People v. Super. Ct. (Guevara) ( 2023 )


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  • Filed 12/8/23
    CERTIFIED FOR PUBLICATION
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    SECOND APPELLATE DISTRICT
    DIVISION SIX
    THE PEOPLE,                              2d. Crim. No. B329457
    (Super. Ct. No. 1183843)
    Petitioner,                        (Santa Barbara County)
    v.
    THE SUPERIOR COURT OF
    SANTA BARBARA COUNTY,
    Respondent;
    EDGARDO ORTIZ GUEVARA,
    Real Party in Interest.
    The role of the judiciary is to interpret statutes, not to draft
    them. Our opinion follows this dictum.
    Edgardo Ortiz Guevara was sentenced to 28 years to life
    under the “Three Strikes” law. His third strike was a nonserious,
    nonviolent felony. Guevara also had prior prison term
    enhancements. When the Three Strikes Reform Act of 2012
    (Prop. 36) (Reform Act) was enacted by California voters,
    Guevara petitioned the trial court for relief from his life sentence
    pursuant to Penal Code section 1170.126. 1 The trial court
    denied the petition in February 2015. In January 2023, Guevara
    moved to have his prior prison term enhancements struck
    pursuant to section 1172.75. 2 Guevara claimed that the
    resentencing provision of section 1172.75, subdivision (d), entitled
    him to have his three strikes life term reduced to eight years,
    double the term for his current offense, notwithstanding the
    denial of his section 1170.126 petition. The trial court agreed
    with Guevara and reduced his life term to eight years. The
    People petitioned this court for a writ of mandate or prohibition
    seeking to direct the trial court to recall its sentence and
    reinstate Guevara’s 25-years-to-life sentence. We issue the writ.
    FACTS
    In 2009, Guevara was convicted of felony spousal abuse
    (§ 273.5, subd. (a)) and misdemeanor child endangerment (§ 273a,
    subd. (b)). Felony spousal abuse is not a serious or violent felony
    as defined in sections 667.5, subdivision (c), and 1192.7,
    subdivision (c). Guevara also admitted to two prior strike
    convictions within the meaning of the Three Strikes law (§§ 667,
    subd. (e)(2)(A), 1170.12, subd. (c)(2)(A)) and three prior prison
    terms (§ 667.5, subd. (b)). The trial court sentenced Guevara to
    25 years to life under the Three Strikes law plus three years for
    the prior prison term enhancements. We affirmed. (People v.
    Guevara (Sept. 13, 2010, B218153) [nonpub. opn.].)
    1 All statutory references are to the Penal Code unless
    otherwise indicated.
    2 Effective June 30, 2022, the Legislature renumbered
    section 1171.1 to section 1172.75. (Stats. 2022, ch. 58, § 12.)
    There were no substantive changes to the statute. Throughout
    this opinion, we cite to section 1172.75 for ease of reference.
    2
    In 2013, Guevara petitioned for resentencing under the
    Reform Act. The trial court denied him relief, finding that
    resentencing would pose an unreasonable risk of danger to public
    safety. (§ 1170.126, subd. (f).) We affirmed. (People v. Guevara
    (Apr. 7, 2016, B262954) [nonpub. opn.].) In upholding the trial
    court’s public safety determination, our opinion noted:
    “Guevara’s criminal record, record of discipline, and the
    testimony of the witnesses support the trial court’s finding.
    Guevara has an extensive criminal history, which includes five
    felonies, multiple prison and jail sentences, and probation and
    parole violations. Although his prior strikes are remote and did
    not involve personal infliction of violence, he recently possessed
    deadly weapons in prison. In 2011, a correctional officer searched
    his cell and found three metal ‘inmate manufactured’ weapons
    hidden in two bars of soap. Two of the weapons were sharpened
    to a point. In 2014, while this petition was pending, Guevara was
    disciplined for possessing a deadly weapon when a piece of a
    razor blade was found in the common area of his shared cell. He
    testified at the resentencing hearing he had no good time or work
    time credits.
    “A gang expert testified that Guevara is a member in good
    standing of Casa Blanca, a southern Hispanic and Sureno gang.
    Prison records from 2001 show that he was working with the
    Mexican Mafia in prison. He was the ‘shot caller’ for members of
    southern Hispanic gangs from the ‘Inland Empire.’ He was
    placed in administrative segregation in 2001 because the Inland
    Empire gangs under his influence were ‘the major obstacle’ to a
    negotiated truce between northern and southern gang members.
    In 2012, a prison gang roster showed Guevara was still a
    3
    southern Hispanic gang member in good standing.” (People v.
    Guevara, supra, B262954).)
    In 2021, the Legislature passed Senate Bill 483 (2021-2022
    Reg. Sess.) adding what is now section 1172.75 to the Penal Code.
    In January 2023, the Department of Corrections and
    Rehabilitation identified Guevara as being eligible to have his
    prior prison term enhancements stricken pursuant to section
    1172.75, which retroactively invalidated such enhancements
    imposed prior to January 1, 2020.
