People v. Medeiros ( 2020 )

Filed 3/26/20
CERTIFIED FOR PARTIAL PUBLICATION*
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION ONE
THE PEOPLE,
Plaintiff and Respondent,
A155648
v.
MICHAEL ANTHONY MEDEIROS, (San Mateo County
Super. Ct. No. NF438558B)
Defendant and Appellant.
Defendant Michael Anthony Medeiros was convicted by a jury of
embezzlement and grand theft of property valued in excess of $1.3 million.
Medeiros raises several issues on appeal. In the published part of this
opinion, we consider and reject Medeiros’s claim that we should strike a
Penal Code1 former section 12022.6 enhancement because the statute was
repealed before he was sentenced. In the nonpublished portion of this
opinion, we consider Medeiros’s remaining claims that we should (1) strike
either his conviction for embezzlement or theft as they are two statements of
the same offense under section 954, (2) strike the true finding on his
section 186.11 enhancement because he did not commit two related felonies,
(3) remand for a further hearing to determine the amount of and his ability to
Pursuant to California Rules of Court, rules 8.1105(b) and 8.1110, this
*
opinion is certified for publication with the exception of part II.B., C., D., E.,
and F.
All statutory references are to the Penal Code unless otherwise
1
indicated.
pay victim restitution, and (4) amend the judgment to correct the total
amount of the court security fee and criminal conviction assessment. We
agree with the first, second, and fourth of these contentions, and otherwise
affirm the judgment.
I. BACKGROUND
We summarize only those facts necessary to our decision.
On June 6, 2016, the San Mateo District Attorney filed an information
charging Medeiros with embezzlement by employee (§ 508; count 1); forgery2
(§ 470, subd. (d); count 2); and grand theft of personal property valued at
more than $950 (§ 487, subd. (a); count 3). As to the embezzlement and
grand theft counts, the information alleged the value of the property taken
exceeded $1.3 million (former § 12022.6, subd. (a)(3)) and the offenses were
related felonies that involved the taking of more than $500,000 (§ 186.11,
subd. (a)(2)).
Medeiros is a licensed painting contractor, who operated a business
under the name Professional Painting Company, Incorporated (Professional
Painting). He met Susan Lambert in the early 1990’s, when she worked for a
homeowners association in Hayward, to which he had submitted a bid for a
painting job. Over the next several years, Medeiros did jobs at several
housing complexes managed by Lambert, and painted her personal
properties.
In late 1999, Lambert became the property manager for Woodlake
Association (Woodlake). When Woodlake’s owner decided to sell his accounts,
she formed Castle Management (Castle), which acquired the Woodlake
account. Lambert continued to serve as Woodlake’s property manager
2The forgery charge was subsequently dismissed and the grand theft
count renumbered as count 2.
2
through Castle, which contracted to provide her services to Woodlake.
Lambert was Castle’s sole owner and employee.
Lambert was a longtime alcoholic, predating her work at Woodlake.
Between 2005 and 2007, she had a series of surgeries, and became addicted
to opiates. In about 2007, she also developed a serious gambling problem,
and her losses made it difficult for her to pay her bills and survive. Around
that time, Medeiros told Lambert he was having some cash flow and tax
problems.
Medeiros and Lambert created a plan to address their financial
problems. The plan involved Lambert creating fake invoices from a fictitious
company named PP, Incorporated (PPI). She created the invoices because
Medeiros was computer illiterate and also because his wife worked in
Professional Painting’s office and he did not want her to know about it. The
fake invoices were stamped and coded to look legitimate. Once a fake invoice
was created, Lambert sent it to Woodlake’s bookkeeper for payment. The
bookkeeper would return a check payable to PPI. Lambert and Medeiros
would then meet near her bank where she gave him the check, which he
deposited into Professional Painting’s account. He, in turn, gave her a check
from Professional Painting payable to Castle for one-half the amount of the
check to PPI.3 Lambert sometimes put information in the memo line of the
checks to make them look like they were for legitimate purposes.
At some point, Medeiros began creating fake invoices from Professional
Painting with the help of someone in his office, and Lambert stopped creating
the PPI invoices. She sometimes told Medeiros how to describe the work on
an invoice. At trial, Lambert identified numerous fake invoices for work that
3Lambert testified when they started Medeiros wanted two-thirds of
the check amount, but “soon after” they “went to half and half.”
3
was never done, the payments on which were fraudulent. The fake invoice
scheme continued until Lambert was fired from Woodlake in September
2013, though it slowed down toward the end of her tenure. During the period
of the fake invoice scheme, Professional Painting also performed legitimate
jobs for Woodlake.
In September 2013, Woodlake’s board president noticed invoices for
advance payments to Lambert, which the board had not approved. After
Woodlake terminated Lambert’s employment, Woodlake’s maintenance
manager, Gene Bingaman, Jr., discovered invoices from PPI and Professional
Painting for work that was not done. After obtaining copies of bank
statements and further investigation, the board discovered approximately
150 invoices that Woodlake paid to Professional Painting or PPI for work that
was not performed.
At trial, Bingaman testified regarding his review of a series of 139
invoices from Professional Painting and PPI. Bingaman testified many of the
invoices were for work that was never done, and some were for work done by
other contractors. He identified some invoices for work that Professional
Painting did or partially did. He confirmed that Professional Painting did
additional jobs beyond those reflected in invoices reviewed, estimating the
number of additional jobs at between 8 and 12, definitely less than 20. Most
of the invoices for those jobs were for work valued at $3,000 to $8,000.
A police investigator obtained copies of bank records, including
statements and copies of cancelled checks for Woodlake, Professional
Painting, Medeiros, Castle, and Lambert for the period from 2007 through
2014. From these records, he created the 139 trial exhibits, which generally
included an invoice issued by PPI or Professional Painting, Woodlake’s check
to pay the invoice, Professional Painting’s bank records showing the deposit
4
of the check, a check to Castle, and Castle’s bank records showing the deposit
of the Professional Painting check. From those records, the investigator
prepared a summary in which he totaled the dollar amounts by year of the
transactions reflected in the bank records. He determined that during the
period from 2007 through 2013, Woodlake paid $2,819,868.02 to Professional
Painting; Professional Painting paid $1,336,993.74 to Castle; and
$1,081,827.36 was spent from the Castle account at casinos. Based on
additional information from the preliminary hearing, the investigator
believed the total amount paid was about $2,000 to $3,000 higher than
reported in his summary. He also determined that during the period from
2007 through 2014, a total of $859,619.04 was either withdrawn from the
Professional Painting account as cash, or transferred from that account into a
Medeiros trust account.
The jury convicted Medeiros of both grand theft and embezzlement, and
found all of the enhancements true. The court sentenced Medeiros to a
seven-year prison term: the middle term of two years for grand theft (count
2), three years for the section 12022.6, subdivision (a)(3) enhancement, and
two years for the section 186.11, subdivision (a)(2) enhancement. It stayed
his sentence under section 654 for a two-year, middle-term sentence for
embezzlement, and for all enhancements attached to that charge. Medeiros
timely appealed.
