People v. Harvey CA4/1 ( 2020 )


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  • Filed 12/16/20 P. v. Harvey CA4/1
    NOT TO BE PUBLISHED IN OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
    or ordered published for purposes of rule 8.1115.
    COURT OF APPEAL, FOURTH APPELLATE DISTRICT
    DIVISION ONE
    STATE OF CALIFORNIA
    THE PEOPLE,                                                          D077749
    Plaintiff and Respondent,
    v.                                                          (Super. Ct. No. SCD240649)
    ROSHAJA LAMONT HARVEY,
    Defendant and Appellant.
    APPEAL from an order of the Superior Court of San Diego County,
    Eugenia A. Eyherabide, Judge. Affirmed.
    Aurora Elizabeth Bewicke, under appointment by the Court of Appeal,
    for Defendant and Appellant.
    Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant
    Attorney General, Julie L. Garland, Assistant Attorney General, Steve
    Oetting and Anthony Da Silva, Deputy Attorneys General, for Plaintiff and
    Respondent.
    In 2013, Roshaja Lamont Harvey entered a negotiated guilty plea to
    robbery (Pen. Code, § 211).1 He further admitted to personally using a
    firearm during the commission of the robbery (§ 12022.5) and that he had
    been convicted of a prior serious felony and strike offense. Harvey and the
    district attorney stipulated to a 12-year prison sentence, and Harvey was
    accordingly sentenced.
    In January 2020, the California Department of Corrections and
    Rehabilitation (CDCR) recommended in a letter to the trial court that the
    court recall Harvey’s sentence and resentence him. The recommendation was
    made in light of a change in the law (§ 667, subd. (a)(1)), since the time of
    Harvey’s conviction. The new law allows trial courts discretion in whether to
    impose or strike a consecutive five-year enhancement for a prior serious
    felony.
    In an ex parte proceeding, the trial court declined to recall Harvey’s
    sentence for reasons stated in a written order. Harvey appeals the order,
    claiming that the CDCR’s recall recommendation made pursuant to section
    1170, subdivision (d)(1), triggered a statutory and/or constitutional right for
    him to be heard, and a concomitant duty of the trial court to hold a noticed
    hearing. Harvey further claims he was entitled to be represented by
    appointed counsel at such a hearing.
    For reasons we explain, we reject Harvey’s claims and affirm the
    court’s order.
    1     Further unspecified statutory references are to the Penal Code.
    2
    FACTUAL AND PROCEDURAL BACKGROUND
    Prior Serious Felony/Strike Offense
    We take the facts of Harvey’s prior and current offenses from the
    probation department’s sentencing report. In 1996, Harvey and three
    companions, wearing hooded sweatshirts, executed a “ ‘take-over’ ” style bank
    robbery during business hours, brandishing weapons, and forcing employees
    and patrons to get on the floor. One patron was knocked over when he did
    not comply quickly enough. Harvey and his companions yelled threats, fired
    off at least one shot, and pointed a gun to the head of one bank teller. They
    grabbed money from several teller stations, totaling over $30,000, and fled in
    a get-away car, but were captured by law enforcement. Harvey was convicted
    of bank robbery and sentenced to federal prison.
    Instant Offense
    In late March 2012, Harvey robbed an automobile repair shop owner
    (the victim) at gun point, during business hours. The victim was working at
    his desk in his office. Harvey entered the repair shop with a gun, pointed the
    gun at the victim’s head, and threatened to shoot him if he did not turn over
    money. The victim gave Harvey the money from his pockets, but Harvey
    demanded more. When the victim said he did not have any more money,
    Harvey reached into the victim’s pockets and took about $800 from the
    victim’s wallet. Harvey also took the victim’s cell phone. Harvey pushed the
    victim’s head down and said, “Stay down and be quiet or I’ll shoot you.”
    Harvey searched the desk drawers for more money but found none. He
    ordered the victim to stay immobile and silent on the floor and left the repair
    shop.
    The victim-owner ran out of his office, alerting two of his employees
    about the robbery. The owner and one employee trailed Harvey on foot,
    3
    repeatedly shouting “robbery” and trying to get help. Harvey turned around
    and yelled at them, “Stop following me, I’ll shoot you.” The owner and
    employee continued to follow Harvey as Harvey approached a silver vehicle.
