People v. Sounatananh CA4/2 ( 2024 )

Filed 2/22/24 P. v. Sounatananh CA4/2
See Concurring Opinion
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Appellant, E080757
v. (Super.Ct.No. FVI22001158)
NICK SOUNATANANH, OPINION
Defendant and Respondent.
APPEAL from the Superior Court of San Bernardino County. Miriam Ivy
Morton, Judge. Affirmed.
Jason Anderson, District Attorney, and Cary Epstein, Deputy District Attorney, for
Plaintiff and Appellant.
David R. Greifinger, under appointment by the Court of Appeal, for Defendant
and Respondent.
Rob Bonta, Attorney General, Robert W. Byrne, Assistant Attorney General,
Myung J. Park, Carol A. Z. Boyd and Janelle M. Smith, Deputy Attorneys General, as
Amicus Curiae for State Water Resources Control Board.
1
INTRODUCTION
In this appeal, the People contend the trial court erred in granting defendant and
respondent Nick Sounatananh’s motion to dismiss pursuant to Penal Code section 995.
The People argue defendant’s failure to obtain a permit through the regional water board
is sufficient evidence to demonstrate a violation of Health and Safety Code section
11358, subdivision (d)(3)(B), marijuana cultivation with a concurrent violation of Water
Code section 13260. The People also argue the mere use of water in outdoor commercial
cannabis cultivation constitutes waste, and evidence of such use, by itself, is sufficient to
constitute a violation of Health and Safety Code section 11358, subdivision (d)(3)(B).
We affirm.
PROCEDURAL BACKGROUND
On May 6, 2022, the People filed a felony complaint charging defendant with
marijuana cultivation in violation of Health and Safety Code section 11358,
subdivision (d)(3). On September 27, 2022, a preliminary hearing was held. At the
conclusion of evidence and argument, the magistrate found sufficient cause to believe
defendant committed a violation of Health and Safety Code section 11358, subdivision
(d)(3)(b). In discussing the evidence presented, the magistrate commented, “I don’t
suppose that marijuana plants that are being cultivated in this manner just subsist on
water.” The magistrate also opined, “I believe a large operation like this would require
all kinds of chemicals to keep these plants going that can contaminate the water.”
Defense counsel pointed out to the magistrate “[t]here’s no testimony of that. There’s no
2
evidence of that.” The magistrate responded, “[w]ell, I think that . . . is why a permit is
required for such an operation . . . .” Prior to ruling, the magistrate concluded, “[a]gain,
the Court has to assume there’s going to be some contamination from this—the size of
this project, the type of project, how it’s being done, . . .”
On October 13, 2022, defendant filed a motion to dismiss pursuant to Penal Code
section 995. In his motion, defendant argued the absence of a permit is insufficient to
prove a violation of Water Code section 13260.1 Defendant also argued the People failed
to prove actual discharge of waste at the preliminary hearing. The People filed an
opposition to defendant’s motion to dismiss and a supplemental opposition. In their two
oppositions, the People argued that the absence of a permit alone is sufficient to prove a
violation of section 13260. The People also argued use of water, in commercial
marijuana cultivation, by itself, constitutes waste and thus violates section 13260. On
January 27, 2023, defendant’s motion was heard and granted by a superior court judge.
The superior court judge reasoned, “There is no indication in this preliminary hearing
transcript that there’s anything other than water and some plants.” In evaluating the legal
issues, the superior court judge commented, “[a]nd we are all sitting here and agreeing
that there was no illegal discharge of waste. Now, perhaps they need a permit to cultivate
the marijuana, so their marijuana cultivation process needs to be shut down, but does it
rise to this concurrence with a violation of environmental law? It is not as you have it
written here.” In granting defendant’s motion, the superior court judge stated, “I have
1 All further unlabeled statutory references are to the Water Code.
3
reviewed Water Code section 13260. I don’t see anything in this preliminary hearing
[transcript] that rises to the level to hold to answer in violation of this code section.”
STATEMENT OF FACTS2
Deputy Griego had been a sworn deputy for approximately 15 years. In 2021,
Deputy Griego was assigned to the marijuana enforcement team where he received in-
house training regarding marijuana grows and cultivation of marijuana. During his year
on the marijuana enforcement team, Deputy Griego conducted approximately
70 investigations on his own and participated in several hundred investigations with other
members of his team. On March 3, 2022, Deputy Griego served a search warrant for a
suspected illegal marijuana cultivation in San Bernadino County, specifically in
Newberry Springs. Deputy Griego and his team scouted the area two days prior to
executing the search warrant and observed two marijuana grow houses on the property.
The grow houses were each approximately 40 feet long by 40 feet wide. Deputy Griego
likened the structure to the skeleton of a greenhouse. There were no permanent structures
on the property.
