Limon v. Dept. of Corrections and Rehabilitation CA4/1 ( 2020 )


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  • Filed 12/3/20 Limon v. Dept. of Corrections and Rehabilitation CA4/1
    NOT TO BE PUBLISHED IN OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
    or ordered published for purposes of rule 8.1115.
    COURT OF APPEAL, FOURTH APPELLATE DISTRICT
    DIVISION ONE
    STATE OF CALIFORNIA
    ALBERTO LIMON,                                                       D076479
    Plaintiff and Appellant,
    v.                                                          (Super. Ct. No. 37-2018-
    00029993-CU-OE-CTL)
    DEPARTMENT OF CORRECTIONS
    AND REHABILITATION,
    Defendant and Respondent.
    APPEAL from a judgment of the Superior Court of San Diego County,
    John S. Meyer, Judge. Reversed.
    Laurence F. Haines for Plaintiff and Appellant.
    Xavier Becerra, Attorney General, Chris A. Knudsen, Assistant
    Attorney General, Celine M. Cooper, and Elizabeth Vann, Deputy Attorneys
    General, for Defendant and Respondent.
    Alberto Limon, a former correctional officer employed by the California
    Department of Corrections and Rehabilitation (CDCR), photographed fellow
    officers, including some supervisors, sleeping on duty—some even with
    pillows. After Limon reported these officers to his supervisor, Captain Jose
    Badilla, a rat trap was placed on Limon’s seat; his name was scratched off his
    CDCR mailbox; and supervisors forced Limon to work several days in
    uniform, but without a gun and a baton to protect himself from prison
    inmates.
    Displeased with CDCR’s handling of the matter, Limon appeared on a
    television news program with 10 photographs of sleeping prison guards. The
    associate warden called the broadcast “an embarrassment” to the CDCR and
    to the unit Badilla supervises.
    CDCR reprimanded the sleeping officers with a temporary pay cut—but
    terminated Limon. CDCR fired Limon for “dishonestly” stating during an
    internal investigation that he reported all of the officers whose photographs
    were displayed on television, whereas Badilla told investigators that Limon
    had only reported three of them. In effect, Limon lost his 15-year law
    enforcement career because Badilla stated that he reported too few sleeping
    prison guards.
    Invoking the California Whistleblower Protection Act (the Act),
    Government Code1 section 8547 et seq., Limon sued CDCR for wrongful
    termination. The trial court granted CDCR’s motion for summary judgment
    after determining there was “no evidence” that CDCR’s stated reason for
    terminating Limon—officer dishonesty—was a pretext.
    We reverse because there is substantial evidence from which a jury
    could reasonably conclude that CDCR terminated Limon to retaliate for his
    reporting fellow officers sleeping on duty.
    1     Undesignated statutory references are to the Government Code.
    2
    FACTUAL AND PROCEDURAL BACKGROUND2
    A. Limon’s Employment History
    CDCR hired Limon as a correctional officer in 2000. From
    approximately 2009 to 2014, Limon worked at the Richard J. Donovan
    Correctional Facility (Donovan).
    In 2010, Limon reported that some Donovan officers were stealing
    inmates’ cash cards. In retaliation, Limon’s fellow officers shunned him and
    he was “ ‘fearful of being killed at any moment.’ ”
    In August 2014, Limon transferred from Donovan to the State
    Transportation Unit (STU). Limon’s duties included driving inmates in
    CDCR buses and vans.
    B. Limon Photographs and Reports Fellow Officers Sleeping on Duty
    There are ordinarily three officers on an STU bus: the driver, an officer
    in the front seat, and one in the back. On several occasions while driving,
    Limon saw the officer in the front seat asleep. Limon explained:
    “I would turn around and there would be this supervisor or
    the sergeant asleep, out cold, out cold, and this is while
    we’re transporting dangerous inmates.”
    Limon reported the sleeping sergeants to Badilla, who told him to
    photograph the sleeping officers.3 Between May and August 2015, Limon
    used his smartphone to photograph several STU officers asleep on duty in an
    2    The historical facts are stated in the light most favorable to the
    nonmoving party—here, Limon. (Mackey v. Trustees of California State
    University (2019) 
    31 Cal.App.5th 640
    , 647, fn. 3.)
