Patkins v. Ferguson ( 2020 )


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  • 1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 DAVID C. PATKINS, Case No. 18-cv-05139-EMC 8 Plaintiff, ORDER GRANTING IN PART 9 v. DEFENDANT’S MOTION FOR SUMMARY JUDGMENT; AND 10 J. FERGUSON, SETTING BRIEFING SCHEDULE 11 Defendant. Docket No. 18 12 13 14 I. INTRODUCTION 15 In this pro se prisoner’s civil rights action, David Patkins alleges a retaliation claim against 16 J. Ferguson. Defendant Ferguson now moves for summary judgment on the ground that 17 administrative remedies were not exhausted for some parts of Mr. Patkins’ retaliation claim. Mr. 18 Patkins opposes the motion. For the reasons discussed below, Defendant’s motion for summary 19 judgment will be granted in part and denied in part. The Court also will set a briefing schedule for 20 any motion for summary judgment on the merits. 21 II. BACKGROUND 22 A. The Alleged Retaliatory Conduct 23 Mr. Patkins alleges in his complaint that he worked as a morning cook. He contends that 24 correctional supervising cook J. Ferguson retaliated against him (Patkins) because of his exercise 25 of his First Amendment rights. The complaint alleges that, after some harassment by Mr. 26 Ferguson, Mr. Patkins said to Mr. Ferguson on October 14, 2017: “‘please stop harassing me! 27 Please stop harassing me or I’m going to file a complaint.’” Docket No. 1 at 11. (Mr. Patkins also 1 file a complaint, Mr. Ferguson retaliated in the following ways: 2 (1) On October 14, 2017, Mr. Ferguson refused to give Mr. Patkins his prison ID after 3 telling Mr. Patkins to “leave culinary.” Id. at 11. 4 (2) Also on October 14, Mr. Ferguson issued a false rules violation report for misuse of 5 state property (viz., taking a large amount of plastic wrap). Id. at 12; Docket No. 1-1 at 60. 6 (3) Mr. Ferguson put Mr. Patkins on “the worst, or no job assignments.” Docket No. 1 at 7 13, 20. 8 (4) On October 20, Mr. Ferguson blocked Mr. Patkins’ access to do his job functions (e.g., 9 stood in front of the mixer needed to prepare pancake batter). Id. at 13. 10 (5) Mr. Ferguson “involve[d] his superiors, e.g., SCC Hall and SCC McKinlay to planned, 11 surprise ambushes of [Patkins’] work areas” to look for stolen items or rule violations. Id. at 13 12 (errors in source). 13 (6) On October 31, Mr. Ferguson called Mr. Patkins a thief and personally searched his 14 back pocket but found nothing. Id. at 14. 15 (7) On November 10, Mr. Ferguson issued a false rule violation report against Mr. Patkins 16 for misuse of food (viz., taking 8 eggs). Id. at 16; see also Docket No. 1-1 at 63. 17 (8) Mr. Ferguson gave Mr. Patkins a bad evaluation dated November 10 – an evaluation 18 that was “suppressed” until after February 21, 2018. Docket No. 1 at 16-17; see Docket No. 1-1 at 19 88. 20 (9) Upon his return to the north culinary area in about January 2018 (after having been 21 away most of December 2017 and into the beginning of January 2018), Mr. Ferguson caused 22 discord by fraternizing with and influencing other cooks to act against Mr. Patkins. Docket No. 1 23 at 19-20. The other cooks, for example, hid saran wrap and food products from Mr. Patkins and 24 excluded him from authorized meals among cooks. Id. at 20. 25 (10) On February 2, 2018, Mr. Ferguson moved a preparation table and grabbed a spoon 26 from Mr. Patkins’ hand, insisting that he, rather than Mr. Patkins, would decide when the potatoes 27 were ready. Id. at 20. 1 Patkins be removed from his work assignment. Id. at 22; Docket No. 1-1 at 90. (On February 21, 2 the classification committee removed Mr. Patkins from his work assignment in culinary. Docket 3 No. 1 at 22.) 4 (12) On February 5, 2018, Mr. Ferguson searched Mr. Patkins’ property, looking for 5 missing aprons, and then threw Mr. Patkins’ property to the ground when he was finished. Id. at 6 21.1 7 B. The Inmate Appeals 8 In many cases, the dispute about exhaustion concerns whether a prisoner received a 9 decision at the highest level for his inmate appeal. Here, however, the dispute is whether Mr. 10 Patkins’ several inmate appeals adequately described the particular retaliatory acts to exhaust all 11 the parts of his exhaustion claim. Given the nature of this inquiry, the allegations of each inmate 12 appeal must be recounted in some depth. 