Escamilla v. Vannucci CA1/1 ( 2023 )


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  • Filed 10/23/23 Escamilla v. Vannucci CA1/1
    NOT TO BE PUBLISHED IN OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or
    ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    FIRST APPELLATE DISTRICT
    DIVISION ONE
    DANIEL ESCAMILLA,
    Plaintiff and Appellant,
    A166176
    v.
    JOHN VANNUCCI,                                                         (Alameda County
    Super. Ct. No. RG21111193)
    Defendant and Respondent.
    Plaintiff Daniel Escamilla filed a malicious prosecution action against
    defendant John Vannucci, the attorney for the opposing parties in prior
    litigation. The trial court granted Vannucci’s anti-SLAPP1 motion to strike
    the claim, finding that Escamilla’s malicious prosecution claim was barred by
    the one-year statute of limitations in subdivision (a) of section 340.6 for “[a]n
    action against an attorney for a wrongful act or omission, other than for
    actual fraud, arising in the performance of professional services.” In granting
    the motion, the court relied on Connelly v. Bornstein (2019) 
    33 Cal.App.5th 783
     (Connelly) and Garcia v. Rosenberg (2019) 
    42 Cal.App.5th 1050
     (Garcia),
    both of which held that section 340.6, subdivision (a) governs malicious
    1 “SLAPP” stands for “strategic lawsuit against public participation.”
    (Code Civ. Proc., § 425.18.) All statutory references are to the Code of Civil
    Procedure unless otherwise specified.
    1
    prosecution claims against attorneys who performed professional services in
    the underlying litigation. (Connelly, at p. 794; Garcia, at p. 1060.)
    On appeal, Escamilla argues that Garcia and Connelly were incorrectly
    decided, and that his malicious prosecution claim against Vannucci is timely
    under the two-year limitations period in section 335.1. In the alternative, he
    argues that the statute of limitations is tolled under subdivision (a)(2) of
    section 340.6. We agree with Connelly and Garcia that subdivision (a) of
    section 340.6 applies to malicious prosecution claims against attorneys who
    performed professional services in the underlying litigation. We further
    conclude that the tolling provision in section 340.6, subdivision (a)(2) is
    inapplicable here. Accordingly, we affirm.
    I. BACKGROUND
    Escamilla is a fugitive recovery agent. The parties do not dispute that
    in September 2012, Escamilla and his associate searched the residence of
    Andy Yu Feng Yang (Yang), Lan Ting Wu, and their son, T.Y., for Yang’s
    brother, who had skipped bail on a drug charge.
    In August 2014, Yang, Wu, and T.Y. (collectively, the plaintiffs)
    brought an action in the Superior Court in San Francisco County against
    Escamilla based on the September 2012 incident. Their first amended
    complaint asserted several claims, including negligence, false imprisonment,
    assault, violation of the Ralph Civil Rights Act of 1976 (Civ. Code, § 51.7),
    and battery (the underlying lawsuit). They were represented by attorney
    Vannucci.
    In June 2017, the trial court sustained Escamilla’s demurrer with leave
    to amend as to the cause of action for violation of the Ralph Act. It appears
    from the record that the plaintiffs abandoned this cause of action by not
    further amending their complaint.
    2
    A few months later, Escamilla filed a cross-complaint asserting, among
    other causes of action, a claim for abuse of process against Yang for
    instituting civil harassment proceedings resulting in a temporary restraining
    order.
    After trial was held in August 2019, the jury found in favor of
    Escamilla as to the plaintiffs’ remaining causes of action and as to his cross-
    claim for abuse of process.
    Approximately one year and eleven months later, Escamilla filed a
    malicious prosecution complaint naming Yang, Wu, T.Y., and Vannucci as
    defendants.2 He alleged that the underlying lawsuit arose from his “lawful”
    search of the plaintiffs’ residence. He wrote a letter to Vannucci in
    September 2014 warning him of the “frivolous” nature of the plaintiffs’
    complaint, yet he spent the next six years litigating the action.
