San Joaquin Human Services Agency v. Superior Court , 173 Cal. Rptr. 3d 538 ( 2014 )

Filed 6/20/14
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(San Joaquin)
----
SAN JOAQUIN HUMAN SERVICES AGENCY, C076308
Petitioner, (Super. Ct. No. J06057)
v.
THE SUPERIOR COURT OF SAN JOAQUIN,
Respondent;
M.E. et al.,
Real Parties in Interest.
1
ORIGINAL PROCEEDING in mandate. Jose L. Alva, Judge. Petition granted
with directions.
Danielle Ramirez, County Counsel, for Petitioner.
No appearance for Respondent.
Mussman & Mussman and Carol Mussman for Real Party in Interest M.E.
No appearance for Real Party in Interest D.F.
Petitioner San Joaquin Human Services Agency (the Agency) filed a petition for
writ of mandamus and/or prohibition or other appropriate relief against the Superior
Court of San Joaquin County, challenging the juvenile court’s order continuing
reunification services for mother M.E. (real party in interest).
On May 8, 2014, we notified the parties that we were considering issuing a
peremptory writ of mandate in the first instance. Having received opposition, we have
complied with the procedures required by Palma v. U.S. Industrial Fasteners, Inc. (1984)
36 Cal.3d 171. Accordingly, we are authorized to issue a peremptory writ in the first
instance. Because we conclude that the juvenile court erred in continuing mother’s
reunification services, we shall issue the writ.
BACKGROUND
D.F. (minor) was born in June 2009. In July 2012, the Agency investigated a
report that he was being neglected and discovered that M.E. (mother) was
developmentally delayed and voluntarily receiving life skills supportive services from
Valley Mountain Regional Center (VMRC). VMRC’s assessment showed that mother’s
cognitive functioning was impaired and she was unable to care for the minor on her own.
The Agency also discovered that mother was involved in a long-term incestuous
relationship with her biological father, P.F. (P.F. was initially thought to be the minor’s
father, but instead was discovered to have encouraged mother to engage in prostitution,
2
which resulted in the minor’s conception.) Mother was dependent on P.F.’s assistance in
meeting the minor’s basic needs.
When P.F. was arrested, mother became increasingly agitated, making suicidal
statements and repeatedly asking the social worker to take the minor. On July 27, 2012,
mother was hospitalized and the minor was taken into protective custody.
Detention and Jurisdiction
A Welfare and Institutions Code section 3001 petition was filed on behalf of the
minor on July 31, 2012. He was detained the next day.
On November 30, 2012, mother submitted on the petition and the juvenile court
took jurisdiction under section 300, subdivisions (b) and (g). Mother was enrolled in a
parenting class at the Women’s Center of San Joaquin County and receiving weekly
visitation with the minor. The Agency had referred her to “Another Way” for an
assessment with the goal of evaluating her basic daily living skills and ability to provide
ongoing care to the minor, but mother had cancelled several appointments, been making
up excuses, and had failed to make herself available for the assessment.
On December 10, 2012, the Agency referred mother for a psychological
evaluation. She completed her assessment with Another Way at the end of December,
2012. The assessment recommended that mother participate in services to assist her in
managing money, and a parenting class offered by Another Way. The Agency also
referred mother to therapy to increase her insight with the goal of reducing her risk for
further victimization.
January 16, 2013 Dispositional Hearing
The juvenile court held a disposition hearing on January 16, 2013. The
recommended case plan included reunification services and required mother to submit to
a psychological evaluation for the purpose of tailoring services to her specific needs. The
1 Undesignated statutory references are to the Welfare and Institutions Code.
3
recommended services included coordination with VMRC, maintenance of stable
housing, personal counseling, and parenting education through a specialized provider.
VMRC had assessed the minor and found him to be nonverbal and possessing a short
attention span and behavior issues; the assessment put him within the autistic spectrum.