13 Mr. Patkins filed six inmate appeals that pertained to Mr. Ferguson during the relevant 14 time period between October 14, 2017 (i.e., the date on which Mr. Patkins threatened to file a 15 complaint) and approximately February 2018 (i.e., when Mr. Patkins was removed from his 16 kitchen job based on Mr. Ferguson’s requests). 17 Inmate appeal log # CTF-17-03100: In this appeal, Mr. Patkins claimed that the rule 18 violation report (#3535833) issued on October 14, 2017, by Mr. Ferguson for misuse of state 19 property (viz., a large amount of plastic wrap) was retaliatory and “evidentially void.” Docket No. 20 18-1 at 11. The CDCR determined that the second-level decision exhausted administrative 21 remedies for this appeal. Id. at 10. 22 Inmate appeal log # CTF-17-03215: In this appeal, Mr. Patkins claimed that Mr. Ferguson 23 1 Mr. Patkins also alleges that Mr. Ferguson gave him “evil eye stares.” Docket No. 1 at 13, 14, 24 19. In the prison setting, prisoners routinely are watched and observed by staff members. Given that reality, the allegation that a staff member “stared” at a prisoner, even if he did so with an “evil 25 eye,” is simply too trivial to support a retaliation claim. See Coszalter v. City of Salem, 320 F.3d 968, 976 (9th Cir. 2003) (“when an employer’s response includes only minor acts, such as ‘bad- 26 mouthing,’ that cannot reasonably be expected to deter protected speech,” do not amount to actionable retaliation); Morman v. Dyer, 2017 WL 1233329, at *4 (N. D. Cal. 2017) (finding that 27 plaintiff failed to state a retaliation claim because “[t]he allegedly adverse action—staring at and 1 engaged in “retaliation by infliction of a false” rule violation report (#3697021) for misuse of food 2 (viz., taking 8 eggs) on November 10, 2017, following Mr. Patkins’ October 14 threat to file a 3 grievance. Id. at 24. In the description of the problem, Mr. Patkins wrote that he had complained 4 to supervising cooks for the “personal searching to stop – looking into the bathroom and personal 5 searches did stop. But CSC staff Hall on 11-11-17 with CSC F[erguson] raided my work area 6 giving me threatening evil eye scowls when finding nothing – CSC F[erguson] still hovers, 7 searching all my trails.” Id. at 26. This appeal was denied at the Director’s level. Id. at 22. 8 Inmate appeal log # CTF-17-03535: In this appeal, Mr. Patkins claimed that the hearing 9 officer who held the hearing on the misuse-of-food rule violation report had denied him his due 10 process rights to staff assistance and to present evidence in his defense. Id. at 49, 51. Mr. Patkins 11 argued that Mr. Ferguson had wrongly labelled him a thief. Id. at 51. The CDCR determined that 12 the second-level decision exhausted administrative remedies for this appeal. Id. at 48. 13 Inmate appeal log # CTF-18-00444: In this appeal, Mr. Patkins described his problem as 14 “on-going retaliation” and asked officials to “please tell me when CSC Ferguson is to stop his on- 15 going retaliation, personal attacks, evil eye scowls, antagonism, bullying, and placing me on the 16 worst job assignments in spite of my skill level in culinary?” Id. at 85, 87. Mr. Ferguson wrote 17 that, on February 2, 2018, Mr. Ferguson had pushed back a table, grabbed a spoon Mr. Patkins 18 was holding, and angrily said that he (Ferguson) would decide when the potatoes were done. Id. 19 at 85, 87. He also wrote that, on February 5, 2018, Mr. Ferguson had accused Mr. Patkins of 20 stealing aprons, searched his property, and then threw the property on the floor. Id. at 87. This 21 appeal was denied at the Director’s level. Id. at 83. 22 Inmate appeal log # CTF-18-00559: In this appeal, Mr. Patkins complained about “further 23 reprisal for filing a complaint.” Id. at 100. He complained that a committee had taken his job on 24 February 21, 2018, and did so “to satisfy on-going retaliation” by Mr. Ferguson. Id. Mr. Patkins 25 wrote that a February 3, 2018, chrono by Mr. Ferguson relied on unsubstantiated rule violation 26 reports. Id. at 102. He complained that the committee had improperly relied on Mr. Ferguson’s 27 information and arbitrarily took away his job. Id. This appeal was denied at the Director’s level. 