    In June of 2023, the trial court held a hearing to determine
    whether Guevara was entitled to have his sentence recalled and
    be resentenced. The People agreed that the prior prison term
    enhancements must be stricken but disagreed with Guevara on
    the scope of resentencing.
    Section 1172.75, subdivision (c), provides that if the current
    judgment includes a prior prison term, “the court shall recall the
    sentence and resentence the defendant.” Section 1172.75,
    subdivision (d)(2), provides that at the resentencing hearing, “the
    court shall apply . . . any other changes in law that reduce
    sentences or provide for judicial discretion so as to eliminate
    disparity of sentences and to promote uniformity of sentencing.”
    The People argued that striking the prior prison term
    enhancements did not affect Guevara’s three strikes sentence of
    25 years to life. Guevara argued that he must be resentenced
    under the Reform Act because section 1172.75, subdivision (d)(2)
    expressly requires the court to “apply . . . any other changes in
    the law that reduce sentences.” Because his third strike was not
    a serious or violent felony, Guevara argued that the sentence for
    his current felony should be only doubled. (§§ 667, subd.
    (e)(2)(C), 1170.12, subd. (c)(2)(C).)
    4
    The trial court expressed its concern for public safety, but
    believed it was compelled by law to resentence Guevara. After
    striking the three prior prison term enhancements, the court
    resentenced Guevara to eight years, double the upper term on the
    felony spousal abuse count. This would make Guevara eligible
    for imminent release. The People sought a stay and a writ of
    mandate and appealed to challenge the resentencing. We issued
    a stay and elected to review the matter in the writ proceeding to
    expedite its resolution.
    DISCUSSION
    Under the original Three Strikes law, a defendant with two
    or more prior serious or violent felony convictions would be
    sentenced to a life term for a current felony conviction even if the
    current conviction was not for a serious or violent felony.
    (Former §§ 667, subd. (e)(2)(A), 1170.12, subd. (c)(2)(C).) Voters
    enacted the Reform Act, as Proposition 36, in 2012. Under the
    Reform Act, a defendant with two or more prior convictions for
    serious or violent felonies, whose current conviction was for a
    nonserious or nonviolent felony, would no longer receive a life
    sentence. Instead, the term for the current offense would be
    doubled. (§§ 667, subd. (e)(2)(C), 1170.12, subd. (c)(2)(C).)
    The Reform Act also provides that any person currently
    serving a life term pursuant to the Three Strikes law for
    conviction of a felony that is not serious or violent may petition
    for resentencing. (§ 1170.126, subd. (b).) 3 The petition must be
    filed within two years of the effective date of section 1170.126,
    November 7, 2012, or on a later date upon a showing of good
    cause. (Ibid.) If the petitioner satisfies the criteria for
    resentencing, the petitioner shall be resentenced as a second
    3 Section 1170.126 is a codified portion of the Reform Act.
    5
    striker “unless the court, in its discretion, determines that
    resentencing the petitioner would pose an unreasonable risk of
    danger to public safety.” (§ 1170.126, subd. (f).)
    Guevara sought resentencing under section 1172.75.
    Section 1172.75, subdivision (a), provides that a prior prison term
    enhancement imposed prior to January 1, 2020, is invalid, except
    for an enhancement imposed for a prior conviction for a sexually
    violent offense. Section 1172.75, subdivision (c), provides that if
    the court finds that the defendant’s current judgment includes an
    invalid prior prison term enhancement, the court must recall the
    sentence and resentence the defendant. Crucial to Guevara’s
    argument is section 1172.75, subdivision (d)(2): “The court shall
    apply the sentencing rules of the Judicial Council and apply any
    other changes in law that reduce sentences or provide for judicial
    discretion so as to eliminate disparity of sentences and to
    promote uniformity of sentencing.”
    Guevara’s view of section 1172.75, subdivision (d)(2),
    automatically mandates the trial court to reduce his
    indeterminate life term imposed under the Three Strikes law to a
    determinate term of eight years. Under this view, section
    1172.75, subdivision (d)(2), renders void for those lucky enough to
    have had a prior prison term enhancement the provisions of
    section 1170.126, requiring the filing of a petition, the deadline
    for filing the petition, and the trial court’s discretion to deny the
    petition on the ground of an unreasonable risk to public safety.
    In other words, contrary to the express words of section 1170.126,
    subdivision (f), the trial court must release Guevara even though
    his release has been found to pose an unreasonable risk of danger
    to public safety.
    6
    Article II, section 10, subdivision (c), of the California
    Constitution provides: “The Legislature may amend or repeal a
    referendum statute. The Legislature may amend or repeal an
    initiative statute by another statute that becomes effective only
    when approved by the electors unless the initiative statute
    permits amendment or repeal without the electors’ approval.”
    In other words, the Legislature may not amend a statute
    enacted by initiative unless the initiative allows such an
    amendment, and then only upon such conditions the voters
    attach. (People v. Superior Court (Pearson) (2010) 
    48 Cal.4th 564
    , 568.)