II. DISCUSSION
A. Former Section 12022.6 Enhancement
The jury found true an enhancement under former section 12022.6,
subdivision (a)(3) that the amount of the loss exceeded $1.3 million. At
sentencing, the trial court imposed a consecutive three-year sentence for that
enhancement.
5
Several different versions of former section 12022.6 (hereafter section
12022.6) were effective during the time Medeiros committed his offenses. In
2007, the statute provided for an additional three-year term where the
amount of the loss exceeded $1 million. (Stats. 1998, ch. 454, § 2, p. 3231;
§ 12022.6, subd. (a)(3).) The statute was amended effective January 1, 2008,
to raise the loss threshold for a three-year enhancement to $1.3 million.
(Stats. 2007, ch. 420, § 1, p. 3675; § 12022.6, subd. (a)(3).) That version of the
statute also contained a sunset clause, under which the statute would be
repealed effective January 1, 2018, unless a later enacted statute extended
the date.4 (§ 12022.6, subd. (f); Stats. 2007, ch. 420, § 1, p. 3676; Stats. 2010,
ch. 711, § 5, pp. 4143–4144.) The Legislature did not enact a new version of
section 12022.6 before January 1, 2018, nor has it since that time.
Medeiros was sentenced in September 2018. Relying on In re Estrada
(1965) 63 Cal. 2d 740, 748 (Estrada), People v. Rossi (1976) 18 Cal. 3d 295,
301–302 (Rossi), and People v. Nasalga (1996) 12 Cal. 4th 784, 790–794
(Nasalga), he contends we should strike the true finding and sentence on his
section 12022.6 enhancement because the statute was repealed before he was
sentenced and the repeal applies retroactively to him. We are not
persuaded.5
4 In 2010, Senate Bill No. 1080 (2009–2010 Reg. Sess.) reorganized
Penal Code provisions relating to deadly weapons without substantive
change. (Legis. Counsel’s Dig., Sen. Bill No. 1080 (2009–2010 Reg. Sess.,
Stats. 2010, ch. 711.)
5 After this case was fully briefed and argued, Division Six of the
Second Appellate District published an opinion concluding that the repeal of
section 12022.6 did not apply retroactively to defendants whose crimes were
committed before the sunset date. (People v. Abrahamian (2020)
45 Cal. App. 5th 314.) We agree with the rationale stated in that decision, and
write separately to demonstrate how the express language of the statute and
6
1. Legal Principles Governing Retroactive Application of
Statutes Mitigating Punishment
We begin our discussion with a review of the legal principles governing
retroactive application of statutes that mitigate punishment for crimes. In
Estrada, our Supreme Court held where a statute reduces the punishment for
an offense and contains no saving clause, the amendment will apply
retroactively to any case in which the judgment is not yet final before the
effective date of the statute. (Estrada, supra, 63 Cal.2d at pp. 742, 744–745,
748.) Estrada concerned a prosecution for escape from prison without force
or violence. After the defendant committed his crime, but before his
conviction and sentence, the Legislature amended the statutes governing
punishment to reduce the penalties for committing the offense. (Id. at
p. 743.)
The Supreme Court found the defendant was entitled to the benefit of
the lesser punishment. “The problem,” the court explained, “is one of trying
to ascertain the legislative intent—did the Legislature intend the old or the
new statute to apply?” (Estrada, supra, 63 Cal.2d at p. 744.) Although the
Legislature had constitutional authority to determine either law should
apply, it did not expressly state its intent and, thus, the court was forced to
“attempt to determine legislative intent from other factors.” (Ibid.) In doing
so, it found “one consideration of paramount importance”—that “[w]hen the
Legislature amends a statute so as to lessen the punishment it has obviously
expressly determined that its former penalty was too severe and that a
lighter punishment is proper as punishment for the commission of the
prohibited act.” (Id. at pp. 744–745.) In rejecting the Attorney General’s
legislative history support that conclusion and to address other specific
arguments raised by Medeiros.
7
argument that application of a harsher penalty was supported by the general
rule of prospective application of statutes and the general saving clause in
section 9608, the court also relied on the “rule at common law and in this
state that when the old law in effect when the act is committed is repealed,
and there is no saving clause, all prosecutions not reduced to final judgment
are barred.” (Estrada, at pp. 746–747.)
Our courts have also applied the principles articulated in Estrada to
repeal of criminal statutes. (Rossi, supra, 18 Cal.3d at p. 304; see People v.
McKenzie (2020) 9 Cal. 5th 40, 45.) In Rossi, the Supreme Court held that the
repeal of a criminal statute without a saving clause leaves the court without
power to proceed against a person charged with a statutory crime. (Rossi, at
p. 304.) There, the trial court found the defendant guilty of five counts of
violating former section 288a. When the defendant committed the acts,
former section 288a prohibited oral copulation, even between consenting
adults. On appeal, the defendant argued her conviction should be reversed
because before the judgment became final, the Legislature amended section
288a so as to legalize her conduct. (Rossi, at p. 298.)
The California Supreme Court agreed. The court first noted that
“numerous precedents demonstrate that the common law principles
reiterated in Estrada apply a fortiorari when criminal sanctions have been
completely repealed before a criminal conviction becomes final.” (Rossi,
supra, 18 Cal.3d at p. 301.) It then stated: “As the United States Supreme
Court has observed, it is ‘the universal common-law rule that when the
legislature repeals a criminal statute or otherwise removes the State’s
condemnation from conduct that was formerly deemed criminal, this action
requires the dismissal of a pending criminal proceeding charging such
conduct. The rule applies to any such proceeding which, at the time of the
8
supervening legislation, has not yet reached final disposition in the highest
court authorized to review it.’ (Bell v. Maryland (1964) 378 U.S. 226, 230.)
In the instant case, this ‘universal common-law rule’ mandates the reversal
of defendant’s conviction.” (Id. at p. 304.)
The rule articulated in Estrada and Rossi, however, does not apply
inevitably whenever the Legislature reduces or eliminates punishment for a
crime. As our high court has repeatedly emphasized, the common-law rule is
based on a presumption regarding legislative intent that governs in the
absence of evidence to the contrary. (See People v. Lara (2019) 6 Cal. 5th
1128, 1134 [whether new statute decreasing punishment applies to
preenactment conduct is matter of legislative intent]; People v. DeHoyos
(2018) 4 Cal. 5th 594, 600 [Estrada rule rests on inference the former penalty
was too severe]; People v. Conley (2016) 63 Cal. 4th 646, 656 [Estrada rule
reflects a presumption about legislative intent, rather than a constitutional
command]; Sekt v. Justice’s Court (1945) 26 Cal. 2d 297, 304 (Sekt) [common-
law rule that repeal of a statute operates as discharge of defendant is “based
on presumed legislative intent, it being presumed that the repeal was
intended as an implied legislative pardon for past acts”].) Indeed, the
Estrada and Rossi cases recognized as much. (Estrada, supra, 63 Cal.2d at
p. 744 [noting the problem is one of ascertaining legislative intent]; Rossi,
supra, 18 Cal.3d at pp. 299, 303 [explaining common-law rule applies “in the
absence of clear legislative intent to the contrary” and noting Legislature
“retains the constitutional authority to preserve criminal sanctions for acts
committed prior to repeal” but finding nothing in amending legislation to
suggest such intent].)