Upon arriving at the location to execute the search warrant, Deputy Griego saw a
single trailer on the property. Deputy Griego and his team made announcements and
defendant exited the trailer. Defendant’s date of birth was established by his
identification card to be October 6, 1971. In speaking to defendant, Deputy Griego
noticed defendant’s hands were dirty, had soil or dirt on them, and were tinted green.
2 The statement of facts contains only those facts presented at the preliminary
hearing.
4
Deputy Griego found the appearance of defendant’s hands to be consistent with someone
handling marijuana plants. Deputy Griego also compared defendant’s shoes to shoe
impressions left around the property and found them to be a match. When interviewed,
defendant eventually admitted to being at the location to water and tend to the marijuana
plants.
During a search of the property, 630 marijuana plants were located. Deputy
Griego also observed four water cubes, each containing approximately 275 gallons of
water. It appeared the water cubes were being used to water the marijuana plants. The
water cubes had hoses and irrigation running to the grow houses. The hoses were being
used to water the marijuana plants by hand. The soil around the plants was damp
indicating to Deputy Griego the plants had recently been watered. A marijuana plant
requires one to five gallons of water a day. The size of the water cubes located on the
property was consistent with the volume of water necessary to water the marijuana plants
found. A well was also located on the property. Deputy Griego did not investigate the
nature of the well or whether it was operational.
A permit from the regional water board is required to cultivate marijuana. K.
Bindl is an environmental scientist who works for the water board. K. Bindl is in charge
of water code violations and has received training from attorneys at her office regarding
water waste violations and other water code violations. K. Bindl has also received
training on internal and commercial policies regarding water. K. Bindl’s agency issues
water discharge permits for marijuana cultivation. Water discharge permits are required
5
for any legal water discharge from hemp grows and other marijuana cultivations. K.
Bindl reviewed the records for the property Deputy Greigo searched and found no water
discharge permit had been issued. K. Bindl opined that based on her training, education,
and experience, failure to have a discharge permit for a marijuana cultivation is a
violation of section 13260.
Samples of the marijuana located on the property were taken and booked into
evidence. The marijuana samples were later tested by the supervisor of the lab used by
the San Bernardino Sheriff’s Department (Sheriff’s Department). The lab supervisor,
having 25 years of laboratory experience and using scientifically accepted methods,
tested the marijuana provided by the Sheriff’s Department. Based on the results of the
testing, the lab supervisor opined that the substance provided by the Sheriff’s Department
was marijuana.
STANDARD OF REVIEW
At the preliminary hearing, the magistrate’s role “is to determine whether there is
‘sufficient cause’ to believe [the] defendant guilty of the charged offense.” (People v.
Abelino (2021) 62 Cal.App.5th 563, 573 (Abelino).) Sufficient cause is “ ‘ “generally
equivalent to ‘reasonable and probable cause.’ ” ’ ” (People v. San Nicholas (2004) 34
Cal.4th 614, 654, quoting People v. Williams (1988) 44 Cal.3d 883, 924).) Reasonable or
probable cause exists where “ ‘ “such a state of facts as would lead a man of ordinary
caution or prudence to believe and conscientiously entertain a strong suspicion of the
guilt of the accused.” ’ ” (San Nicholas, at p. 654.)
6
Under Penal Code Section 995, a defendant may move to dismiss an information
on the ground that the defendant “had been committed without reasonable or probable
cause.” (Pen. Code, § 995, subd. (a)(2)(B).) In reviewing a superior court’s ruling on a
motion to dismiss pursuant to Penal Code section 995, the reviewing court directly
reviews the magistrate’s ruling at the preliminary hearing. (People v. Superior Court
(Mendez) (2022) 86 Cal.App.5th 268, 277).) The reviewing court “draw[s] all reasonable
inferences in favor of the information [citations] and decide[s] whether there is probable
cause to hold the defendant[] to answer, i.e., whether the evidence is such that ‘a
reasonable person could harbor a strong suspicion of the defendant’s guilt’ [citations].”
(Lexin v. Superior Court (2010) 47 Cal.4th 1050, 1072.)
“[A]n . . . information should be set aside only when there is a total absence of
evidence to support a necessary element of the offense [or special circumstance] charged.
[Citations.] [¶] ‘Although there must be some showing as to the existence of each
element . . . such a showing may be made by means of circumstantial evidence supportive
of reasonable inferences on the part of the magistrate.’ [Citation.] ‘Every legitimate
inference that may be drawn from the evidence must be drawn in favor of the
information.’ [Citations.]” (People v. Superior Court (Jurado) (1992) 4 Cal.App.4th
1217, 1226.) However, the inferences must be reasonable. (Ibid.) “An inference is not
reasonable if it is based only on speculation. [Citation.]” (People v. Holt (1997) 15
Cal.4th 619, 669.)