    The Reform Act allows the Legislature to amend it by
    statute only if the statute passes each house of the Legislature by
    a vote of two-thirds of the membership. (Prop. 36, § 11(b).)
    Senate Bill 483 (2021-2022 Reg. Sess.), codified as section
    1172.75, did not pass the senate with a two-thirds vote. (Cal.
    Legislative Information (2021-2022) SB-483 Sentencing:
    resentencing to remove sentencing enhancements [as of Dec. 8,
    2023] archived at https://perma.cc/S692-K4XX.)
    An amendment changes an existing initiative statute by
    adding or taking away from it some particular provision.
    (Pearson, supra, 48 Cal.4th at p. 571.) Here Guevara’s
    interpretation of section 1172.75, subdivision (d), would result in
    a wholesale repeal of section 1170.126 for those inmates serving
    an indeterminate term with a prior prison enhancement. In
    People v. Conley (2016) 
    63 Cal.4th 646
    , 658, our Supreme Court
    recognized that in passing the Reform Act, the voters intended to
    balance ameliorating the harshness of the original Three Strikes
    law with protecting public safety. (Conley, 
    supra,
     63 Cal.4th at
    p. 658.) Guevara’s interpretation of section 1172.75, subdivision
    7
    (d), unconstitutionally eliminates the public safety half of the
    balance.
    Guevara cites People v. Buycks (2018) 
    5 Cal.5th 857
    , 893
    (Buycks), for the proposition that when a sentence is recalled, the
    court has jurisdiction to modify every aspect of the sentence, and
    not just the portion subjected to the recall. But Buycks concerned
    Proposition 47 (approved November 4, 2014) reclassifying certain
    drug and theft offenses from felonies and wobblers to
    misdemeanors. The question was whether it was appropriate to
    strike felony-based enhancements after the underlying offenses
    were reduced to misdemeanors. Buycks did not involve
    resentencing procedures for three strikes inmates under the
    Reform Act. We will not speculate what the Legislature may
    have intended in enacting section 1172.75, subdivision (d). Even
    if it did intend to provide for complete resentencing for such
    inmates as Guevara, the statute would not miraculously become
    constitutional.
    Guevara claims that not applying the resentencing
    provisions of section 1172.75, subdivision (d), to those in his
    circumstances would violate equal protection. The Fourteenth
    Amendment to the United States Constitution prohibits the
    states from denying any person equal protection of the laws. A
    claim under the equal protection clause requires a showing that
    the state has adopted a classification that affects two or more
    similarly situated groups in an unequal manner. (Cooley v.
    Superior Court (2002) 
    29 Cal.4th 228
    , 253.)
    Guevara argues: “A nonserious nonviolent three striker
    whose sentence is recalled is similarly situated to a three striker
    whose commitment offense is a serious or violent felony for
    purposes of equal protection. Allowing a full resentencing and
    8
    imposition of a lawful sentence after recall for the latter group,
    but not for the former, cannot logically be justified, under any
    level of scrutiny.”
    If Guevara is suggesting that under section 1172.75 an
    offender with a serious or violent third strike could receive a
    reduction in his 25-years-to-life sentence, he cites no supporting
    authority. The Reform Act did not repeal the original Three
    Strikes law. It amended the Three Strikes law for nonserious,
    nonviolent felonies only. The original Three Strikes law was
    enacted by the Legislature and also enacted by the voters as
    Proposition 184 on November 8, 1994. The original Three Strikes
    law does not allow the Legislature to amend it by statute except
    by a vote of two-thirds of the membership of each house. (Prop.
    184, § 4.) The resentencing provision of section 1172.75,
    subdivision (d), cannot affect the 25-years-to-life sentence for
    either serious or violent third strike offenders, or for nonserious,
    nonviolent offenders whose petitions for relief have been denied
    under section 1170.126.
    The two statutory schemes are not so inconsistent that they
    cannot coexist. Guevara’s prior prison term enhancements were
    struck pursuant to section 1172.75. He petitioned for relief from
    his Three Strikes life term under section 1170.126. Guevara’s
    petition was denied out of concern for public safety. Guevara
    received all he was entitled to under both statutes.
    The dissent is premised on the theory that when the trial
    court found Guevara eligible for relief under section 1172.75, his
    sentence was vacated and he was no longer presently serving an
    indeterminate term of imprisonment. This leap in logic misses
    the point. Guevara’s three prior prison term enhancements were
    9
    vacated, but not his 25-years-to-life term mandated by the
    Reform Act.
    Guevara was sentenced to 25 years to life under the
    original Three Strikes law. The Reform Act allows resentencing,
    but only for those found not to be a danger to the public.
    Guevara was found to be a danger to the public. Thus the
    Reform Act mandates that Guevara remains sentenced to 25
    years to life. Section 1172.75 was passed by less than two-thirds
    of the members of both houses of the Legislature. It may not
    vacate that sentence.
