Walters v. Sensient Natural Ingredients CA5 ( 2024 )


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  • Filed 1/26/24 Walters v. Sensient Natural Ingredients CA5
    NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
    or ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    FIFTH APPELLATE DISTRICT
    PATRICK WALTERS,
    F085824
    Plaintiff and Appellant,
    (Super. Ct. No. 21CV-02508)
    v.
    SENSIENT NATURAL INGREDIENTS LLC,                                                        OPINION
    Defendant and Respondent.
    APPEAL from a judgment of the Superior Court of Merced County. Mark V.
    Bacciarini, Judge.
    Justice Law Corporation, Douglas Han, Shunt Tatavos-Gharajeh, Chris Petersen,
    and Shelby Miner for Plaintiff and Appellant.
    Scheppach Bauer, John M. Scheppach and Thorey M. Bauer for Defendant and
    Respondent.
    -ooOoo-
    INTRODUCTION
    Appellant Patrick Walters brought suit, on behalf of himself and other aggrieved
    employees, against respondent Sensient Natural Ingredients LLC (Sensient) pursuant to
    the Labor Code Private Attorneys General Act of 2004 (PAGA) (Lab. Code, § 2698 et
    seq.). Sensient moved to compel arbitration of the individual PAGA claims and to
    dismiss the non-individual PAGA claims altogether.1 The trial court granted the motion,
    ordered the individual claims to arbitration, and dismissed the non-individual claims.
    On appeal, Walters argues dismissal of the non-individual claims is contrary to our
    Supreme Court’s recent holding in Adolph, and the dismissal therefore must be reversed.
    Sensient urges us to dismiss the appeal for lack of jurisdiction. Alternatively, Sensient
    does not dispute that the dismissal of the non-individual claims must be reversed as
    contrary to Adolph, but contends the non-individual claims must be stayed pending
    arbitration of the individual claims. Walters disagrees that the non-individual claims
    must be stayed.
    We exercise our discretion to treat the appeal as a petition for writ of mandate and
    hold that the order dismissing the non-individual PAGA claims is contrary to Adolph.
    We therefore issue a writ of mandate directing the trial court to vacate the order
    dismissing the non-individual PAGA claims, at which time the court may consider
    whether to stay court proceedings on the non-individual PAGA claims.
    1 We use the terms “individual” and “non-individual” claims in accordance with
    our Supreme Court’s usage in Adolph v. Uber Technologies, Inc. (2023) 
    14 Cal.5th 1104
    (Adolph). We use the term “individual” to refer to those claims brought by a plaintiff as a
    representative of the State and which seek to recover civil penalties under PAGA for
    Labor Code violations experienced by the plaintiff. (See Galarsa v. Dolgen California,
    LLC (2023) 
    88 Cal.App.5th 639
    , 648 (Galarsa) [referring to these claims as “Type A”
    claims].) We use the term “non-individual” to refer to those claims brought by a plaintiff
    as a representative of the State and which seek to recover civil penalties under PAGA for
    Labor Code violations experienced by employees other than the plaintiff. (Galarsa, at
    p. 649 [referring to these claims as “Type O” claims].)
    2.
    FACTUAL BACKGROUND
    Sensient is a manufacturer of dehydrated ingredients. Walters worked as a
    production employee at one of Sensient’s facilities from 2016 until May 2020, at which
    time he went out on a leave of absence. He remained on leave of absence through at least
    December 5, 2022.
    On June 13, 2018, Walters attended a training at which he signed Sensient’s
    “Dispute Resolution Agreement” (Agreement). The Agreement provided in relevant part
    as follows:
    “How This Agreement Applies. This Agreement is governed by the
    Federal Arbitration Act, 
    9 U.S.C. § 1
     et seq. and evidences a transaction
    involving commerce. This Agreement applies to any dispute arising out of
    or related to Employee’s employment with Sensient Natural Ingredients,
    LLC . . . or termination of employment. . . .