1 Inmate appeal log # CTF-18-00627: Mr. Patkins complained of “job removal violating 2 due process by arbitrary action,” arguing that his job had been taken away improperly because of 3 the ongoing retaliation by Mr. Ferguson and the false information in the February 3, 2018, memo 4 by Mr. Ferguson asking to drop Mr. Patkins from the culinary job. Id. at 118, 120. Mr. Patkins 5 also complained that the committee relied on a two-year job limitation as a pretext to take away 6 his job. Id. at 120. This appeal was denied at the Director’s level. Id. at 116. 7 III. VENUE AND JURISDICTION 8 Venue is proper in the Northern District of California because some of the events or 9 omissions giving rise to the complaint occurred at a prison in Monterey County, which is located 10 within the Northern District. See 28 U.S.C. §§ 84, 1391(b). The Court has federal question 11 jurisdiction over this action brought under 42 U.S.C. § 1983. See 28 U.S.C. § 1331. 12 IV. LEGAL STANDARD FOR SUMMARY JUDGMENT 13 Summary judgment is proper where the pleadings, discovery and affidavits show that there 14 is “no genuine dispute as to any material fact and [that] the moving party is entitled to judgment as 15 a matter of law.” Fed. R. Civ. P. 56(a). A court will grant summary judgment “against a party 16 who fails to make a showing sufficient to establish the existence of an element essential to that 17 party’s case, and on which that party will bear the burden of proof at trial . . . since a complete 18 failure of proof concerning an essential element of the nonmoving party’s case necessarily renders 19 all other facts immaterial.” Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). A fact is 20 material if it might affect the outcome of the lawsuit under governing law, and a dispute about 21 such a material fact is genuine “if the evidence is such that a reasonable jury could return a verdict 22 for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). 23 When a defendant moves for judgment against a plaintiff on the merits of his claim. In 24 such a situation, the moving party bears the initial burden of identifying those portions of the 25 record which demonstrate the absence of a genuine dispute of material fact. The burden then 26 shifts to the nonmoving party to “go beyond the pleadings, and by his own affidavits, or by the 27 ‘depositions, answers to interrogatories, or admissions on file,’ designate ‘specific facts showing 1 When a defendant moves for summary judgment on an affirmative defense on which he 2 bears the burden of proof at trial, he must come forward with evidence which would entitle him to 3 a directed verdict if the evidence went uncontroverted at trial. See Houghton v. South, 965 F.2d 4 1532, 1536 (9th Cir. 1992). The failure to exhaust administrative remedies is an affirmative 5 defense that must be raised in a motion for summary judgment. See Albino v. Baca, 747 F.3d 6 1162, 1166 (9th Cir. 2014) (en banc). On a motion for summary judgment for nonexhaustion, the 7 defendant has the initial burden to prove “that there was an available administrative remedy, and 8 that the prisoner did not exhaust that available remedy.” Id. at 1172. If the defendant carries that 9 burden, the “burden shifts to the prisoner to come forward with evidence showing that there is 10 something in his particular case that made the existing and generally available administrative 11 remedies effectively unavailable to him.” Id. The ultimate burden of proof remains with the 12 defendant, however. Id. If material facts are disputed, summary judgment should be denied, and 13 the “district judge rather than a jury should determine the facts” on the exhaustion question, id. at 14 1166, “in the same manner a judge rather than a jury decides disputed factual questions relevant to 15 jurisdiction and venue,” id. at 1170-71. 