- 1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 MARIA JESUS ANELLO, Case No. 18-cv-00070-DMR 8 Plaintiff, ORDER ON MOTION TO DISMISS 9 v. FOURTH AMENDED COMPLAINT 10 NANCY A. BERRYHILL, Re: Dkt. No. 88 11 Defendant. 12 Pro se Plaintiff Maria Jesus Anello filed a fourth amended complaint against her former 13 employer, the United States Social Security Administration (“SSA”), alleging claims stemming 14 from her employment and 2011 retirement. [Docket No. 85 (Fourth Am. Compl).] The 15 government now moves to dismiss the fourth amended complaint for failure to state a claim 16 pursuant to Federal Rule of Civil Procedure 12(b)(6) and for lack of subject matter jurisdiction 17 pursuant to Rule 12(b)(1). [Docket No. 88.] The court held a hearing on January 9, 2020. For the 18 following reasons, the motion is granted in part and denied in part. Ms. Anello’s disability 19 discrimination and failure to accommodate claims are dismissed with prejudice. 20 I. BACKGROUND 21 A. Allegations in the Fourth Amended Complaint 22 Ms. Anello makes the following allegations in the Fourth Amended Complaint: Ms. Anello 23 started working as a Service Representative (“SR”) for the SSA at is Santa Rosa Field Office in 24 August 2001. FAC 2 ¶ 4. After filing for “[Federal Employee Retirement System (“FERS”)] 25 disability in July 2011, she “separated from Service” on January 12, 2012. Id. at 2 ¶ 4; 5 ¶ 10. 26 Ms. Anello describes her job responsibilities as follows: The position is one of direct service to the public. SRs screen 27 claimants/beneficiaries who come to the local SSA office for various reasons and either interview them or we refer interviews involving them. Service Representatives (SRs) take care of post-entitlement 1 actions for these office visitors and those who call the office seeking to have their business taken care of by phone. SRs also open, handle 2 and respond to incoming US mail from beneficiaries[ ] to satisfy claimant requests for information and assistance and review voice 3 mail messages and return those calls. 4 Id. at 2 ¶ 2. She alleges that the “functions of [her] position also included” the following: 5 [T]raining my coworkers on the procedures for locking, inspecting, ordering, and mailing the applications for Social Security Cards to 6 Wilkes-Barre Data Center, with required procedures and confirmation. Transferring the earnings from fraudulent Social 7 Security Numbers, to the new and correct SS numbers for individuals with the necessary proofs, following up with the correct procedures, 8 I also corrected records and processed non receipts of benefits, and placed in pay or retained payments for prisoners, with different rules 9 for Disability, Social Security Supplemental Income, or for concurrent benefits. 10 [ ] This included faxing and calling the different prisons to have 11 beneficiaries placed correctly in pay if released or suspending benefits. I also entered the wages for working beneficiaries so they 12 would not have overpayments or underpayments, documenting and sending back the paperwork with prepaid envelopes. I corrected 13 mistakes with names, birthdates, and gender for SSN applications, and changing the sex in the record, and last names of same sex 14 marriages, among many other things. I followed up with different tasks and processes, and responded promptly to all the requests from 15 different agencies, beneficiaries, coworkers and managers, using all automated programs like Bene Verifications, Wages Earnings, 16 Eview, Mail, Phone messages, Reconsiderations, etc. 17 18 Id. at 7-8, ¶¶ 15-16. 19 Ms. Anello alleges that she had a number of “essential job function[s].” First, she alleges 20 that “[t]yping or keyboarding was an essential job function,” but that the SR position “is not an 21 intense keyboarding/data entry position” and that “typing for hours at a time was not an essential 22 job function.” Id. at 2 ¶ 2. According to Ms. Anello, “maybe around 30% of the time I needed to 23 type, mostly entering Social Security numbers.” Id. at 4 ¶ 6. Other essential functions included 24 “answering the phones, research, filing, printing information for claimants, calculate benefits, 25 working at the front desk, etc.” Id. at 6 ¶ 13. Ms. Anello also alleges that “[a] key essential job 26 function of the position was knowledge of the entitlement requirements of the programs that SSA 27 administered and knowledge of the software programs used to enter claimant program information 1 telephone. Id. at 8 ¶ 17. Additionally, Ms. Anello alleges that the physical requirements of the job 2 were “mainly the ability to type on the computer to enter the customer’s SSN to retrieve systems 3 data needed to service and assist the customer.” Id. According to Ms. Anello, “[t]he SR job 4 required little lifting or carrying.” Id.1 5 Ms. Anello alleges that when she was hired, she “had the following disabilities: permanent 6 atrial fibrillations, open heart surgery for mitral stenosis, hypothyroidism, and a history of 7 strokes.” Id. at 2 ¶ 1. On March 30, 2010, she requested a reasonable accommodation of her 8 preexisting heart condition in the form of “turning [her] desk around in the way it was for 9 years, 9 with the recommendation letters of [her] doctors and the support of the Union, months in advance 10 of [an office] remodeling with both desks available at the time.” Id. at 3. In response, after the 11 desk was “installed facing the wrong direction,” Ms. Anello received a “small mirror.” Id. Ms. 12 Anello alleges that “[t]he mirror was not an effective accommodation for [her] heart condition, as 13 it increased [her] anxiety, and ultimately damaged [her] left fingers, hand, elbow, and neck,” and 14 that if she had received her requested accommodation of turning her desk, “[she] would have been 15 able to perform the essential functions of [her] job without undue hardship to the agency, and 16 without getting injured.” Id. 17 On August 2, 2010, Ms. Anello “suffered a work related injury ‘sprain of left hand/wrist’, 18 later developing ramifications to [her] elbow’s ulnar nerve, and neck, [and] after months of painful 19 nerve tests, therapies, 86 doctor visits, various medications, which produced terrible secondary 20 effects, on May 26th 2011, [she] was found to have Reflex Sympathetic Dystrophy/Complex 21 Regional Pain Syndrome (RSD/CRPS).” Id. at 3 ¶ 2. Ms. Anello’s “physical impairment severely 22 limited one or more of [her] major life activities . . .” Id. at 4 ¶ 4. She alleges, “sometimes I 23 couldn’t drive because of the secondary effects of the medications. I was in constant pain, 24 25 1 Ms. Anello attaches a document to the Fourth Amended Complaint that she alleges provides “further clarification about essential job functions of the Service Representative (Contact 26 Representative).” Fourth Am. Compl. 