People v. J.S. ( 2014 )

Filed 8/26/14
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E058471
v. (Super.Ct.No. FELSS1204019)
J. S., OPINION
Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. Steve Malone,
Judge. Reversed with directions.
Ron Boyer, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, and A. Natasha Cortina and
Sean M. Rodriquez, Deputy Attorneys General, for Plaintiff and Respondent.
1
While imprisoned after being convicted of several offenses, defendant J.S. was
declared a Mentally Disordered Offender (MDO) pursuant to Penal Code1 section 2962.
On March 6, 2012, J.S. was placed on parole and began her initial one-year term of
involuntary treatment. After the Board of Parole Hearings (BPH) rejected her challenge
to her MDO classification and initial commitment, she filed a petition requesting counsel
and judicial review, pursuant to section 2966, subdivision (b). That petition, however,
was not heard within the initial year of commitment. On April 3, 2013, the trial court
granted the People’s motion to dismiss the petition as “moot” on that basis.
Defendant contends that she is entitled to have her petition heard on the merits,
because it was filed during the initial year of commitment, and even though the initial
term is already completed, her petition is not moot. We agree, and therefore reverse the
order dismissing defendant’s petition.
I. FACTS AND PROCEDURAL BACKGROUND
Defendant was convicted in San Bernardino County of first degree residential
burglary (§ 459), criminal threats (§ 422), and attempting to carry a concealed dirk or
dagger (§ 664, former § 12020, subd. (a)(4). After serving a prison term, but prior to
being placed on parole, defendant was certified as an MDO. Upon being paroled with
respect to these charges, effective March 6, 2012, she was released into the custody of
Madera County on a warrant, pursuant to section 4755.
1 Further undesignated statutory references are to the Penal Code.
2
On June 20, 2012, the BPH rejected defendant’s challenge to her MDO
classification. On September 6, 2012, defendant filed a petition requesting counsel and
judicial review, pursuant to section 2966, subdivision (b).2
On September 21, 2012, the trial court appointed the public defender’s office as
counsel and set a status conference for November 2, 2012. The November 2 status
conference was continued to December 7, 2012, at the request of defendant’s counsel. At
the December 7 status conference, the court scheduled a trial setting conference for
January 4, 2013.
At the trial setting conference on January 4, 2013, counsel for defendant informed
the court that defendant was being held in Madera County on suspicion of “a couple of
felonies that occurred in state prison,” and that the court in Madera County was
considering whether she was competent to stand trial, pursuant to section 1370. Defense
counsel was having difficulty reaching defendant, however; he had only been able to
communicate with her by letter since she had been in custody in Madera County.
Defense counsel pointed out that the end of defendant’s initial commitment was
approaching, and proposed a schedule for trial that would complete hearing of the matter
prior to that time. The court adopted defense counsel’s proposed timeline, setting a
2 Defendant was represented by counsel at the BPH hearing, who apparently
submitted by mail a petition for a hearing pursuant to section 2966, subdivision (b), on
June 27, 2012. That petition, however, was not filed by the court, for reasons that do not
appear in our record. In any case, the petition at issue in this appeal is the one filed on
September 21, 2012.
3
pretrial conference for January 18, 2013, a trial readiness hearing for February 1, 2013,
and a jury trial for February 4, 2013.
At the January 18, 2013, hearing, defense counsel waived defendant’s presence.3
On defendant’s behalf, counsel also waived jury trial, and indicated he was prepared to
proceed with a bench trial on February 14, 2013. The court set a trial readiness hearing
for February 8, 2013, and scheduled a bench trial for February 14, 2013.
At the trial readiness hearing on February 8, 2013, defense counsel informed the
court that defendant was being held by Madera County “for a felony offense with a strike
allegation,” and that “[t]he judge had a doubt as to her competency.” The deputy district
attorney represented that the court in Madera County “found [defendant] incompetent and
she was referred to the hospital for treatment,” and as a result, it would not be possible
for defendant to be transported to attend the February 14, 2013, trial. After some
discussion of when a witness for the People would be available, the trial was rescheduled
for March 4, 2013, with a trial readiness hearing set for March 1, 2013. On February 22,
2013, the trial court issued an order that defendant be transported to attend the March 4,
2013, trial.
On March 1, 2013, defense counsel informed the court that the defense was ready
for trial, except for difficulty in getting defendant transported to San Bernardino for the
3 Pursuant to a travel order by the trial court, dated January 9, 2013, defendant
was apparently transported on January 17, 2013, to San Bernardino County’s West
Valley Detention Center, where defense counsel met with her on January 18, 2013. But
defendant was then sent back to Madera County, in violation of the trial court’s order she
remain in San Bernardino.