    The dissent states that its view comports with the voters’
    intent in passing Proposition 36: to require life sentences only
    when a defendant’s current conviction is for a violent or serious
    crime. But the voters’ intent was that a defendant serving an
    indeterminate term for a nonserious, nonviolent offense, should
    not have his life sentence reduced if he is found to be a danger to
    the public.
    The dissent relies on section 1172.75, subdivision (d)(1),
    which provides: “Resentencing pursuant to this section shall
    result in a lesser sentence than the one originally imposed as a
    result of the elimination of the repealed enhancement, unless the
    court finds by clear and convincing evidence that imposing a
    lesser sentence would endanger public safety. Resentencing
    pursuant to this section shall not result in a longer sentence than
    the one originally imposed.” (Italics added.) The dissent states
    that the italicized portion of section 1172.75, subdivision (d)(1),
    shows that section 1172.75 does not eliminate the public safety
    element.
    But section 1172.75, subdivision (d)(1), requires a finding of
    public danger by clear and convincing evidence. The finding of
    10
    danger to the public in the Reform Act is by the lesser standard
    of the discretion of the court. (§ 1170.126, sud. (f).) Moreover,
    nothing in section 1172.75 can change the 25-years-to-life
    sentence mandated by the Reform Act.
    The dissent suggests that section 1170.126 is not the sole
    mechanism for an inmate serving an indeterminate sentence for
    a nonserious, nonviolent felony to be released from prison. That
    is true. If, for example, Guevara believes he is no longer a danger
    to the public, he may apply for parole. But because section
    1172.75 was not enacted by a two-thirds vote of both houses of
    the Legislature, it is not the mechanism for relief for those
    serving an indeterminate term pursuant to the Reform Act.
    We need not refute the dissent point by point. No matter
    how the dissent attempts to rationalize the application of the
    resentencing provisions of section 1172.75, to Guevara and those
    similarly situated, the result is an unconstitutional amendment
    of section 1170.126. That is why Guevara is relying on section
    1172.75. He wants to amend the sentence imposed on him
    pursuant to section 1170.126.
    Finally, the dissent acknowledges how unfair it would be to
    provide relief only to those inmates serving an indeterminate
    term with prior prison term enhancements and to exclude relief
    to those with a lesser criminal history. We agree with this
    acknowledgement. If the Legislature intended to reward
    defendants serving a prior prison term and not those who had not
    served prior prison terms, we would agree with Mr. Bumble in
    Dickens’s Oliver Twist that “the law is a ass – a idiot.” We in the
    majority wish to state on the record the law is not “a ass.”
    11
    DISPOSITION
    Let a peremptory writ of mandate issue directing the
    superior court to vacate its order recalling Guevara’s sentence
    and imposing a second strike sentence, and to reinstate
    Guevara’s three strikes sentence of 25 years to life in prison.
    This court’s temporary stay order of June 13, 2023, shall dissolve
    upon the respondent superior court’s compliance with the
    peremptory writ.
    CERTIFIED FOR PUBLICATION.
    GILBERT, P. J.
    I concur:
    YEGAN, J.
    12
    BALTODANO, J., dissenting:
    I respectfully dissent. The trial court correctly concluded
    that Guevara is entitled to have the three prior prison term
    enhancements stricken from his sentence pursuant to Penal
    Code 4 section 1172.75. (Maj. opn. ante, at pp. 2, 9.) I also believe
    the court was correct in concluding that Guevara is entitled to
    the benefit of “any other changes in law that reduce sentences or
    provide for judicial discretion.” (§ 1172.75, subd. (d)(2).) I would
    accordingly deny the district attorney’s writ petition.
    The Three Strikes law
    “Under the Three Strikes law as originally enacted, a
    felony defendant who had been convicted of a single prior serious
    or violent felony (a second[-]strike defendant) was to be sentenced
    to a term equal to ‘twice the term otherwise provided as
    punishment for the current felony conviction.’ ” (People v. Conley
    (2016) 
    63 Cal.4th 646
    , 652 (Conley).) “By contrast, a defendant
    who had been convicted of two or more prior serious or violent
    felonies (a third[-]strike defendant) was to be sentenced to ‘an
    indeterminate term of life imprisonment with a minimum term
    of’ at least 25 years.” (Ibid.)
    In 2012, the electorate passed Proposition 36, which
    changed the Three Strikes law’s penalty provisions. Relevant
    here, “many third[-]strike defendants are [now] excepted from the
    provision imposing an indeterminate life sentence [citation] and
    are instead sentenced in the same way as second[-]strike
    defendants [citation]: that is, they receive a term equal to ‘twice
    the term otherwise provided as punishment for the current felony
    conviction’ [citation].” (Conley, supra, 63 Cal.4th at p. 653; see
    § 1170.12, subd. (c)(2)(C).) A defendant does not qualify for
    Statutory references are to the Penal Code.