7 ¶ 14, Ex. 2. However, the document, entitled “Social Security Administration, SSA-801—Position Description,” is dated July 28, 1993 and appears to 27 be incomplete. The exhibit also contains additional pages that do not appear to be connected to 1 sometimes I couldn’t be touched, or hugged, the pain was terrible. Other times the pain started 2 without any stimulus; it was in those moments I needed to immediately take some pain 3 medication.” Id. 4 Prior to her RSD/CRPS diagnosis, Ms. Anello’s doctor provided a work status report on 5 December 27, 2010, “with modified activity for work and home to support a reasonable 6 accommodation of having to rest from strenuously typing every 20 minutes, and hourly 5 minutes 7 rests until 2/28/2011.” Id. at 4 ¶ 6; Fourth Am. Compl. Ex. 4 (Dec. 27, 2010 Work Status Report). 8 After receiving the December 27, 2010 Work Status Report, which provided for 5-minute breaks 9 every hour, Ms. Anello was able to take her pain medication when needed. She alleges that she 10 “was mostly aware of when [she] was going to have the terrible pain, and for that reason [she] was 11 taking [her] medication every hour and a half, marking it in [her] calendar.” Fourth Am. Compl. 4 12 ¶ 6. Other times “the terrible causalgia pain [would] not follow a pattern,” and “would get worst 13 with the stress, the tension, the irrational demands from management that wouldn’t let [her] finish 14 [her] job.” Id. Ms. Anello had to ask to take leave, sometimes unpaid, if she “had extreme 15 causalgia pain, or bloating of [her] left arm.” Id. at 5 ¶ 8. 16 Ms. Anello received three additional Work Status Reports with restrictions. On May 26, 17 2011, Ms. Anello’s physicians provided revised restrictions that limited her as follows: 18 • Repetitive left hand motions continuously no more than 20 minute(s) at one time, for no more than 40 cumulative minutes 19 per hour. • Gripping/grasping left hand continuously no more than 5 20 minute(s) at one time, for no more than 20 cumulative minutes per hour. 21 • Lift/carry no more than 5 pounds. 22 Id. at 5 ¶ 10; Fourth Am. Compl. Ex. 6 at 1 (May 26, 2011 Work Status Report). She received 23 revised restrictions on June 28, 2011 that further limited repetitive motions with her left hand, 24 gripping/grasping, and lifting/carrying, as follows: • Repetitive left hand motions continuously no more than 5 25 minute(s) at one time, for no more than 15 cumulative minutes per hour. 26 • Gripping/grasping left hand continuously no more than 1 minute(s) at one time. 27 • Lift/carry no more than 2 pounds. 1 restrictions on June 29, 2011 which stated that she was “placed on modified activity at work and at 2 home from 6/29/2011 through 9/30/2011” and that limited motions for both hands: 3 • Repetitive right hand motions continuously no more than 10 minute(s) at one time, for no more than 30 cumulative minutes 4 per hour. • Repetitive left hand motions continuously no more than 5 5 minute(s) at one time, for no more than 15 cumulative minutes per hour. 6 • Gripping/grasping right hand continuously no more than 5 minute(s) at one time, for no more than 15 cumulative minutes 7 per hour. • Gripping/grasping left hand continuously no more than 1 8 minute(s) at one time. • Lift/carry no more than 5 pounds. 9 Fourth Am. Compl. Ex. 6 at 3 (June 29, 2011 Work Status Report). Additionally, the June 29, 10 2011 Work Status Report provided the following: 11 Other needs and/or restrictions: 12 gripping and grasping needs to be limited for BOTH hands to what patient can tolerate, up to 1-2 minutes at a time for the LEFT, and up 13 to 5 minutes at a time for the RIGHT. 14 Likewise, keyboarding, mousing, and other repetitive hand motions needs to be limited for BOTH hands to what she can tolerate, up to 5 15 minutes at a time for the LEFT and up to 10 minutes for the RIGHT. 16 Id. 17 Ms. Anello alleges that she also requested as a reasonable accommodation “some intervals 18 of time away for taking my pain medication,” including “a break to take [her] pain medication 19 every 90 minutes if needed . . .” Fourth Am. Compl. 6 ¶¶ 12-13. According to Ms. Anello, “the 20 timing of [her] medication was not like clockwork, it depended on many variables, like the amount 21 and frequency of computer keying, the stress or the harassment.” Id. at 6 ¶ 13. Ms. Anello also 22 alleges that she “had short respite times to perform other essential functions like answering the 23 phones, research, filing, printing information for claimants, calculate benefits, working at the front 24 desk, etc.” Id. 25 Ms. Anello alleges that SSA “refused to accept [her] requested accommodation” (id. at 5 ¶ 26 11) and “denied the reasonable accommodation that [her] Occupational physician recommended” 27 in the work status reports (id. at 6 ¶ 12), i.e., the limitations on gripping, grasping, keyboarding, 1 that SSA “demanded that [she] produce additional medical documentation” that “went beyond 2 what [she] was asking for,” “which effectively disregarded [her] accommodation request,” and 3 then “claimed [she] could not be accommodated.” Id. at 5-6 ¶ 11. She alleges that these 4 “demands for medical documentation [were] intended . . . to force [her] out of employment rather 5 than accommodate [her], thus discriminating against [her] for being disabled.” Id. 6 Ms. Anello alleges that she was “‘otherwise qualified for employment’ and able to perform 7 the essential functions of [her] position” “with or without accommodation.” Id. at 5 ¶ 9, 7 ¶ 14. 