People v. Peterson CA4/1 ( 2023 )

Filed 10/9/23 P. v. Peterson CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D079864
Plaintiff and Respondent,
v. (Super. Ct. No. SCE194953)
PAUL CHARLES PETERSON,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County,
Howard H. Shore, Judge. Affirmed.
Russell S. Babcock, under appointment by the Court of Appeal, for
Defendant and Appellant.
Rob Bonta, Attorney General, Charles C. Ragland, Senior Assistant
Attorney General, Arlene A. Sevidal, Lynne McGinnis and Minh U. Le,
Deputy Attorneys General for Plaintiff and Respondent.
Paul Charles Peterson appeals an order denying his Penal Code section
1170.95 (now Penal Code section 1172.6)1 petition for resentencing of his first
degree murder conviction. Following an evidentiary hearing on the petition,
the trial court found the evidence “prove[d] beyond a reasonable doubt that
[Peterson] aided and abetting a willful, premeditated murder” and
consequently the People proved beyond a reasonable doubt that Peterson “at
the very least . . . harbored implied malice and [was] guilty of second degree
murder.” Peterson contends that after the passage of Senate Bill No. 1437
(Stats. 2018, ch. 1015, § 4, eff. Jan. 1, 2019), aiding and abetting implied
malice murder is no longer a valid theory of murder because it violates the
requirement that direct aiders and abettors harbor a specific intent to
commit the charged crime. He asks that we remand his matter to the trial
court for resentencing. Alternatively, Peterson asks that we reduce his
conviction to second degree murder and his sentence to 15 years to life. He
maintains that the court ruled “only a second degree [murder] conviction had
been established beyond a reasonable doubt” and thus his “conviction no
longer meets the elements of first degree murder . . . .” We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
The detailed facts underlying Peterson’s May 2000 first degree murder
conviction are set out in our nonpublished opinion in People v. Peterson (Dec.
1 Undesignated statutory references are to the Penal Code. Effective
June 30, 2022, the Legislature renumbered section 1170.95 as section 1172.6,
with no substantive change in text. (Stats. 2022, ch. 58, § 10.)
2
19, 2002, D038367).2 On appeal, Peterson summarizes the background facts
from the probation report. After Peterson’s evidentiary hearing on the
petition, the trial court made the following factual findings: “. . . [Peterson]
was not the person who stabbed the deceased victim, Ray Blessing. . . . [¶]
. . . [¶] . . . The evidence, including [Peterson’s] own statements, proves that
[Peterson] and Janice Rodriguez went to Blessing’s location, robbed him, and
beat and kicked him with sufficient force to be fatal. Later, Rodriguez told
[Peterson] she wanted to kill Blessing and asked for a gun. [Peterson] told
Rodriguez that he didn’t have a gun, but [he] gave her a knife, fully aware of
Rodriguez’s intent to kill. Subsequently, she stabbed Blessing to death with
[Peterson] standing by, and the two fled together.” The probation report
states that on the night of the murder Peterson returned to the board and
care facility where he was staying and told his roommate he had “just bashed
some guy’s head in.”
In February 2019, Peterson, representing himself, filed a form petition
for resentencing under then section 1170.95, stating in part that he could not
be convicted of first or second degree murder because of changes made to
2 At the evidentiary hearing on Peterson’s petition, the parties did not
present live testimony; the trial court reviewed the trial transcripts, a
probation report, and an autopsy report. It declined to consider the facts
from our appellate opinion in making its ruling. This was proper: “[T]he
Legislature has decided trial judges should not rely on the factual summaries
contained in prior appellate decisions when a section [1172.6] petition
reaches the stage of a full-fledged evidentiary hearing.” (People v. Clements
(2022) 75 Cal.App.5th 276, 292; accord, People v. Cooper (2022) 77
Cal.App.5th 393, 400, fn. 9 [“Senate Bill [No.] 775 prevents a trial court from
relying on facts recited in an appellate opinion to rule on a petition under
section [1172.6]”]; People v. Langi (2022) 73 Cal.App.5th 972, 979-980 [trial
court erred by treating statements in prior appellate opinion as conclusive as
to whether the appellant was the actual killer].)
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sections 188 and 189 and asking the court to appoint him counsel. The
People filed a response. Peterson via appointed counsel filed a reply.
The court initially denied Peterson’s petition. However, it eventually
set an evidentiary hearing. Peterson submitted briefing, arguing the
evidence was insufficient to prove beyond a reasonable doubt he aided and
abetted premeditated murder or met the elements of felony murder.
According to Peterson, his mental illness and intoxication precluded any
specific intent to kill the victim and his involvement, which was driven out of
sympathy for Rodriguez, amounted to “not much more than mere presence.”
