In re M.M. CA2/1 ( 2016 )

Filed 6/24/16 In re M. M. CA2/1
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION ONE
In re M.M. et al., Persons Coming Under B268472
the Juvenile Court Law. (Los Angeles County
Super. Ct. No. DK12025)
LOS ANGELES COUNTY
DEPARTMENT OF CHILDREN AND
FAMILY SERVICES,
Plaintiff and Respondent,
v.
JASON M.,
Defendant and Appellant.
APPEAL from an order of the Superior Court of Los Angeles County. Annabelle
G. Cortez, Judge. Reversed.
Amy Z. Tobin, under appointment by the Court of Appeal, for Defendant and
Appellant.
Mary C. Wickham, County Counsel, R. Keith Davis, Acting Assistant County
Counsel, and Sarah Vesecky, Senior Deputy County Counsel.
__________________________________________
Jason M. (Father) appeals from a juvenile court’s dispositional order it issued after
finding that Father placed his children, Maria M. (Daughter), now almost 12, and Andrew
M. (Son), now almost 11 (collectively Children), at risk of physical and emotional harm
by repeatedly and unjustifiably involving them in welfare investigations during a custody
dispute. Father contends insufficient evidence supports the order. We agree and reverse.
BACKGROUND
Father and I.M. (Mother) (collectively Parents) have been in a custody battle since
2006. During Parents’ battle, the Department of Children and Family Services (DCFS)
received 10 reports regarding Children’s welfare. After the tenth report, DCFS filed a
dependency petition on July 1, 2015, under Welfare and Institutions Code section 300,
subdivision (c), alleging Parents emotionally abused Children by repeatedly and
unnecessarily embroiling them in Parents’ custody battle.1 On September 11, 2015,
DCFS amended the petition to include a subdivision (b) allegation based on the same
facts as in the subdivision (c) allegation. DCFS later filed a second amended complaint,
adding a second subdivision (b) allegation, asserting Parents’ accusations against each
other during the custody dispute endangered Children’s physical health and safety.
During the combined jurisdiction and disposition hearing on October 23, 2015,
DCFS requested the juvenile court strike the first subdivision (b) allegation and the
subdivision (c) allegation based on the same facts that Parents emotionally abused
Children by harmfully involving them in Parents’ custody dispute. The court indicated it
would strike those two allegations and consider only the second subdivision (b) allegation
that Parents’ accusations against each other endangered Children’s physical well-being.
During oral argument, Mother’s and both of Children’s counsel asked the court to strike
Mother from the remaining second subdivision (b) allegation (regarding Parents’
endangerment of Children’s physical well-being). Father’s counsel, on the other hand,
asked the court to strike Father, not Mother, from the allegation. The court sustained the
1 Undesignated statutory references are to the Welfare and Institutions Code.
2
petition on the second subdivision (b) allegation, and struck Mother from the allegation
over DCFS’s objection; the court also sustained the petition on the subdivision (c)
allegation, despite having indicated it struck that ground at DCFS’s request, and, like the
subdivision (b) allegation, struck Mother. As DCFS requested, the court did not sustain
the petition on the first subdivision (b) allegation (regarding Parents’ emotional abuse due
to engaging Children in their custody battle). Father appealed.
DISCUSSION
On appeal, Father argues the jurisdictional findings and dispositional orders are
not supported by substantial evidence.
We review jurisdictional findings and dispositional orders for substantial evidence.
(In re Jeannette S. (1979) 94 Cal.App.3d 52, 58.) Substantial evidence, however, is not
“ ‘any’ evidence” and must be “reasonable in nature, credible, and of solid value.” (In re
Dakota H. (2005) 132 Cal.App.4th 212, 228.) Father “has the burden of showing there is
no evidence of a sufficiently substantial nature to support the finding[s]” (id.), but if he
can, the dispositional orders based on those findings are reversed. In this review, we
“resolve all conflicts and make all reasonable inferences from the evidence to uphold the
court’s orders, if possible.” (In re David M. (2005) 134 Cal.App.4th 822, 828.)
DCFS argues Father forfeited his arguments because at trial he asserted the court
should sustain jurisdiction under the second subdivision (b) allegation as to Mother and
did not allege the court should dismiss the entire petition. We disagree and review
Father’s arguments because the court did not rule as Father asked or in his favor. (People
v. Barton (1995) 12 Cal.4th 186, 198 [estoppel applies only if court acceded to party’s
wishes].)