8 She alleges “the reasonable accommodation that [her] Occupational physician recommended . . . 9 would not have caused undue hardship to the agency,” and that she “would have been able to 10 perform the essential functions of [her] position as [she] had been doing from 5/26/2011 until 11 6/29/2011,” the last day she worked. Id. 6 at ¶ 12. She further alleges that “[t]here were many 12 other essential job duties that could have been assigned to [her] that would have allowed [her] to 13 continue working there.” Id. at 7 ¶ 13. She does not identify those “other essential job duties.” 14 See id. 15 Ms. Anello further alleges that she was subject to a hostile work environment, which she 16 describes as follows: The harassment that I received was prohibited discrimination due to 17 my disability, including physical intimidation and extreme hostility by Assistant Manager Paul Sampson, and created a Hostile Work 18 Environment. After obstructing my application for Workers Compensation, for VLTP, cheating on my VLTP[.] 19 [ ] [Sampson] is a large and imposing man and he would be really 20 derogative, he physically blocked me on June 27th 2011, when I was trying to get to my desk for pain medication, his interception caused 21 me more pain, and I was crying in pain, blocked me a second time when I tried to get permission from another manager, then he mocked 22 me when my Supervisor arrived, telling Lupita Dean: ‘there she is . . . crying again’. . . . His discriminatory attitude towards me included 23 physical posturing, increased volume and harsh tone of voice, the making of facial expressions, he would glower and look down at me 24 and physically intimidated me. Paul’s face would contort when talking to me, and with hostility, he would scowl at me. Mr. Sampson 25 told me that I was never going to be promoted while he was at the Santa Rosa District Office. He wrote on my SF-50 that the agency 26 would appeal any award of unemployment compensation benefits, refused to cancel my ‘Voluntary Retirement’ even after receiving a 27 letter from Chief Executive, President Obama . . . and OPM 1 Mr. Sampson blocked my Reasonable Accommodation request to have my desk changed to a position recommended by ADA, I was 2 seeing the problem happening and tried to fix it. Refusing to process my Workers Compensation claim, Voluntary Leave Transfer 3 Program request, Family Leave, Sick Leave, Advance Sick Leave, Social Security Human Resources management . . . . 4 Id. at 8-10, ¶¶ 1-3, 5. According to Ms. Anello, Sampson; her manager Lupita Dean; Marv 5 Mueller, District Manager; and the people in Human Resources “were all into getting rid of [her] 6 because [she] is disabled . . .” Id. at 11 ¶ 15. 7 Ms. Anello alleges that on July 11, 2011, she was “constructively discharged by being 8 forced to apply for FERS Disability/Retirement as a result of [her] supervisor’s failure to support 9 and approve [her] reasonable accommodation requests and requests for participation in the VLTP; 10 while sending claims to Workers Compensation and FERS Disability falsely establishing that 11 [she] was not disabled and needing Reasonable Accommodations.” Id. at 13-14 ¶ 3. 12 Based on these allegations, Ms. Anello appears to bring the following claims for relief: 1) 13 discrimination based on disability; 2) failure to accommodate her disability, based on the denials 14 of her requests to change the position of her desk and otherwise “failing to accommodate [her]”; 3) 15 and hostile work environment/harassment based on disability. Fourth Am. Compl. 1 (“This fourth 16 amended complaint addresses” “disability discrimination, failure to accommodate and hostile 17 work environment.”) 12 (listing claims). 18 B. Procedural History 19 On November 20, 2017, Ms. Anello filed a complaint which did not formally plead 20 individual claims for relief but in which she alleged that she suffered discrimination and retaliation 21 during her employment by the SSA. The court liberally construed the complaint to allege claims 22 for 1) disability discrimination; 2) failure to accommodate disability; 3) employment 23 discrimination based on national origin (Spanish); and 4) retaliation. 24 The government moved to dismiss the complaint. Following a hearing on August 9, 2018, 25 the court granted the motion and dismissed the complaint. Anello v. Berryhill, No. 18-cv-00070- 26 DMR, 2018 WL 3845617 (Aug. 13, 2018). The court granted Ms. Anello leave to file an 27 amended complaint by September 4, 2018 alleging claims for disability discrimination, failure to 1 accommodate disability, national origin disability, retaliation, and age discrimination. Id. at *4-6. 2 The court dismissed any claim under the Federal Employees’ Compensation Act for lack of 3 subject matter jurisdiction. Id. at *6-7. 4 Ms. Anello filed a first amended complaint (“FAC”) on September 5, 2018, and the 5 government moved to dismiss. On January 22, 2019, the court granted the motion. Anello v. 6 Berryhill, No. 18-cv-00070-DMR, 2019 WL 285197 (N.D. Cal. Jan. 22, 2019) (“Anello II”). The 7 court dismissed with prejudice claims that exceeded the scope of Ms. Anello’s EEO proceedings 8 for lack of subject matter jurisdiction. These included Ms. Anello’s claims that management 9 demanded that her doctor impose further medical restrictions and that SSA forged her retirement 10 application, and claims based on alleged harms Ms. Anello experienced after the EEO 11 proceedings. Id. at *7-8. 12 The court also dismissed the following claims under Rule 12(b)(6) with leave to amend: 13 disability discrimination, failure to accommodate Ms. Anello’s disability, harassment/hostile work 14 environment based on disability, and violation of the Administrative Procedure Act. Id. at *9-12. 