7
DISCUSSION
A. Sufficient Evidence was Presented to Find Defendant Violated Health and Safety Code
Section 11358, Subdivision (c)
Under Health and Safety Code section 11358, subdivision (c), it is a misdemeanor
for a person 18 years or older to cultivate more than six living cannabis plants, except as
provided by law. A violation of Health and Safety Code section 11358 becomes a felony
if the violation meets the additional requirement of resulting in a violation of certain
enumerated environmental laws, as in this case Water Code section 13260. (Health &
Saf. Code, § 11358, subd. (d).)
Here, the People argue and defendant agrees, sufficient evidence was presented at
the preliminary hearing for defendant to be held to answer for a misdemeanor violation of
Health and Safety Code section 11358, subdivision (c). At the preliminary hearing,
Deputy Griego testified defendant was 51 years old at the time of the offense. Defendant
admitted to being at the location to water and tend to the marijuana plants. Defendant’s
shoe prints were located near the marijuana plants and his hands were tinted green with
remnants of dirt or soil. The grow houses contained a total of 630 suspected marijuana
plants. When tested, the samples taken from the grow houses, tested positive for
marijuana. This evidence, taken in its totality, constitutes “sufficient cause” to believe
defendant is guilty of a violation Health and Safety Code section 11358, subdivision (c).
(Abelino, supra, 62 Cal.App.5th at p. 573.)
8
B. Insufficient Evidence was Presented to Find Defendant Violated Health and Safety
Code 11358, subdivision (d)(3)(B)
In 2016, the Comprehensive Adult Use of Marijuana Act (Proposition 64)
amended Health and Safety Code section 11358 to narrow the circumstances when
cultivation of marijuana is punishable as a felony. (Proposition 64, pp. 60-61.) As
amended by Proposition 64, a violation of Health and Safety Code section 11358 is
punishable as a felony when marijuana cultivation results in a violation of certain
enumerated environmental laws. (Health & Saf. Code, § 11358, subd. (d).) In discussing
various concerns regarding marijuana cultivation, the authors of Proposition 64
expressed, “[c]urrently, illegal marijuana growers steal or divert millions of gallons of
water without any accountability. The Adult Use of Marijuana Act will create strict
environmental regulations to ensure that the marijuana is grown efficiently and legally, to
regulate the use of pesticides, to prevent wasting water, and to minimize water usage.
(Proposition 64, p. 2.)
In an effort to achieve these goals, Proposition 64 requires each regional water
board to establish conditions addressing 12 separate concerns: (1) Site development and
maintenance, erosion control and drainage features; (2) stream crossing installation and
maintenance; (3) riparian and wetland protection and management; (4) soil disposal; (5)
water storage and use; (6) irrigation runoff; (7) fertilizers and soil; (8) pesticides and
herbicides; (9) petroleum products and other chemicals; (10) cultivation-related waste;
(11) refuse and human waste; (12) clean up, restoration, and mitigation. (Proposition 64,
9
p. 46.) The environmental laws Proposition 64 added to Health and Safety Code
section 11358 are demonstrative of these concerns. For example, the amendment
included: Water Code section 1052 (unauthorized diversion of water); Water Code
section 13272 (prohibiting discharge of petroleum into state waters); Fish and Game
Code section 5652 (prohibiting disposal of litter, waste, etc. into state waters); Fish and
Game Code section 1602 (prohibiting substantial diversion or obstruction of natural
water flow); Penal Code section 374.8 (prohibiting hazardous substances to enter state
waters).
Health and Safety Code section 11358 includes Water Code section 13260.
Section 13260, subdivision (a), provides, “Each of the following persons shall file with
the appropriate regional board a report of the discharge, containing the information that
may be required by the regional board: [¶] (1) A person discharging waste, or proposing
to discharge waste, within any region that could affect the quality of the waters of the
state, other than into a community sewer system.” (Wat. Code, § 13260, subd. (a)(1).)
“ ‘Waste’ includes sewage and any and all other waste substances, liquid, solid, gaseous,
or radioactive, associated with human habitation, or of human or animal origin, or from
any producing, manufacturing, or processing operation, including waste placed within
containers of whatever nature prior to, and for purposes of, disposal.” (Wat. Code,
§ 13050, subd. (d).) Evidence of harm can convert an otherwise innocuous substance
into waste, and a substance’s characterization as waste turns on “the harm it cause[s] to
the environment.” (Sweeney v. California Regional Water Quality Control Bd. (2021) 61
10
Cal.App.5th 1093, 1119 (Sweeney).) “ ‘Waters of the state’ ” is defined as “any surface
water or groundwater, including saline waters, within the boundaries of the state.” (Wat.
Code, § 13050, subd. (e).)