    4
    second-strike sentencing, however, if prosecutors plead and prove
    one or more disqualifying factors, including, for example, that
    they intended to cause great bodily injury when committing their
    current offense. (See § 1170.12, subd. (c)(2)(C)(iii).)
    Proposition 36 also established procedures for resentencing
    inmates, like Guevara, who were previously sentenced as third
    strikers and who would be entitled to second-strike sentences
    under its provisions because their third convictions were not for
    serious or violent felonies. (Conley, supra, 63 Cal.4th at p. 653;
    see § 1170.126.) These procedures “apply exclusively to persons
    presently serving an indeterminate term of imprisonment” under
    the Three Strikes law (§ 1170.126, subd. (a)), and permit the
    filing of “a petition for a recall of sentence before the trial court
    that entered the judgment of conviction” (Conley, at p. 653). If
    the court finds that the person “would have qualified for a shorter
    sentence under the [amended] version of the law,” they “ ‘shall be
    resentenced . . . unless the court, in its discretion, determines
    that resentencing [them] would pose an unreasonable risk of
    danger to public safety.’ ” (Ibid.)
    In short, Proposition 36 divided defendants with two prior
    strike convictions who commit a third nonserious, nonviolent
    felony into one of two groups. The first group includes those
    persons “presently serving” an indeterminate sentence under the
    pre-Proposition 36 version of the Three Strikes law. They are
    subject to the provisions of section 1170.126. (Conley, supra, 63
    Cal.4th at pp. 655-661.) The second group includes those
    sentenced after the passage of Proposition 36. They are subject
    to the provisions of section 1170.12. (Conley, at pp. 652-653.)
    2
    Section 1172.75
    In 2021, the Legislature passed Senate Bill No. 483 (2021-
    2022 Reg. Sess.) (Senate Bill 483), adding what is now section
    1172.75 to the Penal Code. (Stats. 2021, ch. 728, § 3; see also
    Assem. Bill No. 200 (2021-2022 Reg. Sess.), Stats. 2022, ch. 58,
    § 12 [renumbering § 1171.1 as § 1172.75].) Section 1172.75
    requires the Department of Corrections and Rehabilitation
    (CDCR) to inform trial courts of inmates serving sentences with
    one or more now-invalid prior prison term enhancements.
    (§ 1172.75, subd. (b).) Once a court receives this information and
    confirms that the inmate’s sentence includes an invalid
    enhancement, it “shall recall [their] sentence and resentence”
    them. (Id., subd. (c).) During resentencing, “[t]he court shall
    apply . . . any . . . changes in law that reduce sentences or provide
    for judicial discretion” (id., subd. (d)(2))—i.e., the court shall
    conduct a full resentencing (People v. Christianson (2023) __
    Cal.App.5th __, __ (Christianson) [
    2023 WL 7982571
    , at pp. *5-
    9]).
    “Resentencing pursuant to [section 1172.75] shall result in
    a lesser sentence than the one originally imposed as a result of
    the elimination of the repealed enhancement, unless the court
    finds by clear and convincing evidence that imposing a lesser
    sentence would endanger public safety.” (§ 1172.75, subd. (d)(1).)
    “The court may consider postconviction factors, including, but not
    limited to, the disciplinary record and record of rehabilitation of
    the defendant while incarcerated, evidence that reflects whether
    age, time served, and diminished physical condition, if any, have
    reduced the defendant’s risk for future violence, and evidence
    that reflects that circumstances have changed since the original
    sentencing so that continued incarceration is no longer in the
    3
    interest of justice.” (Id., subd. (d)(3).) “Unless the court
    originally imposed the upper term, [it] may not impose a sentence
    exceeding the middle term unless there are circumstances in
    aggravation that justify the imposition of a term of imprisonment
    exceeding the middle term[] and those facts have been stipulated
    to by the defendant[] or have been found true beyond a
    reasonable doubt at trial by the jury or by the judge in a court
    trial.” (Id., subd. (d)(4).)
    Analysis
    In 2009, a jury convicted Guevara of felony domestic
    violence (§ 273.5, subd. (a)) and misdemeanor child
    endangerment (§ 273a, subd. (b)). He subsequently admitted that
    he had suffered two prior strike convictions (§§ 667, subds. (b)-(i),
    1170.12, subds. (a)-(d)) and served three prior prison terms
    (former § 667.5, subd. (b)). The trial court sentenced him to 28
    years to life in state prison: 25 years to life for his domestic
    violence conviction pursuant to former section 1170.12,
    subdivision (c)(2)(A)(ii), plus three years for his prior prison
    terms pursuant to former section 667.5, subdivision (b).
    In 2013, Guevara petitioned the trial court for resentencing
    pursuant to section 1170.126. The court denied his petition two
    years later, finding that he posed an unreasonable risk of danger
    to public safety.
    In 2023, CDCR notified the trial court that Guevara was
    serving a sentence with now-invalid one-year prison prior
    enhancements. Upon verifying that information, the court was
    required to recall Guevara’s sentence and resentence him.