Dr. Gary Cavanaugh performed a psychological evaluation of mother in January
2013. In a report dated May 10, 2013, Cavanaugh opined that mother’s mental health
disabilities consisted of intellectual impairment, attention deficit hyperactivity disorder,
autism spectrum disorder, and severe personality disorder. He indicated that these mental
health conditions rendered her incapable of parenting the minor. He added that she was
incapable of utilizing reunification services due to her denial, disorganized thinking, and
difficulty focusing and understanding material, and that she would not be able to utilize
reunification services within the next six months.
July 24, 2013, Review Hearing
At the first review hearing, held on July 24, 2013, the juvenile court ordered a
second psychological evaluation and continued reunification services.2
Doctors Elizabeth Reichert and Tylene Cammack-Barry from UC Davis Medical
Center performed a psychological evaluation of mother in September and October 2013,
and generated their report on January 22, 2014. In preparing the evaluation, the doctors
reviewed records including the disposition and status reports, VMRC evaluation records,
the records from the parenting program, the visitation reports, and the assessment from
2 The Agency requested the court order a second psychological evaluation, in light of
Cavanaugh’s report, and requested services be continued another six months to allow
time for the evaluation to be completed. Section 361.5, subdivisions (b)(2) and (c)
provide for the complete denial of reunification services where two mental health
professionals agree that, even with provision of services, a parent is unlikely to be
capable of adequately caring for the child within the statutory time limits--12 months in
this case. (See In re Rebecca H. (1991) 227 Cal.App.3d 825, 844; Sheila S. v. Superior
Court (2000) 84 Cal.App.4th 872, 880-881.)
4
Another Way. They also interviewed the Agency social worker, the VMRC case
manager, two people who provided mother with independent living supportive services,
mother’s former therapist, and the minor’s Head Start and special education teachers.
They also observed interaction between mother and the minor.
The UC Davis doctors concluded that mother’s cognitive deficits, limited support
system, and mental health issues (including posttraumatic stress disorder and history of
depression) significantly impaired her functioning to the extent that she could not safely
and adequately parent the minor. Mother’s inflexible thinking and limited insight made it
difficult for her to understand how her behaviors impacted the minor and impacted her
ability to accurately identify the minor’s needs. These limitations were especially
concerning considering the minor’s own delays and the high level of structure, support,
and attention he required. Although mother had completed her therapy and parenting
classes, she was still unable to implement the strategies she had learned or identify areas
of weakness in her ability to manage the minor’s behaviors. Her limited awareness into
her mental health issues impaired her ability to identify and respond to the minor’s needs,
placing him at risk of neglect. The doctors opined that mother was “not able to safely
and adequately care for [the minor]” but made “recommendations for long-term services
to assist [mother] in increasing her overall functioning.”
In a report dated January 8, 2014, prepared for the upcoming “12-month” review
hearing (§ 366.21, subd. (f)), the Agency recommended terminating mother’s services,
citing her “lack of capability” to parent the minor.
March 2014 Review Hearing
The court held a contested review hearing March 3 and 10, 2014.
Dr. Cammack-Barry testified as an expert that mother suffered from major
depressive disorder, suicidal ideation, mild mental retardation, and posttraumatic stress.
Mother’s mental health issues impaired her ability to safely parent the minor; further,
mother did not see the need to participate in therapeutic or mental health services.
5
Cammack-Barry opined that it would take years of treatment for mother to reunify with
the minor, if at all. She explained that although she did recommend some services in her
report, those services were designed to assist mother with her mental illness and improve
her overall functioning, which is “not the same as saying [she] could benefit from
services in a reasonable amount of time to be able to safely and adequately parent [her]
child.” Cammack-Barry testified that there were no services that would help mother to
adequately parent the minor within a reasonable amount of time and that, with three to six
months of general mental health therapy, followed by six to 12 months of trauma focused
therapy, a year in a nurturing parent program, and nine to 12 months in parent-child
interaction therapy, mother might be able to safely and adequately parent the minor. This
would take a “few years.”
No evidence was presented at the hearing that challenged, much less contradicted,
Cammack-Barry’s expert testimony. The Agency asked the court to terminate mother’s
services, arguing that there was not a substantial probability that the minor could be
safely returned to mother within 18 months of the date of detention.3 Minor’s counsel
agreed.