15 The court granted Ms. Anello “one final opportunity to amend her complaint to state a claim.” Id. 16 at *12. 17 Ms. Anello timely a second amended complaint (“SAC”) on February 22, 2019 and the 18 government again moved to dismiss. On May 20, 2019, after the parties had fully briefed the 19 motion, the court vacated the hearing pursuant to Civil Local Rule 7-1(b). The following day, Ms. 20 Anello filed a motion requesting leave to file a response to Defendant’s reply brief, in which she 21 stated that she had visited the court’s Legal Help Center seeking “legal advice on how to cure any 22 defects in [her] claim,” and that she had been prepared to offer additional argument and facts in 23 support of the SAC at the subsequently vacated hearing on the motion to dismiss. As Ms. Anello 24 described facts in her motion for leave to file a response that had not been alleged in previous 25 versions of her complaint or any other filing, the court denied Defendant’s motion to dismiss the 26 SAC without prejudice and granted Ms. Anello “one final opportunity to plead her best case in 27 a third amended complaint that includes all relevant facts supporting her claims.” [Docket 1 incorporate by reference any prior filings and may not re-plead any claims that have been 2 dismissed with prejudice.” Id. (citing Lacey v. Maricopa Cty., 693 F.3d 896, 928 (9th Cir. 2012) 3 (“For claims dismissed with prejudice and without leave to amend, we will not require that they be 4 repled in a subsequent amended complaint to preserve them for appeal.”)). 5 Ms. Anello timely filed a third amended complaint and the government moved to dismiss. 6 On August 30, 2019, the court granted the motion. Anello v. Berryhill, No. 18-CV-00070-DMR, 7 2019 WL 4141928 (N.D. Cal. Aug. 30, 2019) (“Anello III”). The court dismissed with prejudice 8 Ms. Anello’s claims for discrimination based on national origin and retaliation. Id. at *6, 10. The 9 court dismissed her claims for disability discrimination, failure to accommodate Ms. Anello’s 10 disability, and hostile work environment/harassment based on disability with leave to amend. Id. 11 at *8-10. The court granted Ms. Anello “leave to file a fourth and last amended complaint 12 alleging those claims” and warned that “[n]o further amendments will be permitted.” Id. at *1. 13 Ms. Anello timely filed the Fourth Amended Complaint. The government again moves to 14 dismiss. 15 II. LEGAL STANDARDS 16 The government moves to dismiss the Fourth Amended Complaint pursuant to Federal 17 Rules of Civil Procedure 12(b)(6) and 12(b)(1). 18 A motion to dismiss under Rule 12(b)(6) tests the legal sufficiency of the claims alleged in 19 the complaint. See Parks Sch. of Bus., Inc. v. Symington, 51 F.3d 1480, 1484 (9th Cir. 1995). 20 When reviewing a motion to dismiss for failure to state a claim, the court must “accept as true all 21 of the factual allegations contained in the complaint,” Erickson v. Pardus, 551 U.S. 89, 94 (2007) 22 (citation omitted), and may dismiss a claim “only where there is no cognizable legal theory” or 23 there is an absence of “sufficient factual matter to state a facially plausible claim to relief.” 24 Shroyer v. New Cingular Wireless Servs., Inc., 622 F.3d 1035, 1041 (9th Cir. 2010) (citing 25 Ashcroft v. Iqbal, 556 U.S. 662, 677-78 (2009); Navarro v. Block, 250 F.3d 729, 732 (9th Cir. 26 2001)) (quotation marks omitted). A claim has facial plausibility when a plaintiff “pleads factual 27 content that allows the court to draw the reasonable inference that the defendant is liable for the 1 must demonstrate “more than labels and conclusions, and a formulaic recitation of the elements of 2 a cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 554, 555 (2007) (citing 3 Papasan v. Allain, 478 U.S. 265, 286 (1986)); see Lee v. City of L.A., 250 F.3d 668, 679 (9th Cir. 4 2001), overruled on other grounds by Galbraith v. Cty. of Santa Clara, 307 F.3d 1119 (9th Cir. 5 2002). 6 A motion to dismiss filed pursuant to Rule 12(b)(1) is a challenge to the court’s subject 7 matter jurisdiction. See Fed. R. Civ. P. 12(b)(1). A court will dismiss a party’s claim for lack of 8 subject matter jurisdiction “only when the claim is so insubstantial, implausible, foreclosed by 9 prior decisions of th[e Supreme] Court, or otherwise completely devoid of merit as not to involve 10 a federal controversy.” Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 89 (1998) (citation 11 and quotation marks omitted); see Fed. R. Civ. P. 12(b)(1). The challenging party may make a 12 facial or factual attack challenging subject matter jurisdiction. White v. Lee, 227 F.3d 1214, 1242 13 (9th Cir. 2000). A facial challenge asserts that “the allegations contained in a complaint are 14 insufficient on their face to invoke federal jurisdiction.” Safe Air for Everyone v. Meyer, 373 F.3d 15 1035, 1039 (9th Cir. 2004). In contrast, a factual attack disputes “the truth of the allegations that, 16 by themselves, would otherwise invoke federal jurisdiction.” Id. at 1039. A factual challenge 17 permits the court to look beyond the complaint, without “presum[ing] the truthfulness of the 18 plaintiff’s allegations.” White, 227 F.3d at 1242 (citation omitted). Even the presence of disputed 19 material facts “will not preclude the trial court from evaluating for itself the merits of 20 jurisdictional claims.” Roberts v. Corrothers, 812 F.2d 1173, 1177 (9th Cir. 1987) (citations 21 omitted). 