    (§ 1172.75, subd. (c).) Once it did that, Guevara’s sentence of 28
    years to life in prison was vacated. (People v. Padilla (2022) 
    13 Cal.5th 152
    , 163 (Padilla) [“once a court has determined that a
    4
    defendant is entitled to resentencing, the result is vacatur of the
    original sentence, whereupon the trial court may impose any
    appropriate sentence”].)
    My colleagues posit that only the prior prison term
    enhancements were vacated from Guevara’s sentence, obviating
    any need for a full resentencing. (Maj. opn. ante, at pp. 8-10.)
    But “ ‘a criminal sentence is, like an atom, indivisible: “An
    aggregate prison term is not a series of separate independent
    terms, but one term made up of interdependent components.” ’ ”
    (Christianson, supra, __ Cal.App.5th at p. __, alterations omitted
    [
    2023 WL 7982571
    , at p. *7].) “ ‘ “The invalidity of one
    component infects the entire scheme.” ’ ” (Ibid.) “ ‘By correcting
    one part of a . . . sentence, the trial court is resentencing the
    defendant and, in so doing, is not only permitted, but also
    obligated[,] to look at the facts and the law in effect at the time of
    that resentencing, including “ ‘any pertinent circumstances [that]
    have arisen since the prior sentence was imposed.’ ” ’ ” (Ibid.,
    alterations omitted.)
    Because the trial court recalled his sentence, Guevara was
    no longer “presently serving an indeterminate term of
    imprisonment” (§ 1170.126, subd. (a), italics added); in the words
    of the court below, Guevara was an “un-sentenced [d]efendant,”
    so section 1170.126 no longer applied to him (§ 1170.126, subd.
    (a) [section 1170.126 applies “exclusively” to those serving
    indeterminate terms (italics added)]). Instead, when the court
    resentenced Guevara pursuant to section 1172.75, subdivision
    (d), it was required to do so pursuant to section 1170.12. (See
    § 1172.75, subd. (d)(2).)
    In my view, sentencing Guevara pursuant to the provisions
    of section 1170.12, as required by the plain language of sections
    5
    1170.126 and 1172.75, comports with the Legislature’s intent in
    passing Senate Bill 483: “to eliminate disparity of sentences”
    (§ 1172.75, subd. (d)(2), “to promote uniformity of sentencing”
    (ibid.), and “to ensure equal justice and address systemic racial
    bias in sentencing” (Stats. 2021, ch. 728, § 1). It also comports
    with the electorate’s intent in passing Proposition 36: to
    “requir[e] life sentences only when a defendant’s current
    conviction is for a violent or serious crime” and to “[m]aintain
    that repeat offenders convicted of [nonviolent], [nonserious]
    crimes . . . will receive twice the normal sentence instead of [a] life
    [sentence].” (Prop. 36, § 1, approved Nov. 6, 2012, eff. Nov. 7,
    2012, italics added.) Domestic violence is not listed as a violent
    or serious crime.
    The district attorney claims that Conley, 
    supra,
     
    63 Cal.4th 646
    , bars resentencing Guevara pursuant to section 1170.12. I
    disagree. The issue in Conley was whether In re Estrada (1965)
    
    63 Cal.2d 740
     required the retroactive application of section
    1170.12 to nonfinal indeterminate sentences imposed under the
    pre-Proposition 36 version of the Three Strikes law. (Conley, at
    p. 655.) The Supreme Court held that it did not because
    Proposition 36 was “not silent on the question of retroactivity”
    but instead included a retroactivity provision—section 1170.126.
    (Conley, at p. 657.) That section applies to all persons “ ‘presently
    serving’ ” indeterminate sentences, final and nonfinal alike.
    (Ibid.) In other words, section 1170.126 “prescrib[ed] the scope
    and manner of [Proposition 36’s] retroactive application.”
    (Conley, at p. 658.) That served to overcome Estrada’s
    presumption of retroactively applying section 1170.12 to nonfinal
    sentences. (Conley, at pp. 657-658.)
    6
    I believe similar principles require applying section 1170.12
    here. Once the trial court recalled his sentence, Guevara was not
    “presently serving” an indeterminate Three Strikes term—final
    or nonfinal. (Padilla, supra, 13 Cal.5th at p. 163.) Conley thus
    does not prohibit the court from resentencing Guevara under
    section 1170.12. To the contrary, resentencing under section
    1170.12 is required; just as Proposition 36 was not silent on the
    issue of retroactivity, Senate Bill 483 is not silent on which laws
    apply during Guevara’s resentencing. (See § 1172.75, subd.
    (d)(2).)