The juvenile court noted that it was “bother[ed]” that six months had elapsed from
order to receipt of the second (UC Davis) psychological report. The court found that
reasonable reunification services had not been provided, due to the delay, and ordered the
Agency to provide an additional six months of services to mother of the type
recommended by Cammack-Barry’s report. The next review hearing was (and remains)
scheduled for July 1, 2014. The Agency seeks relief from the court’s ruling.4
3 We note, although the Agency did not, that at the time the Agency made this argument,
over 19 months had actually passed since the date of minor’s initial detention.
4 At the conclusion of the hearing, the court ordered the Agency “to prepare findings and
orders after hearing consistent with my ruling today.” As of the date of this writing, San
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DISCUSSION
I
Reunification Services -- Timing and Required Findings
The manner in which the time frame for providing reunification services is
calculated changes as the case progresses.
A. Up to 18 months
The period for reunification services for a parent and child over the age of three
when removed from parental custody is limited to 12 months from the date the child
entered foster care. (§ 361.5, subd. (a)(1)(A).) Here, the minor here entered foster care
(as defined by § 361.49) on September 26, 2012. Accordingly, after September 26, 2013,
mother was not entitled to services without specific factual findings made by the juvenile
court.
In order to extend services beyond that 12 month date and up to 18 months from
the date of initial removal, the juvenile court was required to make the specific factual
findings set forth in sections 361.5 , subdivision (a)(3) and 366.21, subdivision (g)(1).
B. Beyond 18 Months
At the time of the March 2014 hearing, however, the minor had been detained over
19 months, as his detention was properly measured--from the date that minor was taken
into protective custody, July 27, 2012. (§ 361.5, subd. (a)(4).) Thus, the juvenile court
was required to make additional specific factual findings in order to extend services, as
we explain immediately post.5
Joaquin County Superior Court maintains in response to our inquiry that no written
findings and orders after hearing have been entered.
5 This is true no matter how a review hearing is classified--here, the report prepared for
the “12-month” review hearing was dated just short of 18 months after the minor was
taken into protective custody and the hearing was held nearly 20 months after that date.
Thus section 366.22, subdivision (b) applied to the hearing and required numerous
specific findings to continue services.
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The juvenile court may extend reunification services beyond 18 months from the
date of initial removal, to “a maximum time period not to exceed 24 months after the date
the child was originally removed from the physical custody of his or her parent . . . if it is
shown . . . that the permanent plan for the child is that he or she will be returned and
safely maintained in the home within the extended time period. The court shall extend
the time period only if it finds that . . . there is a substantial probability that the child will
be returned to the physical custody of his or her parent . . . within the extended time
period or that reasonable services have not been provided to the parent or guardian. If the
court extends the time period, the court shall specify the factual basis for its conclusion
that there is a substantial probability that the child will be returned to the physical
custody of his or her parent . . . within the extended time period.” (§ 361.5, subd. (a)(4).)
Prior to extending services beyond 18 months from the initial detention, the court
must find that there is a substantial probability the minor will be returned and safely
maintained in the home during that time or that reasonable services were not provided.
(§ 366.22, subd. (b).) It must also determine, by clear and convincing evidence, that
additional reunification services are in the minor’s best interests and either that the parent
has been making significant and consistent progress in a court-ordered residential
substance abuse treatment program, or that the parent has recently been discharged from
incarceration, institutionalization, or the United States Department of Homeland Security,
and has been making significant progress in establishing a safe home. (Ibid.)
Additionally, the court must find the parent: (1) regularly visited the minor; (2) has made
significant and consistent progress in resolving the problems that led to removal; and (3)
has completed, or demonstrated the capacity and ability to complete, the substance abuse
plan as evidenced by the provider’s reports, or the parent has returned from deportation,
and that the parent has demonstrated the ability to and provide for the minor’s safety and
well-being. (§ 366.22, subd. (b)(1)-(3).)