22 Pro se pleadings must be liberally construed and “held to less stringent standards than 23 formal pleadings drafted by lawyers.” Erickson, 551 U.S. at 94. The Ninth Circuit has held that 24 “where the petitioner is pro se,” courts have an obligation, “particularly in civil rights cases, to 25 construe the pleadings liberally and to afford the petitioner the benefit of any doubt.” Bretz v. 26 Kelman, 773 F.2d 1026, 1027 n.1 (9th Cir. 1985) (en banc). “However, a liberal interpretation of 27 a civil rights complaint may not supply essential elements of the claim that were not initially 1 2 III. DISCUSSION 3 A. Realleged Claims Previously Dismissed With Prejudice 4 The court previously dismissed with prejudice claims that exceeded the scope of Ms. 5 Anello’s EEO proceedings, including Ms. Anello’s claims that management demanded that her 6 doctor impose further medical restrictions and that SSA forged her retirement application. Anello 7 II, 2019 WL 285197, at *7-8. In the Fourth Amended Complaint, Ms. Anello reasserts these 8 allegations. Fourth Am. Compl. 5-6 ¶ 11, 14 ¶ 9. Claims based on these allegations are again 9 dismissed with prejudice pursuant to Rule 12(b)(1) for lack of subject matter jurisdiction, as they 10 exceed the scope of the EEO proceedings. Anello II, 2019 WL 285197 at *7-8. 11 B. Motion to Dismiss for Failure to State a Claim 12 In the Fourth Amended Complaint, Ms. Anello alleges claims under the Rehabilitation Act 13 for disability discrimination, failure to provide reasonable accommodation, and hostile work 14 environment/harassment based on disability. 15 The Rehabilitation Act, 29 U.S.C. § 791, provides the exclusive remedy for federal 16 employees alleging disability discrimination. Johnston v. Horne, 875 F.2d 1415, 1420 (9th 17 Cir.1989), overruled on other grounds by Irwin v. Dep’t of Veterans Affairs, 498 U.S. 89 (1990). 18 Courts use the standards applied under the Americans with Disabilities Act (“ADA”) to determine 19 whether a violation of the Rehabilitation Act occurred in the federal employment context. Lopez 20 v. Johnson, 333 F.3d 959, 961 (9th Cir. 2003) (“Section 501 borrows its substantive standards 21 from the Americans with Disabilities Act (ADA).” (citing 29 U.S.C. § 791(g)); see also Coons v. 22 Sec’y of the U.S. Dept. of Treasury, 383 F.3d 879, 884 (9th Cir. 2004) (“The standards used to 23 determine whether an act of discrimination violated the Rehabilitation Act are the same standards 24 applied under the Americans with Disabilities Act”). 25 1. Disability Discrimination 26 In order to state a disability discrimination claim under the Rehabilitation Act, a plaintiff 27 must allege that “(1) she is a person with a disability, (2) who is otherwise qualified for 1 Serv., 492 F.3d 998, 1005 (9th Cir. 2007). For purposes of the Rehabilitation Act, “disability” is 2 defined as “(A) a physical or mental impairment that substantially limits one or more of the major 3 life activities of such individual, (B) a record of such an impairment, or (C) being regarded as 4 having such an impairment.” Id. (citing 42 U.S.C. § 12102(2)). 5 The court has dismissed Ms. Anello’s disability discrimination claim three times for failure 6 to sufficiently and plausibly allege that she is “otherwise qualified for employment.” Anello, 2018 7 WL 3845617, at *5; Anello II, 2019 WL 285197, at *9-10; Anello III, 2019 4141928, at *7-8. A 8 qualified individual is “an individual with a disability who, with or without reasonable 9 accommodation, can perform the essential functions of the employment position that such 10 individual holds or desires.” Bates v. United Parcel Serv., 511 F.3d 974, 989 (9th Cir. 2007) 11 (emphasis in original) (quoting 42 U.S.C. § 12111(8)). “‘Essential functions’ are ‘fundamental 12 job duties of the employment position . . . not includ[ing] the marginal functions of the position.’” 13 Id. (quoting 29 C.F.R. § 1630.2(n)(1)). “Even when a disabled employee cannot perform the 14 essential functions of her job unassisted, she can still be qualified for the position if she could 15 accomplish its essential functions ‘with . . . reasonable accommodation.’” Brown v. Potter, 457 16 Fed. Appx. 668, 670 (9th Cir. 2011) (quoting 42 U.S.C. § 12111(8)). “Reasonable 17 accommodations” are “modifications or adjustments to the work environment, or to the manner or 18 circumstances under which the position held or desired is customarily performed, that enable an 19 individual with a disability who is qualified to perform the essential functions of that position.” 29 20 C.F.R. § 1630.2(o)(1)(ii). 21 In order to determine whether a plaintiff is a qualified individual, “[t]he court first 22 examines whether the individual satisfies the ‘requisite skill, experience, education and other job- 23 related requirements’ of the position. The court then considers whether the individual ‘can 24 perform the essential functions of such position’ with or without a reasonable accommodation.” 25 Bates, 511 F.3d at 990 (citations omitted). 26 The court previously held that the first amended complaint “[did] not sufficiently identify 27 the essential functions of the position that Ms. Anello held” or “allege that Ms. Anello could 1 285197, at *9. In dismissing the third amended complaint, the court concluded that the allegations 2 were still “insufficient to plead that Ms. Anello was a qualified individual because they [did] not 3 provide enough detail about the essential functions of the position that appear to be at issue in this 4 case.” Anello III, 2019 WL 4141928, at *7. In essence, Ms. Anello’s disability claims raised 5 issues about plausibility, for although she alleged that she could perform the essential functions of 6 her job, she did not explain what they were. This raised a question of plausibility because her 7 allegations suggest that her job entailed significant computer work, but the medical limitations on 8 use of her hands were fairly significant. The court explained this point in detail as follows: 9 In particular, as the court discussed in its order dismissing the FAC, “although the FAC contains numerous allegations about Ms. Anello’s 10 physical condition and limitations, it omits any discussion of the physical requirements of the Service Representative position. . . . [the] 11 allegations suggest that Ms. Anello’s supervisors expected her to type and/or use a computer to carry out her job duties, [but] the FAC is 12 silent as to any physical requirements of the Service Representative position, and silent about whether she could perform any of physical 13 requirements of the job with or without a reasonable accommodation.” Anello II, 2019 WL 285197, at *9. 