People v. Valladares CA4/1 ( 2024 )

Filed 1/25/24 P. v. Valladares CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D080955
Plaintiff and Respondent,
v. (Super. Ct. No. SCN433660)
VALENTIN VALLADARES,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County,
Sim von Kalinowski, Judge. Affirmed.
Russell S. Babcock, under appointment by the Court of Appeal, for
Defendant and Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant
Attorney General, Susan Sullivan Pithey, Assistant Attorney General,
Idan Ivri and Marc A. Kohm, Deputy Attorneys General, for Plaintiff and
Respondent.
I. INTRODUCTION
Valentin Valladares (appellant) appeals his July 2022 convictions for
stalking (Pen. Code,1 § 646.9, subd. (b); count 1), intimidating a witness
(§ 136.1, subd. (a)(1); count 2),2 three counts of violating a court order (§ 166,
subd. (c)(1); counts 3, 5, & 7), disobeying a family court order (§ 273.6,
subd. (a); count 4), and battery on a significant other (§ 243, subd. (e)(1);
count 6). Defendant argues: (1) his attorney violated his Sixth Amendment
rights by conceding guilt as to four of seven counts; (2) substantial evidence
did not support the conviction for intimidating a witness; and (3) the court
erred by giving a “flight” instruction which permitted the jury to infer
appellant’s awareness of his guilt if it determined he fled the scene. We
reject these contentions and affirm the trial court.
During our record review we discovered a discrepancy between the
amended information3 and the verdict form for count 2 (witness
intimidation). Both specify the defendant is charged with dissuading a
witness from testifying, in violation of section 136.1, subdivision (a)(1)
(section 136.1(a)(1)). However, the jury instructions and the attorneys’
1 Further undesignated statutory references are to the Penal Code.
2 But see discussion, post.
3 Filed July 25, 2022.
2
closing arguments addressed a violation of section 136.1, subdivision (a)(2)
(section 136.1(a)(2)) for attempting to dissuade a witness from testifying.4
We requested and received supplemental briefing from the parties
regarding the effect of this apparent error. The People responded that
appellant forfeited any objection given his agreement with the pre- and
post-trial jury instructions, and if appellant did not forfeit his objection, then
discussions regarding the evidence during trial and the jury instruction
afterwards gave appellant notice of the actual charge in dispute. Appellant
argued the court failed to instruct on attempt (see CALCRIM No. 460), an
element of the crime, rendering the instructions fatally flawed.
For reasons explained below, we find appellant was not prejudiced by
any instructional error. Further, we reject appellant’s other contentions and
affirm the judgment.
II. FACTUAL AND PROCEDURAL BACKGROUND
Appellant and his former domestic partner, C.C.,5 were in a
relationship between 2017 and 2021; the two share a young child. Their
relationship involved periodic violence towards each other. In October 2020,
appellant pleaded guilty to battery in connection with one of these instances.
As part of that conviction, the superior court issued a criminal protective
4 Section 136.1, subdivision (a) states in relevant part: “[A]ny person
who does any of the following is guilty of a public offense . . . . [¶]
(1) Knowingly and maliciously prevents or dissuades any witness or victim
from attending or giving testimony at any trial, proceeding, or inquiry
authorized by law. [¶] (2) Knowingly and maliciously attempts to prevent or
dissuade any witness or victim from attending or giving testimony at any
trial, proceeding, or inquiry authorized by law.”
5 Pursuant to California Rules of Court, rule 8.90(b)(4), we use initials to
protect the victim’s identity.
3
order (CPO) pursuant to section 1203.097, prohibiting appellant from
“harass[ing], strik[ing], threaten[ing], assault[ing] . . . , follow[ing], stalk[ing],
[or] molest[ing]” C.C., as well as “destroy[ing] or damag[ing] personal or real
property, disturb[ing] the peace, keep[ing] under surveillance, or block[ing]
movements of” C.C. The order, effective through October 2023, reflects
appellant “was personally served with a copy . . . at the court hearing.”
On March 14, 2021, appellant and C.C. attended a concert together. At
the trial in this case, C.C. testified that the two fought and “were cussing at
each other and hitting each other.” C.C. testified appellant hit her, causing
her to suffer a swollen lip. Appellant testified he never struck C.C., instead
claiming she struck him, they argued, and then she jumped out of his car.
Police were called, and they issued C.C. an emergency protective order
against appellant.
On April 7, 2021, C.C. obtained a five-year domestic violence
restraining order (DVRO) pursuant to Family Code section 6218. The DVRO
required appellant to move out of their shared house. The order also
prohibited appellant from coming within 100 yards of C.C., her home, and
their child. And it proscribed “[c]ontact [with C.C.], either directly or
indirectly, by any means, including, but not limited to, by telephone, mail,
e-mail, or other electronic means.” Appellant personally received the
April 2021 DVRO on January 16, 2022, while in jail. The on-duty deputy
sheriff read the order to appellant and provided him with a copy of the order.
The order expires April 6, 2026.
On May 13, 2021, as part of additional charges brought in a new
criminal case, the court entered a second CPO—this time pursuant to
section 136.2. The new order prohibited appellant from making “personal,
electronic, telephonic, or written contact” with C.C., even through a third
4
party, or coming within 100 yards of C.C. The order also reflects that
appellant “was personally served with a copy . . . at the court hearing.” It
expires in May 2024.