    3     Badilla contends he told Limon to “refrain from taking photographs or
    using an electronic device while driving.” However, on summary judgment,
    the facts are stated in the light most favorable to the appellant. See
    footnote 2, ante.
    3
    STU vehicle transporting prisoners. Before taking each photograph, Limon
    tried to awaken each of the officers but to no avail:
    “[Limon]: . . . I remember one of the other ones I even
    elbowed him, shoved him to wake him up. [¶] . . . [¶] I
    said, ‘Hey, you know, you’re snoring kind of. It’s too—it’s
    too much.’ It kept happening. You know, I’d tell him,
    ‘Wake up,’ and yeah, wake up. Ten minutes later, out
    again, you know.”
    Limon photographed nine officers sleeping on duty while transporting
    prisoners. Limon told CDCR internal affairs investigators that he gave all of
    these photographs to Badilla either by text, e-mail, or hand delivery.
    C. Retaliation Against Limon
    Limon believed that his reports to Badilla were confidential, and
    Badilla acknowledged that Limon confided in him. However, soon after
    Limon’s report to Badilla, fellow officers began retaliating:
    “[Limon]: . . . And the things that I would give to [Badilla],
    all of a sudden everybody knew about it, yet he was the
    only one I had given it to. How did they know about it?
    “Q: And what do you mean, an example . . . .
    “[Limon]: There was comments just being made. I was a
    rat. Comments being made about my photos.”
    Limon was shunned by fellow officers. A rat trap was placed on his bus
    seat and in his work mailbox. Limon’s name was scratched off his STU
    mailbox. An unofficial “ ‘Hurt Feelings Report’ ” referring to Limon as a
    “ ‘whimp’ ” was placed in his STU mailbox. The document contained areas to
    complete the “ ‘Whiner’s name, Date feelings were hurt and Name of the man
    or woman that hurt your sensitive feelings.’ ” When Limon showed that
    document to Lieutenant Pittman, the lieutenant laughed.
    4
    Limon’s supervisors also retaliated. For two days, Limon was forced to
    work in uniform, but without a gun or a baton. Limon complained about the
    harassment and retaliation to CDCR but “nothing [came] of his complaints.”
    On July 27, 2015, CDCR transferred Limon back to Donovan. Limon
    went on medical leave that day and never returned to work.
    D. Limon’s Television Interview
    In early May 2016, Limon filed a lawsuit against the CDCR, Badilla,
    Pittman, and others alleging whistleblower retaliation and related causes of
    action in a case entitled Limon v. CDCR et al. (Super. Ct. San Diego County,
    2016, No. 37-2016-00015607-CU-OE-CTL, hereafter, Limon I). Limon’s
    attorney attached to the complaint several photographs of sleeping officers.4
    On May 17, 2016, a San Diego television station discovered Limon’s
    lawsuit, and after contacting his attorney, the station interviewed Limon on
    its news program. On television, Limon stated he had been subjected to
    retaliation because he “ ‘did the right thing’ ” by reporting misconduct by
    fellow officers. The program displayed nine of Limon’s photographs showing
    correctional officers asleep on duty.5
    Associate Warden Joseph Williams has supervisory oversight of the
    STU unit. He described Limon as “the type of employee who was always
    4     According to CDCR’s attorneys, in April 2018 the trial court in Limon I
    granted defendants summary judgment, in part because Limon had failed to
    exhaust administrative remedies. The correctness of that judgment is not
    challenged here. Limon could not have alleged wrongful termination when
    he commenced Limon I because CDCR did not terminate his employment
    until more than a year later.
    5      The television station “pixelated” the photographs to conceal the
    officers’ identity.
    5
    early . . . polite, and willing to assist.” Williams said the news program “was
    an embarrassment” to the Department and in particular to the STU.
    E. Internal Investigation of Limon
    Three days after Limon’s television appearance, Badilla authored a
    memorandum stating that Limon had only brought three of the nine
    photographs to his and another supervisor’s attention. As a result of
    Badilla’s memorandum, in June 2016 an assistant deputy director asked
    CDCR’s office of internal investigation to determine “whether [Limon] had
    failed to report the officers whose pictures were displayed during” the
    May 17, 2016 television interview.