14 The TAC fails to provide any additional details about the physical 15 requirements of the Service Representative position and Ms. Anello’s ability to perform them, with or without a reasonable accommodation. 16 Ms. Anello’s August 2010 injury that resulted in her developing Reflex Sympathetic Dystrophy/Complex Regional Pain Sydrome was 17 the sprain of her left hand and wrist. Ms. Anello previously submitted to the court copies of “Work Status Reports” from her physician 18 detailing her work restrictions in May and June 2011. While it is not clear which contained Ms. Anello’s operative work restrictions, each 19 appears to significantly limit Ms. Anello’s use of her left hand (or both hands) and ability to perform repetitive hand motions. However, 20 several of the “essential functions” identified in the TAC appear to involve physical tasks that require the use of her hands, including 21 performing repetitive hand motions, such as using a computer, using a fax machine, and sending mail, but Ms. Anello does not allege how 22 much time was spent performing these functions or that she could perform the physical requirements of these tasks with or without a 23 reasonable accommodation. 24 Anello III, 2019 WL 4141928, at *7 (internal citation omitted). Although not described in detail in 25 that order, the work restrictions on her hands as set forth above included limits of 5 minutes of 26 repetitive motion with her left hand, for no more than 15 minutes per hour. The restrictions on her 27 right hand were only slightly less restrictive. She had similarly restrictive limits on gripping, 1 The Fourth Amended Complaint adds additional details about Ms. Anello’s job duties. 2 She explains that as a Service Representative, she provided “direct service to the public,” which 3 included interviewing claimants in person and by telephone, handling and responding to mail from 4 beneficiaries, listening to voicemails and returning phone calls, training coworkers on required 5 procedures, correcting records, processing “non receipts of benefits,” faxing and calling prisons 6 regarding beneficiaries, “enter[ing] wages,” handling paperwork, correcting mistakes in records, 7 and using automated programs to enter information into the system. See Fourth Am. Compl. 2 ¶ 2, 8 7-8 ¶¶ 15-16. Other job duties included “answering the phones, research, filing, printing 9 information for claimants, calculat[ing] benefits, [and] working at the front desk . . .” Id. at 6 ¶ 13. 10 The Fourth Amended Complaint also includes allegations about the amount of time Ms. Anello 11 spent performing certain hand motions. Specifically, Ms. Anello admits that “[t]yping or 12 keyboarding was an essential job function” but denies that “typing for hours at a time” was an 13 essential job function, estimating that “maybe around 30% of the time [she] needed to type.” 14 Fourth Am. Compl. 2 ¶ 2, 4 ¶ 6. She also alleges that her position “required little lifting or 15 carrying.” Id. at 8 ¶ 17. These are the only allegations in the Fourth Amended Complaint about 16 the physical requirements of Ms. Anello’s essential job functions. 17 These allegations remain insufficient and continue to raise a red flag regarding plausibility. 18 Ms. Anello now states that she had to type 30% of the time. It does not appear plausible that Ms. 19 Anello could have satisfied the essential job function of typing or keyboarding for 30% of her 20 workday given the severity of the restrictions in her June 29, 2011 final Work Status Report. She 21 alleges only that “typing for hours at a time was not an essential job function,” but does not allege 22 how long she was required to type continuously. The final Work Status Report dated June 29, 23 2011 specified that Ms. Anello was limited to no more than 5 minutes at a time and 15 cumulative 24 minutes per hour of repetitive left hand motions, and no more than 10 minutes at a time and 30 25 cumulative minutes per hour of repetitive right hand motions. Fourth Am. Compl. Ex. 6 at 3. 26 Given these severe limitations, this alone raises a red flag about the plausibility of her allegation 27 that she could perform the essential functions of her job. 1 the tasks that occupied the remaining 70% of her time. Many if not most of Ms. Anello’s job 2 functions appear to require physical actions such as repetitive hand motions, computer-related 3 tasks such as mousing, and gripping and grasping. Such tasks include conducting research, filing 4 and printing information, handling incoming and outgoing mail, using automated programs to 5 enter information into the system, processing requests and applications, answering telephones, and 6 interviewing claimants by telephone. However, Ms. Anello’s restrictions for the movements that 7 were likely required to perform these tasks were significant. 8 Specifically, in her final Work Status Report, Ms. Anello was restricted to no more than 1 9 minute at a time of continuous gripping and grasping with her left hand and up to 5 minutes at a 10 time of continuous gripping and grasping with her right hand. She was also restricted to no more 11 than 5 minutes of continuous repetitive left hand motions and no more than 10 minutes of 12 continuous repetitive right hand motions. Fourth Am. Compl. Ex. 6 at 3. Given these restrictions, 13 and in the absence of information about the physical requirements for tasks that occupied the 70% 14 of her time that was not spent typing, the court concludes that Ms. Anello has not plausibly alleged 15 that she could have performed any essential functions of her position that involved gripping, 16 grasping, or continuous repetitive motions. 