    Vannucci filed an anti-SLAPP motion. He asserted the malicious
    prosecution claim arose out of his representation of the plaintiffs in the
    underlying lawsuit, which was protected activity under the anti-SLAPP
    statute. Further, Escamilla would not be able to prove a probability of
    prevailing because his malicious prosecution claim was barred by the one-
    year limitations period in section 340.6, subdivision (a). Escamilla opposed
    the motion, arguing that his malicious prosecution claim was not time-barred
    because it was governed by the two-year statute of limitations in section
    335.1.
    The trial court granted the motion, finding that the statute of
    limitations in section 340.6 applied to bar Escamilla’s malicious prosecution
    claim against Vannucci.
    2 He also asserted a cause of action for fraud against Yang, Wu, and
    T.Y.
    3
    This appeal followed.
    II. DISCUSSION
    A. Standard of Review
    The anti-SLAPP statute is “designed to protect defendants from
    meritless lawsuits that might chill the exercise of their rights to speak and
    petition on matters of public concern.” (Wilson v. Cable News Network, Inc.
    (2019) 
    7 Cal.5th 871
    , 883–884.) A defendant may therefore file a special
    motion to strike claims “arising from any act of that person in furtherance of
    the person’s right of petition or free speech under the United States
    Constitution or the California Constitution in connection with a public issue.”
    (§ 425.16, subd. (b)(1).)
    Resolution of a special motion to strike requires the court to engage in a
    two-step process. “First, the court decides whether the defendant has made
    the threshold showing that the challenged cause of action is one arising from
    protected activity.” (Equilon Enterprises v. Consumer Cause, Inc. (2002) 
    29 Cal.4th 53
    , 67.) If the court finds a showing has been made under the first
    step, “it then determines whether the plaintiff has demonstrated a
    probability of prevailing on the claim.” (Ibid.) We review a trial court’s order
    denying an anti-SLAPP motion de novo. (Robles v. Chalilpoyil (2010) 
    181 Cal.App.4th 566
    , 573.)
    B. First Step: Protected Activity
    The first step of the anti-SLAPP analysis requires us to decide whether
    Escamilla’s malicious prosecution claim arises from protected activity. Here,
    Escamilla does not dispute that Vannucci’s initiation of the plaintiffs’
    complaint in the underlying lawsuit is protected activity. (See Jarrow
    Formulas, Inc. v. LaMarche (2003) 
    31 Cal.4th 728
    , 735 [“every Court of
    Appeal that has addressed the question has concluded that malicious
    4
    prosecution causes of action fall within the purview of the anti-SLAPP
    statute”].) Thus, the first step of the anti-SLAPP analysis is met.
    C. Second Step: Probability of Prevailing
    The second step of the anti-SLAPP analysis requires us to decide
    whether Escamilla has demonstrated a probability of prevailing on his
    malicious prosecution claim against Vannucci. (See Baral v. Schnitt (2016) 
    1 Cal.5th 376
    , 396 [“the burden shifts to the plaintiff to demonstrate that each
    challenged claim based on protected activity is legally sufficient and factually
    substantiated”]; § 425.16, subd. (b)(1).)
    The trial court found that Escamilla could not satisfy his burden of
    showing a probability of prevailing because his malicious prosecution claim
    was barred by the one-year statute of limitations in section 340.6. That
    statute provides, “An action against an attorney for a wrongful act or
    omission, other than for actual fraud, arising in the performance of
    professional services shall be commenced within one year after the plaintiff
    discovers, or through the use of reasonable diligence should have discovered,
    the facts constituting the wrongful act or omission, or four years from the
    date of the wrongful act or omission, whichever comes first.” (§ 340.6, subd.