On January 13, 2022, C.C. called 911, reporting that appellant was
“being violent.” C.C. testified that appellant woke her by pulling her blanket
off and calling her “bitch” and “rat.” Appellant admitted he spent the night
at C.C.’s house, pulled the blanket off C.C., and argued with her. Although
he denied calling C.C. a “bitch” on this occasion, he said he “probably called
her b-i-t-c-h and . . . other words” when he was “upset.” A responding deputy
sheriff testified that C.C. said appellant “was accusing [C.C.] of being the
reason for losing his job.” According to the deputy, C.C. reported that
appellant “threatened to slap her” and “mentioned something about having
people to come after her.” He arrested appellant for, among other things,
violating a protective order.
On April 26, 2022, C.C. was scheduled to testify against appellant at a
trial on charges of battery and violating a protective order. C.C. testified that
early that morning, appellant repeatedly called her. She further testified
that around 6:30 a.m. or 7:00 a.m., appellant showed up to her home and
began “bang[ing]” on her window and woke her up. Appellant demanded that
C.C. give him some of his clothes. C.C. said appellant called her names,
including “bitch” and “snitch.” Security footage played at trial showed
appellant removing and taking C.C.’s doorbell camera.
C.C. testified that one of her neighbors called the police, but appellant
departed before officers responded. Deputy Sheriff Jason Hayek testified
that he arrived at C.C.’s home at approximately 7:00 a.m. and spoke to C.C.
He viewed security footage of “[appellant] knocking on the window” and
5
taking C.C.’s camera; he confirmed that protective orders prevented contact
by appellant. Deputy Hayek then gave C.C. a case number and left.
C.C. testified that shortly after Deputy Hayek departed the scene
appellant returned “upset,” once again calling her “bitch,” and “snitch” and
saying it was her fault he had “to deal with court.” C.C. said she was outside
when appellant returned, but once she saw him, she went inside and locked
the door. According to C.C., appellant then called her a “rat” and said, “You
know what happens to rats.” She interpreted this to mean rats “get beat up.”
She further testified that appellant said, “ ‘You want me to break your shit?’
or something like that” before breaking potted plants on C.C.’s patio. She
said appellant then saw a police car, stated, “ ‘Oh. You called police,’ ” and
again left. When asked if she believed “he left because he saw police driving
by,” C.C. responded, “Probably. That’s what he said, huh? He also had to be
at court so -- [.]”
Approximately 30 minutes later, C.C. called 911 and reported appellant
“driving around out here again,” and she wanted a deputy to come back so
she “could get her kid in the car safely, get her somewhere safely.” She told
the 911 dispatcher, “I need to take care of my kids [sic] safety. Cause he
knows that, that’s how he is going to get to me, so I . . [sic] I don’t want her in
the picture at all. She’s only three so I [sic] it’s not like she can run and take
off and, you know?”
Deputy Hayek testified that he and his partner returned to C.C.’s home
a little after 9:00 a.m. He said he observed “broken pots strewn about in
front of the residence,” and C.C. “informed [him] that [appellant] had thrown
them.” Deputy Hayek’s body-worn camera footage, which the jury saw,
shows C.C. telling Deputy Hayek appellant called her a “rat because [she]
call[s] the cops.” She also told Deputy Hayek that appellant said, “you’re a
6
f---ing rat and you know what happens.” C.C. said she feared appellant was
“going to do something to” their child “[b]ecause he knows he will get to [her]
that way.” In the footage, Deputy Hayek asks C.C. if she “think[s]
[appellant] will use physical violence against” her, and she responds, “He
might, he’s hit me before but . . . like it [sic] hasn’t like beaten me up. Like,
like he’s smacked me, that’s his way.” Deputy Hayek testified that, based on
his experience interviewing victims, he “recognized her body language and
her tone and how she was interacting with [Deputy Hayek] as someone
consistent with being in fear.”
C.C. did not appear in court after the confrontation that morning.
When asked at the July 2022 trial why she did not testify against appellant
at the April 26 trial, C.C. said, “I was upset. I wasn’t -- I was already late
taking our daughter and I -- I just -- If I took her still, I knew I was going to
be frightened and not paying attention. It wasn’t good for me.”
The jury convicted appellant on all counts and found true the
allegations. The court sentenced him to five years in state prison.
III. DISCUSSION
A. Counsel’s Partial Concession of Guilt.
In his closing argument, defense counsel conceded the evidence
established appellant’s guilt for misdemeanor protective order violations
charged in counts 3, 4, 5, and 7. Appellant makes two contentions here.
First, he argues that counsel’s concessions violated his right to autonomy
over the defense. (See McCoy v. Louisiana (2018) 584 U.S.__ [138 S.Ct. 1500]
(McCoy).) Second, appellant asserts his attorney’s concessions amounted to
ineffective assistance of counsel under Strickland v. Washington (1984)
466 U.S. 668 (Strickland). We disagree with both arguments. We see no
evidence that appellant objected to counsel’s strategy to concede guilt on
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misdemeanor counts while contesting the felonies. Nor could we find in the
record any instance in which appellant insisted on maintaining his innocence.
As to ineffective assistance of counsel, as discussed below, the law does not
support appellant’s claims.
