a privately
    retained testifying expert. Instead, we view this simply as an acknowledgement that, in
    order to properly assist a prosecutor in preparing for trial, a retained expert would need
    sufficient information to form an opinion of his or her own. Indeed, if the Smith court
    had envisioned the People calling a testifying expert, the court’s rationale should have
    been that the expert needs to see the reports in order to testify. But the court never said
    that; in fact, it seems to have studiously avoided saying that.
    In the absence of any clear guidance from our high court, and given the
    detailed and carefully calibrated scheme of independent experts set forth in the SVPA, we
    hold that the People may not call a privately retained expert witness to testify at trial.
    13
    DISPOSITION
    The petition for a writ of mandate is granted. Let a peremptory writ of
    mandate issue directing the Superior Court of Orange County to vacate its ruling denying
    Needham’s motions to exclude the testimony of the People’s expert witness, and instead
    to issue a new order excluding the testimony of the People’s privately retained expert
    witness.
    MARKS, J.*
    I CONCUR:
    O’LEARY, P. J.
    *Judge of the Orange County Superior Court, assigned by the Chief Justice pursuant to
    article VI, section 6 of the California Constitution.
    14
    GOETHALS, J., dissenting:
    I dissent. Although I believe the legal question presented here is a close
    one, and I am sympathetic with many of the concerns expressed by my colleagues
    (e.g., “[t]he SVPA represents an extraordinary deprivation of a person’s liberty”), I
    disagree with the majority’s conclusion that the Sexually Violent Predator Act (Welf.
    & Inst. Code, § 6600 et seq.) (SVPA), which authorizes the involuntary civil commitment
    and treatment of sexually violent predators (SVP) at the conclusion of their prison term,
    prevents the People from calling an expert privately retained by them to testify at trial.
    The SVPA specifically provides that a defendant in a commitment
    proceeding may “retain experts or professional persons to perform an examination on the
    person’s behalf.” (Welf. & Inst. Code, § 6603, subd. (a).) It says nothing about the
    People’s right to do so.
    Several courts, however, including this one, seem to have assumed that
    such a right exists. In People v. Landau (2013) 
    214 Cal.App.4th 1
    , 25-26 (Landau), for
    example, we found the trial court did not abuse its discretion when it permitted an expert
    retained by the prosecution to conduct a pretrial evaluation of the defendant. That expert
    later testified at trial.
    It is also well settled that, since SVPA proceedings are civil in nature
    (People v. Roa (2017) 
    11 Cal.App.5th 428
    , 443), the Civil Discovery Act of 1986 (Code
    Civ. Proc., § 2016.010 et seq.) (CDA) applies to them. (See, e.g., Landau, supra, 214
    Cal.App.4th at p. 25; Bagration v. Superior Court (2003) 
    110 Cal.App.4th 1677
    , 1686;
    People v. Superior Court (Cheek) (2001) 
    94 Cal.App.4th 980
    , 983, 988.) Since the CDA
    permits parties to retain and designate expert trial witnesses (Code Civ. Proc.,
    §§ 2034.210-2034.250, 2034.270, 2034.290), it follows logically and legally that both
    sides in an SVPA action have such a right. No published opinion has held to the
    contrary.
    1
    I agree with the majority that “case law has not directly addressed the issue
    before us.” But not long ago the Supreme Court came close in People v. Superior Court
    (Smith) (2018) 
    6 Cal.5th 457
     (Smith). In Smith, after reviewing the history of the SVPA,
    the Supreme Court ruled that the People could share the defendant’s mental health
    records with a mental health expert retained by them as a pretrial consultant. (Id. at
    p. 462.) The court then added that “[a]n expert would also need to examine the relevant
    records to offer an opinion about the potential SVP’s mental health.” (Id. at
    pp. 471-472.) To me the court’s implication seems clear: a testifying expert may also
    access such records.
    My colleagues acknowledge this language before dismissing its
    importance. “In context, we do not interpret this single line as an endorsement of the
    notion that the People may call a privately retained testifying expert.” On this issue we
    may agree to disagree. But if their position is well taken, much of the Smith opinion
    becomes mere dictum.
    My colleagues advocate for “a common sense reading of the statue.” So
    do I. In Smith, the Supreme Court discussed at some length the realities of an SVP trial:
    “The primary mechanism for identifying an SVP is assessment of the person by
    psychiatrists or psychologists using a standardized protocol.” (Smith, supra, 6 Cal.5th at
    p. 470.) “Accordingly, the civil commitment trial usually turns on the quality and
    credibility of the expert witnesses and the extent to which their evaluations are
    persuasive.” “A key way in which one party counters an opposing expert’s opinion is to
    uncover and challenge the expert about the bases for his or her opinion. [Citations.] This
    is particularly true for a mental health professional’s assessment of whether an individual
    qualifies as an SVP.” “Cross-examination may assist the trier of fact in determining
    whether the evaluator has ‘accurately understood the statutory criteria.”’
    (Id. at p. 471.)
    2
    Today, many civil trials evolve into battles of expert witnesses. The
    designation and use of such experts are controlled by the CDA. The parties have the
    opportunity to challenge pretrial the admissibility of their opponent’s proposed expert
    testimony via motions filed pursuant to Evidence Code sections 402 and 405. If the
    testimony is admitted, the experts are subjected to the crucible of cross-examination.
    And then the trier of fact decides who to believe. I am not convinced that proceeding in
    this well-established manner threatens the fairness of future SVP proceedings.
    I would affirm.
    GOETHALS, J.
    3
    

Document Info

Docket Number: G060670

Filed Date: 8/8/2022

Precedential Status: Precedential

Modified Date: 8/8/2022