    Harvey turned back toward the victim, fired one shot, and fled in the silver
    vehicle. A different employee picked the victim up in a car, and they briefly
    pursued the silver vehicle, managing to notate the license plate number.
    Based on a description of the suspect and the license plate number
    provided by the victim, detectives identified Harvey as a suspect. The victim
    identified Harvey as the robber in a photographic line-up. Harvey was
    eventually located and taken into custody. He denied the crime and denied
    owning the silver vehicle.
    Trial Court Proceedings
    The district attorney charged Harvey with robbery (§ 211; count 1).
    Further, the operative information specially alleged that in the commission of
    the robbery, Harvey personally used a firearm (§ 12022.53, subd. (b)) and
    personally and intentionally discharged the firearm (§ 12022.53, subd. (c));
    and he was previously convicted of bank robbery, which was a serious felony
    (§§ 667, subd. (a)(1), 668, 1192.7, subd. (c)) and strike offense (§§ 667, subds.
    (b)-(i), 668, 1170.12). The personal-discharge firearm enhancement under
    section 12022.53, subdivision (c) carried a mandatory consecutive term of
    imprisonment for 20 years.
    The first trial against Harvey ended in a deadlocked jury and the
    court’s declaring a mistrial.
    Thereafter, Harvey and the district attorney reached a plea agreement.
    Under the terms of their agreement, Harvey would be sentenced to 12 years
    in prison, in exchange for which he pleaded guilty to count 1, admitted the
    prior serious felony/strike offense (bank robbery), and admitted a lesser
    4
    included firearm enhancement (§ 12022.5).2 Harvey further admitted the
    factual basis for his plea: “I unlawfully [and] by means of force [and] fear
    took personal property from the person of [victim, and] I personally used a
    firearm in the commission of this offense.” The court found that Harvey
    knowingly, intelligently, and voluntarily pleaded guilty and accepted the
    plea.
    The probation department prepared a sentencing report for the court’s
    consideration, recommending the stipulated sentence of 12 years. The
    sentencing report noted Harvey’s significant criminal history beginning in
    1989 as an adult, including drug crimes, theft crimes, and other crimes that
    displayed a willful disregard for public safety, such as evading officers in a
    high pursuit chase. The sentencing report also summarized the factual bases
    for Harvey’s prior serious felony/strike offense and the instant offense.
    In 2013, pursuant to the parties’ stipulation, the trial court sentenced
    Harvey to a total prison term of 12 years, or (1) four years for count 1 (low
    term of two years, doubled by the prior strike); (2) a consecutive five-year
    term for the prior serious felony3; and (3) a consecutive three-year term for
    the firearm enhancement.
    2     Under the section 12022.5 lesser included enhancement, the trial court
    could impose a consecutive term of imprisonment for as low as three years,
    whereas the personal-use and personal-discharge firearm enhancements
    under section 12022.53, subdivisions (b) and (c), mandated a consecutive
    term of imprisonment for 10 or 20 years, respectively.
    3     At the time, trial courts “lacked the power ‘to strike any prior
    conviction of a serious felony for purposes of enhancement of a sentence
    under Section 667.’ ” (People v. Shaw (2020) 
    56 Cal.App.5th 582
    , 586
    (Shaw).)
    5
    On January 1, 2019, Senate Bill No. 1393 took effect, which gave
    “courts power to strike the five-year prior serious felony enhancement ‘in the
    furtherance of justice.’ ” (Shaw, supra, 56 Cal.App.5th at p. 586.)
    On October 10, 2019, Harvey, in propria persona, filed a “motion for
    modification of sentence” based on the new law allowing trial courts to strike
    prior serious felony enhancements and requesting the trial court do so in his
    case. Harvey attested to his participation in self-help and peer-to-peer
    groups, volunteer work at the prison, assisting others, and acquiring critical
    thinking skills and rehabilitative tools. He attached exhibits to the motion,
    including a letter of support from a correctional officer and records showing
    his participation in therapeutic, self-improvement, and rehabilitative
    programs from 2014 through 2019.
    In an ex parte minute order dated October 21, 2019, the trial court
    wrote that it had received Harvey’s motion for modification and was declining
    to resentence him under section 1170, subdivision (d).