    (a).) In finding that section 340.6 contained the applicable statute of
    limitations, the trial court relied on Connelly, supra, 
    33 Cal.App.5th 783
     and
    Garcia, supra, 
    42 Cal.App.5th 1050
    , both of which held that subdivision (a) of
    the statute applies to malicious prosecution claims against attorneys who
    performed professional services in the underlying litigation. (Connelly, at p.
    794; Garcia, at p. 1060.)
    On appeal, Escamilla does not dispute that he filed his malicious
    prosecution claim more than one year after judgment was rendered in the
    underlying litigation. He insists, however, that Connelly and Garcia
    5
    improperly extended our Supreme Court’s holding in Lee v. Hanley (2015) 
    61 Cal.4th 1225
     (Lee) to claims brought by plaintiffs who were not in an
    attorney-client relationship with the defendant attorney. He contends that
    the two-year limitations period in section 335.1 for “injur[ies] to” a person
    “caused by the wrongful act or neglect of another” instead governs his
    malicious prosecution claim against Vannucci, and therefore the claim is
    timely. (§ 335.1.) As we will explain, we agree with the trial court that
    Escamilla cannot establish a probability of success on his malicious
    prosecution claim because it is barred by the one-year statute of limitations
    in section 340.6. (See Yang v. Tenet Healthcare Inc. (2020) 
    48 Cal.App.5th 939
    , 950 [finding no probability of prevailing for purposes of anti-SLAPP
    statute where claim was time-barred]; Bergstein v. Stroock & Stroock &
    Lavan LLP (2015) 
    236 Cal.App.4th 793
    , 816 [same].)
    1. Lee v. Hanley
    Our high court in Lee construed section 340.6, subdivision (a),
    clarifying the phrase “ ‘arising in the performance of professional services’ ”
    as used in the statute. (Lee, 
    supra,
     61 Cal.4th at p. 1229.) Lee concerned a
    client who sued her former attorney for failing to return a retainer balance.
    (Id. at pp. 1230–1231.) The attorney demurred, arguing section 340.6’s one-
    year limitations period barred the client’s claim because she sued him more
    than a year after he first refused to return the retainer balance. (Id. at p.
    1231.) The trial court agreed and sustained the demurrer without leave to
    amend. (Ibid.)
    On review, the Supreme Court examined the purpose of section 340.6,
    subdivision (a), and its legislative history, concluding that the statute applies
    to claims beyond malpractice claims. (Lee, supra, 61 Cal.4th at p. 1236.) The
    court held, “section 340.6(a)’s time bar applies to claims whose merits
    6
    necessarily depend on proof that an attorney violated a professional
    obligation in the course of providing professional services.” (Id. at pp. 1236–
    1237.) The court defined a “ ‘professional obligation’ ” as “an obligation that
    an attorney has by virtue of being an attorney, such as fiduciary obligations,
    the obligation to perform competently, the obligation to perform the services
    contemplated in a legal services contract into which an attorney has entered,
    and the obligations embodied in the State Bar Rules of Professional
    Conduct.” (Ibid.)
    The court further explained that “[m]isconduct does not ‘aris[e] in’ the
    performance of professional services for purposes of section 340.6(a) merely
    because it occurs during the period of legal representation or because the
    representation brought the parties together and thus provided the attorney
    the opportunity to engage in the misconduct.” (Lee, 
    supra,
     61 Cal.4th at p.
    1238.) Lee cited sexual battery and “ ‘garden-variety theft’ ” as examples of
    wrongful conduct that may violate both an attorney’s professional obligations
    and “obligations that all persons subject to California’s laws have.” (Ibid.) In
    such cases, “the question is whether the claim, in order to succeed,
    necessarily depends on proof that an attorney violated a professional
    obligation as opposed to some generally applicable nonprofessional
    obligation.” (Ibid.)