A. Substantial evidence does not support the subdivision (b) physical danger
allegations
Under subdivision (b)(1), the court has jurisdiction over a child if the “child has
suffered, or there is a substantial risk that the child will suffer, serious physical harm or
illness, as a result of the failure or inability of his or her parent or guardian to adequately
supervise or protect the child . . . .” (§ 300, subd. (b)(1), italics added.) Here, there is no
3
evidence Children were physically endangered by Father’s behavior. The record is
devoid of accusations from DCFS, Children, Mother, or any other reporter that Father
was violent toward Children or placed them at risk of exposure to violence. The record is
likewise devoid of accusations that Parents’ custody battle prevented Father from
physically caring for Children.
Despite this, DCFS argues “Father’s erratic behavior, history of alleging abuse of
the children by mother, his refusal to return the children to mother and insistence that
DCFS and the dependency court become involved, and his behavior once DCFS and the
juvenile court became involved, could have reasonably caused the court to conclude
father was not acting in a protective manner or exercising adequate supervision and that
his children were at significant risk of suffering physical harm if father’s behavior
continued to escalate and the family did not receive services.” (Record citations
omitted.)
DCFS fails, however, to establish a nexus between Father’s behavior and risk of
physical injury to Children. There is no immediate logical connection between involving
Children in a custody battle and risk of harm to their physical well-being, and DCFS’s
attempt to establish a connection here fails. First, alleging a parent failed to act “in a
protective manner” is relevant to a subdivision (b) allegation only if the failure to protect
is from physical harm. That is, a parent could fail to act protectively in certain respects
while still protecting the child’s physical safety. For example, a parent could fail to
protect a child from emotional abuse by a cyber bully, but still protect the child from
physical harm. Without a more specific analysis as to how exactly Father failed to act in
a “protective manner” toward Children’s physical well-being, we do not hold Father
failed to protect Children from physical harm.
Second, DCFS presented no evidence Father failed to exercise “adequate
supervision” over Children due to the custody dispute such that he jeopardized Children’s
physical well-being. The record contained some evidence that Father may have been
4
negligent in his care of Children in the past,2 but DCFS did not clearly argue, if at all,
during oral argument or on appeal that Father’s past neglect is indicative of current abuse
or the possibility of future physical neglect. Father also once made statements to a
reporting party about possible sexual abuse of Daughter, which led to Daughter being
subjected to an examination at the Violence Intervention Program Forensic Clinic.3 The
record does not contain any indication Daughter was scarred by this investigation or she
was at risk of future investigations.
The record does contain evidence, however, that Mother physically abused Son.
For example, DCFS’s jurisdiction and disposition report shows DCFS substantiated
allegations that Mother choked Son; it also indicates it determined allegations Mother
“smacked” Son on his head were inconclusive. The court, however, struck Mother from
the subdivision (b) allegation. In absence of evidence Father’s poor parenting placed
Children at physical risk, we will not consider Mother’s physical abuse of Son as grounds
for sustaining the petition against Father under subdivision (b).
DCFS also argued to the court that, although not pleaded, there was “information
in the reports from Andrew about physical discipline as to him.” We will not consider
this evidence supporting the subdivision (b) allegation for two reasons. One, the thrust of
DCFS’s allegations are that Father’s involvement of Children in Parents’ custody dispute
caused them harm, not that Father inappropriately disciplined Son. If DCFS sought to
have the court sustain the petition on an allegation different in nature from the stated
grounds, DCFS should have requested to submit an amended petition. But, second, even
if we were to consider this allegation, DCFS has not shown Father inappropriately
disciplined Son. Merely referencing Father’s discipline, without explaining the kind of
2 For example, according to DCFS’s jurisdiction and disposition report, DCFS
sustained a neglect allegation against Father after a doctor diagnosed Daughter with
vaginitis due to poor hygiene and wearing a bathing suit too long.
3 Of note, the examination which resulted in Daughter’s vaginitis diagnosis was
initiated after Mother alleged Daughter may have been sexually abused while in Father’s
care.
5
discipline or why it was inappropriate, is not sufficient to sustain a subdivision (b)
allegation, especially without any further explanation in DCFS’s appellate brief.
