People v. Henry CA1/4 ( 2021 )


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  • Filed 2/26/21 P. v. Henry CA1/4
    NOT TO BE PUBLISHED IN OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or
    ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    FIRST APPELLATE DISTRICT
    DIVISION FOUR
    THE PEOPLE,
    Plaintiff and Respondent,                                     A158921
    v.                                          (Solano County
    ROBERT HENRY,                                                         Super. Ct. No. VC19726)
    Defendant and Appellant.
    Defendant Robert Henry appeals after the trial court denied his
    petition under Penal Code section 1170.95 to vacate his murder conviction
    and for resentencing.1 The court denied the petition after appointing counsel
    for Henry, receiving adversary briefing, and hearing oral argument, but
    without holding an evidentiary hearing. We conclude the court correctly
    denied the petition without proceeding to an evidentiary hearing, because the
    verdict returned by the jury at Henry’s trial irrefutably establishes that he is
    ineligible for relief under section 1170.95 as a matter of law. We therefore
    affirm.2
    1   Undesignated statutory references are to the Penal Code.
    Henry has also filed in this court a petition for a writ of habeas corpus
    2
    (No. A160596). We will address that petition in a separate order.
    1
    I. BACKGROUND
    At Henry’s trial in 1986, the jury convicted him of the first degree
    murder of Andre Johnson (§§ 187, subd. (a), 189). The jury found true a
    special-circumstance allegation that the murder was intentional and was
    committed for financial gain (§ 190.2, subd. (a)(1)). Finally, the jury found a
    principal in the crime was armed with a firearm (§ 12022, subd. (a)). The
    prosecution’s theory at trial was that Henry hired Francis Lee Brewer to kill
    Cedric Turner (who Henry believed had participated in a robbery of Henry),
    and Brewer instead shot and killed Johnson, believing Johnson to be Turner.
    The prosecution argued Henry was guilty of aiding and abetting the murder
    of Johnson on a transferred intent theory.
    The trial court sentenced Henry to life imprisonment without the
    possibility of parole. This court affirmed Henry’s conviction in a 1988
    unpublished opinion. (People v. Henry (Sept. 21, 1988, A035447) [nonpub.
    opn.].)
    In October 2017, Henry filed in the trial court a petition for a writ of
    habeas corpus, arguing that newly discovered evidence established his actual
    innocence.3 In the habeas matter, the court appointed counsel for Henry,
    issued an order to show cause as to two claims of actual innocence, and
    ultimately held an evidentiary hearing in December 2019, after which it
    denied relief.4
    3For purposes of setting forth the background of the trial court habeas
    proceedings involving Henry, we take judicial notice of the record in a related
    appeal (People v. Henry (Sept. 18, 2020, A159396) [nonpub. opn.]). (Evid.
    Code, §§ 452, subd. (d), 459, subd. (a).)
    4Henry filed a notice of appeal purporting to challenge the trial court’s
    order denying his habeas petition. This court dismissed that appeal because
    the challenged order was not appealable. (People v. Henry, supra, A159396.)
    As noted, Henry has also filed a habeas petition in this court (No. A160596),
    and that matter is pending.
    2
    With his habeas matter still pending in the trial court, in March 2019
    Henry petitioned that court under section 1170.95 to vacate his murder
    conviction and for resentencing. The court appointed Henry’s habeas counsel
    to represent him in connection with the section 1170.95 petition. In his
    petition and in supplemental filings by counsel, Henry argued the jury might
    have convicted him of murder on the basis of the natural and probable
    consequences doctrine or the felony-murder rule, and that he could not now
    be convicted of murder in light of the changes to sections 188 and 189 effected
    by Senate Bill Number 1437 (2017–2018 Reg. Sess.) (Senate Bill 1437), which
    took effect on January 1, 2019.
    Henry also filed a motion to amend his habeas petition to include
    allegations related to the issues presented in his section 1170.95 petition.
    The court denied that motion in July 2019, concluding the section 1170.95
    petition provided an adequate remedy to address those issues.
    Henry’s counsel and the Solano County District Attorney’s office
    submitted briefing pertaining to the section 1170.95 petition, and the court
    heard argument on the petition in August 2019. On September 16, 2019, the
    court issued a written order denying the petition without holding an
    evidentiary hearing. In its order, the court relied in part on the jury’s true
    finding as to the financial-gain special circumstance at Henry’s 1986 trial.