1. Standard of Review.
“We review the legal question of whether defendant’s constitutional
rights were violated de novo.” (People v. Palmer (2020) 49 Cal.App.5th
268, 280.)
2. Right to Autonomy Over the Defense.
“[C]ertain decisions regarding the exercise or waiver of basic trial
rights are of such moment that they cannot be made for the defendant by a
surrogate. . . . Concerning those decisions, an attorney must both consult
with the defendant and obtain consent to the recommended course of action.”
(Florida v. Nixon (2004) 543 U.S. 175, 187 (Nixon).) A defendant’s right to
determine the objective of his defense falls within this category. (McCoy,
supra, 548 U.S. at p. __ [138 S.Ct. at p. 1507].)
In McCoy, defense counsel concluded the evidence against his client
was overwhelming and that the defendant should concede guilt at the
liability stage to avoid a death sentence. (McCoy, supra, 548 U.S. at p. __
[138 S.Ct. at p. 1506].) The defendant “was ‘furious’ when told” about this
proposed strategy, explicitly communicating to counsel “not to make that
concession.” (Ibid.) Counsel “knew of [the defendant’s] ‘complet[e]
oppos[ition] to [counsel] telling the jury that [he] was guilty of killing the
three victims,’ ” and that the defendant only wanted to pursue acquittals.
(Ibid.) Although defendant sought to terminate his counsel’s representation,
the court would not permit it, telling McCoy’s attorney, “ ‘you have to make
the trial decision of what you’re going to proceed with.’ ” (Ibid.) In his
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opening statement and in closing argument, defense counsel then conceded
his client’s guilt. (Id. at p. __ [138 S.Ct. at pp.1506–1507].) The Supreme
Court concluded that once defendant made clear his wishes “to court and
counsel, strenuously objecting to [counsel’s] proposed strategy, a concession of
guilt should have been off the table.” (Id. at p. __ [138 S.Ct. at p. 1512].) The
court held “that a defendant has the right to insist that counsel refrain from
admitting guilt, even when counsel’s experienced-based view is that
confessing guilt offers the defendant the best chance to avoid the death
penalty.” (Id. at p. __ [138 S.Ct. at p. 1505].) The court found “the error was
structural” and ordered a new trial. (Id. at p. __ [138 S.Ct. at p. 1512].)
Appellant asks us to interpret McCoy to require an express on-the-
record agreement to counsel’s strategy.6 Appellant cites no authority in
support of his proposed extension to the McCoy rule. Indeed, our decisions
consistently hold McCoy only applies where the defendant actively and
openly opposes counsel’s concession. (See People v. Villa (2020)
55 Cal.App.5th 1042, 1056 [McCoy did not apply because defendant had not
“shown he opposed [counsel’s] concessions”]; In re Smith (2020)
49 Cal.App.5th 377, 388 [“McCoy makes clear . . . that for a Sixth
Amendment violation to lie, a defendant must make his intention to maintain
innocence clear to his counsel, and counsel must override that objective by
conceding guilt”]; People v. Burns (2019) 38 Cal.App.5th 776, 784, [“McCoy is
. . . predicated on a client’s express objection to defense counsel’s concession
strategy”]; People v. Franks (2019) 35 Cal.App.5th 883, 891 [McCoy did not
6 Appellant argues, in the alternative, “At a minimum, under Nixon,
appellant should, at least, have been given the opportunity to object to
counsel’s argument prior to the argument being presented to the jury.” We
do not see Nixon reaching that far. Nixon concerned the right to effective
assistance of counsel, an issue discussed, post. (See Nixon, supra, 543 U.S. at
p. 192.)
9
apply where “nothing in the record indicate[d] that [defendant] ever made it
clear to his counsel (or the court) that the objective of his defense was to
maintain innocence, or that he voiced ‘intransigent objection’—or any
opposition—to his lawyer’s defense strategy”]; People v. Lopez (2019)
31 Cal.App.5th 55, 66 [declining to extend McCoy to circumstances in which
“the defendant has not expressly raised an objection”].) Even prior to McCoy,
our own Supreme Court held, “It is not the trial court’s duty to inquire
whether the defendant agrees with his counsel’s decision to make a
concession, at least where, as here, there is no explicit indication the
defendant disagrees with his attorney’s tactical approach to presenting the
defense.” (People v. Cain (1995) 10 Cal.4th 1, 30.)
We similarly decline to extend McCoy to require a defendant’s
on-the-record acquiescence to counsel’s strategy of conceding guilt. Unlike in
McCoy, neither appellant nor his counsel made any statement to the trial
court reflecting that appellant wished to maintain his innocence as to counts
3, 4, 5, and 7. Moreover, after the court empaneled the jury, appellant asked
his counsel to “present the people with an offer to resolve this case,” and then
asked for the court’s likely sentence if he were to plead guilty. Further,
appellant testified on his own behalf (against the advice of his counsel),
admitting to the vast majority of the conduct supporting the charges. This
does not reflect the kind of intransigent opposition to conceding guilt
presented in McCoy.