Thus, rather than reflexively apply a presumption that the Legislature
intended to eliminate the excessive taking enhancements for defendants like
9
Medeiros whose judgments were not final when section 12022.6 was repealed
by operation of law, we must ascertain the Legislature’s intent regarding the
statute’s sunset clause.
2. In re Pedro T.
In Pedro T., supra, 8 Cal. 4th 1041, the California Supreme Court
considered whether the Estrada presumption applied to a statute with a
sunset clause. Pedro T. involved an amendment to the Vehicle Code that
increased punishment for vehicle theft and provided the lesser punishment
would be reinstated by 1993 unless the Legislature otherwise directed.
(Pedro T., at p. 1043.) As in this case, the Legislature did not amend the
statute prior to the expiration of the sunset clause. Our high court concluded
the minor, who committed vehicle theft during the period of increased
punishment but whose conviction was not final at the time of the sunset
provision, could be sentenced to the increased punishment. (Ibid.)
The court rejected application of the Estrada rule, observing that
Estrada was based on “our quest for legislative intent.” (Pedro T., supra,
8 Cal.4th at p. 1045.) It explained: “Ordinarily when an amendment lessens
the punishment for a crime, one may reasonably infer the Legislature has
determined imposition of a lesser punishment on offenders thereafter will
sufficiently serve the public interest. In the case of a ‘sunset’ provision
attached to a temporary enhancement of penalty, the same inference cannot
be so readily drawn.” (Ibid.)
Looking first to the purpose of the penalty enhancement, the court
found the Legislature had expressly declared its intent that the statute
provide for increased penalties as a deterrent to the serious problem of
vehicle theft, and concluded Estrada was not implicated on such facts.
(Pedro T., supra, 8 Cal.4th at p. 1046.) The court further rejected application
10
of the general rule that statutes are to be construed as favorably to
defendants as their language and circumstances permit, noting that rule only
applies “when some doubt exists as to the legislative purpose in enacting the
law.” (Ibid.)
Although the statute contained no express saving clause, the court
determined it was not necessary because courts have no authority to dictate
“the forms in which laws must be written to express the legislative intent.”
(Pedro T., supra, 8 Cal.4th at pp. 1048–1049.) Instead, “what is required is
that the Legislature demonstrate its intention with sufficient clarity that a
reviewing court can discern and effectuate it.” (Id. at p. 1049.) The court
then explained that “the very nature of a sunset clause, as an experiment in
enhanced penalties, establishes—in the absence of evidence of a contrary
legislative purpose—a legislative intent the enhanced punishment apply to
offenses committed throughout its effective period.” (Ibid.)
For reasons we will explain, the considerations articulated in Pedro T.
apply with equal, if not greater, force here. Furthermore, our review of the
text and legislative history of section 12022.6 convinces us that the
Legislature, in passing the 2007 amendments, intended the provisions of
former section 12022.6 to apply to defendants like Medeiros who committed
their crimes before January 1, 2018.
3. Section 12022.6
In determining the effect of section 12022.6’s sunset provision, we look
first to its language. Section 120222.6, subdivision (f) stated: “It is the intent
of the Legislature that the provisions of this section be reviewed within 10
years to consider the effects of inflation on the additional terms imposed. For
that reason, this section shall remain in effect only until January 1, 2018,
and as of that date is repealed unless a later enacted statute, which is
11
enacted before January 1, 2018, deletes or extends that date.” (Former
§ 12022.6, subd. (f); Stats. 2010, ch. 711, § 5, pp. 4143–4144.)
The plain language of the statute expressly declares that the intent of
the Legislature in including a sunset provision is to allow for review of the
effects of inflation on the threshold amounts applicable to the prison term
enhancements. The statute also expressly states “[f]or that reason” the
statute will remain in effect until January 1, 2018, at which time it is
repealed. It is clear from this language that the Legislature planned the
conditional repeal as a mechanism to review the effects of inflation, not
because it determined enhancements should no longer apply for excessive
taking in 10 years. (See, e.g., Nasalga, supra, 12 Cal.4th at pp. 796–797
[inclusion of provisions “ ‘sunsetting’ the entire statute . . . . bespeaks . . . an
intent by the Legislature to ensure punishment under section 12022.6 will
continue to be commensurate with culpability in terms of the ‘real’ value of
the dollar . . . the Legislature clearly intends to prevent imposition of
enhancements for theft of amounts unadjusted to reflect the effects of
inflation”].)
As the Pedro T. court stated, “[d]espite broad language in Estrada
regarding the necessity of express saving clauses, . . . courts [cannot] dictate
to legislative drafters the forms in which laws must be written to express the
legislative intent. Rather, what is required is that the Legislature
demonstrate its intention with sufficient clarity that a reviewing court can
discern and effectuate it.” (Pedro T., supra, 8 Cal.4th at pp. 1048–1049, fn.
omitted.) Here, the Legislature expressed its intent with sufficient clarity by
expressly stating the purpose of the sunset provision was to review the
threshold loss amounts of the enhancements, not to eliminate them.
12
To the extent the language of the statute itself is ambiguous, however,
the Legislative Counsel’s Digest provides further evidence of legislative
intent. It states: “This bill would state the Legislature’s intent that the
provisions of the bill be reviewed within 10 years to consider the effects of
inflation on its provisions and that it be applied prospectively only.” (Legis.
Counsel’s Digest, Assem. Bill No. 1705 (2007–2008 Reg. Sess.), italics added;
Mt. Hawley Ins. Co. v. Lopez (2013) 215 Cal. App. 4th 1385, 1401 [Legis.
Counsel’s Dig. is indicative of legislative intent and entitled to “ ‘great
weight’ ”].) The use of the singular “it” appears to refer only to “the bill,”
which suggests the Legislature intended that the entire bill, including the
sunset provision, would apply prospectively. Moreover, the language
regarding prospective application specifically follows a statement regarding
the purpose of the sunset clause.6
This construction is also supported by the history of the legislation.
The sunset provision at issue was amended in 2007 by Assembly Bill No.
1705 (2007–2008 Reg. Sess.) (hereafter Assembly Bill 1705). The legislation
increased the threshold loss amounts for application of the excessive taking
6 We also recognize Assem. Bill No. 1705 (2007–2008 Reg. Sess.)
expressly stated: “It is the intent of the Legislature that the amendments to
Section 12022.6 of the Penal Code by this act apply prospectively only and
shall not be interpreted to benefit any defendant who committed any crime or
received any sentence before the effective date of this act.” (Stats. 2007,
ch. 420, § 2, p. 3676, italics added.) We note that one of the amendments to
the 2007 bill was to extend the sunset date to January 1, 2018, and thus it is
reasonable to read this language to suggest the sunset provision should
operate prospectively. We also recognize, as Medeiros argues, that language
could be read to apply specifically to the increases in the threshold amounts
which became effective upon passage of the law and to reflect legislative
intent not to benefit defendants who committed their crimes before
January 1, 2008.