    The court noted that this finding “established that the jury believed beyond a
    reasonable doubt that the murder herein was intentional and that [Henry]
    acted with the specific intent to aid Mr. Brewer in its commission.” The court
    concluded Henry is ineligible for relief under section 1170.95, because “the
    record available” to the court did not show that Henry “could not be convicted
    of first or second degree murder under the changes effective to Penal Code
    §§ 188 or 189 under the law effective January 1, 2019.”
    3
    II. DISCUSSION
    A. Senate Bill 1437
    Senate Bill 1437 “ ‘amend[ed] the felony murder rule and the natural
    and probable consequences doctrine, as it relates to murder, to ensure that
    murder liability is not imposed on a person who is not the actual killer, did
    not act with the intent to kill, or was not a major participant in the
    underlying felony who acted with reckless indifference to human life.’
    (Stats. 2018, ch. 1015, § l, subd. (f ).)” (People v. Gentile (2020) 
    10 Cal.5th 830
    , 842 (Gentile).)
    As outlined by our Supreme Court in Gentile, Senate Bill 1437
    furthered that purpose by adding three provisions to the Penal Code: “First,
    to amend the felony-murder rule, Senate Bill 1437 added section 189,
    subdivision (e): ‘A participant in the perpetration or attempted perpetration
    of [qualifying felonies] in which a death occurs is liable for murder only if one
    of the following is proven: [¶] (1) The person was the actual killer.
    [¶] (2) The person was not the actual killer, but, with the intent to kill, aided,
    abetted, counseled, commanded, induced, solicited, requested, or assisted the
    actual killer in the commission of murder in the first degree. [¶] (3) The
    person was a major participant in the underlying felony and acted with
    reckless indifference to human life, as described in subdivision (d) of
    Section 190.2.’ . . . .
    “Second, to amend the natural and probable consequences doctrine,
    Senate Bill 1437 added section 188, subdivision (a)(3) . . . : ‘Except [for
    felony-murder liability] as stated in subdivision (e) of Section 189, in order to
    be convicted of murder, a principal in a crime shall act with malice
    aforethought. Malice shall not be imputed to a person based solely on his or
    her participation in a crime.’
    4
    “Third, Senate Bill 1437 added section 1170.95 to provide a procedure
    for those convicted of felony murder or murder under the natural and
    probable consequences doctrine to seek relief under the two ameliorative
    provisions above.” (Gentile, supra, 10 Cal.5th at pp. 842–843.)
    B. Section 1170.95
    Subdivision (a) of section 1170.95 specifies the conditions that provide a
    basis for relief under the statute: “A person convicted of felony murder or
    murder under a natural and probable consequences theory may file a petition
    with the court that sentenced the petitioner to have the petitioner’s murder
    conviction vacated and to be resentenced on any remaining counts when all of
    the following conditions apply: [¶] (1) A complaint, information, or
    indictment was filed against the petitioner that allowed the prosecution to
    proceed under a theory of felony murder or murder under the natural and
    probable consequences doctrine. [¶] (2) The petitioner was convicted of first
    degree or second degree murder following a trial or accepted a plea offer in
    lieu of a trial at which the petitioner could be convicted for first degree or
    second degree murder. [¶] (3) The petitioner could not be convicted of first or
    second degree murder because of changes to Section 188 or 189 made
    effective January 1, 2019.”
    If a petition containing certain required information is filed (see
    § 1170.95, subd. (b)), the trial court must then determine whether a
    petitioner has made a sufficient prima facie showing to proceed to an
    evidentiary hearing. Subdivision (c) of section 1170.95 provides: “The court
    shall review the petition and determine if the petitioner has made a prima
    facie showing that the petitioner falls within the provisions of this section. If
    the petitioner has requested counsel, the court shall appoint counsel to
    represent the petitioner. The prosecutor shall file and serve a response
    within 60 days of service of the petition and the petitioner may file and serve
    5
    a reply within 30 days after the prosecutor[’s] response is served. These
    deadlines shall be extended for good cause. If the petitioner makes a prima
    facie showing that he or she is entitled to relief, the court shall issue an order
    to show cause.”
    If the court issues an order to show cause, the court must hold an
    evidentiary hearing to determine whether the petitioner is entitled to relief.