    In January 2020, the Secretary of the CDCR (Secretary) sent a letter to
    the trial court with copies of the letter to the offices of the district attorney
    and public defender. The stated purpose of the Secretary’s letter was to
    “provide the court with authority to resentence . . . Harvey pursuant to Penal
    Code section 1170, subdivision (d).” The Secretary recommended that
    “Harvey’s sentence be recalled and that he be resentenced” in accordance
    with the statutory provision (recommendation letter).
    The recommendation letter enclosed numerous documents, including
    Harvey’s attendance in rehabilitative programs, work assignment history,
    and a report showing no rules violations.
    In an ex parte minute order dated June 15, 2020, the trial court
    indicated that it had received the recommendation letter and was declining to
    6
    recall Harvey’s sentence. The court wrote: “In assessing the Secretary’s
    recommendation, the [c]ourt reviewed and considered the recommendation;
    the accompanying enclosures, including [d]efendant’s program participation
    and behavior reports; [d]efendant’s case file and criminal history; the
    stipulated sentence report; and additional postconviction factors. The [c]ourt
    notes [d]efendant has successfully completed a number of multi-week
    programs on a variety of topics. He also has not received any rules violation
    reports. Nonetheless, after carefully considering the totality of factors, the
    [c]ourt does not find resentencing is warranted for [d]efendant under section
    1170(d)(l).” The order was served on the CDCR, the offices of the district
    attorney and public defender, and Harvey.
    This appeal followed.
    DISCUSSION
    Harvey claims the trial court was required to hold a hearing on the
    Secretary’s recommendation letter, at which he, and counsel appointed on his
    behalf, could appear. Harvey argues that the Secretary’s recommendation
    letter triggered a right to a hearing.
    The People respond that section 1170, subdivision (d)(1) (section
    1170(d)(1)) does not require the trial court to hold a hearing prior to acting on
    a recommendation from the Secretary to recall an inmate’s sentence. The
    People posit that the recommendation letter invites the court to exercise its
    equitable jurisdiction to recall a sentence, which is independent from any
    resentencing.
    Reviewing this question of statutory construction de novo, we find
    merit in the People’s position. (People v. McCallum (2020) 
    55 Cal.App.5th 202
    , 215-216 (McCallum) [defendant has no statutory or due process right to
    a hearing on decision to recall sentence].)
    7
    The Recommendation Letter Did Not Trigger a Hearing Right
    In interpreting a statute, “ ‘our fundamental task . . . is to determine
    the Legislature’s intent so as to effectuate the law’s purpose. [Citation.] We
    begin by examining the statute’s words, giving them a plain and
    commonsense meaning.’ ” (People v. Acosta (2002) 
    29 Cal.4th 105
    , 112.) We
    do not consider provisions in isolation, but rather, look to the entire
    substance of the statute for context to determine the scope and purpose of a
    given provision. (Ibid.) “ ‘We must harmonize “the various parts of a
    statutory enactment . . . by considering the particular clause or section in the
    context of the statutory framework as a whole.” ’ ” (Ibid.)
    Section 1170(d)(1)4 states in relevant part, “[T]he court may, within
    120 days of the date of commitment on its own motion, or at any time upon
    the recommendation of the secretary . . . in the case of state prison
    inmates, . . . recall the sentence and commitment previously ordered and
    resentence the defendant in the same manner as if he or she had not
    previously been sentenced, provided the new sentence, if any, is no greater
    than the initial sentence.” The statutory provision goes on to provide a
    nonexhaustive list of postconviction factors the court may consider in
    resentencing.5 (§ 1170, subd. (d)(1).)
    4      Unless otherwise specified, references to subdivision (d)(1) of section
    1170 are to the version in effect at the time of the trial court’s decision in
    June 2020, which version is not materially different from the current version
    in effect. (Stats. 2018, ch. 1001, § 1, eff. Jan. 1, 2019.)
    5      The postconviction factors include, but are not limited to, “the inmate’s
    disciplinary record and record of rehabilitation while incarcerated, evidence
    that reflects whether age, time served, and diminished physical condition, if
    any, have reduced the inmate’s risk for future violence, and evidence that
    reflects that circumstances have changed since the inmate’s original
    8
    Section 1170(d)(1) “is an exception to the common law rule that the
    court loses resentencing jurisdiction once execution of sentence has begun.”