Appellant contends that he insisted on his innocence when he testified,
denying that he ever received any of the protective orders. However, in his
trial testimony, appellant ultimately conceded that law enforcement served
him with the orders or that he otherwise knew each one existed. Specifically,
appellant conceded he appeared in court on October 22, 2020, which is when
10
the court issued the October 2020 CPO. Appellant then conditionally
admitted he was present for the issuance of the May 2021 CPO, “[i]f a
certified court document” reflected that. Both the May 2021 CPO and the
October 2020 CPO are certified court documents showing that appellant
appeared in court and was served with a copy of the orders. This means
appellant implicitly conceded service of both the May 2021 CPO (at issue in
counts 3 & 5) and the October 2020 CPO (at issue in count 7). Appellant also
admitted he moved out of C.C.’s home because of the April 2021 DVRO (at
issue in count 4) and agreed he “was aware that there was a protective order
in place between January and April” 2022. Indeed, he testified that the court
told him he could not go to C.C.’s home to retrieve his clothes because he
would “be violating the restraining order.” These examples reflect that
rather than insisting on his innocence, appellant conceded his guilt.
Appellant also claims his prior disagreements with counsel render
McCoy applicable. However, the transcripts of two Marsden7 hearings reflect
disagreements on other issues, but not appellant’s desire to assert his factual
innocence or counsel’s plan to concede guilt to some charges. Based on the
record before us, we conclude that appellant failed to demonstrate his
attorney’s concessions about appellant’s guilt to certain charges violated
appellant’s Sixth Amendment right to autonomy over the defense.
3. Ineffective Assistance of Counsel.
Appellant next argues that his attorney’s concession deprived appellant
of effective assistance of counsel. To establish an ineffective-assistance-of-
counsel claim under Strickland, appellant must “show that counsel’s
performance was deficient” and demonstrate “that the deficient performance
prejudiced the defense.” (Strickland, supra, 466 U.S. at p. 687.) As to
7 People v. Marsden (1970) 2 Cal.3d 118.
11
deficient performance, appellant “must show that counsel’s representation
fell below an objective standard of reasonableness.” (Id. at p. 688.)
Appellant argues “there are no reasons founded in trial tactics that
defense counsel did not request a waiver from appellant before admitting his
guilt before the jury.” But the Supreme Court previously rejected the
contention that a client must always expressly agree to a strategic concession
of guilt. (Nixon, supra, 543 U.S. at p. 192 [“When counsel informs the
defendant of the strategy counsel believe[d] to be in the defendant’s best
interest and the defendant is unresponsive, counsel’s strategic choice is not
impeded by any blanket rule demanding defendant’s explicit consent”].) And
this record is devoid of any reference as to whether appellant’s attorney
obtained a waiver. We decline to speculate either way.
In reliance on North Carolina cases pre-dating McCoy and Nixon,8
appellant argues “if counsel admits the defendant’s guilt without first
obtaining consent, it is per se ineffective assistance of counsel because
counsel’s admission deprives the defendant of the right to have his or her
guilt or innocence determined by the jury.” However, Nixon squarely rejected
a per se standard, holding that counsel’s strategic concessions are subject to
the general Strickland rule. (See Nixon, supra, 543 U.S. at p. 192.) Under
the circumstances of this case, particularly in light of appellant’s trial
testimony, defense counsel’s concession during closing argument does not fall
below an objective standard of reasonableness, and therefore, appellant does
not satisfy the first Strickland prong. Our finding that the attorney’s
performance was not deficient means we do not reach Strickland’s second
prong. Appellant’s ineffective assistance of counsel claim fails.
8 State v. Thomas (1990) 327 N.C. 630 [397 S.E.2d 79]; State v. Harbison
(1985) 315 N.C. 175 [337 S.E.2d 504]; and State v. Perez (1999) 135 N.C.App.
543 [522 S.E.2d 102].
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B. Intimidating A Witness—Count 2.
Appellant challenges his conviction for violation of section 136.1,
claiming there was insufficient evidence for the jury to find that he attempted
to prevent or dissuade a witness from testifying with force or the threat of
force. Sua sponte, we raised discrepancies in the trial record concerning this
count. We address that issue first.
1. Discrepancies Regarding the Offense.
a. Additional Background.
The prosecution charged appellant with violating section 136.1(a)(1).
(See footnote 4, ante.) The People did not amend this count prior to the court
submitting the case to the jury. (See § 1009; People v. Graff (2009) 170
Cal.App.4th 345, 361 [“The court may allow amendment of the accusatory
pleading to correct or make more specific the factual allegations of the offense
charged at any stage of the proceeding, up to and including the close of trial,
if there would be no prejudice to the defendant”].) However, the court
pre-instructed the jury with the “attempt” offense described in
section 136.1(a)(2),9 instead of the instruction for the completed offense
described in section 136.1(a)(1).10 Appellant did not object to this
9 The jury was instructed on this offense as follows: “The defendant is
charged in Count 2 with intimidating a witness, in violation of Penal Code
section 136.1. To prove that the defendant is guilty of this crime, the people
must prove that . . . the defendant maliciously tried to prevent or discourage
[C.C.] from attending or giving testimony at a jury trial . . . . [¶] A person acts
maliciously when he or she unlawfully intends to annoy, harm, or injure
someone else in any way or intends to interfere in any way with the orderly
administration of justice. . . . It is not a defense that the defendant was not
successful in preventing or discouraging the victim, and it’s not a defense
that no one was actually physically injured or otherwise intimidated.”