    Limon told the internal affairs investigator that he provided all of the
    photographs to Badilla, some even by hand delivery “to keep things
    confidential and safe.”
    Badilla contradicted Limon’s account, stating that Limon had only
    given one of the photographs shown on television to him, plus two others not
    shown on television.
    F. CDCR Terminates Limon for Dishonesty
    In March 2017, internal affairs submitted its report to Warden Daniel
    Paramo. Paramo knew nothing of the investigation until the completed
    report was referred to him for disposition.
    Paramo believed Badilla’s statements that Limon had reported fewer
    than all of the officers whose photographs were shown on television.
    Accordingly, Paramo concluded that Limon provided “dishonest, evasive,
    and/or misleading information and responses to questions posed to him in
    that he claimed that prior to the termination of his assignment with the STU
    in 2015, [Limon] reported to Captain Badilla that he had observed [eight]
    Correctional Officers . . . sleeping on duty and had also provided Captain
    6
    Badilla with a copy of the photographs of these officers that were displayed
    during the broadcast of [Limon’s] television interview.”
    Using an “Employee Disciplinary Matrix” contained in CDCR’s
    operations manual, Paramo determined that the appropriate penalty for
    intentionally providing dishonest answers to an internal investigation is
    termination.
    In August 2017, CDCR terminated Limon’s employment on the grounds
    of (1) inexcusable neglect of duty; (2) dishonesty; (3) “[d]iscourteous
    treatment” of other employees; (4) willful disobedience; and (5) “[o]ther
    failure of good behavior” that “causes discredit to the appointing
    authority . . . .” In its “Notice of Adverse Action” (Notice), CDCR stated that
    Limon had knowingly violated CDCR policies and procedures by:
    • Initiating news media contact without prior approval;
    • Photographing officers without their prior consent;
    • Using his cellphone to “surreptitiously take photographs” of sleeping
    officers;
    • Failing to report to supervisors that STU staff were sleeping on duty;
    • Dishonestly claiming to have reported to Badilla that nine officers were
    sleeping; and
    • Inexcusably neglecting his duties by using a cellphone to photograph
    fellow STU workers sleeping on duty.
    G. Limon II and Motion for Summary Judgment
    In June 2018, Limon filed this action against CDCR alleging that his
    termination “was in direct retaliation for his reporting of health and safety
    violations . . . as well as his filing of a lawsuit against CDCR.”
    CDCR moved for summary judgment on the grounds that it terminated
    Limon’s employment for “legitimate, non-retaliatory reasons”—specifically,
    7
    that Limon “gave false statements to the CDCR’s Office of Internal Affairs
    during an investigatory interview.” Limon’s “false statements” occurred
    when he told investigators that he provided photographs to Badilla of the
    nine sleeping officers shown in the television news interview.
    Opposing the motion, Limon conceded that dishonesty may warrant
    termination; however, he asserted that he was truthful and CDCR’s
    conclusion that he lied is “drenched in retaliatory bias.” Limon also asserted
    that even if Paramo held no personal retaliatory animus, there was
    “institutional animus against any correctional officer who had the audacity to
    ‘rock the boat’ by reporting rule violation[s] and then making them public
    through lawsuits or the media.” As evidence of such motive, Limon pointed
    to the charge that he had photographed officers without their prior consent,
    which Limon characterized as “laughable.” Limon’s attorney asserted:
    “Presumably, [Limon] would have had to wake up each
    sleeping guard and get the guard’s permission (in writing of
    course) to photograph him and then take the photograph
    after he went back to sleep to avoid this reason for his
    termination.”
    Limon also asserted there was a triable issue that CDCR’s stated
    reasons for terminating his employment were pretextual, designed to cover
    up Badilla’s own mismanagement:
    “Captain Badilla’s [STU] was under immediate fire because
    he had allowed a lax operation wherein highly compensated
    state employees tasked with transporting dangerous
    criminals, routinely brought their pillows to work so they
    could sleep on the job.