    “Except as it otherwise provides, this Agreement is intended to apply
    to the resolution of disputes that otherwise would be resolved in a court of
    law, and therefore this Agreement requires all such disputes to be resolved
    only by an arbitrator through final and binding arbitration and not by way
    of court or jury trial. . . .
    “Except as it otherwise provides, this Agreement also applies,
    without limitation, to disputes with any entity or individual arising out of or
    relating to . . . compensation, classification, minimum wage, seating,
    expense reimbursement, overtime, breaks and rest periods . . . and state
    statutes or regulations, if any, addressing the same or similar subject
    matters, and all other . . . state legal claims (including without limitation
    torts) arising out of or relating to Employee’s employment or the
    termination of employment.” (Boldface omitted.)
    The Agreement also provided:
    “How Arbitration Proceedings Are Conducted And Class, Collective, and
    Representative Action Waivers. . . .
    “You and the Company agree to bring any dispute in arbitration on an
    individual basis only, and not on a class, collective, or private attorney
    general basis. Accordingly, [¶] . . . [¶]
    3.
    “(c) There will be no right or authority for any dispute to be brought, heard
    or arbitrated as a private attorney general action (‘Private Attorney General
    Waiver’). The Private Attorney General Waiver does not apply to any
    claim you bring in arbitration as a private attorney general solely on your
    own behalf and not on behalf of or regarding others. The Private Attorney
    General Waiver shall be severable from this Agreement in any case in
    which there is a final judicial determination that the Private Attorney
    General Waiver is unenforceable. In such instances and where the claim is
    brought as a private attorney general, such private attorney general claims
    must be litigated in a civil court of competent jurisdiction.” (Boldface
    omitted.)
    Finally, the Agreement contained a general severability clause, stating, “in the
    event any portion of this Agreement is deemed unenforceable, the remainder of this
    Agreement will be enforceable. If the Class Action Waiver, Collective Action Waiver or
    Private Attorney General Waiver is deemed to be unenforceable, the Company and
    Employee agree that this Agreement is otherwise silent as to any party’s ability to bring a
    class, collective or representative action in arbitration.”
    PROCEDURAL BACKGROUND
    In April 2021, Walters’s attorney mailed a written notice to the Labor and
    Workforce Development Agency (LWDA) and Sensient pursuant to Labor Code section
    2699.3. Over 65 days passed without the agency responding to Walters’s notice.
    In July 2021, Walters filed a complaint against Sensient seeking civil penalties
    under PAGA for alleged violations of Labor Code sections 201, 202, 203, 204, 218.5,
    221, 226, subdivision (a), 226.3, 226.7, 246, 510, 512, subdivision (a), 558, 1174,
    subdivision (d), 1194, 1197, 1197.1, 1198, 2800, and 2802.
    In December 2022, Sensient filed a motion to compel arbitration of the individual
    PAGA claims and to dismiss the non-individual PAGA allegations. In support of this
    remedy, Sensient relied on the United States Supreme Court’s then-recent opinion in
    Viking River Cruises, Inc. v. Moriana (2022) 
    596 U.S. ___
     [
    142 S.Ct. 1906
    ] (Viking
    River).
    4.
    In opposition to the motion to compel, Walters pointed out that the California
    Supreme Court had granted review in Adolph v. Uber Technologies, S274671, to address
    the holding in Viking River. (See Adolph v. Uber Technologies (Aug. 1, 2022,
    S274671).) Walters argued Viking River was wrongly decided on state law grounds, and
    the trial court should deny Sensient’s motion or stay the proceedings pending the decision
    in Adolph v. Uber Technologies, S274671.
    On December 30, 2022, after hearing arguments, the superior court granted
    Sensient’s motion to compel arbitration of the individual PAGA claims. The court noted
    Walters had entered into an enforceable arbitration agreement to arbitrate his “individual
    wage [and] hour claims” pursuant to Viking River. The court then concluded, “Since
    there is no longer a representative plaintiff for the PAGA [non-individual] claims, the
    motion to dismiss the PAGA [non-individual] action is GRANTED.”