10 An instruction under that subdivision would have been as follows:
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instruction.
Indeed, during the post-trial jury instruction conference the court
asked if either side objected to using CALCRIM No. 2622 for count 2:
“THE COURT: And we have 2622. I didn’t see any
changes to make to that. Any objection to that? 2622?
“[DEFENSE COUNSEL]: No, sir. Is it the 136.1(b) or --
“THE COURT: It’s -- well, it should be --
“[DEFENSE COUNSEL]: Is it 136.1(a)(1)? Just to make
sure it’s the right one. It is the same instruction.
“[PROSECUTOR]: I’ll change that to - (a)(1).
“THE COURT: Just the title.
“[DEFENSE COUNSEL]: I think other than that, that
looks identical to the CALCRIM.
“THE COURT: Okay. Perfect.”
During that same colloquy, the court raised potential lesser included offenses:
“THE COURT: Okay. Then, for count 2, the 136.1(a)(1),
with the 136.1(c)(1) allegation, that makes it a felony. The
lesser included offense [(L.I.O.)] would be 136.1(a)(1), so I
“The defendant is charged in Count 2 with intimidating a witness, in
violation of Penal Code section 136.1. [¶] To prove that the defendant is guilty
of this crime, the people must prove that . . . [¶] [t]he defendant maliciously
prevented or discouraged C.C. from attending or giving testimony at a jury
trial. . . . [¶] A person acts maliciously when he or she unlawfully intends to
annoy, harm, or injure someone else in any way, or intends to interfere in
anyway with the orderly administration of justice.” (CALCRIM No. 2622
[Alternative 1A, modified with case specifics]; first italics added.) The
instruction would not have included the proviso that “[i]t is not a defense that
the defendant was not successful in preventing or discouraging the victim.”
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don’t think there’s anything that would be considered an
L.I.O. Do you both agree with that?
“[DEFENSE COUNSEL]: Yes, your honor.
“[PROSECUTOR]: Yes, your Honor. The only thing that I
believe is an L.I.O. is an attempt, below that.
“THE COURT: An attempt -- right. There either was a
136.1 or there wasn’t. Do you both agree with that?
There’s no evidence which would suggest an attempt rather
than the completed act.
“[DEFENSE COUNSEL]: Yes.
“[PROSECUTOR]: Yes.
“[DEFENSE COUNSEL]: I’d rather just have the
completed act than the attempt, because I think it changes
the mental state.
“THE COURT: All right. . . .”
Although it did not mention a particular subdivision, the court
ultimately instructed the jury using “attempt” language consistent with
section 136.1(a)(2).11 Consistent with this instruction, both the prosecution
and the defense closing arguments stated that appellant was guilty of count 2
if he tried to dissuade or prevent C.C. from testifying. The prosecution
argued, “Now, I want to be clear. I mentioned that she actually didn’t come.
She was dissuaded from coming to court on April 26, but I don’t have to prove
that she was actually dissuaded. . . . It’s not a defense that the defendant
11 We make two observations. First, for section 136.1(a)(2) CALCRIM
No. 2622 does not use the word “attempt” but instead employs “tried to” in an
effort to capture the meaning of section 136.1(a)(2). Second, the instruction is
not formatted in a way that makes it easy for lawyers or judges to select the
correct options. We do not fault the judge or the lawyers here.
15
was not successful in preventing or discouraging the victim.” Similarly,
defense counsel argued:
“[The] People have to prove . . . that he maliciously tried to
prevent or discourage [C.C.] from going to court or giving
testimony at the jury trial that she was a crime victim. . . .
Again, I put the things in red that I think are important to
remember. ‘Maliciously tried to prevent her or discourage
her from giving a report or testimony or attending court,’
right?”
The jury found appellant guilty on count 2, and both the verdict form
and the oral pronouncement specified that he was convicted of violating
section 136.1(a)(1). The abstract of judgment also reflects the jury convicted
appellant under section 136.1(a)(1), not section 136.1(a)(2).
b. The Parties’ Responses.
We requested, and the parties submitted, simultaneous supplemental
briefs on this issue. The People argue that all citations in the trial court to
section 136.1(a)(1) were erroneous and that “the parties litigated the case
with the understanding that the crime being alleged fell under
subdivision (a)(2), and the jury was instructed as such.” The People state
that the colloquy regarding lesser included offenses and attempt reflects that
“the parties expressly agreed that there was no substantial evidence
appellant merely committed an attempted violation of the statute, because
the statute incorporated the attempted crime, and thus it would be
inappropriate to separately instruct on attempt.” The People contend that
this court can disregard the “technical error[s]” below and should order the
trial court to amend the abstract of judgment to reflect a conviction under
section 136.1(a)(2), rather than section 136.1(a)(1).
Appellant argues that the trial court erred by failing to give a more
detailed instruction regarding attempt, specifically CALCRIM No. 460.
16
Appellant contends that this amounts to a “[f]ailure to instruct the jury on all
essential elements of the charged offense” and that this court must remand
“for a new trial with a properly instructed jury.”
c. Standard of Review.
The inconsistencies between the amended information, the verdict
form, and the indictment raise legal issues that we review de novo. (See, e.g.,
People v. Butler (2003) 31 Cal.4th 1119, 1127.)
d. Analysis.