13
enhancements and extended the sunset date by an additional 10 years to
January 1, 2018. (Stats. 2007, ch. 420, § 1.)
As first proposed and passed by the Assembly, Assembly Bill 1705
deleted the January 1, 2008 sunset provision, and thus extended the
enhancements indefinitely. (Assem. Bill No. 1705 (2007–2008 Reg. Sess.) as
amended Apr. 10, 2007.)7 After referral to the Senate Committee on Public
Safety, however, the statute was amended to increase the threshold amounts
for the enhancements and to extend the sunset date. (Sen. Amend. to Assem.
Bill No. 1705 (2007–2008 Reg. Sess.) July 9, 2007.)
Medeiros cites the Senate Committee on Public Safety’s analysis to
argue the Legislature rejected making the penalties permanent. But he fails
to discuss the contents of the committee’s analysis or the context of the
discussion. The committee’s analysis questioned whether the sunset
provision should be eliminated or extended for 10 years. (Sen. Com. on Public
Safety, Analysis of Assem. Bill No. 1705 (2007–2008 Reg. Sess.) as amended
Apr. 10, 2007, June 26, 2007, p. 5 (Public Safety Committee Analysis).) It
summarized the overcrowding crisis in California prisons, noting the bill
“does not appear to aggravate the prison and jail overcrowding crisis.” (Id. at
p. 4.) Citing the author of the legislation, it observed the enhancements were
“extremely important in the prosecution of ‘white collar’ crime in California”
by allowing harsher penalties for theft of property worth millions of dollars,
and described the enhancements as “very useful to law enforcement.” (Id. at
pp. 4–5.)
7 Assembly Bill No. 1705 was originally introduced as an act to amend
section 530.5 relating to identity theft, but was amended on April 10, 2007 to
amend section 12022.6. (Assem. Bill No. 1705 (2007–2008 Reg. Sess.) as
introduced Feb. 23, 2007; Assem. Bill No. 1705 (2007–2008 Reg. Sess.) as
amended Apr. 10, 2007.)
14
The Public Safety Committee Analysis also explained this history of the
sunset provision in section 12022.6: “The so-called excessive taking
enhancement in [s]ection 12022.6 became effective in 1977, essentially
contemporaneous with the Determinate Sentencing Law. It appears that a
sunset provision became effective in 1990. The sunset clause was rewritten
through legislation in 1992. The provision was designated subdivision (f) in
1996. The sunset was extended from 1998 to 2008 by AB 293 (Cunneen),
Chapter 551, Statutes of 1997. The existing sunset provision states that the
purpose of the provision is to allow the Legislature to consider the effects of
inflation on the enhancements thresholds in the law.” (Public Safety
Committee Analysis, supra, at p. 5, fn. omitted.) The analysis then reported
on the effects of inflation on the existing loss thresholds as calculated using
the Consumer Price Index. (Public Safety Committee Analysis, at pp. 5–6.)
Nowhere in the Public Safety Committee Analysis do we find any
reference to whether the enhancements might constitute excessive
punishment or whether the statute should be subject to outright repeal.
Indeed, the only question raised was whether to eliminate or extend the time
frame to review the threshold amounts for the effects of inflation. Moreover,
the discussion of the history of the sunset provisions shows the Legislature
had repeatedly and consistently extended the sunset date in the past in order
to consider the effects of inflation.
Further, in enacting the 2007 amendments, the Legislature considered
the Assembly Floor Analysis, which summarized the effect of the Senate
amendments to the bill as follows: “1) Raise the monetary threshold of the
excessive taking enhancements. [¶] 2) State it is the intent of the Legislature
to review the excessive taking enhancements within 10 years to consider the
effects of inflation.” (Assem. Floor Analysis, Conc. in Sen. Amend. of Assem.
15
Bill No. 1705 (2007–2008 Reg Sess.) as amended July 9, 2007, Sept. 5, 2007,
p. 1.) The analysis also reiterated that the legislation was considered an
important deterrent to white collar crime, was “ ‘extremely useful’ ” to law
enforcement, and historically had “ ‘overwhelming’ ” support from the
Legislature. (Id. at p. 3.) That understanding of its purpose is bolstered by
the fact that the 2007 bill passed with the unanimous consent of both houses,
had no opposition, and continued the historic pattern of adjusting the
enhancement amounts to account for inflation and extending the sunset date.
These facts, combined with the retention of express language in the statute
regarding intent to review the threshold amounts for the effects of inflation,
is persuasive evidence that the Legislature intended the sunset provision to
operate as it had in the past—as an opportunity to review the loss thresholds,
not as a permanent repeal of the enhancements.
4. The Repeal of Section 12022.6 Does Not Apply Retroactively
Medeiros raises several contentions in asserting that his three-year
section 12022.6 enhancement should be stricken.
First, Medeiros relies on Estrada and its progeny to argue that when
the Legislature amends a statute to reduce punishment without an express
saving clause, the new statute applies retroactively to all defendants whose
judgments are not final. As discussed above, however, Estrada applies only
in the absence of clear legislative intent to the contrary. It is based on a
presumption that the Legislature, in amending a statute to reduce
punishment, has expressed its determination that the former penalty was too
severe. (Estrada, supra, 63 Cal.2d at pp. 744–745.) Here, the text of the
statute and history of the legislation make clear that the purpose of section
12022.6 was to provide harsher penalties for theft of high dollar amounts of
property as an important tool for law enforcement in combatting white collar
16
crime.8 The express language of the sunset provision itself states its purpose
is to allow the Legislature to review the threshold amounts of the
enhancement for inflation, not to allow the Legislature to consider whether
the enhancements should continue to apply or whether the statute should be
repealed. There is no indication that in passing the 2007 amendments the
Legislature contemplated the statute might lapse, particularly in light of the
consistent history of extensions of the sunset date. Thus, it is not “an
inevitable inference” here, as it was in Estrada, that the Legislature intended
to impose a lesser punishment on defendants like Medeiros. (Estrada, at
p. 745.)
Medeiros also contends that the Legislature, “when conducting the
subsequent mandatory review under the statute[,] chose not to continue
imposing [the excessive taking enhancements], indicating its belief they are
not necessary. Since the Legislature determined the penalties are not
needed, and eliminated them, the repeal should operate retroactively.” For
several reasons, we reject this claim.