    Applying the foregoing standard, the Supreme Court reversed the order
    sustaining the demurrer, finding that the client’s complaint could “be
    construed to allege that [the attorney] is liable for conversion for simply
    refusing to return an identifiable sum of [the client’s] money. Thus, at least
    one of [the client’s] claims does not necessarily depend on proof that [the
    attorney] violated certain professional obligations.” (Lee, supra, 61 Cal.4th at
    p. 1240.) The court noted, however, that if the client’s “claim turns out to
    7
    hinge on proof that [the attorney] kept her money pursuant to an
    unconscionable fee agreement (Rules Prof. Conduct, rule 4–200) or that [the
    attorney] did not properly preserve client funds (id., rule 4–100), her claim
    may be barred by section 340.6(a).” (Ibid.)
    2. Connelly and Garcia
    A few years after Lee was decided, our colleagues in Division 5 of this
    court were tasked with determining whether the statute of limitations in
    section 340.6, subdivision (a) applies to malicious prosecution actions against
    attorneys. (Connelly, supra, 33 Cal.App.5th at p. 789.) In Connelly, the
    plaintiff sued his former landlord and the landlord’s attorney nearly two
    years after they had voluntarily dismissed an unlawful detainer action
    against him. (Id. at p. 788.) The attorney moved for judgment on the
    pleadings on the ground that the one-year statute of limitations in section
    340.6 barred the plaintiff’s claim against him. (Ibid.) The trial court granted
    the motion and entered judgment in favor of the attorney. (Ibid.)
    On appeal from the judgment, the plaintiff argued that the two-year
    limitations period in section 335.1 applied instead of the statute of
    limitations in section 340.6, subdivision (a). (Connelly, supra, 33 Cal.App.5th
    at p. 789.) This court disagreed, concluding that section 340.6, subdivision (a)
    governs malicious prosecution claims against attorneys who performed
    professional services in the underlying litigation. (Id. at pp. 784, 799.) It
    reasoned, “an attorney who engages in malicious prosecution violates the
    obligation, embodied in the Rules of Professional Conduct, to not ‘bring or
    continue an action, conduct a defense, assert a position in litigation, or take
    an appeal, without probable cause and for the purpose of harassing or
    maliciously injuring any person[,]’ ” because the rule “is a near-perfect mirror
    of two of the three elements of malicious prosecution and implicates a
    8
    lawyer’s core professional duty to employ reasonable skill, prudence, and
    diligence in litigation.” (Id. at pp. 794–795, citing Rules Prof. Conduct, rule
    3.1(a)(1).)3 The court also agreed with Vafi v. McCloskey (2011) 
    193 Cal.App.4th 874
     (Vafi) and Yee v. Cheung (2013) 
    220 Cal.App.4th 184
     (Yee),
    both decided before Lee, that section 340.6 is not limited to claims by clients
    and former clients based on its plain language.4 (Connelly, at p. 794, fn. 5.)
    Connelly further noted that malicious prosecution “stands in sharp
    contrast to claims Lee identified as falling outside of the statute’s scope,” such
    as an attorney’s “ ‘garden-variety theft’ or ‘sexual[] batter[y.]’ ” (Connelly,
    supra, 33 Cal.App.5th at p. 795.) The latter type of wrongdoing “is
    intrinsically conduct that is incidental or ancillary to the provision of
    professional services itself.” (Ibid.) “In contrast, the wrongful conduct when
    an attorney engages in malicious prosecution is the provision of professional
    services itself.” (Id. at p. 796, italics in original.)
    The court rejected the plaintiff’s argument that section 340.6 does not
    apply to malicious prosecution because the elements of that claim are the
    same regardless of whether the defendant was the attorney or the plaintiff in
    the underlying litigation. (Connelly, supra, 33 Cal.App.5th at p. 796.) The
    court first noted that “the test Lee established comparing professional
    3 The elements of a malicious prosecution claim are the defendant (1)
    initiated an action that was ultimately terminated in the plaintiff’s favor, (2)
    brought or maintained that action without probable cause, and (3) initiated
    the action with malice. (Bertero v. National General Corp. (1974) 
    13 Cal.3d 43
    , 50.)
