Kendall v. Galindo ( 2023 )

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 ADAM MICHAEL KENDALL, Case No. 23-cv-02709-HSG 8 Plaintiff, ORDER GRANTING REQUEST FOR SUBPOENA DUCES TECUM FORMS, 9 v. DENYING REQUEST FOR EXTENSION OF TIME TO CONDUCT 10 GALINDO, et al., DISCOVERY; DIRECTIONS TO CLERK 11 Defendants. Re: Dkt. Nos. 13, 14 12 13 14 Plaintiff, an inmate at California Correctional Institution in Tehachapi, California, has filed 15 a pro se action pursuant to 42 U.S.C. § 1983 regarding events that occurred at Salinas Valley State 16 Prison (“SVSP”) in Soledad, California, where he was previously housed. This order addresses 17 Plaintiff’s request for a subpoena, Dkt. No. 13, and Plaintiff’s request for an extension of time to 18 complete discovery, Dkt. No. 14. 19 DISCUSSION 20 I. Procedural Background 21 The operative complaint is the amended complaint docketed at Dkt. No. 8. On September 22 27, 2023, the Court screened the amended complaint and found that its allegations that SVSP 23 officers Galindo and Uribe used excessive force on Plaintiff on May 31, 2021, and also subjected 24 him to a strip search on that date without a legitimate correctional goal, stated a cognizable Eighth 25 Amendment excessive force claim, a cognizable Fourth Amendment claim for invasion of bodily 26 privacy, and cognizable state-law claims for battery and assault. Dkt. No. 8. In Dkt. No. 8, the 27 Court ordered service on Defendants; set a December 27, 2023 dispositive motion deadline for 1 Federal Rules of Civil Procedure and that no court order was needed to proceed with discovery. 2 Dkt. No. 8 at 5-7. Defendants recently appeared in this action on November 27, 2023. Dkt. No. 3 12. 4 II. Request for Subpoena Duces Tecum (Dkt. No. 13) 5 Plaintiff has filed a pleading titled “Plaintiff’s motion for subpoena duces tecum under 6 Rule 45,” requesting that the Court order non-party the California Department of Corrections and 7 Rehabilitations (“CDCR”) to produce certain documents, and lists thirty-one categories of items 8 sought. Dkt. No. 13. The Court construes this request as a request for blank subpoena forms. 9 Plaintiff’s request for blank subpoena forms is GRANTED. The Clerk of the Court is directed to 10 send Plaintiff two (2) subpoena duces tecum forms. If Plaintiff choose to use these forms, 11 Plaintiff should fill out the subpoena duces tecum forms and return them to the court so that the 12 Clerk may issue the subpoena and the United States Marshal may serve it on the subpoenaed 13 party. Plaintiff needs to fill in all of the necessary information but must leave the signature line 14 blank so that the clerk may sign it. This is because as a pro se litigant, Plaintiff needs the Court’s 15 Clerk to issue a subpoena. Fed. R. Civ. P. 45(a)(3). 16 The Court cautions Plaintiff that the court’s authorization of a subpoena duces tecum 17 requested by an in forma pauperis plaintiff is subject to limitations. Because personal service of a 18 subpoena duces tecum is required, Fed. R. Civ. P. 45(b), “[d]irecting the Marshal’s Office to 19 expend its resources personally serving a subpoena is not taken lightly by the court,” Austin v. 20 Winett, C No. 1:04-cv-05104-DLB PC, 2008 WL 5213414, at *1 (E.D. Cal. Dec. 12, 2008); 28 21 U.S.C. § 1915(d). Limitations include the relevance of the information sought as well as the 22 burden and expense to the non-party in providing the requested information. See Fed. R. Civ. P. 23 26, 45. A motion for issuance of a subpoena duces tecum should be supported by clear 24 identification of the documents sought and a showing that the records are obtainable only through 25 the identified third party. See, e.g., Davis v. Ramen, C No. 1:06-cv-01216-AWI-SKO PC, 2010 26 WL 1948560, at *1 (E.D. Cal. May 11, 2010); Williams v. Adams, C No. 1:05-cv-00124-AWI- 27 SMS PC, 2010 WL 148703, *1 (E.D. Cal. Jan. 14, 2010). The “Federal Rules of Civil Procedure 1 order to comply with a subpoena duces tecum.” Badman v. Stark, 139 F.R.D. 601, 605 (M.D. Pa. 2 1991); see also United States v. Columbia Broadcasting System, Inc., 666 F.2d 364, 368-69 (9th 3 Cir. 1982) (court may award costs of compliance with subpoena to non-party). Non-parties are 4 “entitled to have the benefit of this Court’s vigilance” in considering these factors. Badman, 139 5 F.R.D. at 605. 