First, we note that the semantic difference between the instruction as
given (“the people must prove that . . . the defendant maliciously tried to
prevent or discourage [C.C.]” [as shown in footnote 9]) and the instruction
that should have been given (“the people must prove that . . . [t]he defendant
maliciously prevented or discouraged C.C.” [as shown in footnote 10]) is
vanishingly small. A reasonable person would have difficulty distinguishing
between “trying to discourage” someone and “discouraging” someone, and it is
likely that the two terms could be used interchangeably in normal
conversation.
Nonetheless, we conclude that the repeated and consistent references
to section 136.1(a)(1) are not mere “technical error[s].” Section 136.1(a)(2) is
not mentioned anywhere in the record, while section 136.1(a)(1) appears in
the amended information filed days before trial, the prosecution’s trial brief,
the parties’ discussion with the court, the jury’s verdict, and the abstract of
judgment. Unlike the People, we think the colloquy regarding lesser included
offenses and “attempt” confuses rather than clarifies the issue, especially
considering defense counsel’s stated preference for “the completed act.”
Nonetheless, as explained below, the jury had the authority to convict
appellant of attempt and the record clearly reflects that intention. Given
17
that appellant never objected to the discrepancies, and there is no prejudice
to his substantial rights, we conclude there is no basis to reverse the
conviction.
“ ‘ “A verdict is to be given a reasonable intendment and be construed in
light of the issues submitted to the jury and the instructions of the court.” ’ ”
(People v. Jones (1997) 58 Cal.App.4th 693, 710.) “ ‘[T]he form of the verdict
generally is immaterial, so long as the intention of the jury to convict clearly
may be seen.’ ” (People v. Jackson (2014) 58 Cal.4th 724, 750 (Jackson).) The
jury was only instructed on the attempt offense described in section
136.1(a)(2), not section 136.1(a)(1). Similarly, both sides argued in closing
that appellant needed only to attempt to dissuade C.C. In such
circumstances, we can only conclude that the jury intended to convict
appellant of section 136.1(a)(2).
In Jackson, supra, 58 Cal.4th at page 750, the Supreme Court affirmed
a conviction under similar circumstances. There “[t]he information, which
was read to the jury, alleged that defendant had committed murder while
engaged in the commission or attempted commission of the crime of
robbery[, and] [t]he jury received instructions on the elements of robbery and
the elements of attempt.” (Id. at p. 749.) The jury received a murder
instruction that referenced both commission and attempted commission of
robbery. (Id. at p. 750.) In addition, the prosecution conceded in closing
arguments that it was “ ‘at best . . . murky whether [defendants] got dope or
money from that house,’ ” but “emphasized . . . that an attempted robbery
was sufficient to support the charges.” (Ibid.) The verdict form, however,
“show[ed] the jury expressly found true only that the murder was committed
while defendant ‘was engaged in the commission of the crime of ROBBERY.’ ”
(Ibid.) Nonetheless, the Supreme Court held that “[t]he verdict form’s failure
18
to reference an attempted commission of robbery did not serve to limit the
charges against defendant,” and “the jury’s return of that form [did not]
restrict its finding to one of a completed robbery.” (Ibid.) The Court thus
rejected the defendant’s substantial evidence challenge to the murder
conviction.
Here, the prosecution charged appellant with a completed act, not an
attempt. However, a “jury . . . may find the defendant guilty of any offense,
the commission of which is necessarily included in that with which he is
charged, or of an attempt to commit the offense.” (§ 1159.) Thus, “a
defendant may be convicted of an attempt even if the People charged only the
completed crime.” (People v. Fontenot (2019) 8 Cal.5th 57, 61.) Although the
People did not seek to amend the information to include a section 136.1(a)(2)
charge, the jury was permitted to convict appellant of attempting the
completed, charged offense. In addition, appellant knew that he could be
convicted of the attempt offense given his acquiescence in the jury instruction
and the express concession in defense counsel’s closing argument. It would
therefore unduly elevate form over substance to find reversible error simply
because the information did not include section 136.1(a)(2) when that charge
was the central focus for the parties as to count 2.
Furthermore, we cannot discern any conceivable prejudice to
appellant’s substantial rights. The difference between these provisions could
not affect appellant’s sentence. (See § 136.1, subds. (a), (c).) Appellant knew
of the prosecution’s attempt argument. No risk of jury confusion existed
because the court instructed the jury only on section 136.1(a)(2). Until
supplemental briefing, appellant did not raise the issue, either in the trial
court or before us. Even his current objection is not to the charge itself, only
that the court failed to include the CALCRIM attempt instruction. Nor does
19
appellant identify any cognizable error or prejudice.12 We thus conclude
there are no grounds to reverse this conviction.
2. Substantial Evidence.
Appellant claims the evidence presented at trial was insufficient to
support a conviction for attempting to prevent or dissuade a witness from
testifying with force or the threat of force. He first argues that the evidence
does not establish he attempted to prevent or dissuade a witness from
testifying. He then contends the evidence does not establish that he used or
threatened force. Both arguments are unavailing.
a. Standard of Review.