    4 Roger Cleveland Golf Co., Inc. v. Krane & Smith, APC (2014) 
    225 Cal.App.4th 660
    , also decided before Lee, disagreed with Vafi and Yee’s
    interpretation of section 340.6, subdivision (a), concluding instead that it was
    a “specially tailored statute of limitations for legal malpractice actions . . . .”
    (Roger Cleveland Golf Co., Inc. v. Krane & Smith, APC, at p. 682.)
    9
    obligations with generally nonprofessional obligations appears to be targeted
    at determining when such incidental conduct is nonetheless covered by
    section 340.6(a).” (Id. at p. 797.) As mentioned, the wrongful conduct when
    an attorney engages in malicious prosecution is not incidental to the
    provision of professional services. (Ibid.)
    The court further found that there was a “material difference” between
    the respective obligations of attorneys and litigants to not engage in
    malicious prosecution because litigants can claim that they relied in good
    faith on the advice of counsel as a defense to the probable cause element of
    malicious prosecution. (Connelly, supra, 33 Cal.App.5th at p. 796.) In
    contrast, “attorneys are professionally obligated to competently perform legal
    services by personally assessing the tenability of a claim before asserting it.
    This obligation . . . is therefore ‘a professional obligation as opposed to some
    generally applicable nonprofessional obligation.’ ” (Id. at p. 798.)
    Like Connelly, Garcia involved a malicious prosecution claim brought
    against the attorney for the opposing party in the underlying litigation.
    (Garcia, supra, 42 Cal.App.5th at pp. 1054–1055.) The attorney filed an anti-
    SLAPP motion, asserting in part that the plaintiffs’ claim was barred by the
    statute of limitations. (Id. at p. 1055.) The trial court granted the motion.
    (Ibid.) The Fifth District affirmed, citing Connelly. (Id. at pp. 1059–1061.)
    3. Analysis
    We agree with Connelly and Garcia that under the rule established by
    Lee, and based on section 340.6’s plain language, the statute’s limitations
    period applies to malicious prosecution claims against attorneys who
    represented a party in the underlying litigation. Lee concluded that section
    340.6 went beyond legal malpractice claims to include any claim that
    “necessarily depend[s] on proof” that an attorney violated a professional
    10
    obligation, which includes the obligations “embodied in” the Rules of
    Professional Conduct (Lee, 
    supra,
     61 Cal.4th at pp. 1236–1237), and that is
    the case with malicious prosecution claims against attorneys who performed
    professional services in the underlying litigation. (See Rules Prof. Conduct,
    rule 3.1, subd. (a)(1) [attorneys must not “bring or continue an action . . .
    without probable cause and for the purpose of harassing or maliciously
    injuring any person”]; Bertero v. National General Corp., supra, 13 Cal.3d at
    p. 50 [discussing probable cause and malice elements of malicious
    prosecution].)
    Escamilla offers four reasons he believes Connelly and Garcia were
    incorrectly decided. First, he asserts that section 340.6 is limited to actions
    brought by a party to the attorney-client relationship, pointing to Lee’s
    statement that, to fall within section 340.6, subdivision (a), “the question is
    whether the claim, in order to succeed, necessarily depends on proof that an
    attorney violated a professional obligation as opposed to some generally
    applicable nonprofessional obligation.” (Lee, supra, 61 Cal.4th at p. 1238.)
    Although his argument is unclear, Escamilla appears to suggest that Lee
    confines the limitations period in section 340.6 to a client’s action against his
    or her attorney because such actions are based on the “special duty of care”
    the attorney owes the client, while the “duty to refrain from malicious
    prosecution is an obligation shared by all persons” and arises from “common
    law, not from the Rules of Professional Conduct.”