    (Dix v. Superior Court (1991) 
    53 Cal.3d 442
    , 455 (Dix).) By its terms, the
    statutory provision operates in two steps. (Ibid.) First, “it empowers a trial
    court to recall and vacate a prison sentence after commitment, . . . upon the
    court’s own motion, or upon recommendation . . . .” (Id. at p. 456.) Second,
    “[o]nce the sentence and commitment have validly been recalled, section
    [1170(d)(1)] authorizes the court to ‘resentence . . . in the same manner as if
    [the defendant] had not previously been sentenced . . . .’ ” (Dix, at p. 456,
    italics removed.)
    Section 1170(d)(1) does not by its terms provide that the trial court
    must hold a hearing on receiving a recommendation to recall an inmate’s
    sentence or in considering whether to recall a sentence. Moreover, any action
    to be taken upon receiving a recommendation is clearly permissive—the
    statute uses the verb “may,” not “shall.” (§ 1170, subd. (d)(1); People v.
    Humphrey (2020) 
    44 Cal.App.5th 371
    , 377 (Humphrey); People v. Gibson
    (2016) 
    2 Cal.App.5th 315
    , 324 (Gibson); People v. Delson (1984) 
    161 Cal.App.3d 56
    , 62 (Delson) [no abuse of discretion in refusing to set a hearing
    on the department of corrections’ recommendation for alternative
    sentencing].)
    McCallum dealt with the same issue of “whether the trial court must
    hold a hearing prior to ruling on the Secretary’s recommendation for recall
    and resentencing.” (McCallum, supra, 55 Cal.App.5th at p. 212.) Observing
    that the statutory provision itself is silent on the issue, the court reviewed
    other subdivisions of section 1170 in which the Legislature has required a
    sentencing so that the inmate’s continued incarceration is no longer in the
    interest of justice.” (§ 1170, subd. (d)(1).)
    9
    hearing. (McCallum, at p. 212.) For example, in the case of terminally ill or
    permanently incapacitated prisoners, subdivision (e)(3) of section 1170
    explicitly requires the court to “ ‘hold a hearing to consider whether the
    prisoner’s sentence should be recalled.’ ” (Ibid.; see also Gibson, supra, 2
    Cal.App.5th at p. 324 [subdivision (d)(2)(E) of section 1170 includes the
    language, “hold a hearing”].) “A review of section 1170 shows the Legislature
    was well aware of what language to use to require the trial court to hold a
    hearing before acting on a recommendation or petition to recall a sentence.”
    (McCallum, at p. 212.) The Legislature did not include a “hearing”
    requirement in section 1170(d)(1). (McCallum, at p. 213.) We agree with
    McCallum’s reasoning.
    Harvey’s reliance on People v. Rocha (2019) 
    32 Cal.App.5th 352
    , 355
    (Rocha), to support his position that the Secretary’s recommendation letter
    triggered a hearing right, is unavailing. In Rocha, the defendant’s murder
    conviction was not yet final when Senate Bill No. 620 was passed. Senate
    Bill No. 620 gave trial courts discretion to strike or dismiss firearm
    enhancements imposed under section 12022.53, subdivision (h). The court of
    appeal affirmed the defendant’s conviction and remanded his case to give the
    trial court an opportunity to exercise its discretion on the firearm
    enhancements. On remand, without holding a hearing, the trial court issued
    a written statement declining to strike defendant’s firearm enhancement.
    (Rocha, at p. 355.) The appellate court concluded that the trial court was
    required to hold a hearing at which defendant was entitled to be present,
    with counsel. (Rocha, at pp. 359-360.)
    Rocha merely “comports with principles generally applicable to
    resentencing law. For example, it is well settled that when a case is
    remanded for resentencing after an appeal, the defendant is entitled to ‘all
    10
    the normal rights and procedures available at his original sentencing’
    [citations], including consideration of any pertinent circumstances which
    have arisen since the prior sentence was imposed [citation].” (Dix, 
    supra,
     53
    Cal.3d at p. 460; Rocha, supra, 32 Cal.App.5th at p. 359.)
    Unlike in Rocha, Harvey’s conviction is final. He is not entitled to the
    benefit of Senate Bill No. 1393 because his sentence was final in 2013, well
    before enactment of the amendment. Penalty assessments are applied
    retroactively only to judgments not final. (In re Estrada (1965) 
    63 Cal.2d 740
    , 745-748; People v. Brown (2012) 
    54 Cal.4th 314
    , 323 [amended statutes
    apply to defendants whose judgments are not yet final on the statute’s
    operative date].) Similarly, Harvey’s case was not remanded to the trial court
    for resentencing. Because the court declined to recall his sentence as an
    initial matter, his case did not reach the resentencing stage. (Dix, 
    supra,
     53
    Cal.3d at p. 456.)