    While this appeal was pending, our Supreme Court issued its opinion in Adolph,
    supra, 
    14 Cal.5th 1104
    .
    DISCUSSION
    I.     Governing Legal Principles
    We begin with review of the federal and state laws governing arbitration of PAGA
    claims.
    A.     Federal Arbitration Act
    Pursuant to the Federal Arbitration Act (FAA; 
    9 U.S.C. § 1
     et seq.), “agreements
    to arbitrate [are] enforceable as a matter of federal law.” (Viking River, supra, 142 S.Ct.
    at p. 1917.) Thus, “ ‘ “[t]he FAA pre-empts state laws which ‘require a judicial forum for
    the resolution of claims which the contracting parties agreed to resolve by
    arbitration.’ ” ’ ” (Victrola 89, LLC v. Jaman Properties 8 LLC (2020) 
    46 Cal.App.5th 337
    , 355; accord, Vaughn v. Tesla, Inc. (2023) 
    87 Cal.App.5th 208
    , 219 [“ ‘the FAA
    preempts any state law that stands as an obstacle to its objective of enforcing arbitration
    agreements according to their terms’ ”].) The FAA applies to “ ‘any contract evidencing
    5.
    a transaction involving interstate commerce.’ ” (Victrola 89, LLC, at p. 346.) “[T]he
    FAA also applies if it is so stated in the agreement.” (Barrera v. Apple American Group
    LLC (2023) 
    95 Cal.App.5th 63
    , 76 (Barrera).)
    B.     PAGA
    “PAGA authorizes ‘an aggrieved employee,’ acting as a proxy or agent of the state
    [LWDA], to bring a civil action against an employer ‘on behalf of himself or herself and
    other current or former employees’ to recover civil penalties for Labor Code violations
    they have sustained.” (Adolph, supra, 14 Cal.5th at p. 1113; see Lab. Code, § 2699,
    subd. (a).) “Of the civil penalties recovered, 75 percent goes to the [LDWA], leaving the
    remaining 25 percent for the ‘aggrieved employees.’ ” (Arias v. Superior Court (2009)
    
    46 Cal.4th 969
    , 980–981.) “A PAGA claim is legally and conceptually different from an
    employee’s own suit for damages and statutory penalties” inasmuch as “[a]n employee
    suing under PAGA ‘does so as the proxy or agent of the state’s labor law enforcement
    agencies.’ ” (Kim v. Reins International California, Inc. (2020) 
    9 Cal.5th 73
    , 81, italics
    omitted (Kim).) A PAGA action “ ‘is fundamentally a law enforcement action designed
    to protect the public and not to benefit private parties’ ” (Arias, at p. 986.)
    C.     Iskanian
    In Iskanian v. CLS Transportation Los Angeles, LLC (2014) 
    59 Cal.4th 348
    (Iskanian), abrogated in part by Viking River, supra, 
    142 S.Ct. 1906
    , our Supreme Court
    considered the enforceability of a predispute arbitration agreement containing a
    “representative action” waiver, which provided that (1) “ ‘representative action
    procedures’ ” would not be asserted in any arbitration pursuant to the agreement, (2) the
    employee would not assert any “ ‘representative action claims’ ” against the employer in
    arbitration or otherwise, and (3) the employee could submit only his “ ‘own, individual
    claims’ ” in arbitration and would not seek to represent the interests of any other person.
    (Iskanian, at pp. 359–361.) The high court held that such a predispute agreement, which
    required an employee to give up the right to bring a PAGA action, is contrary to public
    6.
    policy and unenforceable as a matter of state law. (Iskanian, at p. 384.) The court also
    held that a predispute agreement which provides for arbitration of individual PAGA
    claims, but waiver of non-individual PAGA claims, is similarly unenforceable.
    (Iskanian, at p. 384; see Adolph, supra, 14 Cal.5th at pp. 1117–1118.) Iskanian further
    held that this “rule against PAGA waivers” was not preempted by the FAA. (Iskanian, at
    p. 384; see id. at p. 360.)