    (§ 1170.95, subd. (d).) At that hearing, “the burden of proof shall be on the
    prosecution to prove, beyond a reasonable doubt, that the petitioner is
    ineligible for resentencing. If the prosecution fails to sustain its burden of
    proof, the prior conviction, and any allegations and enhancements attached to
    the conviction, shall be vacated and the petitioner shall be resentenced on the
    remaining charges. The prosecutor and the petitioner may rely on the record
    of conviction or offer new or additional evidence to meet their respective
    burdens.” (Id., subd. (d)(3).)
    C. Henry Did Not Make a Prima Facie Showing That He Is Entitled
    to Relief Under Section 1170.95
    1. The Trial Court’s Ruling
    After appointing counsel for Henry and considering briefing and oral
    argument from the parties as outlined in section 1170.95, subdivision (c), the
    trial court in effect concluded Henry had not made a prima facie showing that
    he was entitled to relief. Specifically, as to the three conditions for relief set
    forth in section 1170.95, subdivision (a), the court found Henry had
    established the first two conditions—he was charged with murder, allowing
    the prosecution to proceed on a theory of felony murder or murder under the
    natural and probable consequences doctrine, and he was convicted of murder
    (§ 1170.95, subd. (a)(1)–(2)). But the court concluded Henry had not made a
    sufficient showing as to the third condition for relief, i.e., that he could not be
    convicted of murder under the changes to sections 188 and 189 that took
    effect January 1, 2019 (§ 1170.95, subd. (a)(3)). The court therefore denied
    6
    Henry’s petition without issuing an order to show cause or holding an
    evidentiary hearing under section 1170.95, subdivision (d).
    2. The Jury’s Special-Circumstance Finding Establishes Henry
    Is Ineligible for Relief
    Henry contends the trial court erred by denying his petition at the
    prima facie review stage, and that he made a sufficient showing to require
    the court to issue an order to show cause and hold an evidentiary hearing.
    We disagree, because we conclude the record of Henry’s conviction
    (specifically, the jury’s verdict) establishes he is ineligible for relief.
    A petitioner is ineligible for relief under section 1170.95 as a matter of
    law if the petitioner “was convicted on a ground that remains valid
    notwithstanding Senate Bill 1437’s amendments to sections 188 and 189.”
    (People v. Verdugo (2020) 
    44 Cal.App.5th 320
    , 330, review granted Mar. 18,
    2020, S260493 (Verdugo).)5 The record shows the jury at Henry’s trial
    adopted a theory of murder liability that remains valid under section 188 as
    amended by Senate Bill 1437—the theory that Henry, with the intent to kill,
    directly aided and abetted the commission of first degree murder.
    5 In Verdugo, the appellate court concluded that this determination
    may be made during the first of two prima facie reviews by the trial court
    under section 1170.95, subdivision (c), and that the first such review (which
    may be dispositive) may be conducted before the court appoints counsel for
    the petitioner. (Verdugo, supra, 44 Cal.App.5th at pp. 328–329, 332–333,
    review granted.) There is disagreement among the Courts of Appeal as to
    these procedural points. (See People v. Cooper (2020) 
    54 Cal.App.5th 106
    ,
    112–113, 115, 118, 123, review granted Nov. 10, 2020, S264684 [disagreeing
    with Verdugo; holding § 1170.95, subd. (c) provides for just one prima facie
    review and requires the appointment of counsel upon the filing of a facially
    sufficient petition that requests appointment of counsel].) No issue
    pertaining to this split of authority is raised by the present appeal, as the
    trial court here appointed counsel for Henry and received adversary briefing
    before issuing its ruling.
    7
    As noted, Senate Bill 1437 amended section 188 by adding
    subdivision (a)(3), which specifies that: “Except [for felony-murder liability]
    as stated in subdivision (e) of Section 189, in order to be convicted of murder,
    a principal in a crime shall act with malice aforethought. Malice shall not be
    imputed to a person based solely on his or her participation in a crime.” As
    the Supreme Court explained in Gentile, this amendment changed the law of
    aiding and abetting liability as it pertains to murder, but it leaves intact the
    theory of direct aiding and abetting as a basis for a murder conviction.