    The test Lee established, however, focuses on whether the plaintiff’s
    claim is based on facts that, if proved, would establish a violation of the
    attorney’s professional obligation, rather than on the form of the plaintiff’s
    cause of action or the plaintiff’s relationship to the attorney. (Connelly,
    supra, 33 Cal.App.5th at pp. 796–797; see Lee, 
    supra,
     61 Cal.4th at p. 1239
    11
    [“[i]f the facts stated in the complaint show that the basis for the plaintiff’s
    conversion claim is that an attorney provided deficient legal services, then
    the plaintiff’s claim will depend on proof that the attorney violated a
    professional obligation in the course of providing professional services and
    will thus be time-barred”]; see also id. at p. 1240.) Escamilla also fails to
    address Connelly’s point that the respective obligations of attorneys and
    litigants to refrain from malicious prosecution are distinct because attorneys
    cannot avoid their professional obligation to “competently perform legal
    services by personally assessing the tenability of a claim before asserting it”
    by claiming good faith reliance on the advice of another attorney. (Connelly,
    at p. 798.)
    Moreover, we agree with Connelly, Vafi, and Yee that the plain
    language of section 340.6 does not confine the limitations period to claims by
    clients or former clients. The statute of limitations applies when “the
    plaintiff”—not the client—discovers a wrongful act “arising in the
    performance of professional services.” (§ 340.6, subd. (a).) “If the Legislature
    wanted to limit the reach of section 340.6 to malpractice actions between
    clients and attorneys, it could have easily done so.” (Vafi, supra, 193
    Cal.App.4th at p. 882.) Indeed, the statute has a tolling provision for
    situations in which there is a dispute between the attorney “and client
    concerning fees,” showing that the Legislature knows how to limit a statutory
    provision to disputes between an attorney and his or her client. (§ 340.6,
    subd. (a)(5); see Campbell v. Zolin (1995) 
    33 Cal.App.4th 489
    , 497
    [“[o]rdinarily, where the Legislature uses a different word or phrase in one
    part of a statute than it does in other sections or in a similar statute
    concerning a related subject, it must be presumed that the Legislature
    intended a different meaning.”].) To adopt Escamilla’s interpretation would
    12
    suggest that the terms “plaintiff” and “client” are interchangeable in section
    340.6 and would make “client” superfluous.5 (See Wells v. One2One Learning
    Foundation (2006) 
    39 Cal.4th 1164
    , 1207 [“interpretations which render any
    part of a statute superfluous are to be avoided”].)
    Escamilla next argues that proving a violation of Rules of Professional
    Conduct, rule 3.1 entails a higher burden of persuasion than proving a
    malicious prosecution claim, and therefore the limitations period in section
    340.6 does not apply because his malicious prosecution claim does not
    “necessarily depend” on proof that Vannucci violated Rule 3.1.6 His authority
    is the Rules of Procedure of the State Bar of California, rule 5.103, which
    requires the State Bar to prove “culpability by clear and convincing
    evidence.” But this is not a disciplinary proceeding that could result in the
    loss of Vannucci’s professional license. The standard of proof in civil cases is
    generally a preponderance of the evidence, even where the case involves
    proving an offense that in other contexts would carry a higher burden of
    proof. (See Baxter Healthcare Corp. v. Denton (2004) 
    120 Cal.App.4th 333
    ,
    365 [“ ‘default standard of proof in civil cases is the preponderance of the
    5 As discussed in more detail below, section 340.6 has a different tolling
    provision for situations in which the attorney continues to represent “the
    plaintiff.” (§ 340.6, subd. (a)(2).) Escamilla briefly argues that the language
    of this tolling provision is evidence of a legislative intent to confine the
    limitations period to malpractice actions. However, the tolling provision
    “does not change the meaning of the word ‘plaintiff’ [in section 340.6] to
    ‘client.’ ” (Vafi, supra, 193 Cal.App.4th at p. 882.)