Here, at the preliminary hearing, the People proceeded on the theory that
defendant violated section 13260. Thus, the threshold issue is whether defendant is a
person discharging or proposing to discharge waste. At the motion to dismiss hearing,
the People conceded no evidence was presented showing defendant actually discharged
waste, instead relying on the absence of a permit as sufficient grounds for a violation of
section 13260. However, the People now argue, use of water, alone, in marijuana
cultivation constitutes waste.
There are two arguably broad categories of waste: (1) a substance that is
independently waste regardless of how it is used; (2) a substance that is generally
innocuous but can be converted into waste when it is used in a manner that harms the
environment. Here, the People’s argument that use of uncontaminated water in a
marijuana cultivation constitutes waste implicates the second category of waste. While
an innocuous substance, such as water, can constitute waste, the manner in which it is
used is paramount to such a conclusion. (See Lake Madrone Water Dist. v. State Water
Resources Control Bd. (1989) 209 Cal.App.3d 163, 170 (Lake Madrone) [release of dam
water resulting in flushing accumulated sediment into a creek constituted “waste” for
purposes of clean water statute]; see also Sweeney, supra, 61 Cal.App.5th at pp. 1117-
11
1118 [use of non-contaminated fill material constituted waste when its use to repair an
exterior levy resulted in environmental harm to a tidal marsh].)
While acknowledging that “affect[ing] . . . the waters of the state” is a separate
element of section 13260, the fact that the environmental impact of a substance’s use in a
particular manner can convert an otherwise innocuous substance into waste, we must
consider that impact in assessing whether a substance qualifies as waste. In Lake
Madrone, the opening of the dam and releasing water downstream was causing
concentrated sediment to clog a downstream creek. (Lake Madrone, supra, 209
Cal.App.3d at 170.) The court in Lake Madrone acknowledged that while the silt was
innocuous “in its unconcentrated form,” “by furnishing a man-made artificial location for
its concentration, . . . the innocuous substance [was changed] into one . . . deadly to
aquatic life.” (Lake Madrone, supra, 209 Cal.App.3d at pp. 169-170.) In Sweeney, the
court concluded that uncontaminated fill material could convert into waste when the use
of that material converted the site “from tidal marsh to a largely dry island.” (Sweeney,
supra, 61 Cal.App.5th at p. 1118.)
The People failed to provide evidence of a functional equivalent at the marijuana
cultivation site. There was no evidence presented that the water used in the marijuana
cultivation was having a negative impact on the surrounding environment, including, but
not limited to the surrounding state waters. The holdings in Lake Madrone and Sweeney
suggest a negative environmental impact is necessary to convert an otherwise innocuous
substance, such as water, into “waste.” Further, there was no evidence presented that the
12
water was mixing with any substances that would result in the water itself constituting
sewage or waste, independent of an environmental impact. Without such evidence, the
use of water itself does not constitute waste. No other evidence of actual discharge was
presented or argued. As such, the People failed to prove defendant was a person
discharging waste.
Section 13260 is also violated if defendant is a person proposing to discharge
waste. (§ 13260, subd. (a)(1).) The evidence presented at the preliminary hearing
relevant to this inquiry involves the nature of the property and the nature and character of
the cultivation operation. All evidence presented was testimonial. There were no photos
or other exhibits presented at the preliminary hearing. Related to the nature of the
property, evidence was presented that the property did not have a specific address, but
was identified by parcel number. The property contained a travel trailer with a fence
surrounding it, two grow houses, and a well. The square footage of the grow houses was
a combined 3,200 square feet. All other physical characteristics about the property are
unknown. It is unknown whether the property is in a rural area, if the property was
attached to a community sewer system, or if there were nearby lakes, streams, or other
state waters.
Related to the nature and character of the cultivation operation, evidence was
presented that the property contained two grow houses holding a total of 630 marijuana
plants. Four water cubes were located, each of which held 275 gallons of water. The
water containers had hoses and irrigation attached to them and it appeared the hoses were
13
being used to water the marijuana plants by hand. The ground near the marijuana plants
was damp as if it had been watered recently. No evidence was presented related to waste
discharge, actual or potential. There was no evidence presented about whether there were
waste containers on the property, irrigation runoff visible, or any other method of waste
disposal. There was also no evidence presented about the use of chemicals or pesticides.
In addition to a lack of evidence presented as to the nature and character of this
particular cultivation operation, the record also lacks generalized testimony about the
nature and character of cultivation operations of this size. While testifying, Deputy
Griego began to opine about the environmental impact of marijuana cultivation, however,
the magistrate sustained an objection and no further efforts to elaborate were made.
There was no evidence presented that marijuana cultivations of this size, by definition,
would result in waste that could impact the waters of the state. Nor was there any other
generalized testimony about the common practices of marijuana cultivation, such as the
use of pesticides or waste disposal procedures.