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II
Standard of Review and Analysis
We review the juvenile court’s findings for substantial evidence, and the juvenile
court’s decision-making process based on those findings for abuse of discretion. (See In
re William B. (2008) 163 Cal.App.4th 1220, 1229.) Here, as we explain, the findings the
court made in purported support of its decision were not supported by substantial
evidence. Further, the court failed to make required findings. Nor were the facts
necessary to make any of these required findings in evidence. Thus the court abused its
discretion when it continued mother’s reunification services.
As we have noted ante, pursuant to sections 361.5, subdivision (a)(4) and 366.22,
subdivision (b), reunification services could be extended only if the juvenile court found a
substantial probability the minor would be returned and safely maintained in the home
within the extended time period. No such finding was made, and for good reason. No
evidence supported that finding.
Nor does the record reveal evidence that additional reunification services were in
the minor’s best interests, nor any of the additional findings required by section 366.22,
subdivision (b), in order to extend mother’s services beyond 18 months. These findings
were not made--nor could they be made on this record.
Although we recognize that the juvenile court did make a finding that reasonable
reunification services were not provided, that finding was not supported by substantial
evidence. To provide reasonable services, the Agency must identify the problems which
led to the loss of custody, design services to remedy the problems, maintain reasonable
contact with the parent, and make reasonable efforts to assist the parent when compliance
has proved difficult. (In re Alvin R. (2003) 108 Cal.App.4th 962, 972-973.) The question
is not whether more or better services could have been provided, but “whether the
services were reasonable under the circumstances.” (In re Misako R. (1991)
2 Cal.App.4th 538, 547.) A developmentally disabled parent is entitled to services
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responsive to the family’s special needs in light of the parent’s particular disabilities,
such as utilizing regional centers that are specifically designed to provide services to such
individuals. (In re Victoria M. (1989) 207 Cal.App.3d 1317, 1329 & fn. 8.)
The juvenile court found services were not reasonable here not because the
services provided were not tailored to mother’s special needs but because, due to the
delay in obtaining the second psychological evaluation, mother was not provided the
services recommended in Cammack-Barry’s report. But Cammack-Barry was quite clear
that mother “is not able to safely and adequately care for her child,” despite the fact that
she then made recommendations “for long-term services to assist [] [mother] in
increasing her overall functioning.” Because Cammack-Barry opined mother could not
learn to parent her child safely within the permitted time period, she did not recommend
mother receive these services (dual diagnosis therapy, psychiatric services, domestic
violence support) in order to reunify with her child. Contrary to the juvenile court’s
characterization of these services, these were not services geared toward reunification and
the Agency was under no obligation to provide them.
In any event, the juvenile court did not, and could not (on these facts) make the
necessary findings to extend services beyond 18 months, regardless of whether or not
reasonable services were provided. As we have discussed, the statutorily required factors
were not present. Nor did any external factors prevent mother from participating in a
case plan, as set forth in In re Elizabeth R. (1995) 35 Cal.App.4th 1774, and the cases
cited therein. On this record, any extension of reunification services was an abuse of
discretion.6
We recognize denying or terminating reunification services can be heart-
wrenching. But “[i]n order to prevent children from spending their lives in the
6 We note that on the record before us we see no evidence supporting an order returning
the minor to mother’s custody.
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uncertainty of foster care, there must be a limitation on the length of time a child has to
wait for a parent to become adequate.” (In re Marilyn H. (1993) 5 Cal.4th 295, 308.)
The statutory restrictions are consistent with the overall objective of the statutory
scheme--that is, the protection of abused or neglected children and the provision of
permanent, stable homes if they cannot be returned to parental custody within a
reasonable time. (Id. at p. 307.)
DISPOSITION
Let a peremptory writ of mandate issue directing the respondent superior court to
(1) reverse its orders granting additional reunification services to mother, and (2) enter
new orders terminating reunification services and either returning the minor to mother’s
custody or setting a section 366.26 hearing in accordance with section 366.22,
subdivision (a). The opinion is final forthwith as to this court. (Cal. Rules of Court, rule
8.490(b)(2)(A).)
DUARTE , J.
We concur:
ROBIE , Acting P. J.
HOCH , J.
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