First, in discerning the legislative intent underlying former section
12022.6 and its sunset clause, we must consider the Legislature’s purpose at
the time it enacted the statute. (Pedro T., supra, 8 Cal.4th at p. 1048.) As
the Pedro T. court explained, “legislative inactivity after the passage of the
sunset provision casts no light on the Legislature’s intent when it enacted the
8Medeiros argues the 2007 amendment mitigated punishment by
increasing the threshold amounts. But Medeiros does not argue that
mitigation had any effect on him, presumably because he met the statutory
threshold for a three-year enhancement under all versions of the statute.
(Compare Nasalga, supra, 12 Cal.4th at p. 797 [1997 amendment to § 12022.6
had ameliorative effect as to the defendant because the increase in threshold
amounts would mean she was eligible for only one-year enhancement rather
than two-year enhancement].)
17
statute. . . . [T]o seek a hypothetical legislative intent at some time after
enactment of the statute would seem necessarily to disregard the probable
legislative intent at the time of the enactment. We are directed to no
authority sanctioning such an approach.” (Id. at pp. 1047–1048.) The court
further observed that even if it “were to adopt the unorthodox approach
. . . [of] embark[ing] on a search for hypothetical post-enactment legislative
intent based on legislative silence,” it “found no facts to suggest that, as of
the time of the minor’s offense, the original legislative aim had somehow
ceased to operate, and it is impossible to discern at what point, if any, during
the period of legislative inactivity the Legislature might have determined to
let its experiment in enhanced penalties terminate as to all criminal
proceedings not yet final as of the sunset date. Much truer to the original
legislative purpose . . . is a determination the provision for enhanced
penalties shall apply to all vehicle thefts committed during its stated effective
period.” (Id. at p. 1048.) We find the same is true here of section12022.6’s
sunset provision.
Medeiros argues that the Legislature “determined the penalties [were]
not needed” by failing to extend the sunset date or promptly reenact section
12022.6 after the statute was repealed on January 1, 2018, by operation of
the sunset clause. But as we now discuss, the Legislature’s subsequent
actions demonstrate its determination that the penalties were needed.9 In
2018, the Legislature passed new legislation reinstating section 12022.6,
allowing a court to impose one-, three-, and four-year enhancements with
9Accordingly, we need not consider the effect on the retroactivity
analysis were a subsequent Legislature to take action, whether by
affirmatively declining to reenact a repealed statute or otherwise, that
indicated an intent that the repealed statute not apply to defendants with
nonfinal judgments.
18
increased penalty threshold amounts and no sunset provision. The legislation
was vetoed by the Governor, but that Assembly floor analysis expressly states
section 12022.6 was “inadvertently” repealed on January 1, 2018. (Assem.
Floor Analysis, Conc. in Sen. Amendments of Assem. Bill No. 1511 (2017–
2018 Reg. Sess.) as amended May 22, 2018, Aug. 24, 2018, p. 1.) The urgency
legislation passed both houses with no opposition and expressly included
language stating it was “an urgency statute necessary for the immediate
preservation of the public peace, health, or safety within the meaning of
Article IV of the California Constitution and shall go into immediate effect.
The facts constituting the necessity are: [¶] In order to restore a valuable
deterrent to the significant economic damage caused by excessive taking,
including sophisticated white collar fraud schemes, it is necessary that this
act take effect immediately.” (Assem. Bill No. 1511 (2017–2018 Reg. Sess.)
§ 3.) If anything, such legislative activity reflects intent not to repeal the
enhancements in 2018.
Next, Medeiros argues that this case differs from Pedro T. because
Pedro T. involved a temporary experiment in enhanced penalties. He
contends the Pedro T. court relied on the Legislature’s expressed view that
increased penalties were in the best interest of public safety and found the
utility of the three-year experiment in that case would be undermined if the
increased penalty did not apply throughout the experimental period. But
Medeiros does not explain how this factual difference regarding the technical
operation of the law affects the analysis regarding legislative intent to impose
the penalty enhancement here. Rather, it seems the fact that the 2007
amendment in this case was not a temporary experiment but a continuation
of a longstanding policy of imposing harsher penalties for excessive taking
reflects even stronger legislative intent that the enhancements apply
19
throughout the effective period of the law. There is no hint in the legislative
history that the Legislature in 2007 thought “imposition of a lesser
punishment” by eliminating the enhancements in 2018 might sufficiently
serve the public interest. (Pedro T., supra, 8 Cal.4th at p. 1045.) Medeiros
concludes “what was important in Pedro T. was the Legislature’s clear
preference for imposing the increased penalty.” We agree—we just find that
the same clear preference is demonstrated under slightly different facts here.
We also agree with the policy consideration highlighted in Pedro T. that
“a rule that retroactively lessened the sentence imposed on an offender
pursuant to a sunset clause would provide a motive for delay and
manipulation in criminal proceedings. When the Legislature signals, years
in advance, its intention to reduce the punishment for an offense, defendant
and counsel have a strong incentive to delay the finality of a judgment in the
hope of eventually receiving the lessened, post-sunset term. . . . The
Legislature could not have intended to encourage such machinations.”
(Pedro T., supra, 8 Cal.4th at pp. 1046–1047.) That principle is equally
applicable here.
Medeiros next relies on Rossi, supra, 18 Cal. 3d 295 and People v. Hajek
and Vo (2014) 58 Cal. 4th 1144 (Hajek), overruled on another ground in
People v. Rangell (2016) 62 Cal. 4th 1192, 1216, to argue the Estrada
retroactivity rule applies when the Legislature completely repeals penal
sanctions. But neither case involved a sunset clause. Rossi was also
distinguishable because it involved decriminalization of conduct. “When the
Legislature has seen fit to repeal a statute making certain acts a crime it is
reasonable to assume that in the absence of a saving clause the Legislature
would not have desired that anyone should be punished for what, by the
repeal, it has now determined is not a crime.” (Sekt, supra, 26 Cal.2d at
20
p. 308.) Here, by contrast, there was no elimination of liability for theft, and
thus no implied legislative pardon for Medeiros’s actions.
In Hajek, the court found a firearms enhancement under section
12022.5 must be stricken because the defendant had committed his crime
with a pellet gun and the Legislature had amended the statute to remove
pellet guns from the definition of “firearm” before his judgment became final.
(Hajek, supra, 58 Cal.4th at pp. 1195–1196.)10 Unlike in this case, however,
the court did not discuss any evidence of legislative intent rebutting the
Estrada presumption. Here, for the reasons discussed above, we find such
evidence in both the text of the statute and its legislative history.
Finally, Medeiros relies on Nasalga, supra, 12 Cal. 4th 784, to argue
section 12022.6 applies retroactively. In Nasalga, our Supreme Court
considered the retroactive effect of a prior version of section 12022.6. There,
the defendant was convicted and sentenced to a two-year enhancement based
on her theft of property valued at $124,000. After she had committed her
crimes, but before she was charged, the statute was amended to raise the
threshold for the enhancement to $150,000. (Nasalga, at pp. 787–788.) Our
high court concluded that under Estrada, Nasalga was entitled to the benefit
of the lesser punishment of a one-year enhancement under the adjusted
threshold loss amounts. (Nasalga, at pp. 787, 797–798.) After the Nasalga
decision, however, the Legislature amended section 12022.6 to provide the
statute should operate prospectively, and should not be deemed to benefit any
10We also note that Hajek is distinguishable from this case because the
amendment to section 12001 defining “firearm” did not eliminate the law
holding a pellet gun to be a deadly weapon within the meaning of section
12022, subdivision (b) and, thus, the court replaced the firearm use
enhancements with deadly or dangerous weapon use enhancements. (Hajek,
supra, 58 Cal.4th at pp. 1196–1197.)