    Following Iskanian, “various courts held that employers may not require
    employees to ‘split’ PAGA actions in a manner that puts individual and non-individual
    components of a PAGA claim into bifurcated proceedings.” (Adolph, supra, 14 Cal.5th
    at p. 1118.)
    D.      Viking River
    Viking River left undisturbed the holding of Iskanian that a pre-dispute, categorial
    waiver of the right to bring a PAGA action is unenforceable. (Viking River, supra, 142
    S.Ct. at pp. 1922–1925; accord, Adolph, supra, 14 Cal.5th at p. 1117; see Iskanian, 
    supra,
    59 Cal.4th at pp. 382–383.) Viking River also left intact the Iskanian holding that a pre-
    dispute waiver of only non-individual PAGA claims is unenforceable. (Viking River, at
    p. 1925; accord, Adolph, at p. 1118; see Iskanian, at p. 384.) However, the high court in
    Viking River held the FAA preempts the rule, derived from Iskanian, that “precludes
    division of PAGA actions into individual and non-individual claims through an
    agreement to arbitrate.” (Viking River, at p. 1924.) “Thus, Viking River requires
    enforcement of agreements to arbitrate a PAGA plaintiff’s individual claims if the
    agreement is covered by the FAA.” (Adolph, at p. 1119.)
    Significantly, the high court in Viking River also held that a plaintiff who is
    compelled to arbitrate individual PAGA claims loses statutory standing to pursue non-
    individual PAGA claims in court. (Viking River, supra, 142 S.Ct. at p. 1925.) As a
    result, the high court held the “correct course” was to dismiss the non-individual claims
    once the individual claims were compelled to arbitration. (Ibid.)
    7.
    E.     Adolph
    Following Viking River, multiple California Courts of Appeal held Viking River
    had incorrectly determined, as a matter of state law, that a plaintiff loses standing to
    litigate non-individual PAGA claims after the individual claims are compelled to
    arbitration. (Nickson v. Shemran, Inc. (2023) 
    90 Cal.App.5th 121
    , 134–135; Seifu v. Lyft,
    Inc. (2023) 
    89 Cal.App.5th 1129
    , 1139–1141; Gregg v. Uber Technologies, Inc. (2023)
    
    89 Cal.App.5th 786
    , 805–806; Piplack v. In-N-Out Burgers (2023) 
    88 Cal.App.5th 1281
    ,
    1292; Galarsa, supra, 88 Cal.App.5th at pp. 652–653.) Subsequently, our Supreme
    Court in Adolph agreed with these Courts of Appeal, holding that, “where a plaintiff has
    filed a PAGA action comprised of individual and non-individual claims, an order
    compelling arbitration of individual claims does not strip the plaintiff of standing to
    litigate non-individual claims in court.” (Adolph, supra, 14 Cal.5th at p. 1123.) Thus,
    following Adolph, non-individual claims need not be dismissed when individual claims
    are compelled to arbitration.
    II.    Appealability
    In his opening brief, Walters asserts the trial court’s order is appealable pursuant
    to Code of Civil Procedure2 section 1294, subdivision (a) and the so-called “death knell
    doctrine” as set forth in Franco v. Athens Disposal Co., Inc. (2009) 
    171 Cal.App.4th 1277
    , 1288 (Franco), abrogated on another ground by AT&T Mobility LLC v.
    Concepcion (2011) 
    563 U.S. 333
     as recognized in Iskanian, 
    supra,
     59 Cal.4th at page
    366. Sensient argues Walters’s bare references to this authority fail to meet his burden to
    establish appellate jurisdiction.3 Sensient also disputes that section 1294 authorizes the
    2 Undesignated statutory references are to the Code of Civil Procedure.
    3 We note, however, that Sensient’s request that we dismiss the appeal for lack of
    jurisdiction is improperly raised in Sensient’s brief, rather than in a separately filed
    motion. (Barrera, supra, 95 Cal.App.5th at p. 96; Halliburton Energy Services, Inc. v.