6 The Court would be unlikely to issue a subpoena duces tecum seeking all the categories 7 listed in Dkt. No. 13 for the following reasons. First, many of the categories are for documents 8 which can be obtained from parties to the action, such as the personnel files for defendants Uribe 9 and Galindo; medical examination reports for defendants Uribe and Galindo arising out of the 10 May 31, 2021 incident; and Uribe and Galindo’s emails from May 31, 2021 to September 24, 11 2021. Second, a subpoena commands the production of “documents, electronically stored 12 information, or tangible things . . .” Fed. R. Civ. P. 45(a)(1)(C). Three of the categories listed in 13 Dkt. No. 13 are for information, such as names and contact information, which are not “tangible 14 things” within the meaning of Rule 45. 15 At the time Plaintiff prepared his request for a subpoena, Defendants had not yet appeared 16 in this action. Now that Defendants have appeared, Plaintiff should seek discovery from 17 Defendants to the extent possible. Plaintiff is reminded that the Federal Rules of Civil Procedure 18 prohibit parties from filing discovery requests and responses with the Court until they are used in 19 the proceeding or the Court orders it. See Fed. R. Civ. P. 5(d)(1) (listing discovery requests and 20 responses that “must not” be filed with the court until they are used in the proceeding or the court 21 orders otherwise). Discovery requests and responses normally are exchanged between the parties 22 without any copy being sent to the court. Plaintiff should refrain from filing his discovery 23 requests or responses with the Court unless directed to do so or unless they are needed to support 24 or oppose a motion. Filing unsolicited copies of discovery requests and responses with the Court 25 only serves to clutter the record. 26 Plaintiff is free to pursue non-party discovery, but should keep in mind the limitations on 27 non-party discovery explained above. 1 Ill. Motion for Extension of Time to Complete Discovery (Dkt. No. 14) 2 Plaintiff has requested an extension of time to complete discovery. Dkt. No. 14. This 3 || request is DENIED as moot as there is no deadline for the close of discovery. The only pending 4 deadline in this case was the December 27, 2023 dispositive motion deadline that has now been 5 extended. If Plaintiff believes that he cannot properly oppose a dispositive motion by the new 6 || deadline because he will not have obtained the necessary discovery by the time his opposition to 7 the dispositive motion would be due, Plaintiff can request that his opposition deadline be 8 extended. 9 CONCLUSION 10 For the reasons set forth above, the Court orders as follows. 11 1. The Court construes Dkt. No. 13 as a request for blank subpoena forms and 12 GRANTS the request. The Clerk of the Court is directed to send Plaintiff two (2) document 5 13 subpoena duces tecum forms. If Plaintiff choose to use these forms, Plaintiff should fill out the 14 subpoena duces tecum forms and return them to the court so that the Clerk may issue the subpoena 3 15 and the United States Marshal may serve it on the subpoenaed party. Plaintiff needs to fill in all of 16 || the necessary information but must leave the signature line blank so that the Clerk may sign it. 3 17 || Plaintiff is cautioned that the Court will not order the United States Marshal to serve a subpoena 18 seeking records that may be obtained from Defendants or place an undue burden upon a non-party. 19 2. The Court DENIES as moot Plaintiffs request for an extension of time to complete 20 || discovery. Dkt. No. 14. 21 This order terminates Dkt. Nos. 13 and 14. 22 IT IS SO ORDERED. 23 || Dated: 12/27/2023 24 Alaspurel 5 Abt). 25 HAYWOOD S. GILLIAM, JR. United States District Judge 26 27 28