Ultimately in ruling, the magistrate assumed facts that were not presented at the
preliminary hearing. The magistrate’s comment, “I don’t suppose that marijuana plants
that are being cultivated in this manner just subsist on water,” is not based on any
evidence presented at the preliminary hearing and instead appears to be based on
speculation. The magistrate speculated further stating, “I believe a large operation like
this would require all kinds of chemicals to keep these plants going that can contaminate
the water.” After comments by defense counsel about the lack of evidence presented, the
14
magistrate concluded, “[a]gain, the Court has to assume there’s going to be some
contamination from this⸺the size of the project, the type of project, how it’s being
done, . . .” While a magistrate is able to make reasonable inferences based on the
evidence presented, speculation of this nature and to this degree goes beyond the
requirement that the reviewing court draw “ ‘ “every legitimate inference . . . in favor of
the information.” ’ ” (Salazar v. Superior Court (2000) 83 Cal.App.4th 840, 842.) The
preliminary hearing transcript is devoid of any evidence showing defendant discharged or
proposed to discharge waste. Thus, the People did not provide sufficient cause to believe
defendant violated Water Code section 13260, and in turn, Health and Safety Code
section 11358, subdivision (d)(3)(B).
In their reply brief, the People argue defendant’s failure to obtain a permit through
the regional water board is sufficient evidence to demonstrate a violation of Health and
Safety Code section 11358, subdivision (d)(3)(B). However, the plain language of the
statute does not support this conclusion. Water Code section 13260 imposes a reporting
requirement on individuals engaging in or proposing to engage in certain conduct. Not
having a valid discharge permit is not proof, by itself, that an individual is engaging in or
proposing to engage in discharge of waste that could affect the quality of the waters of
the state. Water Code section 13304, subdivision (a), affirms our interpretation,
providing in part, “A person . . . who has caused or . . . causes . . . any waste to be
discharged or deposited where it is, or probably will be, discharged into the waters of the
state and creates, or threatens to create, a condition of pollution or nuisance, shall, upon
15
order of the regional board, clean up the waste or abate the effects of the waste, or, in the
case of threatened pollution or nuisance, take other necessary remedial action.”
Section 13304 requires that an individual or entity clean up discharged waste or
abate the effects of the waste. (Wat. Code, § 13304 subd. (a).) In situations of threatened
pollution or nuisance, an individual or entity shall take other necessary remedial action.
(Wat. Code, § 13304, subd. (a).) The penalties enumerated in Water Code section 13304
presuppose actual damages or anticipated damages resulting from actual or proposed
discharge of waste. These penalties do not conform with the People’s interpretation of
Water Code section 13260 where absence of a permit, by itself, is a violation. Instead,
the language of Water Code section 13260 and its inclusion in Health and Safety Code
section 11358 comports with the intentions of the drafters of Proposition 64 to curb the
negative impacts of marijuana cultivation.
The People also argue “[b]ased on the size and scope of the outdoor commercial
cannabis cultivation . . . a minimum of 630 gallons of liquid was being discharged on the
ground each day. Such discharge of waste could have resulted irrigation runoff,
tailwater, sediment or plant waste that could have entered the ground water affecting the
water quality of the state.” Again, no evidence presented at the preliminary hearing
supports such conclusions. The testimony presented indicates that marijuana plants
require one to five gallons of water a day and there is no evidence that the plants were
being over watered or that the land was structured in such a way to prevent effective
water absorption. Irrigation runoff, for example, suggests that the plants or land where
16
the irrigation is occurring is unable to absorb the volume of water discharged, thus
resulting in water flowing to a different location. (Martinson v. Hughey (1988) 199
Cal.App.3d 318, 329 [discussing the rights of upper land owners to reasonably discharge
irrigation tail water onto a lower land owner’s property].) The watering of a large
number of plants does not result in de facto irrigation runoff and mere absorption of
water into the soil is not irrigation runoff. (Rancho Viego v. Tres Amigos Viejos (2002)
100 Cal.App.4th 550, 557 [describing irrigation runoff as “water cascading and seeping
from the cut slopes… causing damage to and destabilization of the slope” that could be
solved by reducing irrigation or installing water control systems].) No evidence
presented at the preliminary hearing suggests this was occurring.
In their reply brief, the People outline the potential environmental harms
marijuana cultivation operations produce. The People cite an article detailing, among
other things, the risk of pesticides contaminating the water and the negative impact of
marijuana leaching of nutrients from the soil. While informative, including this
information in briefing does not ameliorate the absence of evidence at the preliminary
hearing.