“In reviewing the sufficiency of the evidence to support a jury’s verdict
finding a defendant guilty of a criminal offense, we apply the substantial
evidence standard of review.” (People v. Johnson (2019) 32 Cal.App.5th
26, 57.) We “view[] the trial evidence in the light most favorable to the
prosecution and presum[e] every fact the jury could reasonably deduce from
that evidence . . . .” (People v. Pearson (2012) 53 Cal.4th 306, 319.) We
“ ‘ “must accept logical inferences that the jury might have drawn from the
evidence even if [we] would have concluded otherwise.” ’ ” (People v. Solomon
(2010) 49 Cal.4th 792, 811–812.) “Conflicts and even testimony which is
subject to justifiable suspicion do not justify the reversal of a judgment, for it
is the exclusive province of the trial judge or jury to determine the credibility
of a witness and the truth or falsity of the facts upon which a determination
12 Appellant argues there was instructional error, but we conclude that he
forfeited the issue in light of his acquiescence to the instruction given by the
court and his failure to request further instruction regarding attempt. (See,
e.g., People v. Cole (2004) 33 Cal.4th 1158, 1211 [“Defendant did not ask the
trial court to clarify or amplify the instruction. Thus, he may not complain on
appeal that the instruction was incomplete”].)
20
depends.” (People v. Maury (2003) 30 Cal.4th 342, 403.) “Reversal . . . is
unwarranted unless it appears ‘that upon no hypothesis whatever is there
sufficient substantial evidence to support [the conviction].’ ” (People v. Bolin
(1998) 18 Cal.4th 297, 331, quoting People v. Redmond (1969) 71 Cal.2d
745, 755.)
b. Section 136.1, Subdivision (a)(2).
Section 136.1(a)(2) prohibits “[k]nowingly and maliciously attempt[ing]
to prevent or dissuade any witness or victim from attending or giving
testimony at any trial, proceeding, or inquiry authorized by law.” “ ‘Malice’
means an intent to vex, annoy, harm, or injure in any way another person, or
to thwart or interfere in any manner with the orderly administration of
justice.” (§ 136, subd. (1).) “The circumstances in which the defendant’s
statement is made, not just the statement itself must be considered to
determine whether the statement constitutes an attempt to dissuade a
witness from testifying.” (People v. Wahidi (2013) 222 Cal.App.4th 802, 806
(Wahidi).)
Substantial evidence supports appellant’s conviction for witness
intimidation. By appellant’s own admission, after limited contact with C.C.
for nearly four months, he arrived at C.C.’s house early on the morning she
was scheduled to testify against him and insisted she let him inside the
house. C.C. testified that appellant was specifically angry about her
cooperation with law enforcement, calling her derogatory names and saying it
was her fault that he had “to deal with court.” C.C. told a sheriff that day,
and confirmed in later trial testimony, that appellant called her a “snitch”
and a “rat” and said, “You know what happens to rats.” She understood a
“rat” is someone who talks to police and rats “get beat up.” She testified that
appellant threatened to, and then actually did, break her potted plants. C.C.
21
said she did not end up going to court because she “was upset” and she “knew
[she] was going to be frightened and not paying attention.”
Appellant contends the evidence can only support his innocent
explanation for appearing at C.C.’s house that morning: He “only wanted to
shower and get his clothes because of his court date.” The timing of
appellant’s appearance, his angry demeanor, and his express words support a
reasonable inference that appellant intended to dissuade C.C. from testifying.
It is not determinative that a jury could also attribute an innocent
explanation to his behavior. (See People v. Ford (1983) 145 Cal.App.3d
985, 989 [language reasonably interpreted as a threat even though its “plain
meaning” was arguably ambiguous].)
Appellant also maintains it is unreasonable to infer any intent to
dissuade C.C. from testifying by calling her a “snitch” and a “rat” because he
regularly called her those names before April 26. However, according to C.C.,
appellant only started calling her a “rat” after she called the police in
January 2020 following an argument. This shows us that the epithet was
directly tied to appellant’s anger that C.C. was reporting his behavior to law
enforcement. C.C. also testified that appellant calling her a “snitch” and a
“rat,” “[m]aybe” dissuaded her from making statements to the police at first,
bolstering the inference this was a desired effect. In addition, there is no
evidence that prior to the instant case appellant regularly told C.C. “[y]ou
know what happens to rats.” The timing and nature of these insults and the
addition of a thinly veiled threat amply support the jury’s finding.
Appellant emphasizes that C.C. said she was not actually threatened
by appellant’s comments. Section 136.1 does not require that C.C.
subjectively experience fear. Indeed, the crime can be completed without a
threat. (Wahidi, supra, 222 Cal.App.4th at pp. 804–805 [defendant who
22
asked witness to settle “and not take this to court” properly convicted under
section 136.1 even though he “never demanded that [witness] refrain from
testifying or threatened [witness] with harm if he were to come to court”].)13
In any event, it is reasonable to conclude that C.C. was intimidated by
appellant despite her assertions to the contrary. C.C. said she retreated into
her home and locked the door when he showed up the second time. She
reported to the 911 operator that she did not want to leave her house without
an escort and that she was concerned for her child’s safety. In addition,
Deputy Hayek (who responded to her 911 call) testified that C.C. appeared
fearful that day.