    The Gentile court stated: “Our law recognizes two forms of liability for
    aiders and abettors. [Citation.] First, under direct aiding and abetting
    principles, an accomplice is guilty of an offense perpetrated by another if the
    accomplice aids the commission of that offense with ‘knowledge of the direct
    perpetrator’s unlawful intent and [with] an intent to assist in achieving those
    unlawful ends.’ [Citation.] [¶] Second, under the natural and probable
    consequences doctrine, an accomplice is guilty not only of the offense he or
    she directly aided or abetted (i.e., the target offense), but also of any other
    offense committed by the direct perpetrator that was the ‘natural and
    probable consequence’ of the crime the accomplice aided and abetted (i.e., the
    nontarget offense).” (Gentile, supra, 10 Cal.5th at p. 843.)
    Following the enactment of Senate Bill 1437, natural and probable
    consequences liability cannot extend to first degree or second degree murder.
    (Gentile, supra, 10 Cal.5th at pp. 838–839.) But “Senate Bill 1437 does not
    eliminate direct aiding and abetting liability for murder because a direct
    aider and abettor to murder must possess malice aforethought.” (Id. at
    p. 848.)
    At Henry’s trial, the trial court instructed the jury on aiding and
    abetting liability, explaining principles of both direct aiding and abetting and
    the natural and probable consequences doctrine (although it did not instruct
    8
    on a specific target offense that allegedly led to the nontarget offense of
    murder). The court instructed in part: “One who aids and abets is not only
    guilty of the particular crime that, to his knowledge, his confederates are
    contemplating committing, but he is also liable for the natural and
    reasonable or probable consequences of any act that he knowingly or
    intentionally aided or encouraged. [¶] A person aids and abets the
    commission of a crime when he or she, one, with knowledge of the unlawful
    purpose of the perpetrator and, two, with the intent or purpose of
    committing, encouraging or facilitating the commission of the offense, by act
    or advice, aids, promotes, encourages or instigates the commission of the
    crime.”
    Similarly, the prosecutor argued that Henry aided and abetted
    Brewer’s murder of Johnson. In making this argument, the prosecutor
    referred to both direct aiding and abetting and the natural and probable
    consequences doctrine. As to direct aiding and abetting, the prosecutor
    stated: “[I]t’s our particular theory that the aider and abettor here was the
    Defendant, Mr. Henry, through his aiding, promoting, encouraging or
    instigating Mr. Brewer to perform the act Mr. Brewer did.” As to natural and
    probable consequences, the prosecutor did not articulate a specific target
    crime that Henry aided and abetted and that resulted in the nontarget crime
    of murder. But the prosecutor did refer to the natural and probable
    consequences doctrine as a basis for murder liability in light of conflicting
    evidence that was before the jury as to the agreement between Henry and
    Brewer.
    The prosecutor stated: “When you’re thinking about this principal,
    aider and abettor theory, the aider and abettor, he is guilty of the particular
    crime that he knew his confederate was contemplating doing, but he’s also
    liable for the natural, reasonable or probable consequences of that act.
    9
    [¶] Now, here there’s been conflicting testimony about whether it was going
    to be a shooting, whether it was going to be a beating, whether it was going to
    be a killing. That’s what you’re here to decide, ladies and gentlemen; from all
    the evidence, you have to come to those conclusions. [¶] I submit to you, if
    you find that Mr. Henry only thought there was going to be a shooting, well,
    again, that doesn’t solve the problem for him. It doesn’t mean that he’s not
    guilty; because under the principal theory, if he’s liable for the natural and
    reasonable or probable consequences of that act, well, what’s the natural,
    reasonable, probable consequence of shooting someone? That that someone
    might die, which is exactly what happened here.”
    In addition to the aiding and abetting theories, Henry contends the
    instructions and arguments at trial also allowed the jury to consider felony
    murder as a possible theory of murder liability, and he argues the trial court
    was incorrect to conclude he was not prosecuted on a felony-murder theory.
    We are skeptical that the jury would have understood the felony-murder rule
    as a separate avenue to reaching a verdict of first degree murder. No
    separate felony-murder instruction was given. There was no allegation that
    Johnson’s murder occurred during the perpetration of one of the felonies
    listed in section 189, subdivision (a) (such as a robbery or a burglary), so as to
    support a conviction of first degree felony murder.