The People had the ability and opportunity to call a witness who could have
provided testimony about the environmental impact marijuana cultivation has on the
state’s water. Evidence Code section 801 allows experts to testify “[r]elated to a subject
that is sufficiently beyond common experience.” (Evid. Code, § 801, subd. (a).) The
environmental impact of marijuana cultivation is a subject sufficiently beyond common
17
experience. (See generally People v. Guntert (1981) 126 Cal.App.3d Supp. 1 [both
prosecution and defense allowed to call experts where defendant on trial for depositing a
substance and material deleterious to fish and plant life into state waters].) It’s plausible
K. Bindl had the knowledge and expertise to provide this evidence if she’d been asked.
However, ultimately no evidence came before the magistrate related to these relevant
issues. This court cannot speculate what the evidence would have shown if it had been
presented.
The question before this court is not whether defendant is a person discharging or
proposing to discharge waste in violation of section 13260, but instead, whether the
People provided enough evidence at the preliminary hearing for the magistrate to find
sufficient cause. A review of the record shows the People did not. This court cannot rely
on the recitation of the impact of marijuana cultivation on the environment the People
provide in their briefing when it was not presented to the magistrate as evidence. While
argument of the law is appropriate, providing substantive evidence through briefing is not
a substitute for presenting evidence at the preliminary hearing. To allow the People to
put forth substantive evidence through briefing would rob defendant of the opportunity to
object to its consideration. (People v. Banda (2018) 26 Cal.App.5th 349, 360 [finding
trial court erred in taking judicial notice of a police report after the court ruled, depriving
the defendant both notice and the opportunity to object].) While this court does not
necessarily disagree that the marijuana cultivation at issue may have violated
18
section 13260, insufficient evidence was presented at the preliminary hearing to warrant a
holding order.
DISPOSITION
The order granting defendant’s motion to dismiss is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
McKINSTER
Acting P. J.
I concur:
CODRINGTON
J.
19
[People v. Sounatananh, E080757]
RAPHAEL, J., Concurring.
I join the court in affirming the trial court’s dismissal of the single felony charge
of cultivating cannabis plants in violation of Health & Safety Code section 11358,
subdivision (d)(3). This crime incorporates the elements of another statute defining a
civil regulation. I respectfully concur separately because the majority’s analysis does not
focus on statutory language and obscures the elements of the offense.
I
The charge against defendant Nick Sounatananh includes three elements. The first
is that he cultivated more than six living cannabis plants, and the second is that he did so
knowing it was cannabis. (Health & Saf. Code, § 11358, subd. (d) (section 11358);
CALCRIM No. 2370.) The parties agree the preliminary hearing testimony covered
these elements, as Sounatananh was found at a cannabis operation with 630 live plants
and admitted tending to them.
The third element makes the charge a felony if the cannabis cultivation offense
“resulted in” a “violation of” at least one of a list of 15 other statutory provisions, mostly
civil requirements from the Water Code or the Fish & Game Code. (§ 11358, subd.
(d)(3).) The People argue they showed the cannabis cultivation offense resulted in a
violation of Water Code section 13260 (section 13260) “relating to the discharge of
water.” (§ 11358, subd. (d)(3)(B).)
1
The disputed appellate issue, then, is whether the testimony at the preliminary
hearing provided some evidence that the cannabis cultivation offense violated all the
elements of section 13260. At this stage, the People simply need some non-speculative
showing as to each element of the section 13260 violation. (Maj. opn., ante, at p. 7.) At
trial, they would need to prove this charge beyond a reasonable doubt.
Because we analyze one criminal charge and only one of the theories that could
support that charge, the case does not implicate the broad legislative mandate provided to
the State Water Resources Control Board (Board) and its regional water quality control
boards to regulate the range of ways that cannabis cultivation may affect the state’s water
supply. (See Wat. Code, § 13276, subd. (b)(1) [requiring that the Board address a dozen
items relating to waste discharge from cannabis cultivation].)
Accordingly, one of the People’s primary arguments is misdirected to this criminal
case. They argue the Board’s regulations require all commercial cannabis operations of a
certain size to seek a permit, so those regulations “make clear that failure to file [for] a
waste discharge permit prior to engaging” in an operation the size of the one in this case
violates section 13260. That is, they claim the “burden is placed on the cultivator to
comply with the regulations or suffer a violation of section 13260, subdivision (a).”
While the People may be correct as to what Board regulations require, section
13260, charged as a felony through section 11358, places no such burden on the
cultivator. The language of the section does not (for instance) make criminal the failure
to file a for a permit “as required by Board regulations.” Rather, it makes criminal the
2
failure to file for a permit if a cannabis operator is discharging “waste” that “could affect
the quality of the waters of the state, other than into a community sewer system.”
(§ 13260, subd. (a)(1).)1 By its terms, the criminal statute applies only when the
cultivation offense “results in” a violation of the Water Code provision. A cultivation
offense cannot result in the failure to file for a permit, but it could result in a discharge of
waste that affects the quality of the waters of the state.