    Conley also noted that applying section 1170.126 to persons
    sentenced before Proposition 36’s effective date aligns with the
    electorate’s desire to “strike a balance between the[] objectives of
    mitigating punishment and protecting public safety.” (Conley,
    
    supra,
     63 Cal.4th at p. 658.) The district attorney interprets this
    passage as barring the application of section 1170.12 here
    because doing so would jettison the public safety valve in section
    1170.126. But this interpretation, endorsed by my colleagues
    (maj. opn. ante, at pp. 7-8, 10-11), presumes that section 1172.75
    resentencing is automatic—i.e., that it requires striking invalid
    enhancements and then mechanically applying any other
    ameliorative changes in the law without considering the effect on
    public safety. I do not believe it does.
    “It is a settled principle of statutory construction that[]
    courts should ‘strive to give meaning to every word in a statute
    and to avoid constructions that render words, phrases, or clauses
    superfluous.’ ” (In re C.H. (2011) 
    53 Cal.4th 94
    , 103.)
    Subdivision (d)(1) of section 1172.75 states that resentencing
    “shall result in a lesser sentence than the one originally
    imposed . . . unless the [trial] court finds by clear and convincing
    7
    evidence that imposing a lesser sentence would endanger public
    safety.” (Italics added.) Were section 1172.75 resentencing
    automatic, the italicized portion of subdivision (d)(1) would be
    superfluous. So, too, would subdivision (d)(3), which permits a
    court to consider postconviction factors when deciding whether to
    impose a lesser sentence, and subdivision (d)(4), which guides the
    court’s selection of the upper, middle, and lower terms. Read as a
    whole, I interpret section 1172.75, subdivision (d) as requiring
    trial courts to resentence defendants to lesser terms by applying
    laws that reduce sentences or provide for judicial discretion—
    unless doing so would endanger public safety.
    The district attorney claims this public safety consideration
    is not possible for inmates like Guevara because applying section
    1170.12 will always require reducing indeterminate sentences.
    That is not accurate. Subdivision (c)(2)(C) of section 1170.12
    permits the imposition of indeterminate sentences for defendants
    with two prior strike convictions who commit a third nonserious,
    nonviolent felony if prosecutors plead and prove one or more
    disqualifying factors.
    The district attorney also claims that applying section
    1170.12, subdivision (c)(2)(C) during section 1172.75 proceedings
    will require holding “mini-trials” on alleged disqualifying factors,
    something Conley eschewed. (See Conley, 
    supra,
     63 Cal.4th at
    pp. 659-661.) But the Conley court acknowledged that such
    mini-trials “would not be unprecedented.” (Conley, at p. 660.)
    And it did not hold that Proposition 36 banned these trials; it
    simply noted that conducting them was not something
    contemplated by the electorate when it passed Proposition 36.
    (Conley, at pp. 660-661.) That further undermined the Estrada
    8
    inference of retroactively applying section 1170.12 to nonfinal
    sentences. (Conley, at pp. 659-661.)
    Here, the issue is not whether the electorate intended to
    have mini-trials on disqualifying factors under section 1170.12,
    but whether the Legislature has required them under section
    1172.75. I believe it has.
    Section 1172.75 directs a trial court to analyze the effect of
    resentencing on public safety, postconviction factors, and whether
    factors in aggravation have been proven such that imposition of
    the upper term of imprisonment is permitted. (See § 1172.75,
    subd. (d)(1), (d)(3), & (d)(4).) It also requires the court to apply
    changes in law that reduce sentences or provide for judicial
    discretion. (§ 1172.75, subd. (d)(2).) This includes Senate Bill
    No. 620 (2017-2018 Res. Sess.), which grants the court the
    discretion to strike firearm enhancements, and Senate Bill No.
    1393 (2017-2018 Res. Sess.), which permits the striking of serious
    felony enhancements. (People v. Monroe (2022) 
    85 Cal.App.5th 393
    , 398-402.) Inherent in the exercise of this discretion is
    allowing prosecutors to show that granting an inmate’s request to
    strike these enhancements is not in the interests of justice. (Id.
    at pp. 396-397.) In many cases the evidence supporting this
    showing will overlap with evidence indicating the inmate is
    disqualified from a second-strike sentence under section 1170.12,
    subdivision (c)(2)(C). This largely mitigates Conley’s concern
    about section 1170.12’s pleading-and-proof requirements.
    I also disagree with the district attorney’s argument,
    adopted by my colleagues, that applying section 1172.75’s
    resentencing provisions would unconstitutionally remove the
    public safety assessment required by section 1170.126 for
    inmates like Guevara. A legislative enactment is
    9
    unconstitutional if it “prohibits what [an] initiative authorizes[]
    or authorizes what the initiative prohibits.” (People v. Superior
    Court (Pearson) (2010) 
    48 Cal.4th 564
    , 571.) But “ ‘[t]he
    Legislature remains free to address a “ ‘related but distinct
    area’ ” [citations] or a matter that an initiative measure “does not
    specifically authorize or prohibit” ’ ” without running afoul of our
    Constitution. (Ibid.)