    Henry argues, however, that the court’s general instructions on murder
    allowed the jury to convict him of first degree murder on a felony-murder
    theory because (1) the instructions defined murder as an unlawful killing
    that is committed with malice aforethought or that occurs during the
    commission of a felony that is inherently dangerous to human life (thus
    incorporating the second degree felony-murder doctrine as an alternative to
    malice murder (see People v. Chun (2009) 
    45 Cal.4th 1172
    , 1182 [“Second
    degree felony murder is ‘an unlawful killing in the course of the commission
    10
    of a felony that is inherently dangerous to human life but is not included
    among the felonies enumerated in section 189’ ”])), and (2) the instructions
    did not specify that a killing during the commission of such a felony is second
    degree, rather than first degree, murder. As Henry notes, the prosecutor also
    made a brief reference to this definition of murder in closing argument,
    although he then focused on the elements of malice and premeditation and
    did not develop any argument that Henry was guilty of murder because
    Johnson was killed during the commission of an inherently dangerous felony.
    As noted, we do not find it likely that the jury gleaned from these brief
    references a path to a first degree murder verdict that was independent of the
    aiding and abetting theory on which the prosecution focused. But we need
    not resolve this issue. Even if we assume the jury had available to it multiple
    theories of murder liability (direct aiding and abetting, the natural and
    probable consequences doctrine, and even perhaps an undeveloped felony-
    murder theory), the jury’s finding on the financial-gain special circumstance
    is dispositive here. That finding establishes the jury found that Henry, with
    the intent to kill, directly aided and abetted the commission of first degree
    murder.
    Section 190.2 sets forth special circumstances that subject a person
    convicted of first degree murder to a punishment of death or life
    imprisonment without the possibility of parole. The special circumstance in
    section 190.2, subdivision (a)(1) applies when “[t]he murder was intentional
    and carried out for financial gain.” (§ 190.2, subd. (a)(1); see People v.
    Freeman (1987) 
    193 Cal.App.3d 337
    , 339 [construing 1978 version of § 190.2,
    which included identical language in subd. (a)(1)].)
    When the defendant is not the actual killer, the financial-gain special
    circumstance applies if the defendant, “with the intent to kill, aids, abets,
    counsels, commands, induces, solicits, requests, or assists any actor in the
    11
    commission of murder in the first degree.” (§ 190.2, subd. (c); People v. Fayed
    (2020) 
    9 Cal.5th 147
    , 201–202.) The 1978 version of the statute that applied
    at the time of the crime and the trial in this case included similar language.
    (People v. Freeman, supra, 193 Cal.App.3d at p. 339 [quoting former subd. (b)
    of § 190.2, which provided for application of the special circumstance to a
    defendant who was not the actual killer but was “ ‘found guilty of
    intentionally aiding . . . counseling . . . inducing, soliciting . . . or assisting any
    actor in the commission of murder in the first degree’ ”]; see People v. Padilla
    (1995) 
    11 Cal.4th 891
    , 933 [“[I]n this case, before defendant could be found
    subject to the financial gain special circumstance as an accomplice, the jury
    was required to find that defendant had the intent to kill”].)6
    The jury’s true finding on the financial-gain special circumstance thus
    includes findings that Henry, with the intent to kill (i.e., express malice
    (§ 188, subd. (a)(1))), directly aided and abetted the commission of first degree
    murder. (See People v. Bentley (2020) 
    55 Cal.App.5th 150
    , 154, review
    granted Dec. 16, 2020, S265455 [jury’s true finding, as to shooter’s
    accomplice, on special circumstance for shooting from motor vehicle under
    § 190.2, subd. (a)(21), encompassed finding that accomplice “aided and
    abetted the shooter ‘with the intent to kill’ ” (citing § 190.2, subd. (c))].) In
    short, the jury adopted a theory of murder liability—direct aiding and
    abetting—that is still valid after Senate Bill 1437. (§ 188, subd. (a)(3);
    Gentile, supra, 10 Cal.5th at p. 848.) Accordingly, Henry is ineligible for
    6 Not at issue in this case is the different standard applicable when the
    special circumstance involved is the felony-murder special circumstance in
    section 190.2, subdivision (a)(17). (See § 190.2, subd. (d) [imposing special-
    circumstance liability under § 190.2, subd. (a)(17) to a defendant who is not
    the actual killer if the defendant, “with reckless indifference to human life
    and as a major participant, aids, abets, counsels, commands, induces, solicits,
    requests, or assists in the commission of ” the underlying felony].)