    6 Escamilla argues in his reply that because Vannucci does not address
    his argument regarding the applicable standard of proof, he has “by waiver,
    conceded” that section 340.6 does not govern malicious prosecution claims.
    But “a respondent’s complete failure to address an appellant’s argument does
    not require us to treat the failure to respond as a concession the argument
    has merit.” (Griffin v. The Haunted Hotel, Inc. (2015) 
    242 Cal.App.4th 490
    ,
    505, italics omitted.)
    13
    evidence,’ ” citing Evid. Code § 115]; People ex rel. Allstate Insurance Co. v.
    Muhyeldin (2003) 
    112 Cal.App.4th 604
    , 610 [“ ‘[e]ven where the theory of the
    [civil] case involves the accusation of a crime, the burden of proving the crime
    . . . is met by a preponderance of the evidence”]; see also Day v. Rosenthal
    (1985) 
    170 Cal.App.3d 1125
    , 1147 [attorney’s professional negligence
    established by evidence he breached several Rules of Professional Conduct:
    “The standards governing an attorney’s ethical duties are conclusively
    established by the Rules of Professional Conduct”]). Thus, if Escamilla
    proves his malicious prosecution claim, he has proven by a preponderance of
    the evidence that Vannucci violated the professional obligation “embodied in”
    Rules of Professional Conduct, rule 3.1. (Connelly, supra, 33 Cal.App.5th at
    pp. 792, 794, citing Lee, 
    supra,
     61 Cal.4th at pp. 1236–1237.)
    Third, Escamilla argues that the Legislature’s use of the phrase
    “arising in” in subdivision (a) of section 340.6 instead of the “more expansive”
    phrase “arising out of” indicates an intent to limit the application of the
    limitations period in section 340.6 to “those actions . . . by persons who have
    been in privity of contract with the attorney and not with regard to the
    attorney’s acts or omissions taken against a non-client.” This interpretation
    ignores the rest of subdivision (a) of section 340.6, which is broadly worded to
    include an action by any “plaintiff” against an attorney for the attorney’s
    conduct “arising in the performance of professional services.” (§ 340.6, subd.
    (a).)
    Finally, Escamilla argues that the history and purpose of section 340.6
    “conclusively establishes that the Legislature intended this section to apply
    exclusively to legal malpractice claims.” He points out that the statute was
    enacted “in 1977 amid rising legal malpractice insurance premiums” (Lee,
    
    supra,
     61 Cal.4th at p. 1233), and he insists that applying a shorter statute of
    14
    limitations to malicious prosecution claims against attorneys would not
    decrease malpractice rates.
    However, Lee expressly rejected the proposition that section 340.6
    applies only to legal malpractice claims, noting that Assembly Bill No. 298
    (1977–1978 Reg. Sess.), which added section 340.6 to the Code of Civil
    Procedure, was amended to replace the phrase “professional negligence” with
    the ultimately enacted language “wrongful act or omission, other than for
    actual fraud, arising in the performance of professional services.” (Lee,
    
    supra,
     61 Cal.4th at p. 1234.) The Lee court concluded from this history that
    “the Legislature intended to establish a limitations period that would apply
    broadly to any claim concerning an attorney’s violation of his or her
    professional obligations in the course of providing professional services
    regardless of how those claims were styled in the plaintiff’s complaint.” (Id.
    at p. 1235.)
    Moreover, Connelly noted that “malicious prosecution lawsuits against
    attorneys contribute to the cost of malpractice insurance, a key concern of the
    Legislature in enacting section 340.6(a).” (Connelly, supra, 33 Cal.App.5th at
    p. 795; see also Yee, supra, 220 Cal.App.4th at p. 197 [“ ‘California courts
    have acknowledged that malicious prosecution actions have an impact on
    attorney malpractice insurance premiums and raise the costs of practicing
    law’ ”].) While Insurance Code section 533, cited by Escamilla, prohibits a
    malpractice policy from providing indemnification for malicious prosecution
    claims, a policy “can include the duty to defend against such claims.”