    “Captain Badilla individually was exposed for having
    received numerous photographs and verbal reports of
    sleeping employees and then failed to follow up, a violation
    of CDCR policy. The truth is that if the [internal affairs]
    investigation tasked with investigating [Limon] had
    8
    concluded that [Limon] was telling the truth and Captain
    Badilla was lying, then Captain Badilla might very well be
    the one without the job. Captain Badilla had every
    incentive in the world to lie, whereas [Limon] did not.”
    H. The Court Grants Summary Judgment
    The court granted CDCR summary judgment, determining that CDCR
    “had legitimate non-retaliatory reasons for [Limon’s] termination.” The court
    ruled there was “no evidence” that CDCR terminated Limon “in retaliation
    for any whistleblowing acts” and no evidence “showing that the stated reason
    was untrue or pretextual.”
    DISCUSSION
    THE COURT ERRONEOUSLY GRANTED SUMMARY JUDGMENT
    BECAUSE THERE IS A TRIABLE ISSUE OF RETALIATION
    A. The Act
    The Act prohibits retaliation against state employees who “report
    waste, fraud, abuse of authority, violation of law, or threat to public health.”
    (§ 8547.1.) A protected disclosure under the Act is “ ‘a good faith
    communication, including a communication based on, or when carrying out,
    job duties, that discloses or demonstrates an intention to disclose information
    that may evidence (1) an improper governmental activity, or (2) a condition
    that may significantly threaten the health or safety of employees or the
    public if the disclosure or intention to disclose was made for the purpose of
    remedying that condition.’ ” (Levi v. Regents of University of California
    (2017) 
    15 Cal.App.5th 892
    , 902.)
    B. Summary Judgment Shifting Burdens in a Retaliation Case
    When an employer seeks summary judgment on a retaliation claim, the
    employer “ ‘has the initial burden to present admissible evidence showing
    either that one or more elements of plaintiff’s prima facie case is lacking or
    9
    that the adverse employment action was based upon legitimate,
    [nonretaliatory] factors.’ ” (Serri v. Santa Clara University (2014)
    
    226 Cal.App.4th 830
    , 861.)
    “ ‘If the employer meets its initial burden, the burden shifts to the
    employee to “demonstrate a triable issue by producing substantial evidence
    that the employer’s stated reasons were untrue or pretextual, or that the
    employer acted with a [retaliatory] animus . . . .” ’ ” (Ortiz v. Dameron
    Hospital Assn. (2019) 
    37 Cal.App.5th 568
    , 577-578.)
    The central issue is whether the evidence as a whole supports a
    reasoned inference that the challenged action was the product of retaliatory
    animus. (Light v. Department of Parks & Recreation (2017) 
    14 Cal.App.5th 75
    , 94 (Light).) “ ‘[T]he inference must be a reasonable conclusion from the
    evidence and cannot be based upon suspicion, imagination, speculation,
    surmise, conjecture or guesswork.’ ” (McRae v. Department of Corrections &
    Rehabilitation (2006) 
    142 Cal.App.4th 377
    , 389.)
    C. The Standard of Review
    Our review is de novo. (Hedayatzadeh v. City of Del Mar (2020)
    
    44 Cal.App.5th 555
    , 561.) We view the evidence in the light most favorable to
    Limon as the losing party, and resolve any ambiguities in his favor. (Wiener
    v. Southcoast Childcare Centers, Inc. (2004) 
    32 Cal.4th 1138
    , 1142.)
    D. There is a Triable Issue of Retaliation
    Limon does not dispute that dishonesty by a police officer is a “facially
    valid” reason for termination. Accordingly, the correctness of the judgment
    turns on whether there is substantial evidence from which a jury could find
    either that the stated reason was pretextual or the circumstances “ ‘ “as a
    whole support[] a reasoned inference that the challenged action was the
    product of . . . retaliatory animus.” ’ ” (Light, supra, 14 Cal.App.5th at p. 94.)