He argued he had no reason to predict Rodriguez was a violent person and
“nothing about [his] conduct . . . enabled the murder.” He sought to
distinguish cases where courts found substantial evidence of reckless
disregard for human life.
Following the evidentiary hearing the court took the matter under
submission. Thereafter it issued a statement of decision denying the petition.
It interpreted its inquiry as “requir[ing] it to decide, as an independent trier
of fact, whether the evidence presented proves beyond a reasonable doubt
that [Peterson] is guilty of first or second degree murder.” The court
acknowledged that “[m]urder requires evidence of malice aforethought, and
‘[m]alice shall not be imputed to a person based solely on his or her
participation in a crime.’ ” Given the statutory language, the court observed
“a defendant can still be found guilty of second degree murder on a theory of
implied malice,” as stated in People v. Powell (2021) 63 Cal.App.5th 689. It
quoted Powell: “ ‘In the context of implied malice, the actus reus required of
the perpetrator is the commission of a life endangering act.[ ] For the direct
aider and abettor, the actus reus includes whatever acts constitute aiding the
commission of the life endangering act. Thus, to be liable for an implied
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malice murder, the direct aider and abettor must, by words or conduct, aid
the commission of the life endangering act, not the result of that act. The
mens rea, which must be personally harbored by the direct aider and abettor,
is knowledge that the perpetrator intended to commit the act, intent to aid
the perpetrator in the commission of the act, knowledge that the act is
dangerous to human life, and acting in conscious disregard for human life.’ ”
(Some italics omitted.) It concluded: “Applying this theory to the facts here,
the court finds beyond a reasonable doubt that, at the very least, [Peterson]
harbored implied malice and is guilty of second degree murder. . . . Since
th[e] evidence proves beyond a reasonable doubt that [Peterson] aided and
abetted a willful, premeditated murder, a fortiori, it proves [Peterson] is
guilty, under current law, of implied malice second degree murder beyond a
reasonable doubt. Therefore, he is ineligible for resentencing pursuant to . . .
section 1170.95.”
Peterson filed this appeal from the court’s order.
DISCUSSION
I. Legal Principles
Senate Bill No. 1437, effective January 1, 2019, “amend[ed] the
felony[-]murder rule and the natural and probable consequences doctrine, as
it relates to murder, to ensure that murder liability is not imposed on a
person who is not the actual killer, did not act with the intent to kill, or was
not a major participant in the underlying felony who acted with reckless
indifference to human life.” (Stats. 2018, ch. 1015, § 1, subd. (f); People v.
Strong (2022) 13 Cal.5th 698, 707-708 (Strong).) “[S]ection 189 . . . now
limits liability under a felony-murder theory principally to ‘actual killer[s]’
(. . . § 189, subd. (e)(1)) and those who, ‘with the intent to kill,’ aid or abet ‘the
actual killer in the commission of murder in the first degree’ (id., subd.
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(e)(2)). Defendants who were neither actual killers nor acted with the intent
to kill can be held liable for murder only if they were ‘major participant[s] in
the underlying felony and acted with reckless indifference to human life, as
described in subdivision (d) of . . . [s]ection 190.2’ . . . .” (Strong, at p. 708.)
“[T]he bill amended section 188 to provide that, except in cases of felony
murder, ‘in order to be convicted of murder, a principal in a crime shall act
with malice aforethought.’ [Citation.] This change ‘bars a conviction for
first or second degree murder under a natural and probable consequences
theory.’ ” (People v Reyes (2023) 14 Cal.5th 981, 986 (Reyes), quoting People v.
Gentile (2020) 10 Cal.5th 830, 846 (Gentile);3 see also Strong, at p. 707, fn. 1.)
Senate Bill No. 1437 created a procedural mechanism for those
convicted under the former law to petition the trial court for retroactive relief
under the amended law. (§ 1172.6, subd. (a); Strong, supra, 13 Cal.5th at p.
708; Gentile, supra, 10 Cal.5th at p. 843.) If a petitioner has made a prima
facie showing of entitlement to relief in his or her petition, the court must
issue an order to show cause. (Strong, at p. 708.) “If there has been ‘a prior
finding by a court or jury that the petitioner did not act with reckless
indifference to human life or was not a major participant in the felony, the
court shall vacate the petitioner’s conviction and resentence the petitioner.’
[Citation.] Additionally, the parties may stipulate that the petitioner is
eligible for resentencing.” (Id. at pp. 708-709.) Otherwise, the court must
conduct an evidentiary hearing to determine whether to vacate the murder
3 Gentile was “abrogated in part on another ground by Stats. 2021, ch.
551, § 2, which amended section 1172.6, subdivision (g), to expressly allow
defendants whose convictions are not final to seek relief under [Senate Bill
No.] 1437 on direct appeal.” (People v. Williams (2022) 86 Cal.App.5th 1244,
1252, fn. 9.)