In making its ruling, the court blended its analysis of subdivisions (b) and (c)
together, but focused almost exclusively on the subdivision (c) grounds and gave little, if
any, analysis to the subdivision (b) grounds. The court cited In re Christopher C. (2010)
182 Cal.App.4th 73 as a case with similar facts, but it is not relevant to the subdivision
(b) analysis on appeal. In that case, a juvenile court sustained a petition under
subdivision (b) and (c) grounds after DCFS received 30 referrals involving serious
physical, emotional, and sexual abuse of children during their parents’ 10-year custody
dispute. (Id. at pp. 78, 81–82.) The appellate court, however, affirmed on the
subdivision (c) grounds only, and did not address the subdivision (b) grounds. In this
regard, In re Christopher C. is irrelevant to our subdivision (b) analysis.
In absence of evidence that Father’s poor behavior placed Children at substantial
risk of physical harm, we will not affirm the petition on the subdivision (b) ground.
B. Substantial evidence does not support the subdivision (c) emotional danger
allegations
Under subdivision (c), the court has jurisdiction over a child if the “child is
suffering serious emotional damage, or is at substantial risk of suffering serious
emotional damage, evidenced by severe anxiety, depression, withdrawal, or untoward
aggressive behavior toward self or others, as a result of the conduct of the parent or
guardian.” (§ 300, subd. (c), italics added.) Of note, DCFS asked the juvenile court to
dismiss this allegation and takes no position on appeal as to the court sustaining the
petition under subdivision (c).
Here, there is no evidence Children exhibited “severe anxiety, depression,
withdrawal, or untoward aggressive behavior.” (§ 300, subd. (c).) First, as to Daughter,
the record is devoid of evidence that she had any such symptoms. She did not report the
symptoms, nor did any adults indicate they observed or had clinically evaluated her to be
at risk of suffering such symptoms. Daughter did not report she thought Parents were
abusing her. While Daughter may experience the unpleasantness of Parents’ separation,
6
the record does not indicate her emotional well-being was affected to the necessary
statutory degree to sustain a petition. (In re David M., supra, 134 Cal.App.4th at p. 828
[“inferences that are the result of mere speculation or conjecture cannot support a
finding”; italics omitted].)
Second, as to Son, sufficient evidence does not support the finding the emotional
problems he may have exhibited were the “result” of Father’s conduct or were severe.
First, DCFS alleges Father jeopardized Son’s emotional well-being by making 10
unjustified reports about Children’s welfare. We disagree. Of the 10 reports, four cannot
be attributed to Father; three of those four reports were about Father’s alleged abuse or
neglect, and one was made by someone who had overheard a snippet of a conversation
between Father and Son. Of the other six reports, DCFS substantiated one and found
another inconclusive against Mother. We will not consider either of those reports as
indications that Father baselessly and unnecessarily made reports.
Of the remaining four reports, two appear justified, even though DCFS did not
substantiate the allegations. In the first report, Father claimed he noticed red marks on
Son’s ankles and Daughter allegedly told Father Mother’s boyfriend had been tying up
Son with a belt. When contacting DCFS, Father admitted he was unsure of Daughter’s
report’s accuracy and asked for “ ‘someone who knows how to interview kids’ ” to speak
with Daughter to verify whether her story was correct. We will not construe Father’s
acknowledgement of his uncertainty and request for help as evidence he baselessly
initiated an investigation. In the second report, Son allegedly told Father Mother’s
boyfriend hit him on his ear with a basketball and he was in pain. Doctors later
diagnosed Son with an ear infection. Although DCFS did not substantiate the allegation
of abuse, Son’s diagnosed ear infection validated Father’s concern.
It is unclear whether the final two reports arose from Father’s legitimate concern.
For one allegation, a reporter from an agency where Father was enrolled in parenting
classes stated Father told the reporter Daughter was having trouble urinating and
sleeping, and during her sleep she said, “ ‘Stop!’ ” and “ ‘Don’t touch my butt.’ ” Father
was concerned Daughter may have been sexually abused by a man while in Mother’s
7
care. DCFS determined the report was unfounded. For the other allegation, law
enforcement said Father contacted them because Father thought Son had two black eyes
and Son told Father Mother’s boyfriend had hit him; Son reported the same to law
enforcement. The officer concluded Son looked tired, but did not have two black eyes,
and he did not believe that Son’s description of Mother’s boyfriend’s behavior
constituted abuse. We will not say two reports, which could be legitimate, constitute a
pattern of unjustified and emotionally damaging reports by Father which caused Son
harm.