17 In fact, Ms. Anello appears to concede that she could not perform the essential functions of 18 her position, because she alleges that “[t]here were many other essential job duties that could have 19 been assigned to [her] that would have allowed [her] to continue working there,” without 20 identifying those essential job duties. Fourth Am. Compl. 7 ¶ 13. 21 In sum, the court concludes that the allegations in the Fourth Amended Complaint are 22 insufficient to plausibly allege that Ms. Anello could have performed the essential functions of her 23 position as a Service Representative with or without a reasonable accommodation. Accordingly, 24 the Fourth Amended Complaint does not sufficiently allege that she was a qualified individual, 25 and her disability discrimination claim must be dismissed. As discussed, the court has given Ms. 26 Anello numerous opportunities to amend the complaint to state a disability discrimination claim, 27 and previously explained that her earlier pleadings failed to sufficiently allege details “about the 1 them, with or without a reasonable accommodation.” See Anello III, 2019 WL 4141928, at *7-8. 2 Given her repeated failures to cure this deficiency, Ms. Anello’s disability discrimination claim is 3 dismissed with prejudice. 4 2. Failure to Accommodate 5 Ms. Anello next alleges that the SSA failed to accommodate her disability. In order to 6 state a claim under the Rehabilitation Act for failure to accommodate a disability, a plaintiff must 7 show that (1) she is disabled; (2) she is a qualified individual, meaning that she could meet the 8 essential requirements of the position with or without reasonable accommodation; and (3) a 9 reasonable accommodation is possible. Zukle v. Regents of the Univ. of Cal., 166 F.3d 1041, 1045 10 (9th Cir. 1999); Buckingham v. United States, 998 F.2d 735, 739-40 (9th Cir. 1993). A 11 “reasonable accommodation” is defined as “modifications or adjustments to the work 12 environment, or to the manner or circumstances under which the position held or desired is 13 customarily performed, that enable a qualified individual with a disability to perform the essential 14 functions of that position.” 29 C.F.R. § 1630.2(o)(1)(ii). 15 Ms. Anello’s claim for failure to accommodate her disability is based upon the denial of 16 her request to change the configuration of her desk. It also appears to be based on the SSA’s 17 refusal to accommodate her work restrictions, including providing breaks to take pain medication 18 as needed. See Fourth Am. Compl. 12. This claim remains insufficiently pleaded for the same 19 reasons as her disability discrimination claim—namely, Ms. Anello has failed to plead that she is a 20 qualified individual with a disability, as discussed above. As Ms. Anello has been given 21 numerous opportunities to state a claim for failure to accommodate, the claim is dismissed with 22 prejudice. 23 3. Harassment/Hostile Work Environment 24 Finally, the Fourth Amended Complaint alleges a claim for harassment/hostile work 25 environment based on Ms. Anello’s disability. Fourth Am. Compl. 12. 26 As the court previously explained, the Ninth Circuit has not decided whether a hostile 27 work environment claim exists under the ADA, and it is not clear whether such a claim exists 1 (9th Cir. 2016) (“[a]ssuming without deciding that [a hostile work environment claim under the 2 ADA] exists in this circuit, and that we would apply Title VII law to analyze it . . .” (citing Brown 3 v. City of Tucson, 336 F.3d 1181, 1190 (9th Cir. 2003) and Walsh v. Nev. Dep’t of Human Res., 4 471 F.3d 1033, 1038 (9th Cir. 2006)). Other circuits have held that claims of disability-based 5 harassment are cognizable. See, e.g., Flowers v. S. Reg’l Physician Servs. Inc., 247 F.3d 229, 235- 6 236 (5th Cir. 2001); Lanman v. Johnson Cty., Kansas, 393 F.3d 1151, 1155 (10th Cir. 2004); 7 Shaver v. Independent Stave Co., 350 F.3d 716, 720-22 (8th Cir. 2003); Fox v. Gen. Motors Corp., 8 247 F.3d 169, 175-76 (4th Cir. 2001). The Fifth Circuit states that in order to prove a claim of 9 disability-based harassment, the plaintiff must prove the following five elements: 10 (1) that she belongs to a protected group; (2) that she was subjected to unwelcome harassment; (3) that the harassment complained of was 11 based on her disability or disabilities; (4) that the harassment complained of affected a term, condition, or privilege of employment; 12 and (5) that the employer knew or should have known of the harassment and failed to take prompt, remedial action. 13 Flowers, 247 F.3d at 235-36 (modeling a claim for disability-based harassment after the similar 14 claim under Title VII (citations omitted)). “[T]he disability-based harassment must be sufficiently 15 pervasive or severe to alter the conditions of employment and create an abusive working 16 environment.” Id. at 236 (quotation and citation omitted). Factors that bear on whether a work 17 environment is “abusive” include “the frequency of the discriminatory conduct, its severity, 18 whether it is physically threatening or humiliating, or a mere offensive utterance, and whether it 19 unreasonably interferes with an employee’s work performance.” Id. (quotation and citation 20 omitted).2 21 22 2 Defendant argues that Ms. Anello must adequately plead that she was a qualified individual with a disability in order to establish that she belonged to a protected group, but it is not clear whether a 23 plaintiff claiming disability-based harassment must establish that she is a qualified individual with a disability. Flowers did not address the question and does not appear to impose such a 24 requirement. Defendant cites Ellis v. Donohoe, No. 4:13-CV-238 CDP, 2014 WL 7335161, at *6 (E.D. Mo. Dec. 19, 2014), in which the court listed the elements of a “discriminatory harassment” 25 claim, including the requirement that a plaintiff establish that “she was a member of a protected group (or in the case of disability discrimination, that she was a qualified individual with a 26 disability).” However, none of the Eighth Circuit cases cited by the court in Ellis set forth such a requirement. See, e.g., Cross v. Prairie Meadows Racetrack & Casino, Inc., 615 F.3d 977, 981 27 (8th Cir. 2010). Defendant also cites Maldonado v. Cooperativa De Ahorro, 685 F. Supp. 2d 264, 1 In its order dismissing the FAC, the court held that “[a]ssuming without deciding that such 2 a claim exists and that the Ninth Circuit would adopt a test for a disability-based harassment claim 3 that is similar to the one articulated by the Fifth Circuit, . . . Ms. Anello has failed to allege a claim 4 for harassment based on disability.” Anello II, 2019 WL 285197, at *11 (citation omitted). 