    Department of Transportation (2013) 
    220 Cal.App.4th 87
    , 106; Jocer Enterprises, Inc. v.
    Price (2010) 
    183 Cal.App.4th 559
    , 565, fn. 4; see Cal. Rules of Court, rule 8.54(a)(1).)
    8.
    appeal and contends that cases extending the death knell doctrine to the arbitration and
    PAGA contexts were wrongly decided. In reply, Walters contends appellate jurisdiction
    derives from sections 904.1 and 906. Walters also once again argues the order is
    appealable under the death knell doctrine. Alternatively, Walters asks us to construe the
    appeal as a petition for writ of mandate over which we have original jurisdiction. Indeed,
    both parties recognize we may construe the appeal as a petition for writ of mandate,
    although they dispute whether we should do so.
    “The existence of an appealable judgment or order is a jurisdictional prerequisite
    to an appeal.” (Harrington-Wisely v. State of California (2007) 
    156 Cal.App.4th 1488
    ,
    1494.) “The right to appeal is purely statutory, since neither the federal Constitution nor
    state Constitution provides for it.” (Dow v. Lassen Irrigation Co. (2022) 
    75 Cal.App.5th 482
    , 483.) “Because the right to appeal is strictly statutory, a judgment or order is not
    appealable unless a statute expressly makes it appealable.” (In re Michael H. (2014) 
    229 Cal.App.4th 1366
    , 1373.)
    Section 1294, subdivision (a) provides an aggrieved party the right to appeal from
    “[a]n order dismissing or denying a petition to compel arbitration.” However, an order
    granting a motion to compel arbitration is not immediately appealable. (Abramson v.
    Juniper Networks, Inc. (2004) 
    115 Cal.App.4th 638
    , 648 (Abramson).) Nonetheless, an
    aggrieved party may appeal an order granting a motion to compel arbitration after the
    arbitration has concluded and a judgment confirming the award has been entered.
    (§§ 1287.4, 1294, subd. (d), 1294.2; Ashburn v. AIG Financial Advisors, Inc. (2015) 
    234 Cal.App.4th 79
    , 94.) Additionally, in a post-arbitration appeal, we may review “any
    intermediate ruling, proceeding, order or decision which involves the merits or
    necessarily affects the order or judgment appealed from, or which substantially affects
    the rights of a party.” (§ 1294.2.)
    More generally, section 904.1 provides for appeals from final judgments.
    (§ 904.1, subd. (a)(1).) An order dismissing an action constitutes a final judgment and is
    9.
    appealable on that basis. (§ 581d; see Cano v. Glover (2006) 
    143 Cal.App.4th 326
    , 328,
    fn. 1 [“An involuntary dismissal effected by a minute order signed by the trial court is an
    appealable order.”].) At the same time, the “one final judgment rule” prohibits
    “ ‘ “piecemeal disposition and multiple appeals in a single action” ’ ” and thus generally
    requires that “ ‘ “an appeal may be taken only from the final judgment in an entire
    action.” ’ ” (In re Baycol Cases I & II (2011) 
    51 Cal.4th 751
    , 756 (Baycol).)
    The “death knell doctrine” has evolved as an exception to the one final judgment
    rule. Applied in the class action context, it permits an appeal from an order which
    effectively terminates class claims but permits individual claims to continue. (Baycol,
    
    supra,
     
    51 Cal.4th 754
    ; accord, Daar v. Yellow Cab Co. (1967) 
    67 Cal.2d 695
    .) It derives
    from the principle that an order terminating class claims “effectively [rings] the death
    knell for the class claims” and, “in the absence of [an appellate court] treating the order
    as a de facto final judgment, any appeal likely would be foreclosed.” (Baycol, at p. 757.)
    Thus, application of the death knell doctrine requires “an order that (1) amounts to a de
    facto final judgment for absent plaintiffs, under circumstances where (2) the persistence
    of viable but perhaps de minimis individual plaintiff claims creates a risk no formal final
    judgment will ever be entered.” (Id. at p. 759.) Within these confines, the doctrine has
    been held to fit “within the settled rule that orders amounting to de facto judgments as to
    some but not all parties could be treated as final judgments and appealed under former
    section 963,” the predecessor to section 904.1. (Baycol, at p. 759.)