    Harvey also relies on Gibson, supra, 2 Cal.App.5th at page 326, for the
    proposition that a different subdivision of section 1170—subdivision (d)(2)(E)
    —has been interpreted as requiring a hearing on the issue of whether to
    recall a sentence despite a lack of an express reference to a “hearing” in the
    statute. Harvey is wrong on this point. Gibson is a 2016 case. The version of
    section 1170, subdivision (d)(2)(E) in effect at that time stated, “If the court
    finds by a preponderance of the evidence that the statements in the petition
    are true, the court shall hold a hearing to consider whether to recall the
    sentence and commitment previously ordered and to resentence the defendant
    in the same manner as if the defendant had not previously been
    sentenced . . . .” (§ 1170, former subd. (d)(2)(E), italics added.) Gibson
    correctly interpreted this language—“shall hold a hearing to consider
    whether to recall the sentence”—as requiring a hearing on whether to recall.
    11
    (Gibson, at p. 326.) After Gibson, the wording of section 1170, subdivision
    (d)(2)(E) was modified. (Stats. 2016, ch. 887, § 5.3, eff. Jan. 1, 2017.)
    Harvey argues that public policy and principles of fairness support a
    hearing requirement on the Secretary’s recommendation. He suggests that
    trial courts may otherwise decline to recall sentences on improper racial
    grounds, or at minimum, indigent Black prisoners like himself are left
    wondering as to the reasons why a recommendation is approved or rejected.
    These arguments are unpersuasive on the record before us, where there is no
    hint that the trial court declined to recall Harvey’s sentence for unlawful,
    illegitimate, or even unknown reasons.
    In its order, the trial court set forth the items and matters it
    considered, including Harvey’s case file, criminal history, the stipulated
    sentence report, and “postconviction factors” (§ 1170, subd. (d)(l)), and
    declined to recall his sentence based on “the totality of factors.” Harvey’s
    disciplinary record and rehabilitative efforts in prison were cited with
    approval. Nonetheless, the court implicitly found that the initial punishment
    was still justified. We note that Harvey has a significant criminal record
    dating back to 1989 as an adult. His criminal conduct has repeatedly
    displayed a willful disregard for public safety. The instant and prior offenses
    were violent and susceptible to causing great injury to community members.
    Based on our review of the record, the trial court declined to recall Harvey’s
    sentence for lawful reasons.6
    In addition, we are mindful that Harvey received “ ‘all the normal
    rights and procedures available at his original sentencing’ ” (Dix, supra, 53
    6      In deciding whether to recall, the sentencing court may consider “any
    reason which could influence sentencing generally, even if the reason arose
    after the original commitment.” (Dix, 
    supra,
     53 Cal.3d at p. 463.)
    12
    Cal.3d at p. 460); indeed, he stipulated to a 12-year prison sentence, which is
    considerably less than what he faced had he been convicted by a jury.7 There
    is no indication in the record that any sentencing-related decision in Harvey’s
    case was made on improper grounds. We decline to speculate on the broader
    public policy implications of section 1170(d)(1).
    Lastly, Harvey argues that if this court accepts the reasoning of
    McCallum, then we must remand the case and allow him to submit
    “responsive paperwork” to the trial court. In McCallum, after the Secretary
    recommended recall and resentencing to the trial court, McCallum’s attorney
    requested a case management conference to discuss and potentially brief and
    argue the merits of the recommendation. (McCallum, supra, 55 Cal.App.5th
    at p. 209.) Without holding the requested case management conference, the
    trial court issued a written order declining to recall McCallum’s sentence.
    (Ibid.) Among the reasons given for its decision, the court noted that the
    defendant had “tenuous” family and community support. (Ibid.) However,
    the defendant had not been allowed to provide any input on this matter. (Id.
    at pp. 218-219.)