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conviction. (Strong, at pp. 708-709; § 1172.6, subd. (d)(1).) At the evidentiary
hearing, the burden is “on the prosecution to prove, beyond a reasonable
doubt, that the petitioner is guilty of murder” under California law as
amended by the changes to sections 188 and 189 by Senate Bill No. 1437.
(§ 1172.6, subd. (d)(3); see also People v. Didyavong (2023) 90 Cal.App.5th 85,
94-95, review granted Jun. 28, 2023, S280047 [explaining that Senate Bill
No. 775, effective January 1, 2022, clarified the burden of proof and trial
court’s role as an independent fact finder].) “If the prosecution fails to
sustain its burden of proof, the prior conviction, and any allegations and
enhancements attached to the conviction, shall be vacated and the petitioner
shall be resentenced on the remaining charges.” (§ 1172.6, subd. (d)(3).)
II. Standard of Review
We ordinarily review the trial court’s denial of a section 1172.6 petition
for substantial evidence. (Reyes, supra, 14 Cal.5th at p. 988.) “Under this
standard, we review the record ‘ “ ‘in the light most favorable to the judgment
below to determine whether it discloses substantial evidence—that is,
evidence which is reasonable, credible, and of solid value—such that a
reasonable trier of fact could find the defendant guilty beyond a reasonable
doubt.’ ” ’ ” (Ibid., italics added, quoting People v. Ghobrial (2018) 5 Cal.5th
250, 277.) But where an issue presents a question of law, we review it
independently. (See Reyes, at p. 988.) That is the case here, as Peterson
challenges whether a particular theory of murder remains viable after the
law’s passage.4
III. Direct Aiding and Abetting Implied Malice Murder
Peterson contends aiding and abetting implied malice murder is no
longer a valid theory of murder after the passage of Senate Bill No. 1437,
4 Peterson characterizes the legal issue as one of statutory construction.
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because it contravenes the requirement that direct aiders and abettors have
the specific intent to commit the charged crime. He points out that some
statements in Gentile, supra, 10 Cal.5th 830 suggest otherwise, but he argues
those statements are limited or dicta.
Reyes, supra, 14 Cal.5th 981 disposes of these arguments. There, the
court addressed an amicus’ assertion that a direct aiding and abetting theory
of second degree murder is invalid following passage of the new law. (Id. at
pp. 990-991 [addressing Office of the State Public Defender’s argument].)
The court cited People v. Powell, supra, 63 Cal.App.5th 485, relied upon by
the trial court in this case, as well as this court’s decision in People v.
Superior Court of San Diego County (Valenzuela) (2021) 73 Cal.App.5th 485,
499. Reyes stated “[c]ase law has recognized and applied this theory, and we
see no basis to abrogate it.” (Id. at p. 990, also citing People v. Glukhoy
(2022) 77 Cal.App.5th 576, 588-591 & People v. Langi, supra, 73 Cal.App.5th
at pp. 979-983.) This court since Valenzuela has continued to recognize this
theory survives section 1172.6. (People v. Werntz (2023) 90 Cal.App.5th 1093,
1113, review granted, Aug. 09, 2023, S280278 [observing this court has joined
the “ ‘chorus of appellate authorities . . . which have uniformly upheld aiding
and abetting implied malice murder as a viable form of murder liability,
notwithstanding the legislative changes effectuated by Senate Bill [No.] 1437
and Senate Bill [No.] 775’ ”]; People v. Vizcarra (2022) 84 Cal.App.5th 377,
388, 391 [“a person convicted of aiding and abetting implied malice murder is
not a person convicted of murder pursuant to a theory under which malice is
imputed based solely on the person’s participation in a crime”]; see also
People v. Didyavong, supra, 90 Cal.App.5th at p. 95, rev. gr. [discussing
theory and adopting Powell’s reasoning].)
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Reyes quoted the precise language of People v. Powell, supra, 63 Cal.5th
689 that the trial court here cited to deny Peterson’s petition: that the direct
aider and abettor must aid the direct perpetrator’s commission of the life-
endangering act, not the result of that act, and thus, the mens rea personally
harbored by the direct aider and abettor “ ‘is knowledge that the perpetrator
intended to commit the act, intent to aid the perpetrator in the commission of
the act, knowledge that the act is dangerous to human life, and acting in
conscious disregard for human life.’ ” (Reyes, supra, 14 Cal.5th at pp. 990-
991.)