    10
    “In responding to an employer’s showing of a legitimate reason for the
    complained-of action, a plaintiff cannot show merely that the employer’s
    decision was wrong, mistaken, or unwise. [Citation.] Rather, the employee
    must demonstrate such weaknesses, implausibilities, inconsistencies,
    incoherencies, or contradictions in the employer’s proffered legitimate
    reasons for its action that a reasonable fact finder could rationally find them
    unworthy of credence, and hence infer that the employer did not act for a
    nondiscriminatory reason.” (Hawkins v. City of Los Angeles (2019)
    
    40 Cal.App.5th 384
    , 395.)
    There is sufficient evidence to create a triable issue that CDCR’s
    proffered reason for firing Limon was pretextual. The important backdrop of
    the case, which would be relevant to the jury’s evaluation of the proffered
    reason for dismissal, is what CDCR’s Operations Manual calls the “code of
    silence”—an unwritten rule that an officer does not report wrongdoing by
    fellow officers, and an officer who does will be subjected to retaliation.6
    Limon claimed he had already experienced such retaliation at
    Donovan. After reporting that fellow officers were stealing cash cards from
    inmates, he was shunned by other officers and “ ‘fearful of being killed at any
    moment.’ ” And again, soon after reporting that officers were sleeping on
    duty, Limon’s fellow CDCR officers—including supervisors—retaliated by
    placing a rat trap on Limon’s seat, crossing out his name on his work
    mailbox, drafting a “ ‘Hurt Feelings Report’ ” naming him as complainant
    (about which a lieutenant laughed in Limon’s presence), and most
    significantly—forcing Limon to work for two days in uniform, but without a
    6      See Parrish v. Solis (N.D. Cal. 2014) 2014 U.S. Dist. Lexis 158914 at
    *29 [noting that the “CDCR’s own documents described the ‘Code of Silence’
    as a ‘conspiracy among staff to . . . retaliate against those employees who
    report wrongdoing’ ”].)
    11
    gun or baton to defend himself. Based on this evidence, Limon could
    reasonably argue that the message sent is that officers who report
    misconduct will be ostracized and made to fear for their own safety.
    Despite this evidence, the superior court determined there was “no
    evidence of any ‘institutional animus’ ” toward Limon. However, the evidence
    of retaliation summarized above supports a finding that CDCR officers and
    supervisors had a practice of retaliating against a whistleblower. The same
    evidence would also be sufficient to show that CDCR had failed to adequately
    train its officers not to retaliate against whistleblowers and/or that CDCR
    had failed to discipline those officers who retaliated against whistleblowers.
    Moreover, in determining there was “no evidence of any ‘animus,’ ” the
    superior court also overlooked that Badilla was already a named defendant in
    Limon I when Badilla drafted his memorandum that ultimately led to the
    internal investigation. That would give Badilla a motive to retaliate against
    Limon and exonerate himself from any responsibility for the officers’ sleeping
    on duty. By claiming that Limon never gave him the photographs shown on
    television, Badilla could accomplish both of these objectives.
    Further, Badilla “had the managerial responsibilities” for overseeing
    the STU. Limon publicly embarrassed Badilla on television and brought
    Badilla’s own management failure into sharp focus by showing that sleeping
    in Badilla’s unit was so accepted and institutionalized, some officers even
    brought pillows to work.
    Further, the evidence is reasonably susceptible of an inference that
    within 72 hours of that public embarrassment, Badilla retaliated against
    Limon by writing a memorandum that accused Limon of lying—setting up
    Limon for being terminated for dishonesty. Badilla was not only a moving
    force for the internal investigation that lead to Limon’s termination, but also
    12
    the chief witness against him. This evidence could support an inference of
    pretext or retaliation.
    Additionally, there is substantial evidence that Badilla intentionally
    disclosed Limon’s confidential communications to other officers, knowing and
    intending retaliation to result. Soon after Limon reported the sleeping
    guards to Badilla, STU officers retaliated against Limon, shunning him and
    calling him a “rat.” As Limon explained to investigators, only he and Badilla
    knew about the photographs. If other officers knew too, it could be only
    because Badilla told them. In light of past acts of retaliation against Limon
    at Donovan, a jury could reasonably conclude that Badilla intentionally
    betrayed Limon’s confidence, knowing and intending that retaliation result.