    12
    relief under section 1170.95 as a matter of law. (Verdugo, supra,
    44 Cal.App.5th at p. 330, review granted.)
    3. The Jury Instruction on the Special Circumstance Was
    Not Defective
    In his appellate briefing, Henry states he “agrees that a financial gain
    special circumstance finding typically makes a petitioner ineligible for relief
    under section 1170.95 because it normally requires the jury to find that the
    defendant had the intent to kill.” Henry contends, however, that the special-
    circumstance finding here is not dispositive, because the instructions to the
    jury about the special circumstance were ambiguous and did not require the
    jury to find he personally had the intent to kill. We disagree.
    At Henry’s trial, the court’s instruction on the financial-gain special
    circumstance provided in part:
    “If Defendant, Robert Henry, was an aider and abettor but not the
    actual killer, it must be proved beyond a reasonable doubt that he intended to
    aid in the killing of a human being before you are permitted to find the
    alleged special circumstance of that first degree murder to be true as to
    Defendant, Robert Henry. [¶] . . . [¶] To find that the special circumstance
    referred to in these instructions as murder for financial gain is true, each of
    the following facts must be proved: [¶] One, that the murder was intentional;
    and [¶] Two, that it was carried out for financial gain. [¶] To find that the
    special circumstance is true, the Defendant need not be the individual who
    actually committed the murder. [¶] If the Defendant intentionally aided,
    abetted, counseled, commanded, induced, solicited, requested or assisted any
    actor in the commission of murder in the first degree, which murder was
    intentional and which was carried out for financial gain, you should find the
    special circumstance to be true.” (Italics added.)
    The court thus instructed the jury that (1) to find the special
    circumstance true as to a defendant who was not the actual killer (the sole
    13
    theory as to Henry, who the prosecution never contended was the actual
    killer), the jury must find he had the intent to kill, and (2) the jury had to
    find Henry intentionally aided and abetted the commission of first degree
    murder. In the middle of the instruction, the court set forth the elements of
    the particular special circumstance at issue—the financial-gain special
    circumstance—including the requirement that the murder was intentional.
    (§ 190.2, subd. (a)(1).)
    Henry contends the jury might have focused solely on the portion of the
    instruction stating that to find the special circumstance true, it had to find
    two “facts” had been proved, including that “the murder was intentional.”
    Henry argues the jury could have found this element was satisfied by proof
    that Brewer had the intent to kill, without finding that Henry did. In
    Henry’s view, the jury thus could have decided he was guilty of first degree
    murder on a theory other than direct aiding and abetting (such as the natural
    and probable consequences doctrine), and then found the financial-gain
    special circumstance true, all without finding Henry had the intent to kill.
    We reject this contention. In assessing a claim that an instruction
    misled the jury, “[w]e must consider the instructions together as a whole, to
    determine whether it is reasonably likely a jury would interpret an
    instruction in a particular way, because we presume jurors understand and
    correlate all of the instructions.” (People v. Burton (2018) 
    29 Cal.App.5th 917
    , 925.) In our view, it is not reasonably likely the jury interpreted the
    special-circumstance instruction in the manner Henry suggests. As noted,
    the same instruction expressly stated that, to find the special circumstance
    true, the jury had to find that Henry himself “intended to aid in the killing of
    a human being” and “intentionally aided, abetted, counseled, commanded,
    induced, solicited, requested or assisted any actor in the commission of
    murder in the first degree.” We do not think it reasonably likely the jury
    14
    ignored those portions of the instruction, focused solely on the part identified
    by Henry, and construed it to mean there was no need to find Henry had the
    intent to kill.7
    Henry contends that, at the prima facie review stage under
    section 1170.95, the record is to be construed in his favor and does not
    “conclusively refute” his claim that he was convicted on the basis of the
    natural and probable consequences doctrine or the felony-murder rule despite
    the special-circumstance finding. (See People v. Drayton (2020)
    
    47 Cal.App.5th 965
    , 980 [“when assessing the prima facie showing, the trial
    court should assume all facts stated in the section 1170.95 petition are true”];
    id. at p. 968; but see People v. Garcia (2020) 
    57 Cal.App.5th 100
    , 116, review
    granted Feb. 10, 2021, S265692 [disagreeing with Drayton as to standard for
    prima facie sufficiency].) We are not persuaded that an obligation to read the
    factual record in a petitioner’s favor changes the nature of this court’s task in
    determining the legal effect of express jury findings and whether they
    establish that the petitioner is ineligible for relief as a matter of law. The
    jury’s true finding on the special-circumstance allegation, based on proper
    instructions, is dispositive here and establishes Henry is ineligible for
    section 1170.95 relief as a matter of law. “The purpose of section 1170.95 is
    to give defendants the benefit of amended sections 188 and 189 with respect
    7 This court rejected a similar argument in Henry’s direct appeal,
    concluding the special-circumstance instruction required the jury to find
    Henry had the intent to kill. (People v. Henry, supra, A035447.) We noted
    there that “the special circumstance requirement that the jury find defendant
    ‘intended to aid in the killing of a human being’ could not be clearer on the
    issue of appellant’s intent to kill.” (Ibid.) And, also relevant to Henry’s
    present contentions, we noted on direct appeal that the jury’s true finding on
    the special circumstance, a finding that was based on proper instructions,
    established that the jury’s verdict was not based on the natural and probable
    consequences doctrine. (Ibid.)