21
defendant who committed a crime before the effective date of the statute.
Moreover, Nasalga did not address the retroactive or prospective effect of the
statute’s sunset clause and, accordingly, it is of no assistance to Medeiros.
In sum, we conclude despite the lack of an express saving clause in
section 12022.6, the text of the statute and its legislative history demonstrate
with sufficient clarity that the Legislature intended its provisions to apply to
defendants who committed their crimes before January 1, 2018.
B. Section 954
Medeiros was convicted of one count each of embezzlement and grand
theft. He contends under section 954 and People v. Vidana (2016) 1 Cal. 5th
632 (Vidana), he cannot be convicted of both embezzlement and grand theft
based on the same course of conduct, because embezzlement and theft are
different statements of the same offense. Accordingly, he asks us to strike
one of his two convictions.
Section 954 provides, in pertinent part: “An accusatory pleading may
charge two or more different offenses connected together in their commission,
or different statements of the same offense or two or more different offenses
of the same class of crimes or offenses, under separate counts, and if two or
more accusatory pleadings are filed in such cases in the same court, the court
may order them to be consolidated. The prosecution is not required to elect
between the different offenses or counts set forth in the accusatory pleading,
but the defendant may be convicted of any number of the offenses charged
. . . .”
In Vidana, our Supreme Court considered whether a defendant could
be convicted of both grand theft and embezzlement based on the same course
of conduct. (Vidana, supra, 1 Cal.5th at p. 635.) There, the defendant
worked as a credit agent responsible for ensuring invoices were paid by her
22
employer’s customers. Over the course of a year, the defendant
underreported $58,000 in cash payments from 12 different customers. The
trial court instructed the jury on both grand theft by larceny under section
484, subdivision (a) and grand theft by embezzlement under section 503. The
jury returned guilty verdicts on both charges. (Vidana, at pp. 635–636.)
The court first considered whether larceny and embezzlement were
different offenses, or different statements of the same offense of theft.
(Vidana, supra, 1 Cal.5th at pp. 647–648.) Though larceny and
embezzlement have different elements, are located in separate sections of the
Penal Code, and neither is a lesser included offense of the other, the court
nonetheless concluded they are different statements of the same offense.
(Vidana, at pp. 648–649.) Looking to the legislative history of the 1927
amendment to section 484, the court observed the Legislature provided that
the amendment “ ‘consolidates the present crimes known as larceny,
embezzlement and obtaining property under false pretenses, into one crime,
designated as theft,’ ” and expressly stated, “ ‘[W]herever any law or statute
of this state refers to or mentions larceny, embezzlement, or stealing, said
law or statute shall hereafter be read and interpreted as if the word ‘theft’
were substituted therefor.’ ” (Vidana, at p. 648.) The court explained the
“obvious intent” of the statute “was to create a single crime of theft.” (Ibid.)
Having concluded larceny and theft were not separate offenses, the
court went on to consider whether section 954 would permit multiple
convictions for different statements of the same offense. (Vidana, supra,
1 Cal.5th at p. 649.) The court recognized the statute defines three categories
of charges that can be joined in one action: “ ‘different offenses connected
together in their commission,’ ‘different statements of the same offense,’ and
‘different offenses of the same class of crimes or offenses.’ ” (Id. at p.650,
23
quoting § 954, italics added by Vidana.) Of these three categories, however,
the language of section 954 permits convictions only for “different offenses
connected together in their commission” and “different offenses of the same
class of crimes or offenses,” but not for “different statements of the same
offense.” The latter is different from the other two categories in that “ ‘it
concerns an alternative means of pleading the same offense rather than a
different one.’ ” (Vidana, at p. 650.) The court thus concluded the “ ‘most
reasonable construction of the language in section 954 is that the statute
authorizes multiple convictions for different or distinct offenses, but does not
permit multiple convictions for a different statement of the same offense
when it is based on the same act or course of conduct.’ ” (Ibid.)
We agree with Medeiros that consistent with our Supreme Court’s
guidance in Vidana, his dual convictions for grand theft and embezzlement
cannot stand because they are different statements of the same offense under
section 954 and they were both alleged and prosecuted based on the same
course of conduct.
As an initial matter, neither party disputes that grand theft and
embezzlement are different statements of the same offense. (See Vidana,
supra, 1 Cal.5th at pp. 647–649; §§ 503, 508, 484, 487, 490a; People v.
Gonzales (2017) 2 Cal. 5th 858, 865–866 [theft encompasses larceny,
embezzlement, and false pretenses]; People v. Hussain (2014)
231 Cal. App. 4th 261, 272, fn. 5 [accused may be convicted of grand theft
based on larceny, embezzlement, or obtaining money by false pretenses].)
The Attorney General argues, however, that Vidana is distinguishable
because there the defendant was an employee who was convicted of
embezzlement and larceny “arising from the same conduct—taking money
from customer cash receipts,” whereas Medeiros was convicted of the two
24
crimes based on separate acts. Specifically, on the embezzlement count, the
Attorney General argues Medeiros was not an employee or agent of
Woodlake, but aided and abetted Lambert in stealing from the company by
agreeing to submit false invoices, depositing checks for work he did not
perform into his company bank account, and writing checks from Professional
Painting to Castle Management, which Lambert then deposited into her
company bank account. The grand theft count, on the other hand, was based
on “transactions separate and apart from funneling money to Lambert” that
occurred when Medeiros accepted $1.4 million from Woodlake for work not
performed and retained money from the checks he deposited into his
company bank account.
As the Vidana court explained, however, section 954 “ ‘authorizes
multiple convictions for different or distinct offenses, but does not permit
multiple convictions for a different statement of the same offense when it is
based on the same act or course of conduct.’ ” (Vidana, supra, 1 Cal.5th at
p. 650, italics added.) In this case, both the embezzlement and the grand
theft charges were based on the same scheme to steal money from Woodlake
that involved presenting false invoices and having Medeiros accept payment
and deposit checks into his company bank account. Though there were
multiple transactions over the course of six years, under both the
embezzlement and grand theft counts they were all charged as one offense
based on the same course of conduct. Likewise, both the embezzlement and
the grand theft were complete when Medeiros deposited the checks into his
company bank account. The fact that Medeiros subsequently kept some of
the proceeds and “funneled” some to Lambert does not change the fact that
the theft offense was complete when he accepted payment for work not
performed and deposited it into Professional Painting’s account.