    The Second District Court of Appeal found that the trial court abused
    its discretion in ignoring McCallum’s request for a conference and not
    allowing him to submit specified information relevant to the Secretary’s
    recommendation. (McCallum, supra, 55 Cal.App.5th at pp. 218-219.) The
    defendant did in fact appear to have support for reentry in the community;
    7     Assuming a jury had returned guilty verdicts and true findings on
    count 1, the alleged personal-use firearm enhancement (not the more severe
    personal-discharge firearm enhancement), and the alleged prior serious
    felony conviction/strike, Harvey faced a minimum prison term of 19 years.
    He faced a minimum prison term of 29 years if the jury had returned a true
    finding on the personal-discharge firearm enhancement.
    13
    unknown to the trial court, “McCallum had been accepted into an inpatient
    substance abuse and mental health counseling program with vocational
    training upon his release.” (Id. at p. 218.)
    We are not convinced that the Second District’s finding of an abuse of
    discretion in McCallum established a rule requiring trial courts to consider
    supplemental paperwork from inmates in all other cases. (See People v.
    Frazier (2020) 
    55 Cal.App.5th 858
    , 868-869 (Frazier) [approving McCallum
    yet finding no abuse of discretion in trial court’s summarily declining to recall
    sentence].) The Legislature has not set forth a procedure in section
    1170(d)(1) for an inmate to be notified of the Secretary’s recommendation,
    and without notice, it is unclear how the inmate would know to submit
    materials to the trial court. Only the offices of the district attorney and
    public defender were copied on the recommendation letter. In addition,
    unrepresented inmates may not know how to provide an appropriate
    response; they might do more harm than good to their cause. The McCallum
    finding of an abuse of discretion appears specific to the facts of that case.
    Furthermore, the concerns in McCallum, which allowed defendant’s
    submission of certain information, are lacking here. Only a few months
    before the Secretary’s recommendation letter, Harvey submitted a host of
    materials relating to his “rehabilitation and reentry plans” (McCallum,
    supra, 55 Cal.App.5th at p. 217) in support of his motion for modification of
    sentence. He described work he had done, skills he had acquired to live
    productively, and rehabilitation programs he had completed. On appeal,
    Harvey does not identify any specific additional information, like that
    identified in McCallum, which would materially impact the trial court’s
    decision.
    14
    In summary, the Secretary’s recommendation letter did not trigger a
    statutory hearing right on whether to recall Harvey’s sentence, and the trial
    court was not required to allow the submission of additional information.
    Harvey has failed to establish reversible error. (Delson, supra, 161
    Cal.App.3d at p. 61.)
    The Lack of Hearing Did Not Violate Due Process
    Harvey next claims that “due process principles” required the trial
    court to hold a noticed hearing, at which he was personally present, on the
    Secretary’s recommendation letter under section 1170(d)(1). The parties do
    not dispute that an inmate is entitled to be present at a resentencing hearing,
    but the question before us is whether an inmate is entitled to be heard by the
    trial court on the Secretary’s recommendation letter, prior to any
    resentencing.
    “[A] defendant does not have the right to be present at every hearing
    held in the course of the trial; the touchstone is whether the proceeding in
    question bears a reasonable and substantial relationship to his or her full
    opportunity to defend against the charges.” (Rocha, supra, 32 Cal.App.5th at
    p. 357; People v. Wallace (2008) 
    44 Cal.4th 1032
    , 1052; People v. Rodriguez
    (1998) 
    17 Cal.4th 253
    , 260.)
    Harvey has not cited, nor have we located, any case law holding that a
    section 1170(d)(1) recommendation for recall and resentencing triggers a due
    process right to a hearing, requiring an inmate’s personal presence. The
    Second District Court of Appeal concluded that inmates have no due process
    right to be heard on a recommendation for recall, and we agree. (McCallum,
    supra, 55 Cal.App.5th at pp. 215-216; Frazier, supra, 55 Cal.App.5th at
    p. 866.) “It is only after the petitioner’s eligibility has been established and
    the statutory mandate for resentencing triggered . . . that due process
    15
    protections, including the right to a hearing, attach to the determination
    whether the defendant will be awarded the relief sought.” (Id. at p. 867.)
    We reiterate that, under section 1170(d)(1), the court may recall a
    sentence on its own initiative within 120 days of the date of commitment.