In addition to the reports, DCFS has also expressed concern about Father’s
behavior. For example, for months Father would not allow DCFS to conduct an
inspection of his residence, a trailer located in the back lot of his father’s home; Father
also told DCFS it would not be able to inspect his father’s standing home, even though
DCFS said it must, because the occupants (Father’s father and Father’s brother’s family)
would not agree and, in any event, Father claimed Children primarily stayed in his trailer
when they visited. Father also displayed questionable behavior during DCFS monitored
visits. For example, he had “outburst[s]” about the staff, was overheard speaking
negatively and using profanities about Mother and DCFS to Children, and once used a
pocketknife (a prohibited item) to sharpen Daughter’s pencil. Father has also been
described as agitated, aggressive, animated, hyperactive, and loud, but also as forgetful,
confused, and guarded. DCFS, however, must show more than the fact of Father’s poor
or odd behavior for the court to sustain a subdivision (c) allegation; it must show how
Father’s behavior had a significant detrimental emotional impact on Children. DCFS
failed to do so. The record contains little, if any, analysis regarding how exactly Father’s
odd behavior is emotionally impacting Children, and DCFS provided no elucidating
argument on appeal.
DCFS has also reported some odd behavior by Son. For example, DCFS stated in
a last minute information for the court that Son “has falsified [and] made weird and
bizarre statements regarding his parents.” Son told his teacher, for instance, that Father
had his legs amputated, although Father had not. In addition, Son “has purposefully told
8
his father that he has multiple babysitters and that his mother frequently leaves him and
[Daughter] with others to care for them. The child knows that this upsets his father and
causes the father to become agitated.” Son also told DCFS he believes he has been
emotionally abused by Parents because they “ ‘fight’ all the time” and do not speak with
each other. While Son’s behaviors may be odd and somewhat concerning, they do not
indicate Son is evidencing severe symptoms indicative of him being at risk of suffering
emotional abuse due to Father involving him in Parents’ custody battle.
The court sustained the petition under subdivision (c), in part, by relying on In re
Christopher C., supra, 182 Cal.App.4th 73. The court held that under In re Christopher
C., children who have been the “casualties of the family’s longstanding attacks on one
another” and have parents who do not appear to be able or willing to cease the attack fall
under the jurisdiction of the juvenile courts. (Id. at p. 85.) The court distinguished In re
Brison C. (2000) 81 Cal.App.4th 1373, 1375–1376, where jurisdiction was improper
because the parents acknowledged the destructive effect of their custody battle and took
steps to defuse the familial tension. Here, the court found that, unlike the In re Brison C.
parents and more like the In re Christopher C. parents, Father had not indicated he would
cease involving Children in Parents’ custody battle.
We disagree. To start, In re Christopher C. is distinguishable. The family in that
case had been the subject of 30 referrals, three times as many as the 10 at issue here. (In
re Christopher C., supra, 182 Cal.App.4th at 75.) Of those 30 referrals, only one led to a
filed dependency petition, a comparatively far smaller ratio than the ratio here. (Ibid.)
The In re Christopher C. children also tangibly manifested severe emotional and
psychological distress as the result of constant investigative questioning and exams and
Parents’ manipulative coaching. (Id. at p. 84.) For example, the parents’ coaching
caused the children to repeatedly falsely accuse each other of serious sexual abuse to the
point where the children were unable to “distinguish reality from fiction.” (Id. at pp. 84–
85.) Here, as explained above, there is no similar caliber of evidence. The In re
Christopher C. children had also been evaluated by numerous professionals, all of whom
were in agreement the children were suffering significant psychological damage. (Id. at
9
p. 81.) Here, there is no substantive professional psychological analysis regarding
Daughter’s well-being and little to none as to the extent and cause of Son’s issues. As to
Father’s willingness to remedy the familial tension as the parents did in In re Brison C.,
family law courts are permitted to issue orders for families to attend counseling. Nothing
in the record indicates this type of counseling would be insufficient to address the
family’s continuing needs.
“ ‘[T]he juvenile courts must not become a battleground by which family law war
is waged by other means.’ ” (In re Christopher C., supra, 182 Cal.App.4th at p. 85.)
Although Parents’ custody dispute may have the potential to negatively emotionally
impact Children, the evidence does not show the impact warrants dependency
jurisdiction.
DISPOSITION
The dispositional order is reversed.
NOT TO BE PUBLISHED.
LUI, J.
We concur:
ROTHSCHILD, P. J.
JOHNSON, J.
10