4
trial. The deputy district attorney represented that she understood from someone at the
San Bernardino County Sheriff’s Department transportation division that the earliest
defendant could be transported would be March 5, 2013. The court proposed moving the
trial to March 5, but a witness for the People was not available on that date; the deputy
district attorney proposed starting the trial on March 4, 2013, in defendant’s absence if
necessary. Defense counsel objected to proceeding in defendant’s absence. The court
confirmed the March 4 trial date.
Despite the court’s February 22, 2013, order, defendant was not transported to trial
on March 4, 2013. The court trailed the matter one day, even though there was no
expectation that defendant would be transported by the next day either.
On March 5, 2013, defense counsel informed the court that after the hearing the
previous day, he had been in contact with the transportation deputy for the San
Bernardino County Sheriff’s Department, and learned that Madera County was unwilling
to transport defendant to San Bernardino until after a March 8, 2013, hearing. The court
continued the matter to the following day.
On March 6, 2013—the day defendant’s initial one-year term of involuntary
treatment ended—the People filed their “Motion to Dismiss Petition on Mootness
Grounds.” Defendant’s opposition was filed on March 21, 2013, and the People’s reply
was filed on March 28, 2013. The court heard argument on the motion on April 3, 2013,
and thereafter granted the motion and dismissed defendant’s petition.
5
II. DISCUSSION
A. Background Regarding the Mentally Disordered Offender Act
“‘The Mentally Disordered Offender Act (MDO Act), enacted in 1985, requires
that offenders who have been convicted of violent crimes related to their mental
disorders, and who continue to pose a danger to society, receive mental health treatment
. . . until their mental disorder can be kept in remission. [Citation.]’” (Lopez v. Superior
Court (2010) 50 Cal.4th 1055, 1061 (Lopez), disapproved on other grounds by People v.
Harrison (2013) 57 Cal.4th 1211, 1230, fn. 2.)
“The MDO Act provides for treatment of certified MDO’s at three stages of
commitment: as a condition of parole, in conjunction with the extension of parole, and
following release from parole. Section 2962 governs the first of the three commitment
phases, setting forth the six criteria necessary to establish MDO status; these criteria must
be present at the time of the State Department of Mental Health’s and Department of
Correction and Rehabilitation’s determination that an offender, as a condition of parole,
must be treated by the State Department of Mental Health.” (Lopez, supra, 50 Cal.4th at
pp. 1061-1062.)
Three of the six criteria to establish MDO status—that an offender suffers from a
severe mental disorder, that the illness is not or cannot be kept in remission, and that the
offender poses a risk of danger to others—are dynamic, in the sense of being “capable of
change over time, and must be established at each annual review of the commitment.”
(Lopez, supra, 50 Cal.4th at p. 1062; see § 2962, subd. (a).) The other three—that the
offender’s severe mental disorder was a cause or aggravating factor in the commission of
6
the underlying crime, that the offender was treated for at least 90 days preceding his or
her release, and that the underlying crime was a violent crime as enumerated in section
2962, subdivision (e)—“are considered ‘static’ or ‘foundational’ factors in that they
‘concern past events that once established, are incapable of change.’” (Lopez, supra, at p.
1062.) “The practical effect of this distinction is that the three criteria concerning past
events need only be proven once, while the BPT [(Board of Prison Terms)] must find that
the parolee meets the other three criteria at the time of the annual hearing in order to
continue treatment for an additional year.” (People v. Merfield (2007) 147 Cal.App.4th
1071, 1075-1076.)
B. Analysis
The Attorney General contends, and the trial court agreed, that any challenge to
the initial determination that an offender qualifies as an MDO must not only be filed
within the initial one-year term of involuntary treatment, but must also be heard within
that year, or else the petition is properly dismissed as moot. We find no support for that
conclusion, either in the text of the MDO Act itself or in case law applying it.
As the Attorney General concedes, section 2966, subdivision (b) “does not state on
its face whether a defendant must fully litigate her petition challenging the Board’s
finding that she qualifies as an MDO during her initial year of commitment.” To the
contrary, the only statutory time limit with respect to the petition is placed on the court:
“The court shall conduct a hearing on the petition within 60 calendar days after the
petition is filed, unless either time is waived by the petitioner or his or her counsel, or
good cause is shown.” (§ 2966, subd. (b).) The absence of an explicit statutory time
7
limit is instructive; there is no reason the Legislature could not have included one, if it
intended to require petitions challenging MDO determinations to be heard within a
specific period.