    In Franco, 
    supra,
     171 Cal.App.4th at page 1288, the Court of Appeal held the
    death knell doctrine rendered appealable a superior court order that enforced a class
    arbitration waiver and required the named plaintiff to arbitrate his claims on an individual
    basis. Citing Franco, the court in Miranda v. Anderson Enterprises, Inc. (2015) 
    241 Cal.App.4th 196
    , 199, 201, held the death knell doctrine applied to render appealable a
    trial court order compelling arbitration of the plaintiff’s individual PAGA claim and
    dismissing a non-individual PAGA claim. The Miranda court explained that both class
    10.
    claims and PAGA claims “are forms of representative actions, whereby one or more
    plaintiffs seek recovery on behalf of nonparties. [Citation.] In both types of action, the
    potential recovery is greater if the claim is brought as a class or representative action than
    it would be if the plaintiff sought only individual relief. [Citations.] In both, the
    represented nonparties are bound by any final judgment.” (Miranda, at pp. 200–201.)
    The court further noted, “The rationale underlying the death knell doctrine—‘ “that
    without the incentive of a possible group recovery the individual plaintiff may find it
    economically imprudent to pursue his lawsuit to a final judgment and then seek appellate
    review of an adverse class determination,” ’ thereby rendering the order ‘effectively
    immunized by circumstance from appellate review’ [citation]—applies equally to
    representative PAGA claims.” (Id. at p. 201.) Although the court acknowledged other
    “significant differences” between class claims and PAGA claims, it found these
    differences immaterial for purposes of the death knell doctrine. (Miranda, at p. 201.)
    As stated, the parties disagree on the applicability of the death knell doctrine in the
    context of the instant appeal. We need not resolve this dispute. As the parties agree, we
    have discretion to treat the appeal as a petition for writ of mandate. (See, e.g., Nixon v.
    AmeriHome Mortgage Co., LLC (2021) 
    67 Cal.App.5th 934
    , 944; Cortez v. Doty Bros.
    Equipment Co. (2017) 
    15 Cal.App.5th 1
    , 10; Szetela v. Discover Bank (2002) 
    97 Cal.App.4th 1094
    , 1098.) In light of the parties’ positions on appealability and the
    potential uncertainty surrounding Walters’s right to appeal the dismissal order, we will
    exercise our discretion to treat the appeal as a petition for writ of mandate and consider
    the merits of the order dismissing the non-individual claims. We note that Sensient does
    not dispute that the trial court’s dismissal order is erroneous under Adolph, and
    construing the appeal as a writ petition will permit us to return the parties to the position
    they would have been in had our Supreme Court’s opinion in Adolph been available at
    the time the trial court considered Sensient’s request for dismissal.
    11.
    III.   Dismissal of Non-individual PAGA Claims
    Walters contends the trial court erred in dismissing his non-individual PAGA
    claims for lack of standing.4 Sensient does not argue otherwise. We agree the court’s
    order is erroneous under Adolph.
    Adolph holds that “[w]here a plaintiff has brought a PAGA action comprising
    individual and non-individual claims, an order compelling arbitration of the individual
    claims does not strip the plaintiff of standing as an aggrieved employee to litigate claims
    on behalf of other employees under PAGA.” (Adolph, supra, 14 Cal.5th at p. 1114.) We
    are compelled to follow Adolph and hold that Walters has standing to litigate his non-
    individual PAGA claims in court, despite being compelled to arbitrate the individual
    claims. Accordingly, the court erred in dismissing the non-individual claims for lack of
    standing.
    IV.    Stay of Proceedings
    Sensient requests that we instruct the trial court on remand to stay the non-
    individual PAGA claims pending the outcome of arbitration of the individual PAGA
    claims. Sensient contends many of the individual and non-individual PAGA claims
    overlap, factually and legally. Thus, Sensient argues, allowing the non-individual claims
    to proceed in court would undermine the arbitration order and the objectives of the FAA.