16 A verified complaint may be used as an opposing affidavit under Rule 56, as long as it is 17 based on personal knowledge and sets forth specific facts admissible in evidence. See Schroeder 18 v. McDonald, 55 F.3d 454, 460 & nn.10-11 (9th Cir. 1995) (treating plaintiff’s verified complaint 19 as opposing affidavit where, even though verification not in conformity with 28 U.S.C. § 1746, 20 plaintiff stated under penalty of perjury that contents were true and correct, and allegations were 21 not based purely on his belief but on his personal knowledge). Mr. Patkins’ complaint is made 22 under penalty of perjury and therefore is considered as evidence. 23 The court’s function on a summary judgment motion is not to make credibility 24 determinations or weigh conflicting evidence with respect to a disputed material fact. See T.W. 25 Elec. Serv. v. Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987). The evidence must 26 be viewed in the light most favorable to the nonmoving party, and inferences to be drawn from the 27 facts must be viewed in the light most favorable to the nonmoving party. See id. at 631. 1 V. DISCUSSION 2 A. The Requirement That Inmates Exhaust Administrative Remedies 3 “No action shall be brought with respect to prison conditions under [42 U.S.C. § 1983], or 4 any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until 5 such administrative remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). Exhaustion 6 in prisoner cases covered by § 1997e(a) is mandatory. Porter v. Nussle, 534 U.S. 516, 524 (2002); 7 Ross v. Blake, 136 S. Ct. 1850, 1856-57 (2016) (mandatory language of § 1997e(a) forecloses 8 judicial discretion to craft exceptions to the requirement). All available remedies must be 9 exhausted; those remedies “need not meet federal standards, nor must they be ‘plain, speedy, and 10 effective.’” Porter, 534 U.S. at 524. Even when the prisoner seeks relief not available in 11 grievance proceedings, notably money damages, exhaustion is a prerequisite to suit. Id.; Booth v. 12 Churner, 532 U.S. 731, 741 (2001). Section 1997e(a) requires “proper exhaustion” of available 13 administrative remedies. Woodford v. Ngo, 548 U.S. 81, 93 (2006). Proper exhaustion requires 14 using all steps of an administrative process and complying with “deadlines and other critical 15 procedural rules.” Id. at 90. An inmate “need not exhaust unavailable [remedies].” Ross, 136 S. 16 Ct. at 1858 (emphasis added). An administrative remedy is unavailable if, for example, “it 17 operates as a simple dead end—with officers unable or consistently unwilling to provide any relief 18 to aggrieved inmates”; or if it is “so opaque that it becomes, practically speaking, incapable of 19 use”; or if “prison administrators thwart inmates from taking advantage of a grievance process 20 through machination, misrepresentation, or intimidation.” Id. at 1859–60. 21 The State of California provides its inmates and parolees the right to appeal 22 administratively “any policy, decision, action, condition, or omission by the department or its staff 23 that the inmate or parolee can demonstrate as having a material adverse effect upon his or her 24 health, safety, or welfare.” Cal. Code Regs. tit. 15, § 3084.1(a). In order to exhaust available 25 administrative remedies within this system, a prisoner must proceed through three formal levels of 26 appeal and receive a decision from the Secretary of the CDCR or his designee. Id. § 3084.1(b), § 27 3084.7(d)(3). 1 is determined by the prison’s applicable grievance procedures. Jones v. Bock, 549 U.S. 199, 218 2 (2007); see also Sapp v. Kimbrell, 623 F.3d 813, 824 (9th Cir. 2010) (“To provide adequate 3 notice, the prisoner need only provide the level of detail required by the prison’s regulations”). 4 California prisoners are required to lodge their administrative complaint on a CDCR 602 form (or 5 a CDCR 602-HC form for a health care matter). The level of specificity required in the appeal is 6 described in a regulation: 7 (3) The inmate or parolee shall list all staff member(s) involved and shall describe their involvement in the issue. To assist in the 8 identification of staff members, the inmate or parolee shall include the staff member’s last name, first initial, title or position, if known, 9 and the dates of the staff member's involvement in the issue under appeal. . . . 10 (4) The inmate or parolee shall state all facts known and available 11 to him/her regarding the issue being appealed at the time of submitting the [appeal form]. 