    Defending the summary judgment, CDCR asserts that Paramo alone
    determined to fire Limon, and Paramo based his decision on the internal
    investigation report and objective criteria in the disciplinary matrix. CDCR
    insists, therefore, that Paramo could not have had any animus against Limon
    and decided to terminate Limon “independent of Captain Badilla . . . .”
    However, Paramo had no personal knowledge of any relevant facts—he
    based his decision entirely on the contents of the internal affairs report.
    Paramo determined that Limon lied to investigators because Badilla “when
    interviewed, reported that Mr. Limon had only ever reported three
    officers . . . .” Far from being “independent” of Badilla, Paramo’s decision to
    terminate Limon was substantially, if not entirely, based on Badilla’s
    statements to internal affairs that portrayed Limon as a liar.
    To defeat the summary judgment motion, it was not necessary that
    Limon demonstrate that Paramo himself had retaliatory animus. Rather,
    showing that Badilla—a significant participant in the termination—exhibited
    retaliatory animus is enough to raise an inference that the employment
    13
    decision itself was in retaliation for Limon’s whistleblowing. The leading
    case for this approach is a decision authored by Judge Posner, Shager v.
    Upjohn Co. (7th Cir. 1990) 
    913 F.2d 398
    . The Shager plaintiff, a fifty-year-
    old salesperson, claimed that he was fired because his supervisor was hostile
    to older workers. The supervisor did not personally fire the plaintiff; rather,
    a committee, unbiased and unaware of the supervisor’s prejudice, fired the
    plaintiff on the supervisor’s recommendation. In analyzing whether the
    supervisor’s motives could be imputed to the employer, the Court of Appeals
    looked to whether “the committee’s decision to fire [the plaintiff] was tainted
    by [the supervisor’s] prejudice.” (Id. at p. 405). The record established that
    the supervisor “not only set up [the plaintiff] to fail by assigning him an
    unpromising [sales] territory but influenced the committee’s deliberations by
    portraying [the plaintiff’s] performance to the committee in the worst possible
    light.” (Ibid.) Because the committee “acted as the conduit of [the
    supervisor’s] prejudice,” his prejudice could be imputed to the employer for
    liability purposes. (Ibid.) The Shager court colorfully stated that in
    effectuating the supervisor’s wrongful intent, the committee had acted as the
    “cat’s paw.” (Ibid.)
    California courts apply this same principle of imputed intent. After
    noting that all but one federal circuit had either adopted or approvingly
    referred to this doctrine, the appellate court in Reeves v. Safeway Stores, Inc.
    (2004) 
    121 Cal.App.4th 95
     (Reeves) stated, “We have no doubt that California
    law will follow the overwhelming weight of federal authority and hold
    employers responsible where discriminatory or retaliatory actions by
    supervisory personnel bring about adverse employment actions through the
    instrumentality or conduit of other corporate actors who may be entirely
    innocent of discriminatory or retaliatory animus.” (Id. at p. 116; see also
    14
    DeJung v. Superior Court (2008) 
    169 Cal.App.4th 533
    , 551 (DeJung)
    [“showing that a significant participant in an employment decision exhibited
    discriminatory animus is enough to raise an inference that the employment
    decision itself was discriminatory, even absent evidence that others in the
    process harbored such animus”].)7
    CDCR does not contend the cat’s paw doctrine is not a part of
    California law; rather, CDCR asserts the doctrine “has no applicability to this
    case” because “there was no evidence that Captain Badilla was motivated by
    retaliatory animus . . . .” However, as discussed ante, the evidence submitted
    on summary judgment creates a triable issue that Badilla was so motivated.
    Moreover, the underlying facts in Reeves, supra, 
    121 Cal.App.4th 95
     are
    indistinguishable from the operative facts here. Reeves was a grocery store
    employee who complained to his store manager that fellow workers were
    sexually harassing female employees. (Id. at p. 100.) The store manager
    “seemed resentful and sought to ‘trivialize’ the complaints.” (Ibid.) A store
    manager sarcastically referred to Reeves as “ ‘Mr. Sexual Harassment.’ ” (Id.
    at p. 101.) Reeves was later accused of pushing a female coworker so he could
    reenter the store after business hours (his shift had just ended and he told
    the employee blocking his admittance that he urgently needed to use the
    bathroom). (Id. at pp. 101-102.) The store manager referred the pushing
    incident to store security for an investigation, knowing that all his prior
    referrals to security had resulted in terminations. (Id. at pp. 117-118.)