So understood, the language of sections 11358 and 13260 allows for trial defenses
that the operator was not discharging waste, that the waste did not affect the quality of
state waters, or that the waste was discharged into a community sewer system. It does
not provide for a felony if the operator failed to file for a permit for reasons that can be
known only by reading regulations. The language of the felony charged through sections
11358 and 13260 therefore does not incorporate cannabis regulations that the Board
adopts through a different statutory provision (such as Wat. Code, § 13149) granting it
authority to issue cannabis cultivation regulations. The statutory crime for failure to
furnish a report (or pay a fee) is Water Code section 13261 and defines a misdemeanor.2
1 An illustrative contrast with this statute is the statute criminalizing the failure to
file tax returns, which applies to people who fail to file any “required” return. (Rev. &
Tax. Code, § 19701, subd. (a); see 26 U.S.C. § 7203 [including persons “required
by . . . regulations” to file a federal return].) This language means that whenever
regulations change the minimum income for which a tax return is required, the class of
persons subject to criminal liability for failure to file also changes. (See CALCRIM No.
2800 [first element].) If Water Code section 13260 similarly required filing for any
“required permit,” then the only proof needed would be the failure to file as required.
2 Although a permit is not required by section 11358, a valid permit may be a
defense to a section 11358 charge. The crime excludes cannabis cultivators who are
[footnote continued on next page]
3
The question for us, then, is whether the People at the preliminary hearing
provided some evidence that Sounatananh’s cannabis operation violated the elements of
section 13260 as the statute provides them. We must examine those elements.
II
Section 13260 requires certain people to file a report of a “discharge” with a
regional water board. The section contains two elements Sounatananh identifies as
unsupported by evidence. The people who must file reports are (a) discharging or
proposing to discharge “waste” that (b) “could affect the quality of the waters of the state,
other than into a community sewer system.” (§ 13260, subd. (a)(1).)
As to the first of these elements, the preliminary hearing included sufficient
evidence to suggest that “waste” was being discharged from the cannabis operation.
The preliminary hearing witness testified that the site included 630 live plants, and
each plant was maintained with one to five gallons of water per day. This was evidence
that the cannabis operation irrigated with at least 630, and perhaps about 3000, gallons of
water daily. The soil was damp around the plants. Under the low preliminary hearing
standard, this is sufficient evidence to establish that irrigation runoff was discharged from
the marijuana operation, at least into groundwater.
acting as “provided by law.” (§ 11358, subds. (a), (d).) California has a detailed
licensing process for cannabis cultivation. (See Bus. & Prof. Code, §§ 26060-26066.2;
Cal. Code Regs., tit. 4 §§ 15500-15507.) The model jury instructions contain instructions
on “lawful use” defenses to some cannabis offenses. (See CALCRIM Nos. 3412, 3413,
3415; see also CALCRIM No. 2370 [bench notes discussing lawful use defenses].) They
do not include permit authorization among the lawful use defenses, but such a defense
should be available.
4
Water that is irrigation runoff from a cannabis operation constitutes “waste.”
“Waste” is defined for regulatory purposes, beyond just cannabis operations, in the
division of the Water Code covering water quality. It is defined comprehensively to
include “liquid . . . from any producing, manufacturing, or processing operation.” (Wat.
Code, § 13050(d).)3 That definition includes any irrigation runoff from an operation. In
fact, for cannabis cultivation, the Board must establish “waste discharge requirements”
that include “irrigation runoff” as well as erosion control and drainage. (Wat. Code, §
13276, subds. (b)(1), (b)(6).) Those items do not depend on the water being mixed with
some other substance before traveling through soil, and they are listed separately from
fertilizers and pesticides. (See id., subds. (b)(7), (b)(8).) Consequently, for instance,
water discharged from a site can move or deposit “‘silt or sediment,’” which can be waste
affecting the state waters. (Santa Clara Valley Water District v. Cal. Regional Water
Quality Control Board (2020) 59 Cal.App.5th 199, 210; see also State Water Resources
Control Board Order WQ 2019-0001-DWQ at p. 1 (General Order)
<https://perma.cc/W8GS-ETPW> [“Waste discharges from cultivation sites include
sediment”]; see also Wat. Code, § 13304, subd. (a) [waste discharge can constitute not
just “pollution” but also “nuisance”].) Whether the operation here discharged waste by
irrigation runoff perhaps could be contested at trial. But the People provided some
3 The provision defines “waste” circularly to include any “waste substances,” and
the definition of those substances is all-inclusive. “‘Waste’ includes sewage and any and
all other waste substances, liquid, solid, gaseous, or radioactive, associated with human
habitation, or of human or animal origin, or from any producing, manufacturing, or
processing operation, including waste placed within containers of whatever nature prior
to, and for purposes of, disposal.” (Wat. Code, § 13050, subd. (d).)
5
evidence of “waste” through preliminary hearing testimony of the large water volume
needed to maintain 630 cannabis plants.