25
Our conclusion is also supported by the Vidana court’s explanation that
prohibiting multiple convictions for different statements of the same offense
is consistent with the rule prohibiting multiple convictions based on
necessarily included offenses. As the court stated: “ ‘[I]t logically follows that
if a defendant cannot be convicted of a greater and lesser offense based on the
same act or course of conduct, dual convictions for the same offense based on
alternate legal theories would necessarily be prohibited.’ ” (Vidana, supra,
1 Cal.5th at p. 650, italics added.) Here, aider and abettor liability on the
embezzlement count was an alternate theory on which Medeiros was liable
for the same offense as the grand theft count, but it was not based on a
different actus reus or a different course of conduct. (See § 31 [aiders and
abettors are principals in any crime committed]; People v. Coyle (2009)
178 Cal. App. 4th 209, 217 [defendant could not be convicted of three counts of
murder for killing one person where three counts simply alleged alternative
theories of the offense].) Because embezzlement was merely an alternative
way of committing the same offense of theft, we conclude Medeiros cannot be
convicted of both embezzlement and grand theft based on the same course of
conduct which comprised the scheme to steal from Woodlake.
Medeiros has requested we strike either his embezzlement or grand
theft conviction, but neither Medeiros nor the Attorney General has
suggested which of the two should be stricken. Because the trial court
imposed a sentence on the grand theft count and imposed but stayed the
sentence on the embezzlement count under section 654, we will reverse and
vacate the conviction on the embezzlement count.
C. Section 186.11 Enhancement
The jury also found true an aggravated white collar enhancement
under section 186.11, subdivision (a)(2), for which the trial court imposed a
26
two-year sentence. Section 186.11, subdivision (a) provides that any person
“who commits two or more related felonies, a material element of which is
fraud or embezzlement, which involve a pattern of related felony conduct,”
and which involve the taking of more than $500,000, shall be punished by an
additional term of two, three, or five years. (§ 186.11, subd. (a)(1), (2).) A
“ ‘pattern of related felony conduct’ means engaging in at least two felonies
that have the same or similar purpose, result, principals, victims, or methods
of commission, or are otherwise interrelated by distinguishing
characteristics, and that are not isolated events.” (§ 186.11, subd. (a)(1).)
“ ‘[T]wo or more related felonies’ means felonies committed against two or
more separate victims, or against the same victim on two or more separate
occasions.” (Ibid.)
Medeiros contends because he was improperly convicted of two felonies,
there is insufficient evidence to support the true finding on the aggravated
white collar enhancement. We agree. As discussed above, because Medeiros
could only be convicted of either grand theft or embezzlement based on the
same course of conduct, the section 186.11, subdivision (a)(2) enhancement
must be stricken.
D. Victim Restitution
At Medeiros’s sentencing hearing, the trial court ordered him to pay
restitution to Woodlake in the amount of $2.84 million plus a 15 percent
administrative fee pursuant to section 1203.1, subdivision (l), jointly and
severally with Lambert. Medeiros does not contest the imposition of the
administrative fee, but argues the $2.84 million is unsupported by
substantial evidence.
At sentencing, the trial court did not explain the basis of its victim
restitution order. The probation report, however, recommended that
27
Medeiros pay $2.84 million in restitution to Woodlake, plus a 15 percent
administrative fee under section 1203.1, jointly and severally with Susan
Lambert. The probation report stated: “[Woodlake] is requesting restitution
in the amount of $2,840,000. As of June 7, 2018, documentation (a
spreadsheet) has not yet been provided to the Probation Department, but it
reportedly substantiates this amount. The board president previously
indicated that the document is likely to be submitted to the Court at the time
of sentencing.” It is apparently undisputed that no spreadsheet or other
documentation was provided at the time of sentencing to support this
request, nor does any appear in the record. Medeiros argues because the
$2.84 million amount in the probation report was unsupported by any
evidence and is inconsistent with the evidence presented at trial regarding
the amount of Woodlake’s loss, we should remand for a new hearing on victim
restitution.
The Attorney General argues Medeiros has forfeited his challenge to
the amount of restitution by failing to raise it below. We agree.
The failure to raise an objection in the trial court to the amount of a
restitution order results in forfeiture of that argument on appeal. (People v.
Brasure (2008) 42 Cal. 4th 1037, 1075 (Brasure); People v. Garcia (2010) 185
Cal. App. 4th 1203, 1218; People v. Gibson (1994) 27 Cal. App. 4th 1466, 1468–
1469 [restitution fine].) In Brasure, the defendant had challenged a
restitution order on the ground the victim’s loss “was not shown by
documentation or sworn testimony.” (Id. at p. 1075.) In holding the
defendant had not preserved the contention for appeal, our high court stated:
“[B]y his failure to object, defendant forfeited any claim that the order was
merely unwarranted by the evidence, as distinct from being unauthorized by
statute. [Citation.] As the order for restitution was within the sentencing
28
court’s statutory authority, and defendant neither raised an objection to the
amount of the order nor requested a hearing to determine it [citation], we do
not decide whether the court abused its discretion in determining the
amount.” (Ibid.) Here, too, Medeiros neither objected to the restitution
award nor requested a hearing on the matter. Accordingly, under Brasure,
he has forfeited his challenge to the sufficiency of the evidence supporting the
restitution award.
Medeiros contends Brasure is distinguishable because the “defendant’s
argument went not to the sufficiency of the evidence, since the victim
presented evidence of her loss and itemized it for the probation officer, but to
how the trial court weighed that evidence.” Medeiros further argues Brasure
“simply recognizes the rule that once the victim makes a prima facie case of
his or her loss, the burden shifts to defendant to demonstrate the amount of
the loss is other than that claimed.” We are not persuaded. First, nowhere in
Brasure does the opinion indicate the victim presented evidence of her loss
and itemized it for the probation officer. The opinion merely states the
victim’s mother told the probation officer she had incurred $2,500 in expenses
while attending the trial and lost “approximately $100,000 in wages because
she ‘has been unable to work for the past two years.’ ” (Brasure, supra, 42
Cal.4th at p. 1074.) We fail to see how this is materially different from the
statement in the probation report here that Woodlake is requesting
$2.84 million in restitution. Also, there, as here, the defendant’s argument
on appeal was that the order was unsupported by documentation or sworn
testimony. (Id. at p. 1075.) Nor does the Brasure opinion discuss burden
shifting in the context of a restitution hearing. Medeiros’s analysis ignores
the clear holding of our Supreme Court, by which, of course, we are bound.
29
Nor do In re K.F. (2009) 173 Cal. App. 4th 655 and In re Travis J. (2013)
222 Cal. App. 4th 187, cases on which Medeiros relies, dictate a contrary
result. First, we find Travis J. unhelpful because it did not discuss Brasure
at all, but relied on In re K.F. with no discussion. (In re Travis J., at pp. 202–
203.) In re K.F., in turn, is distinguishable, because there the court
considered a challenge to the sufficiency of the evidence in the context of
whether certain components of the restitution order were authorized by
statute. (In re K.F., at pp. 660–661.) Medeiros raises no such challenge here.