    (Dix, supra, 53 Cal.3d at p. 459.) Certainly, no hearing is required when the
    sentencing court recalls (or declines to recall) a sentence on its own
    cognizance within this period. (Id. at p. 463.) Beyond the 120 day-period,
    “the Secretary’s recommendation letter is but an invitation to the court to
    exercise its equitable jurisdiction.” (Frazier, supra, 55 Cal.App.5th at
    p. 866.) Under these circumstances, we are not persuaded that state or
    federal constitutional principles command an inmate’s personal appearance
    before the trial court.
    In support of his due process argument, Harvey relies on People v.
    Kaulick (2013) 
    215 Cal.App.4th 1279
    , 1297 (Kaulick). In that case, the trial
    court granted the defendant’s petition for resentencing based on Proposition
    36, which amended the Three Strikes law, without giving notice or an
    opportunity to be heard to the prosecution. The Court of Appeal found that
    due process required a noticed hearing on the issue of whether resentencing
    would pose an unreasonable risk of danger to public safety as well as any
    subsequent resentencing. (Kaulick, at pp. 1297-1299.) The relevant
    statutory language at issue in Kaulick, that of section 1170.126, subdivision
    (f), states in pertinent part: “Upon receiving a petition for recall of sentence
    under this section, the court shall determine whether the petitioner satisfies
    the criteria in subdivision (e). If the petitioner satisfies the criteria in
    subdivision (e), the petitioner shall be resentenced . . . unless the court, in its
    discretion, determines that resentencing the petitioner would pose an
    16
    unreasonable risk of danger to public safety.” (§ 1170.126, subd. (f), italics
    added; Kaulick, at p. 1299.)
    Thus, the actions to be taken by a trial court after it receives a
    satisfactory petition under section 1170.126, subdivision (f), are mandatory.
    The defendant is statutorily entitled to resentencing unless the court finds an
    unreasonable risk of danger to the public. The parties in Kaulick agreed that
    both determinations under section 1170.126, subdivision (f) (resentencing
    and danger-posed-by-resentencing) required a hearing. (Kaulick, supra, 215
    Cal.App.4th at p. 1299.) Notably, however, the defendant in Kaulick
    conceded that a hearing was not required on the “initial” eligibility
    determination. (Ibid.)
    Kaulick is distinguishable. Under section 1170(d)(1), any action to be
    taken by the trial court upon receiving a recommendation for recall and
    resentencing is permissive. The Secretary’s recommendation letter provides
    defendant no statutory entitlement to relief. “Section 1170(d) allows the
    sentencing court to recall and resentence at any time upon recommendation
    of the Board or the Director, but . . . it does not require the court to ‘consider’
    any such recommendation.” (Dix, supra, 53 Cal.3d at p. 459, fn. 13.)
    Further, the inclusion of postconviction factors in section 1170(d)(1)
    “provid[es] guidance for the trial court’s resentencing decision, not its initial
    decision whether to recall the sentence.” (McCallum, supra, 55 Cal.App.5th
    at p. 214.) This case cannot be properly analogized to Kaulick.
    Based on the foregoing, we conclude Harvey had no due process right to
    a hearing on the Secretary’s recommendation letter. (McCallum, supra, 55
    Cal.App.5th at pp. 215-216; Frazier, supra, 55 Cal.App.5th at p. 866.)
    17
    Harvey Had No Right to Counsel
    Harvey’s last claim is conditional. He asserts that because he had a
    right to be heard by the trial court on the Secretary’s recommendation letter,
    he also had a corresponding right to counsel.
    As we have discussed, Harvey was not entitled to a hearing on the
    Secretary’s recommendation letter. Accordingly, he also had no right to
    counsel. (Frazier, supra, 55 Cal.App.5th at p. 869 [“the filing of the
    Secretary’s recommendation letter inviting the court to exercise its
    jurisdiction pursuant to section 1170, subdivision (d)(1), to recall a sentence,
    without more, does not trigger a due process right to counsel.”]; Murray v.
    Giarratano (1989) 
    492 U.S. 1
    , 7 [due process and equal protection principles
    do not require a state to appoint counsel for indigent prisoners seeking state
    postconviction relief].)
    DISPOSITION
    The order declining to recall Harvey’s sentence is affirmed.
    HALLER, Acting P. J.
    WE CONCUR:
    AARON, J.
    GUERRERO, J.
    18
    

Document Info

Docket Number: D077749

Filed Date: 12/16/2020

Precedential Status: Non-Precedential

Modified Date: 12/16/2020