That said, evidence for the second contested element was entirely lacking.
The People had to provide an indication that the irrigation runoff “could affect the
quality of the waters of the state, other than into a community sewer system.” (§ 13260,
subd. (a)(1).) Even though irrigation runoff (untainted by any fertilizer or pesticide)
could affect state waters, the People must offer some indication that the water at
Sounatananh’s site did so. Proof beyond a reasonable doubt is not needed until trial, but
some piece of evidence is. The statutory language must be read to have some meaning.
To illustrate the difference between the elements of “waste” and “affecting the
quality of waters,” consider a backyard planter with a dozen marijuana plants, where the
grower uses fertilizer but discharges irrigation runoff into the community sewer system.
While the People could offer evidence of the discharge of waste, they could not offer
proof of a section 13260 violation, because the discharge is into the sewer. Likewise, if
such a small operation discharged not into the sewer but a small amount of water into the
ground, there might be no way to show that the waste affected the quality of state waters.
In all, evidence of up to 3,000 gallons of daily water at a cannabis operation is
sufficient to show irrigation runoff. If that runoff is in fact harmless to the quality of
California’s waters, the People would be unable to show the charged criminal violation at
trial. In contrast, if the runoff affects state waters through erosion, silt, sediment, or some
other substance the water collects, the People might be able to show a crime. At the
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preliminary hearing, they needed some evidence of how the runoff affected state water
quality, as the statute requires. They offered none. This is why we should affirm.
III
Having laid out what the statutes say, I will outline briefly why I think the
majority opinion’s analysis is lacking. Although the majority cites the statutes, it does
not tie its reasoning to them. It thereby complicates and obfuscates what is needed for
this section 11358 charge at a preliminary hearing.
The majority states there is “no evidence” of irrigation runoff. (Maj. opn., ante, at
pp. 16-17.) The preliminary hearing testimony, however, suggested the site irrigates with
up to 3,000 gallons of water a day. The majority recognizes that the “waters of the state”
include groundwater. (Id. at p. 10.) The majority also recognizes that because this case
is at the preliminary hearing stage, there must be a “total absence” of evidence on an
element to dismiss a case, with “circumstantial evidence” and “reasonable inferences”
permitted. (Maj. opn., ante, at p. 7 [citation omitted].) The large amount of water is
sufficient to support an inference of irrigation runoff. If the majority means what it says,
even with ample evidence of (for instance) bags of toxic fertilizers at the site, this charge
would have to be dismissed without better proof of runoff. To the contrary, the inference
of irrigation runoff is reasonable for a preliminary hearing.
Apart from the discharge of runoff from the site is the showing that the discharge
is “waste.” Rather than apply the broad statutory definition of waste, the majority creates
“two arguably broad categories of waste” that includes substances that are
7
“independently waste” and substances that can be “converted into waste.” (Maj. opn.,
ante, at p. 11.) This allows the majority to conclude that water discharge here is not
waste without evidence that “the manner in which it is used” causes harm. (Ibid.) But as
discussed, the statutory definition of waste includes all substances discharged by
industrial use. It includes sediment, which water picks up simply by running through
earth. The statutes themselves allow the Water Board to regulate “irrigation runoff”
among “waste discharge requirements.” (Wat. Code, § 13276, subds. (b), (b)(6).)
For these reasons, the majority is not correct—under the preliminary hearing
standard—to conclude that “[n]o evidence was presented related to waste discharge,
actual or potential.” (Maj. opn., ante, at p. 14.) There was a reasonable inference of
discharge of water as irrigation runoff, which is the “potential” waste discharge that the
majority says there is no evidence of. (Id. at p. 14).
The proper focus of the opinion should be on the section 13260, subdivision (a)(1)
element that makes the defendant guilty of the crime charged here if a waste discharge
from the cannabis operation “could affect the quality of waters of the state.” The
majority folds this element into a broader test for when a discharge constitutes waste: if it
has “a negative impact on the surrounding environment, including, but not limited to the
surrounding state waters.” (Maj. opn., ante, at p. 12).
Instead, our guidance for the People should be simple. Along with the extant
evidence of water use at the cannabis cultivation, they must offer some evidence the
water use would affect the quality of state waters. If the People can offer a reasonable
8
inference of this, that would be sufficient for the preliminary hearing. With no evidence
supporting such an inference, the charge was properly dismissed.
IV
The preliminary hearing testimony was deficient. The People’s proffered theory
of the felony charge (§ 11358) is that the “discharge of water” from the cannabis
cultivation (§ 11358, subd. (d)(3)(B)) was waste that “could affect the quality of the
waters of the state” (§ 13260). Yet they offered no indication Sounatananh’s cannabis
operation could affect the quality of state waters. That warranted dismissal.
RAPHAEL
J.
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