12 13 Cal. Code Regs. tit. 15, § 3084.2(a)(3-4) (emphasis added).2 Another regulation provides that 14 “[a]dministrative remedies shall not be considered exhausted relative to any new issue, 15 information, or person later named by the appellant that was not included” in the originally 16 submitted CDCR-602 inmate appeal form. Cal. Code Regs. tit. 15, § 3084.1(b). 17 18 2 Several Ninth Circuit cases have referred to California prisoners’ grievance procedures as not specifying the level of detail necessary and instead requiring only that the grievance “describe the 19 problem and the action requested.” See Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) (quoting former Cal. Code Regs. tit. 15, § 3084.2); Sapp, 623 F.3d at 824 (“California regulations 20 require only that an inmate ‘describe the problem and the action requested.’ Cal. Code Regs. tit. 15, § 3084.2(a)”); Griffin v. Arpaio, 557 F.3d 1117, 1120 (9th Cir. 2009) (when prison’s 21 procedures do not specify the requisite level of detail, “‘a grievance suffices if it alerts the prison to the nature of the wrong for which redress is sought’”). Those cases are distinguishable, 22 however, because they did not address the regulation as it existed at the time of the events complained of in Mr. Patkins’ complaint. Section 3084.2 was amended in 2010 (with the 2010 23 amendments becoming operative on January 28, 2011), and those amendments included the addition of subsection (a)(3). See Cal. Code Regs. tit. 15, § 3084.2 (history notes 11-12 providing 24 operative date of amendment). Wilkerson and Sapp used the pre-2011 version of section 3084.2, as evidenced by their statements that the regulation required the inmate to “describe the problem 25 and the action requested” – a phrase that does not exist in the version of the regulation in effect in and after 2011. Griffin is distinguishable because it discussed the Maricopa County Jail 26 administrative remedies rather than the CDCR’s administrative remedies. Whatever the former requirements may have been in the CDCR and whatever requirements may still exist in other non- 27 CDCR facilities, since January 28, 2011, the operative regulation has required California prisoners 1 B. Mr. Patkins Did Not Exhaust Administrative Remedies For Two Retaliatory Acts 2 Mr. Ferguson moves for summary judgment on four parts of the retaliation claim on the 3 ground that administrative remedies were not exhausted. Specifically, he contends that Mr. 4 Patkins did not exhaust administrative remedies for his claim that Mr. Ferguson retaliated against 5 him by refusing to return Mr. Patkins’ ID after ordering Mr. Patkins to leave culinary; physically 6 blocking Mr. Patkins’ access to his work station; enlisting other kitchen staff to inspect Mr. 7 Patkins’ work stations; and calling Mr. Patkins a thief. These events correspond to retaliatory acts 8 # 1, # 4, # 5, and # 6 in the above list of retaliatory acts by Mr. Ferguson. Having compared the 9 six inmate appeals with these four retaliatory acts, the Court concludes that Mr. Ferguson is 10 entitled to summary judgment on only two of those retaliatory acts. 11 1. Retaliatory Acts # 5 and # 6 12 With regard to retaliatory act # 5 – that Mr. Ferguson enlisted supervisors to ambush and 13 inspect Mr. Patkins’ work station -- inmate appeal # CTF-17-03215 touched upon this subject, as 14 it complained about Mr. Ferguson’s retaliatory conduct and alleged that “CSC staff Hall on 11-11- 15 17 with CSC F[erguson] raided my work area giving me threatening evil eye scowls when finding 16 nothing.” Docket No. 18-1 at 26. It is a close call because the inmate appeal did not specifically 17 allege that Mr. Ferguson had enlisted Mr. Hall to raid the work area (as both could have been 18 operating independently). Nonetheless, the Court concludes that the allegations were adequate to 19 alert prison officials to Mr. Ferguson’s involvement in the raids. As the Ninth Circuit has 20 explained, “‘[t]he primary purpose of a grievance is to alert the prison to a problem and facilitate 21 its resolution, not to lay groundwork for litigation.’” Reyes v. Smith, 810 F.3d 654, 659 (9th Cir. 22 2016). The inmate appeal sufficed to satisfy the standards of § 3084.2(a) and exhaust 23 administrative remedies for retaliatory act # 5. 