    15
    to issues not previously determined, not to provide a do-over on factual
    disputes that have already been resolved.” (People v. Allison (2020)
    
    55 Cal.App.5th 449
    , 461.)
    Because Henry is ineligible for relief, we need not address his
    arguments to the effect that certain aspects of the trial court’s reasoning were
    unsound. For example, Henry asserts the trial court (1) incorrectly concluded
    that no felony-murder theory was presented at trial, and (2) improperly relied
    on this court’s opinion on direct appeal to determine the facts underlying
    Henry’s conviction and/or to ascertain which theory of murder liability was
    the basis for his conviction. Because the jury’s special-circumstance finding
    shows it adopted a valid direct aiding and abetting theory, it is irrelevant
    which other theories were available for the jury’s consideration. Also
    irrelevant are any alleged defects in the trial court’s assessment, based on
    evidence or arguments presented at trial, as to which theory was likely to
    have been adopted by the jury.
    Finally, Henry faults the trial court for not considering “any of the new
    evidence” he submitted in support of his section 1170.95 petition, which he
    contends supported his claims of innocence and “would have created a
    reasonable doubt as to the prosecution’s ability to again convict [him] of
    murder.” There was no error. Because the jury’s verdict establishes that
    Henry is ineligible for relief as a matter of law, he could not and did not make
    the prima facie showing under subdivision (c) of section 1170.95 that is a
    prerequisite to the issuance of an order to show cause and the holding of an
    evidentiary hearing at which the prosecution would have to prove ineligibility
    beyond a reasonable doubt. (§ 1170.95, subds. (c)–(d).) At the prima facie
    review stage, there was no need for the court to consider the evidence or
    factual arguments that Henry might have sought to introduce at such a
    16
    hearing. (§ 1170.95, subd. (d)(3) [at evidentiary hearing, parties may
    introduce new evidence].)
    For the same reason, the recent decision in People v. Rodriguez (2020)
    
    58 Cal.App.5th 227
    , cited by Henry in a supplemental filing, is inapposite.
    That case focuses on the standards and procedures applicable at an
    evidentiary hearing held under section 1170.95, subdivision (d), after the
    petitioner has made a prima facie showing of eligibility and the trial court
    has issued an order to show cause. (Rodriguez, at pp. 241–242 [“once a prima
    facie case of eligibility has been made and an order to show cause issued,” the
    prosecution has the burden under § 1170.95, subd. (d)(3) to prove the
    petitioner’s ineligibility beyond a reasonable doubt (italics added)]; see id. at
    pp. 230, 234.) Because Henry did not make a prima facie showing here, no
    burden arose to prove him ineligible beyond a reasonable doubt.
    III. DISPOSITION
    The order denying Henry’s section 1170.95 petition is affirmed.
    STREETER, Acting P. J.
    WE CONCUR:
    TUCHER, J.
    BROWN, J.
    17
    

Document Info

Docket Number: A158921

Filed Date: 3/1/2021

Precedential Status: Non-Precedential

Modified Date: 3/1/2021