In re Barrera CA4/3 ( 2023 )

Filed 6/1/23 In re Barrera CA4/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION THREE
G062551
In re PAUL DE LA CRUZ BARRERA,
Super. Ct. No. 05CF3817)
on Habeas Corpus.
OPINION
Original proceedings; petition for writ of habeas corpus to file a late notice
of appeal. Petition granted.
Appellate Defenders, Inc., and Anna M. Jauregui-Law for Petitioner.
Rob Bonta, Attorney General, and Charles G. Ragland, Senior Assistant
Attorney General for Respondent.
* * *
THE COURT:*
Petitioner Paul De La Cruz Barrera seeks relief from the failure to file a
timely notice of appeal, and to have it deemed constructively filed under the authority of
In re Benoit (1973) 10 Cal.3d 72,87-88. The petition is granted.
Petitioner is the defendant in Superior Court of Orange County criminal
case No. 05CF3817. On March 17, 2007, he was sentenced to 25-years-to life in state
prison.
On January 31, 2022, the trial court found that petitioner’s petition for
resentencing pursuant to Penal Code section 1172.6 established a prima facie showing
entitling him to relief and issued an order to show cause. 1 A hearing was held on January
31, 2023. Petitioner was represented at this hearing by appointed attorney Kenneth Reed
(Reed). After the hearing, the trial court denied the petition.
On March 2, 2023, Appellate Defenders’ Inc. (ADI) received a letter from
petitioner inquiring about how to appeal the court’s denial of his 1172.6 petition. ADI
records reveal that it obtained and uploaded petitioner’s court records on March 17, 2023.
On that same date, ADI staff attorney Anna Jauregui-Law was assigned to petitioner’s
case.
On March 20, 2023, attorney Jauregui-Law reviewed petitioner’s records.
She determined that the last date to file petitioner’s notice of appeal was Monday, April
3, 2023. She also noted that attorney Reed represented petitioner in another pending
matter, and that Reed was still representing petitioner in the instant matter. She
attempted to contact Reed to ascertain if he was going to file a notice of appeal on
petitioner’s behalf and provided Reed with a copy of the letter petitioner sent to ADI.
* Before O’Leary, P. J., Goethals, J., and Delaney, J.
1
Undesignated statutory references are to the Penal Code.
2
Reed never responded to attorney Jauregui-Law’s inquiries. Noting that
Reed never responded to her inquiries, and that the date to file the notice of appeal was
fast approaching, attorney Jauregui-Law prepared petitioner’s notice of appeal on
Wednesday, March 29, 2023. ADI records show that support staff processed the notice
of appeal on that same date. ADI’s envelope which contained the notice of appeal
reflects a metered stamp of March 29, 2023, with a postmark stamp of March 30, 2023,
and receipt by the superior court stamp of April 4, 2023.
Although the notice of appeal was required to be received by April 3, 2023,
the superior court did not reject the notice of appeal as being a late filing. Petitioner’s
appeal of this ruling, which challenges the court’s denial of his petition to vacate his
sentence and to resentence him, is now pending before this court as related case No.
G062499 with the record on appeal being recently filed.
The Attorney General does not oppose petitioner’s request for constructive
filing of his notice of appeal.
The principle of constructive filing of a late notice of appeal should be
applied in situations were a criminal defendant requests trial counsel to file a notice of
appeal on his behalf and counsel fails to do so in accordance with the law. (In re Benoit,
supra, 10 Cal.3d 72, at pp. 87-88.) Relief is also made available where trial counsel
renders a criminal defendant ineffective assistance of counsel entitling him or her to the
constructive filing of a timely notice of appeal. (Roe v. Flores-Ortega (2000) 528 U.S.
470.) In Roe, the United States Supreme Court concluded where trial counsel has been
ineffective in failing to properly consult with his or her client about the appeal process,
and that “constitutionally deficient performance deprives a defendant of an appeal that he
otherwise would have taken, the defendant has made out a successful ineffective
assistance of counsel claim entitling him to an appeal.” (Id. at p. 484.)
Here, petitioner was diligent in timely seeking help from ADI regarding
how to appeal from the trial court’s decision denying him relief at the OSC hearing held
3
on January 31, 2023. Moreover, ADI, in turn, timely informed petitioner’s trial counsel
of petitioner’s interest in appealing the court’s ruling since trial counsel continued to
represent him. ADI also sent trial counsel petitioner’s letter and asked counsel if he was
planning on filing a notice of appeal on petitioner’s behalf. Trial counsel was thus placed
on notice regarding his duty to file a notice of appeal on petitioner’s behalf pursuant to
section 1240.1. “[T]rial counsel has the duty to respond to a timely request of his client
to either file an appeal, instruct him how to file it, or to secure other counsel for him.” (In
re Chadwick C. (1982) 137 Cal.App.3d 173, 180.) Trial counsel’s inaction deprived
petitioner of a timely filed notice of appeal, resulting in ineffective assistance of counsel.
Petitioner is further entitled to relief on the grounds of institutional failure.
ADI prepared and processed the notice of appeal on March 29, 2023, but it was not
received by the trial court until April 4, 2023, or one day late. Institutional failure may
provide a petitioner relief for filing a late notice of appeal.
Institutional failure justified relief in In re Fierro (1985) 169 Cal.App.3d
543, 546-548. In Fiero, the court found Fiero filed a timely in propria persona notice of
appeal, but the appeal was dismissed because he failed to timely file an appellant’s
opening brief. In ordering the appeal reinstated, the court concluded the Department of
Correction’s institutional failure to promptly forward the court’s notices, or to inform the
court of petitioner’s correct address, as well as the court’s own institutional failure to
ascertain petitioner’s correct address within the prison system, constituted an institutional
failure entitling him to relief because he was not afforded “a fair opportunity to correct
prior oversights or neglect.” (Id. at pp. 546-547.)
The petition is granted. The clerk of the Superior Court is directed to treat
the notice of appeal filed on April 4, 2023, in Orange County Superior Court case No.
05CF3817 as being timely filed. In the interest of justice, the opinion in this matter is
deemed final as to this court forthwith.
4