Finally, appellant argues he did not actually “impede[] [C.C.] or
discourage[] her from testifying.” But, as explained above (and as appellant
concedes on appeal), he only needed to have attempted to dissuade C.C. from
testifying. The People did not have to prove that he succeeded. Moreover,
there was evidence that appellant’s words and actions intimidated C.C.
enough that she did not want to leave her home without law enforcement
assistance. C.C. also testified that she did not show up in court to testify on
April 26 at least in part because she “knew [she] was going to be frightened
and not paying attention.” In sum, substantial evidence supports the jury’s
verdict.
13 Appellant cites cases that construe a very different statute and are
inapposite. (See In re George T. (2004) 33 Cal.4th 620, 630–635 [defendant
prosecuted under a “criminal threats” statute requiring the threat to be “ ‘so
unequivocal, unconditional, immediate, and specific as to convey to the
person threatened a gravity of purpose and an immediate prospect of
execution of the threat’ ” and cause the victim “ ‘to be in sustained fear for his
or her own safety or for his or her immediate family’s safety’ ”]; People v.
Wilson (2010) 186 Cal.App.4th 789, 802 [same]; In re Ricky T. (2001)
87 Cal.App.4th 1132, 1137 [same].)
23
c. Section 136.1, Subdivision (c)(1) Enhancement.
An offense under section 136.1 is “punishable by imprisonment in the
state prison for two, three, or four years . . . [¶] [w]here the act is
accompanied by force or by an express or implied threat of force or violence,
upon a witness . . . or the property of any . . . witness.” (§ 136.1, subd. (c)(1).)
Appellant argues his actions were not accompanied by any “express or
implied threat of force or violence.” However, he used actual force on C.C.’s
property by destroying some of her plant pots on his second visit. This
evidence satisfies the felony enhancement clause, which applies when the
intimidation “is accompanied by force . . . upon . . . the property of any . . .
witness . . . .” (§ 136.1, subd. (c)(1).) Appellant’s argument fails.
C. “Defendant’s Flight” Jury Instruction.
Finally, appellant contends the trial court erred by including the
CALCRIM No. 372 instruction:
“If the defendant fled immediately after the crime was
committed, that conduct may show that he was aware of
his guilt. If you conclude that the defendant fled, it is up to
you to decide the meaning and importance of that conduct.
However, evidence that the defendant fled cannot prove
guilt by itself.”
Appellant claims the instruction was misleading because the
prosecution presented no evidence from which a jury could conclude he fled
immediately after a crime was committed. We disagree.
1. Standard of Review.
“A claim of instructional error is reviewed de novo.” (People v. Mitchell
(2019) 7 Cal.5th 561, 579.)
2. Analysis.
“ ‘In general, a flight instruction “is proper where the evidence shows
that the defendant departed the crime scene under circumstances suggesting
24
that his movement was motivated by a consciousness of guilt.” ’ [Citations.]
Evidence that a defendant left the scene is not alone sufficient; instead, the
circumstances of departure must suggest ‘a purpose to avoid being observed
or arrested.’ [Citations.] To obtain the instruction, the prosecution need not
prove the defendant in fact fled, i.e., departed the scene to avoid arrest, only
that a jury could find the defendant fled and permissibly infer a
consciousness of guilt from the evidence.” (People v. Bonilla (2007) 41 Cal.4th
313, 328 (Bonilla).)
C.C. testified that on April 26, 2022, while appellant was at her house,
he saw a police car, stated, “ ‘Oh. You called police,’ ” and left. When asked if
she believed “he left because he saw police driving by,” C.C. responded,
“Probably. That’s what he said, huh?” This evidence supports a reasonable
inference that appellant fled the scene because he believed law enforcement
officers were responding.
Appellant asserts that C.C. “answered the question based on the
erroneous assumption that appellant had made a statement to police, telling
them that was the reason he left.” Appellant does not provide any citation to
the record supporting this contention, and it is not in C.C.’s testimony.
Appellant also argues C.C. “was abruptly cut off in her answer by the
prosecutor, leaving the jury with the misleading impression that appellant
might have been trying to avoid the police.” Although appellant contends
there is a different inference to draw from this testimony, he concedes that
the testimony does give the “impression that appellant might have been
trying to avoid the police.” A flight instruction is appropriate even if a juror
“could attribute an innocent explanation to [the defendant’s] conduct.”
(Bonilla, supra, 41 Cal.4th at p. 329.)
25
Finally, appellant contends “there is no evidence appellant left in a
hasty manner or tried to hide from the police.” Evidence of his demeanor is
not required. Rather, “the circumstances of departure must suggest ‘a
purpose to avoid being observed or arrested.’ ” (Bonilla, supra, 41 Cal.4th at
p. 328.) That requirement is met by the evidence of appellant’s conduct here:
He doggedly insisted on being let into C.C.’s home for clothes and a shower,
then left, without either, after he saw a police car. (Cf. id. at p. 329 [flight
instruction upheld where defendant left scene of an assault under
circumstances that could have given rise to an inference of consciousness of
guilt].)
26
IV. DISPOSITION
The trial court is directed to amend the abstract of judgment to reflect
that the jury convicted appellant on count 2 under section 136.1(a)(2) and to
send a certified copy of the amended abstract to the Department of
Corrections and Rehabilitation. In all other respects, the judgment is
affirmed.
KELETY, J.
WE CONCUR:
O’ROURKE, Acting P. J.
CASTILLO, J.
27