    Sensient also points out that a stay procedure was approved in Adolph, supra, 14 Cal.5th
    at pages 1123–1124, and additionally directs our attention to Franco v. Arakelian
    Enterprises, Inc. (2015) 
    234 Cal.App.4th 947
    , 966, which stated that, when “issues
    subject to litigation under . . . PAGA might overlap those that are subject to arbitration of
    4 Walters does not challenge the order compelling arbitration of the individual
    PAGA claims. We therefore do not address the court’s order granting the motion to
    compel arbitration of the individual claims, nor Sensient’s arguments as to why that order
    should be affirmed.
    12.
    . . . individual claims, the trial court must order an appropriate stay of trial court
    proceedings.”5
    Adolph makes clear that a plaintiff may not relitigate in court issues that he or she
    has agreed to resolve in arbitration as part of an individual PAGA claim. (See Adolph,
    supra, 14 Cal.5th at pp. 1123–1124.) Moreover, our Supreme Court has endorsed a stay
    as one manner of preventing such prohibited relitigation of issues. (Id. at p. 1124.) We
    recognize that since Viking River was decided, decisions of the Courts of Appeal have
    differed on whether to direct the trial court to stay the court proceedings on the non-
    individual claims or remand the issue of a stay to the trial court. (Cf. Gregg v. Uber
    Technologies, Inc., supra, 89 Cal.App.5th at p. 807 [trial court directed to stay the non-
    individual claims until completion of arbitration] with Barrera, supra, 95 Cal.App.5th at
    p. 95 [trial court to determine on remand whether to stay the non-individual PAGA
    claims]; Nickson v. Shemran, Inc., supra, 90 Cal.App.5th at p. 135 [management of
    litigation during pendency of arbitration left to trial court’s discretion]; Seifu v. Lyft, Inc.,
    supra, 89 Cal.App.5th at p. 1142 [remand for trial court to determine in first instance
    whether a stay of the non-individual PAGA claims is warranted].) Other appellate
    decisions have not addressed the issue of a stay, which leaves the question to be raised
    and resolved on remand. (E.g., Galarsa, supra, 88 Cal.App.5th at p. 655.)
    Generally, the decision whether to stay an action at law when a controversy has
    been ordered to arbitration is a discretionary decision for the trial court. (§ 1281.4;
    Jarboe v. Hanlees Auto Group (2020) 
    53 Cal.App.5th 539
    , 547, 556.) Here, the trial
    court has not had an opportunity to rule on whether the reasons presented by Sensient
    5 The “individual claims” referred to in Franco v. Arakelian Enterprises, Inc. were
    traditional private causes of action that were compelled to arbitration. Meanwhile, all the
    PAGA claims, both individual and non-individual, remained in the trial court and were
    stayed. (Franco v. Arakelian Enterprises, Inc., supra, 234 Cal.App.4th at pp. 951–952,
    965–966.)
    13.
    support a stay of the court proceedings. We conclude a determination regarding whether
    to stay the court proceedings on the non-individual PAGA claims should be made by the
    trial court in the first instance, in consideration of all relevant circumstances.
    DISPOSITION
    The appeal from the order granting Sensient’s motion to dismiss the non-
    individual PAGA claims is treated as a petition for writ of mandate. The petition is
    granted. Let a peremptory writ of mandate issue commanding the superior court to
    vacate its order dismissing the non-individual claims. The cause is remanded to the trial
    court for further proceedings consistent with this opinion. In the interests of justice, the
    parties are to bear their own costs. (Cal. Rules of Court, rule 8.493(a)(1)(B).)
    DETJEN, Acting P. J.
    WE CONCUR:
    FRANSON, J.
    MEEHAN, J.
    14.
    

Document Info

Docket Number: F085824

Filed Date: 1/26/2024

Precedential Status: Non-Precedential

Modified Date: 1/27/2024