As stated, Reyes disposes of Peterson’s broad contention, as well as his
more specific argument that Powell’s approach (People v. Powell, supra, 63
Cal.5th 689) “ignores the body of law requiring that direct aiders and
abettors intend a specific crime—as opposed to a specific act.” And by
following Gentile, Reyes also implicitly rejects Peterson’s other argument,
namely that we should not follow Gentile as it is dicta to the extent it held
that notwithstanding the elimination of natural and probable consequences
liability for second degree murder, “an aider and abettor who does not
expressly intend to aid a killing can still be convicted of second degree
murder if the person knows that his or her conduct endangers the life of
another and acts with conscious disregard for life.” (Gentile, supra, 10
Cal.5th at p. 850.)
Apart from Reyes’s implied rejection, we disagree Gentile’s holding is
dicta. Gentile was responding to an amicus argument that accomplices who
did not expressly intend to aid a killing could escape murder liability if
Senate Bill No. 1437 were interpreted to eliminate the natural and probable
consequences doctrine altogether. (Gentile, supra, 10 Cal.5th at p. 850.) The
holding went directly to whether the statute eliminated natural and probable
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consequences liability for accomplices to murder. And even if that were not
the case, California Supreme Court “ ‘ “dicta generally should be followed,
particularly where the comments reflect the court’s considered reasoning.” ’ ”
(People v. Glukhoy, supra, 77 Cal.App.5th at p. 589, quoting People v. Tovar
(2017) 10 Cal.App.5th 750, 759.)
IV. Request to Reduce Conviction and Sentence
Peterson contends in the alternative that we should reduce his
conviction to that of second degree murder, and his sentence to fifteen years
to life accordingly. Citing review standards for a sufficiency of the evidence
challenge,5 he characterizes the court’s ruling as finding that given the new
law prohibiting imputing malice based on the natural and probable
consequences of the perpetrator’s acts, the People had only established
second degree murder beyond a reasonable doubt.
Whatever the merits of Peterson’s interpretation of the trial court’s
ruling, the court’s finding that the People proved Peterson “aided and abetted
a willful, premeditated murder” and is guilty of implied malice second degree
murder beyond a reasonable doubt means simply that Peterson is ineligible
for resentencing under section 1172.6 and his petition must be denied. In
People v. Didyavong, supra, 90 Cal.App.5th 85, review granted, this court,
5 Though Peterson cites these standards, he does not meaningfully
discuss the evidence as is required to succeed on a sufficiency of the evidence
challenge. (See Foreman & Clark Corp. v. Fallon (1971) 3 Cal.3d 875, 881
[party contending that some particular issue of fact is not sustained is
required to set forth in their brief all of the material evidence on the point, or
else they will waive the contention].) It is not the reviewing court’s function
to determine the facts on a sufficiency of the evidence challenge. (In re
Marriage of Nakamoto & Hsu (2022) 79 Cal.App.5th 457, 470 [stating for this
reason the substantial evidence standard of review is generally the most
difficult standard to meet]; see also People v. Johnson & Johnson (2022) 77
Cal.App.5th 295, 329.)
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following People v. Gonzalez (2023) 87 Cal.App.5th 869, explained: “[Section
1172.6] does not detail eligible degrees of murder. For relief it simply
requires the defendant to have been convicted of ‘murder, attempted murder,
or manslaughter’ in a situation in which the petitioner ‘could not presently be
convicted of murder or attempted murder’ because of changes to sections 188
or 189. [Citation.] . . . [W]e conclude this language is reasonably clear. It
treats all murder as a single, generic crime and requires resentencing when a
defendant could not now be convicted of murder, generically. The statute
authorizes the court to take one of two actions: deny the petition for relief or
grant the petition for relief. [Citation.] In granting the petition, the court
vacates the murder conviction and redesignates it as the target offense or the
underlying felony. In directing the court to redesignate the murder
conviction to the target offense or the underlying felony, the statute provides
no mechanism for the court to reduce a first degree murder conviction to
second degree.” (Didyavong, at p. 96.)6 In this context, Peterson is not
entitled to a reduction of his conviction to second degree murder or a
reduction in his sentence.
6 Noting section 1172.6 does not allow the People to retry a defendant on
a lesser homicide offense even if the evidence would support it, this court
further stated “if the Legislature intended to ensure that no defendant
remains convicted of a crime greater than what he or she would be guilty of
under the revised statutes, it is free to amend section 1172.6 to say so.”
(People v. Didyavong, supra, 90 Cal.App.5th at p. 97, rev.gr.)
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DISPOSITION
The order denying Peterson’s section 1172.6 petition for resentencing is
affirmed.
O’ROURKE, Acting P. J.
WE CONCUR:
DATO, J.
KELETY, J.
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