Further, In re K.F. was decided before our Supreme Court’s decisions in
People v. McCullough (2013) 56 Cal. 4th 589 and People v. Anderson (2010)
50 Cal. 4th 19. In Anderson, the court concluded the defendant had forfeited
his objection to the amount of restitution by failing to object in the trial court.
(Anderson, at p. 26, fn. 6.) In McCullough, it held a challenge to the
sufficiency of the evidence supporting a similarly factually based sentencing
decision (the ability to pay a booking fee) was forfeited by the failure to raise
it below. (McCullough, at p. 597.) McCullough distinguished People v. Butler
(2003) 31 Cal. 4th 1119, on which the In re K.F. court had relied, because
Butler concerned the legal issue of probable cause, whereas the defendant’s
ability to pay a booking fee is “confined to factual determinations.”
(McCullough, at pp. 596–597.) The question here, as in McCullough, is one of
factual support for the challenged order.
As the court explained in People v. Garcia, supra, 185 Cal.App.4th at
page 1218, “The appropriate amount of restitution is precisely the sort of
factual determination that can and should be brought to the trial court’s
attention if the defendant believes the award is excessive.” Had Medeiros
objected to the adequacy of the proof of the rather significant restitution
award in this case, the court could have held a restitution hearing at which
30
the prosecution would have been required to present evidence and Medeiros
would have had an opportunity to challenge it. Accordingly, rejection of
Medeiros’s claim is fully consistent with the “considerations of judicial
economy” underlying the forfeiture doctrine. (People v. Gibson, supra,
27 Cal.App.4th at p. 1469.)
E. Ability to Pay Victim Restitution
Medeiros next contends the trial court deprived him of his state and
federal rights to due process by failing to hold a hearing to determine
whether he is able to pay the victim restitution order. He relies on People v.
Dueñas (2019) 30 Cal. App. 5th 1157, in which Division Seven of the Second
Appellate District held trial courts must “conduct an ability to pay hearing
and ascertain a defendant’s present ability to pay” before requiring a
defendant to pay assessments under Government Code section 70373 and
Penal Code section 1465.8 or a restitution fine under section 1202.4,
subdivision (f). (Dueñas, at p. 1164.) Acknowledging that Dueñas did not
address victim restitution,11 Medeiros nonetheless urges us to apply its
holding here, arguing the “reasoning applies equally” to the trial court’s
victim restitution order.
In Dueñas, the defendant, a homeless probationer who suffered from
cerebral palsy and was unable to work, was convicted of her fourth offense of
driving with a suspended license. (Dueñas, supra, 30 Cal.App.5th at
pp. 1160–1161.) At sentencing, she objected she did not have the ability to
pay the fines and fees. The court struck some fees, but imposed others it
concluded were mandatory. (Id. at pp. 1162–1163.) The appellate court
11The Dueñas court noted that direct victim restitution was not
ordered and was not at issue in that case. (Dueñas, supra, 30 Cal.App.5th at
p. 1169.)
31
reversed, concluding “due process of law requires the trial court to conduct an
ability to pay hearing and ascertain a defendant’s present ability to pay
before it imposes court facilities and court operations assessments.” (Id. at
p. 1164.) The appellate court also held that while section 1202.4 precludes
consideration of a defendant’s ability to pay a restitution fine “unless the
judge is considering increasing the fee over the statutory minimum, the
execution of any restitution fine imposed under this statute must be stayed
unless and until the trial court holds an ability to pay hearing and concludes
that the defendant has the present ability to pay the restitution fine.”
(Dueñas, at p. 1164.)
Medeiros’s reliance on Dueñas is misplaced. As our colleagues in
Division Four recently explained, restitution fines and criminal assessments
are fundamentally different from victim restitution. (People v. Evans (2019)
39 Cal. App. 5th 771, 776 (Evans).) The Government Code section 70373 and
Penal Code section 1465.8 assessments at issue in Dueñas are intended to
fund court facilities and operations, while the section 1202.4, subdivision (f)
restitution fine is intended to be additional punishment for a crime. (Dueñas,
supra, 30 Cal.App.5th at pp. 1165, 1169; Evans, at p. 777; see People v. Allen
(2019) 41 Cal. App. 5th 312, 321.) Victim restitution, on the other hand,
compensates “ ‘the victim for economic losses caused by the defendant’s
criminal conduct, i.e., to make the victim reasonably whole.’ ” (Evans, at
p. 777.) Furthermore, “ ‘A victim’s right to restitution is . . . a constitutional
one; it cannot be bargained away or limited, nor can the prosecution waive
the victim’s right to receive restitution.’ ” (Allen, at p. 321.) Moreover,
section 1202.4, subdivision (g) expressly states “[a] defendant’s inability to
pay shall not be a consideration” in determining the amount of a direct victim
restitution order.
32
In light of the significant differences between victim restitution and the
fines and assessments at issue in Dueñas, we conclude the trial court was not
required to consider Medeiros’s ability to pay prior to setting a victim
restitution award under section 1202.4, subdivision (f). (See Evans, supra,
39 Cal.App.5th at p. 777.)
F. Court Operations Fee and Criminal Conviction Assessment
Finally, Medeiros contends the trial court erred in imposing a court
operations fee under section 1465.8, subdivision (a)(1) and a criminal
conviction assessment under Government Code section 70373,
subdivision (a)(1) for both the grand theft and embezzlement counts. We
agree. For the reasons discussed above in part II.B. of this opinion, Medeiros
was improperly convicted of two crimes comprising one offense based on the
same course of conduct. Accordingly, on remand the trial court should reduce
the total amount of the court operations fee to $40 and the criminal
conviction assessment to $30.
III. DISPOSITION
We reverse Medeiros’s conviction for embezzlement for the reasons
stated in the nonpublished portion of this opinion, and remand for further
proceedings consistent with this opinion. On resentencing, the trial court
shall strike the section 186.11, subdivision (a)(2) enhancement, and reduce
the total amount of the court operations fee (§ 1465.8, subd. (a)(1)) to $40 and
the criminal conviction assessment (Gov. Code, § 70373, subd. (a)(1)) to $30.
As modified, the judgment is affirmed. The trial court is directed to forward
an amended abstract of judgment to Medeiros and the Department of
Corrections and Rehabilitation.
33
____________________________
Margulies, J.
We concur:
_____________________________
Humes, P. J.
_____________________________
Sanchez, J.
A155648
People v. Medeiros
34
Trial Court: San Mateo County Superior Court
Trial Judge: Hon. John L. Grandsaert
Counsel:
Jeffrey A. Glick, under appointment by the Court of Appeal, for Defendant
and Appellant.
Xavier Becerra, Attorney General, Jeffrey M. Laurence, Senior Assistant
Attorney General, Rene A. Chacon and Julia Y. Je, Deputy Attorneys General
for Plaintiff and Respondent.
35