    (Connelly, at p. 795, citing Downey Venture v. LMI Ins. Co. (1998) 
    66 Cal.App.4th 478
    , 487.)
    15
    In sum, Escamilla has not persuaded us that the one-year limitations
    period in subdivision (a) of section 340.6 does not apply to his malicious
    prosecution claim against Vannucci.
    4. Tolling
    In the alternative, Escamilla argues that section 340.6’s statute of
    limitations is tolled under subdivision (a)(2) of the statute until Vannucci
    formally withdraws as Yang’s attorney of record in the underlying action. We
    conclude, however, that the tolling exception in section 340.6, subdivision
    (a)(2) does not apply in this case.
    Under subdivision (a)(2) of section 340.6, the limitations period is tolled
    during the time “[t]he attorney continues to represent the plaintiff regarding
    the specific subject matter in which the alleged wrongful act or omission
    occurred.” (§ 340.6, subd. (a)(2).) A plain reading of this provision
    demonstrates that it is limited to situations where “the plaintiff” is in an
    attorney-client relationship with the defendant attorney. (See Oden v. Board
    of Administration (1994) 
    23 Cal.App.4th 194
    , 201 [“Statutory interpretation
    begins with the text and will end there if a plain reading renders a plain
    meaning”].) “This ‘continuous representation’ rule was adopted in order to
    ‘avoid the disruption of an attorney-client relationship by a lawsuit while
    enabling the attorney to correct or minimize an apparent error, and to
    prevent an attorney from defeating a malpractice cause of action by
    continuing to represent the client until the statutory period has expired.’ ”
    (Laird v. Blacker (1992) 
    2 Cal.4th 606
    , 618.)
    Escamilla’s argument would require us to interpret the phrase “the
    plaintiff” in subdivision (a)(2) of section 340.6 to include the plaintiff in the
    underlying action that gives rise to a malicious prosecution claim against the
    attorney representing that plaintiff. However, as we have already indicated,
    16
    the term “the plaintiff” as used in subdivision (a) of section 340.6 refers to the
    party bringing a claim against the attorney, and nothing in the statute
    suggests that the term should be construed differently in subdivision (a)(2).
    (See Scottsdale Ins. Co. v. State farm Mutual Automobile Ins. Co. (2005) 
    130 Cal.App.4th 890
    , 899 [“[I]f a word or phrase has a particular meaning in one
    part of a law, we give it the same meaning in other parts of the law.”].) To
    hold otherwise would allow nonclients like Escamilla to invoke the
    continuous representation tolling provision, which would not serve the policy
    goals of the rule to “ ‘avoid the disruption of an attorney-client relationship by
    a lawsuit’ ” and to prevent an attorney from running out the clock on a
    malpractice cause of action. (Laird v. Blacker, 
    supra,
     2 Cal.4th at p. 618; see
    also Knoell v. Petrovich (1999) 
    76 Cal.App.4th 164
    , 169 [rejecting argument
    that nonclient can invoke continuous representation tolling provision to toll
    the statute of limitations].)
    Therefore, the continuous representation rule does not apply to toll the
    limitations period in section 340.6. Accordingly, the court did not err in
    concluding that Escamilla would be unable to show a probability of prevailing
    on his malicious prosecution claim because the claim is time-barred under
    section 340.6, subdivision (a).
    III.   DISPOSITION
    The order granting the anti-SLAPP motion is affirmed. Defendant is
    entitled to recover his costs on appeal.
    17
    GETTY, J.
    WE CONCUR:
    HUMES, P. J.
    BANKE, J.
    A166176N
    
    Judge of the Solano County Superior Court, assigned by the Chief Justice
    pursuant to article VI, section 6 of the California Constitution.
    18
    

Document Info

Docket Number: A166176

Filed Date: 10/23/2023

Precedential Status: Non-Precedential

Modified Date: 10/23/2023