Furthermore, as a general matter, an issue is moot if “any ruling by [the] court can
have no practical impact or provide the parties effectual relief.” (Woodward Park
Homeowners Assn. v. Garreks, Inc. (2000) 77 Cal.App.4th 880, 888.) Even after the
expiration of the initial commitment, however, the initial determination of whether an
offender qualifies as an MDO continues to have practical effects. In some circumstances,
an offender’s involuntary treatment may be continued beyond the initial one-year term,
either as a continued condition of parole, or after parole is terminated. (Lopez, supra, 50
Cal.4th at pp. 1062-1063.) Obviously, if an offender’s initial commitment is improper,
any extended commitment would also be improper. Moreover, to continue an offender’s
commitment, the People need only make a showing regarding the three section 2966
criteria that are capable of change over time, while it is assumed that the initial showing
with respect to the static factors remains valid. (Merfield, supra, 147 Cal.App.4th at pp.
1075-1076; § 2966, subd. (c).) Thus, at least where the People seek to continue an
offender’s involuntary treatment beyond the initial one-year term, an offender’s challenge
to the validity of the initial determination that he or she qualifies as an MDO could have
significant practical effects, and cannot be considered moot.
The Attorney General makes much of several decisions infelicitously referring to
petitions pursuant to section 2966, subdivision (b), as being “rendered technically moot”
by the expiration of the initial commitment period. (Merfield, supra, 147 Cal.App.4th at
8
p. 1075) The Merfield court, however, like the cases it cites, acknowledges even where
the initial commitment term is over, the initial certification an offender qualifies as an
MDO has continuing ramifications where the offender is subject to recertification. (Ibid.)
In other words, “technically moot” means, apparently, not moot at all, if by “moot” we
mean having no further practical impact.
Indeed, setting aside loose language regarding purported “mootness,” the
reasoning in Merfield strongly supports the proposition that defendant’s petition should
not have been dismissed. The offender in Merfield withdrew his petition challenging his
initial commitment determination, and failed to file a new one during his initial
commitment. (Merfield, supra, 147 Cal.App.4th at p. 1076.) The court of appeal
concluded that “An MDO . . . has but one opportunity to challenge the BPT’s findings on
the three criteria concerning past events. The MDO may do so by petitioning for a
hearing in the superior court of the county in which he is incarcerated on the BPT’s initial
commitment decision before that commitment has expired.” (Ibid., original italics.)
Applying this rule to the case before it, the Merfield court upheld the dismissal of the
offender’s petition. (Id. at p. 1077.) But applying this rule to the present case, the
opposite result follows: defendant’s petition was filed before her initial commitment
period expired.
Another case emphasized by the Attorney General, Lopez, supra, 50 Cal.4th at p.
1055, is similar to Merfield. The defendant in Lopez timely filed a petition pursuant to
section 2966, but withdrew it prior to being heard. (Lopez, supra, at p. 1060.) He then
attempted to raise issues regarding his initial commitment long after it had expired, and
9
after even the first renewal of that commitment, in response to a petition to extend his
commitment for a second time. (Ibid.) The California Supreme Court considered
whether “an MDO must challenge the static criteria justifying commitment during the
initial one-year period of that commitment, or whether such a challenge may be brought
at any time, even decades after the initial commitment has ended.” (Id. at p. 1063.) The
Court concluded that “the Legislature intended an MDO to be permitted to challenge the
static factors justifying his or her commitment only during the initial one-year period of
treatment . . . .” (Id. at p. 1065.) Applying that rule to the case before it, the Court
concluded the defendant’s petition was properly dismissed. (Id. at p. 1067.) Applying
the same rule to the facts of this case, the opposite result follows: defendant did bring a
challenge with respect to the static commitment factors during her initial year of
commitment; it just was not heard during the initial commitment period.
Thus, neither Merfield nor Lopez, fairly read, stands for the proposition that an
offender must not only bring a petition during the initial commitment period, but must
also have that petition heard during the initial commitment period, on pain of being
dismissed on grounds of mootness, or on any other grounds. Rather, the rule articulated
and applied in Merfield and Lopez is that a petition filed after the initial commitment term
has expired “is untimely and is subject to dismissal . . . .” 4 (Merfield, supra, 147
4 Although Merfield says that the dismissal would be “on the ground of
mootness,” the court’s reasoning is in substance an application of the doctrines of res
judicata, collateral estoppel, and waiver. (Merfield, supra, 147 Cal.App.4th at pp. 1075-
1076.) For the reasons discussed above, we disagree that the doctrine of mootness is
applicable, and the facts that supported application of the doctrines of res judicata,
[footnote continued on next page]
10
Cal.App.4th at p. 1075.) The converse of that rule, however, also holds true: a petition
filed before the initial commitment term expires—regardless of when it is heard—is
timely and is not subject to dismissal on grounds of mootness, at least so long as the
People seek to continue the offender’s involuntary treatment.