5 Specifically, the court found that “the FAC does not allege facts to show that the alleged 6 disability-based harassment Ms. Anello experienced was sufficiently pervasive or severe enough 7 to alter the conditions of her employment.” Id. The court subsequently held that Ms. Anello’s 8 subsequent pleading, the TAC, plausibly alleged conduct that was sufficiently severe or pervasive 9 to alter the conditions of her employment but failed to state a claim for harassment/hostile work 10 environment based on disability “because it [did] not allege that [Assistant District Manager] 11 Sampson’s conduct was ‘based on [Ms. Anello’s] disability or disabilities.’” Anello III, 2019 WL 12 4141928, at *9 (quoting Flowers, 247 F.3d at 235-36). Further, the TAC did not allege that the 13 SSA “knew or should have known of the harassment and failed to take prompt, remedial action.” 14 Id. (citing Flowers, 247 F.3d at 235-36). 15 The Fourth Amended Complaint repeats Ms. Anello’s allegations about Sampson’s 16 conduct, including Sampson physically blocking Ms. Anello from getting to her desk for pain 17 medication, blocking her a second time when she tried to get permission to get her medication 18 from another manager, and mocking her for “crying again,” as well as Sampson’s “physical 19 posturing, increased volume and tone of voice,” and “glower[ing],” “look[ing] down,” and 20 “physically intimidat[ing]” Ms. Anello. See Fourth Am. Compl. 8-10, ¶¶ 1-3, 5. These 21 allegations plausibly allege conduct that was sufficiently severe or pervasive to alter the conditions 22 of Ms. Anello’s employment. 23 24 is not a qualified individual with a disability under ADA.” However, the court did not analyze the issue and concluded that the plaintiff did not belong to a protected group because he had failed to 25 establish that he was disabled within the meaning of the ADA. Id. at 273-74 (holding “Plaintiff here has failed to identify a life activity limited by his impairment that qualifies as major” and 26 noting lack of evidence that the plaintiff “was substantially limited with regards to driving or any other major life activity”). Here, Defendant does not challenge Ms. Anello’s allegation that she 27 was a person with a disability. On the current record, the court declines to hold that Ms. Anello 1 Further, the Fourth Amended Complaint remedies the deficiencies identified in the TAC. 2 The Fourth Amended Complaint alleges that “[t]he harassment that [Ms. Anello] received was 3 prohibited discrimination due to [her] disability.” Fourth Am. Compl. 8 ¶ 1. The court concludes 4 that the allegations about Sampson’s conduct in the Fourth Amended Complaint support a 5 reasonable inference that his actions were motivated by Ms. Anello’s medical conditions, as his 6 alleged behavior was related to her attempts to obtain pain medication for those conditions, 7 including “mock[ing]” her for crying in pain. 8 Finally, the Fourth Amended Complaint also sufficiently alleges that the SSA knew or 9 should have known of Sampson’s alleged harassment and failed to take prompt, remedial action. 10 In the Title VII context, “[a]n employer’s liability for harassing conduct is evaluated differently 11 when the harasser is a supervisor as opposed to a coworker.” McGinest v. GTE Serv. Corp., 360 12 F.3d 1103, 1119 (9th Cir. 2004) (citing Swinton v. Potomac Corp., 270 F.3d 794, 803 (9th Cir. 13 2001)). “An employer is vicariously liable for a hostile environment created by a supervisor, 14 although such liability is subject to an affirmative defense.” Id. (citations omitted). “A supervisor 15 is a person who can take tangible employment actions against an employee, including effecting 16 ‘significant change in employment status, such as hiring, firing, failing to promote, reassignment 17 with significantly different responsibilities, or a decision causing a significant change in 18 benefits.’” Reynaga v. Roseburg Forest Prods., 847 F.3d 678, 689 (9th Cir. 2017) (quoting Vance 19 v. Ball State Univ., 570 U.S. 421, 431 (2013)). Here, Ms. Anello alleges that Sampson was the 20 Assistant District Manager and the “second in command” in her office. Fourth Am. Compl. 2 ¶ 5. 21 She also alleges that he told her that she “was never going to be promoted while he was at the 22 Santa Rosa District Office,” informed her that SSA would appeal any award of unemployment 23 benefits, refused to cancel her retirement, and “blocked [her] Reasonable Accommodation request 24 to have [her] desk changed.” Id. at 10 ¶¶ 3, 5. These allegations support the inference that 25 Sampson could “take tangible employment actions against” Ms. Anello, rendering the SSA 26 vicariously liable for Sampson’s alleged harassment. 27 IV. CONCLUSION 1 with prejudice. Defendant’s motion to dismiss the harassment/hostile work environment claim 2 || based on disability is denied. 3 The court will hold an initial case management conference on March 18, 2020. A joint 4 || case management statement is due by March 11, 2020. is GSES INOS 5 LD CS 6 IT IS SO ORDERED. □□□ © ey ERED □□ 7 || Dated: January 13, 2020 > | iris SO ORD 8 ~ N\ | £8 Ob — □ 9 LN ed Geee sa Vt Tithe cs {idee DOSS □ iS 10 eA ny, □□ Lay RS DISTRICL 12 15 16 = 17 Z 18 19 20 21 22 23 24 25 26 27 28
Document Info
Docket Number: 4:18-cv-00070
Filed Date: 1/13/2020
Precedential Status: Precedential
Modified Date: 6/20/2024