    Security conducted its investigation and recommended Reeves’s termination
    to a district manager who was otherwise uninvolved in the incident or
    7     CDCR complains that Limon failed to raise the cat’s paw theory in the
    superior court. However, although Limon did not use the phrase “cat’s paw,”
    he adequately raised the issue by arguing that even if Paramo held no
    personal retaliatory animus, there was actionable “institutional animus.”
    15
    investigation. (Id. at p. 104.) The district manager terminated Reeves based
    on a conversation with the investigator. (Id. at pp. 104-105.) Reeves sued for
    retaliation, alleging he was terminated for complaining about sexual
    harassment of his female coworkers. (Id. at p. 105.) The trial court granted
    summary judgment for the employer, but the Court of Appeal reversed,
    explaining that although the district manager was unbiased, Reeves had
    presented sufficient evidence from which a jury could infer the store
    manager—who initiated and participated in the investigation—was
    motivated by retaliatory animus. (Id. at pp. 108-109.)
    Similarly here, although there is no evidence that Paramo himself had
    a retaliatory intent, Limon presented substantial evidence from which a jury
    could infer that Badilla, an employee in a supervisory capacity, was the
    driving force of the internal investigation, provided the chief evidence against
    Limon in that investigation, and did so to retaliate.
    CDCR also contends that the cat’s paw theory should not apply because
    Paramo “did not simply accept Captain Badilla’s version of events.” Rather,
    Paramo also considered the absence of evidence that could corroborate
    Limon’s version of events. However, the issue on appeal from the summary
    judgment is not whether Paramo had a reasonable basis for believing Badilla
    and disbelieving Limon. Rather, the pertinent question is whether there is
    substantial evidence that supervisory personnel steered the investigation to
    put Limon in the worst possible light.
    Additionally, an inference that an employer’s stated reason for an
    adverse employment decision is merely a pretext may arise where the
    employer has given implausible justifications for its action. (Reeves v. MV
    Transportation, Inc. (2010) 
    186 Cal.App.4th 666
    , 677.) Although CDCR
    maintains on appeal that it terminated Limon only for his dishonesty, the
    16
    Notice includes several other grounds including “[d]iscourteous treatment” of
    fellow officers and “[i]nexcusable neglect of duty.”
    The charge of “[d]iscourteous treatment” apparently stems from the
    fact that Limon photographed sleeping officers without their prior consent.
    This justification for terminating Limon borders on the absurd. A CDCR
    policy prohibiting photographing employees could not have been intended to
    prohibit documenting serious dereliction of duty.
    The Notice also states that Limon “needlessly jeopardized the safety
    and security” of his fellow officers, inmate passengers, and public by taking
    photographs while operating a state vehicle and “senselessly subjected CDCR
    to potential liability for [his] actions.” This purported ground for termination
    is also troubling. Limon took several of the photographs from a parked
    vehicle. The background in some of the photographs was sharp and clear,
    indicating a “still shot.” And even with respect to the few photographs taken
    in a moving vehicle, CDCR does not and cannot explain how photographing
    prison guards sleeping aboard a bus transporting dangerous felons is a
    “senseless[]” act warranting the whistleblower’s termination.
    In sum, viewing the evidence in the light most favorable to Limon,
    there is a triable issue of material fact as to whether CDCR’s stated reason
    for Limon’s termination is pretextual or the product of retaliatory animus.
    17
    DISPOSITION
    The judgment is reversed. Limon is entitled to costs on appeal.
    GUERRERO, J.
    WE CONCUR:
    HALLER, Acting P. J.
    AARON, J.
    18
    

Document Info

Docket Number: D076479

Filed Date: 12/3/2020

Precedential Status: Non-Precedential

Modified Date: 12/3/2020