    Here, no one argues that section 1172.75 prohibits
    anything that section 1170.126 authorizes. Nor does section
    1172.75 authorize anything that section 1170.126 prohibits 5;
    instead, section 1172.75 simply renders section 1170.126
    inapplicable for inmates like Guevara who are no longer
    “presently serving” indeterminate life sentences—something
    section 1170.126 explicitly permits. (§ 1170.126, subd. (k)
    [“[n]othing in this section is intended to diminish or abrogate any
    rights or remedies otherwise available to the defendant”].) That
    is constitutional. (See, e.g., People v. Lopez (2022) 
    82 Cal.App.5th 1
    , 18-25 [Assem. Bill No. 333 did not unconstitutionally amend
    Prop. 21 by changing applicability of gang conspiracy statute];
    People v. Lee (2022) 
    81 Cal.App.5th 232
    , 240-245, review granted
    Oct. 19, 2022, S275449 [Assem. Bill No. 333 did not
    unconstitutionally amend Prop. 21 by restricting those eligible for
    gang-murder special circumstance]; People v. Cruz (2020) 46
    The California District Attorneys Association, as amicus
    5
    curiae, argues section 1172.75 authorizes a court to recall a
    sentence before evaluating a defendant’s public safety risk,
    something section 1170.126 prohibits. This argument presumes
    that section 1170.126 provides the sole mechanism for an inmate
    serving an indeterminate sentence for a nonserious, nonviolent
    felony to be released from prison. I do not believe it does.
    (§ 1170.126, subd. (k).)
    
    10 Cal.App.5th 740
    , 754-759 [Sen. Bill No. 1437 did not
    unconstitutionally amend Prop. 7 by limiting those eligible for
    increased murder penalties].)
    Conclusion
    I recognize that the trial court in 2015 found that Guevara
    posed an unreasonable risk of danger to public safety when it
    denied his section 1170.126 resentencing petition. But that
    finding is now nearly a decade old. And if the district attorney
    believed that Guevara continues to pose such a risk he was free
    to plead and prove that Guevara should be disqualified from a
    second-strike sentence by, for example, showing that he intended
    to inflict great bodily injury when he committed domestic
    violence. (§ 1170.12, subd. (c)(2)(C)(iii).) He chose not to do so
    during the proceedings below.
    I also recognize that my reading of section 1172.75 is
    potentially unfair to inmates serving indeterminate sentences for
    nonserious, nonviolent felonies that do not include a now-invalid
    prior prison term enhancement. (Cf. Presbyterian Camp &
    Conference Centers, Inc. v. Superior Court (2019) 
    42 Cal.App.5th 148
    , 154, review granted Jan. 22, 2020, S259850, affd. (2021) 
    12 Cal.5th 493
     [courts should avoid statutory interpretations that
    lead to absurd results].) While “certainly troubling,” this
    potential unfairness is “not so absurd that we must override the
    plain meaning of the statutory language” in sections 1170.12,
    1170.126, and 1172.75. (In re D.B. (2014) 
    58 Cal.4th 941
    , 948.)
    Most of these inmates have presumably petitioned for section
    1170.126 relief and were found to pose an unreasonable risk of
    danger to society. Prosecutors can show that section
    1172.75-eligible inmates like Guevara similarly pose a risk to
    public safety. (§ 1172.75, subd. (d)(1).) And the Legislature is
    11
    free to develop other avenues to rectify any unfairness to section
    1172.75-ineligible inmates—as it has done by enacting other
    recall and resentencing provisions. (See, e.g., § 1170.91 [military
    veterans]; § 1172.1 [inmates identified by CDCR]; § 1172.2
    [inmates with serious illnesses]; § 1172.7 [inmates with
    now-invalid drug enhancements].) I thus do not believe the
    conclusion I reach here is “so unreasonable the Legislature could
    not have intended” it. (In re D.B., at p. 948.)
    CERTIFIED FOR PUBLICATION.
    BALTODANO, J.
    12
    Von T. Nguyen Deroian, Judge
    Superior Court County of Santa Barbara
    ______________________________
    John T. Savrnoch, District Attorney, and Marguerite
    Clipper Charles, Deputy District Attorney, for Petitioner.
    Gregory D. Totten for California District Attorneys
    Association as Amicus Curiae on behalf of Petitioner.
    No appearance for Respondent.
    Tracy Macuga, Public Defender, and Laura Arnold, Deputy
    Public Defender, for Real Party in Interest.
    Michael S. Romano for Three Strikes Project, David Mills,
    George Gascón, Heidi Rummel and Michael Vitiello as Amici
    Curiae on behalf of Real Party in Interest.
    Rob Bonta, Attorney General, Lance E. Winters, Chief
    Assistant Attorney General, Susan Sullivan Pithey, Assistant
    Attorney General, Idan Ivri, Theresa A. Patterson, Wyatt E.
    Bloomfield and Christopher G. Sanchez, Deputy Attorneys
    General, for the Attorney General as Amicus Curiae, upon the
    request of the Court of Appeal.
    

Document Info

Docket Number: B329457

Filed Date: 12/8/2023

Precedential Status: Precedential

Modified Date: 12/8/2023