Indeed, in Merfield, the court of appeal noted that trial courts regularly consider
the merits of petitions filed during the initial commitment period, but which were not
heard during that initial period “as the result of the delays inherent in the judicial
process.” (Merfield, supra, 147 Cal.App.4th at p. 1075.) Nevertheless, the Attorney
General argues, and trial court found, that defendant’s inability to appear for the hearing
of her petition was “in part due to her own conduct and potentially violating the law
while she was in the state hospital,” so the failure to hear her petition before the end of
her initial commitment was at least in part not a result of the “delays inherent in the
judicial process.”
Such reasoning is problematic in several respects. First, there is no evidence—
either in our record, or before the trial court—that defendant was being held in Madera
County “due to her own conduct.” In essence, the trial court assumed the truth of the
charges being leveled against her in another court, prior to and in the absence of any
evidentiary hearing. Indeed, there was no evidence before the trial court even of the
charges themselves, only attorney representations.
[footnote continued from previous page]
collateral estoppel, and waiver in Merfield and Lopez are distinguishable the facts of the
present case.
11
Second, it is well established that delays in transporting prisoners to court are
generally attributable to the People, and not the defendant. (Jackson v. Superior Court
(1991) 230 Cal.App.3d 1391, 1394; see Barker v. Wingo (1972) 407 U.S. 514, 527 [“A
defendant has no duty to bring himself to trial; the State has that duty . . . .” (fns.
omitted.)].) We are aware of no authority limiting this general rule so as not to apply to
offenders who are being held in custody by one county, but must attend proceedings in
another. And there is no indication in our record that defendant voluntarily prevented her
transportation, for example, by creating some disruption that made it impossible for her
to be transported safely, or attempting to escape. (See People v. Concepcion (2008) 45
Cal.4th 77, 82 [right to presence at trial may be waived, inter alia, by disruptive behavior,
or attempted escape].)
The Attorney General further suggests that defendant was dilatory in bringing her
petition to trial, because of her delay in filing the petition after the BPH’s decision, and
further lack of “due diligence in preparing her case.” However, the trial court made no
finding that defendant’s conduct with respect to bringing her petition or in litigating the
matter was dilatory, implicitly rejecting the People’s arguments to that effect in the
motion to dismiss. Nor do we see any basis in the record for concluding defendant’s
preparation for trial was dilatory or otherwise improper. At no point prior to the motion
to dismiss did the People ever object to defendant’s proposals with respect to scheduling.
Moreover, as detailed above, defendant was prepared for trial on the date set by the court;
only the People’s failure to bring defendant to the place of trial prevented the matter from
being heard.
12
Finally, the Attorney General complains defendant would essentially get two bites
of the proverbial apple if we were to rule in defendant’s favor because section 2966,
subdivision (c) allows an offender to challenge the three dynamic criteria at any
recommitment hearing. This argument is without merit. Regarding both “static” and
“dynamic” criteria, the issue with respect to an offender’s initial commitment is whether
the criteria are “present at the time of the State Department of Mental Health’s and
Department of Correction and Rehabilitation’s determination that an offender, as a
condition of parole, must be treated by the State Department of Mental Health.” (Lopez,
supra, 50 Cal.4th at p. 1062.) With respect to any recommitment hearings, the issue is
whether “the parolee meets the [three dynamic criteria] at the time of the annual hearing
in order to continue treatment for an additional year.” (Merfield, supra, 147 Cal.App.4th
at p. 1076.) In other words, the same criteria may be considered, but it is a different time
period at issue, no matter when the review of the offender’s initial commitment takes
place. Two bites, perhaps, but not from the same apple.
In short, we conclude that a petition for judicial review pursuant to section 2966,
subdivision (b), is timely filed if it is filed during the initial one-year commitment period.
Further, if the initial commitment period expires before the timely filed petition is heard
by the court, the petition is not rendered moot unless and until the offender’s involuntary
treatment is discontinued.
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III. DISPOSITION
The order granting the People’s motion to dismiss is reversed. The trial court is
directed to issue an order denying the motion to dismiss, and to proceed with adjudicating
defendant’s petition on the merits.
CERTIFIED FOR PUBLICATION
HOLLENHORST
Acting P. J.
We concur:
MCKINSTER
J.
CODRINGTON
J.
14