24 With regard to retaliatory act # 6 – that Mr. Ferguson called Mr. Patkins a thief -- several 25 inmate appeals touched upon this subject. Inmate appeal # CTF-17-03535 complained that the 26 disciplinary hearing was unfair, but also urged that Mr. Ferguson had wrongly labelled him a thief; 27 inmate appeal # CTF-18-00444 complained that Mr. Ferguson accused Mr. Patkins of stealing 1 February 3 chrono (which, among other things, accused Mr. Patkins of stealing food) was false 2 and retaliatory. These inmate appeals sufficed to exhaust administrative remedies for the claim 3 that Mr. Ferguson retaliated by calling Mr. Patkins a thief, as they listed the alleged wrongdoer 4 and adequately described that person’s involvement, as required to exhaust under § 3084.2(a). 5 In sum, the first-level inmate appeals adequately described retaliatory acts # 5 and # 6 to 6 present those portions of his retaliation claim for consideration to prison officials. Defendant does 7 not dispute that all six of the inmate appeals filed by Mr. Patkins received decisions at the highest 8 level necessary to exhaust administrative remedies for the issues in those appeals. For these 9 reasons, the Court denies Defendant’s motion for summary judgment as to retaliatory acts # 5 and 10 # 6. 11 2. Retaliatory Acts # 1 and # 4 12 Mr. Patkins did not mention retaliatory act # 1 – that Mr. Ferguson refused to give Mr. 13 Patkins his ID back after telling him to “leave culinary” on October 14 -- in any of the first-level 14 inmate appeals he filed. And Mr. Patkins did not mention retaliatory act # 4 -- that Mr. Ferguson 15 blocked Mr. Patkins’ access to do his job functions on October 20 – in any of the first-level inmate 16 appeals he filed. 17 Mr. Patkins appears to take the position that an inmate appeal that mentions retaliation in 18 general suffices to exhaust all acts of retaliation, and that an inmate appeal that mentions one act 19 of retaliation suffices to exhaust other, unmentioned acts of retaliation. The Court disagrees. The 20 details of wrongful conduct matter; it is necessary for the inmate to describe those details to 21 exhaust administrative remedies for claims pertaining to those wrongs. This very point is evident 22 in Kimbro v. Miranda, 735 F. App’x 275, 279 (9th Cir. 2018), where the Ninth Circuit determined 23 that inmate appeals alleging wrongs on several dates did not suffice to exhaust administrative 24 remedies for a wrong on an unmentioned date. Id. Kimbro affirmed the dismissal of a claim 25 “against Clark for denial of medication on September 9, 2008, based on a failure to exhaust. 26 Though Kimbro advances a ‘continuing violation’ theory to argue that other grievances alleging 27 denials of medication are sufficient to exhaust the September 9, 2008 denial of medication, those 1 prison officials on notice of the denial of medication on September 9, 2008, to allow them ‘to take 2 appropriate responsive measures’ to correct [the] problem.” Id. 3 Griffin v. Arpaio, 557 F.3d 1117 (9th Cir. 2009) also is instructive. There, the inmate filed 4 a grievance stating that he had fallen trying to access his upper bunk and requested a ladder or step 5 to reach the bunk. Id. at 1118. The inmate obtained an order for a lower-bunk assignment from a 6 prison nurse while his grievance was pending; thereafter, the inmate continued in his inmate 7 appeals to demand a ladder and prison officials replied to the appeals by stating that the nurse’s 8 order resolved the problem. Id. at 1118-19. The inmate then filed a civil rights complaint 9 alleging, among other things, that prison officials disregarded the nurse’s order. The Ninth Circuit 10 concluded that the inmate had not exhausted this claim because his inmate appeals did not mention 11 the alleged disregard of the nurse’s order. Id. 1121. 12 Another instructive case is Sapp v. Kimbrell, 623 F.3d 813, 824 (9th Cir. 2010), where the 13 plaintiff filed inmate appeals about medical treatment for an eye condition and then filed a civil 14 rights complaint alleging that prison officials (a) denied him medical treatment for his eye 15 condition, (b) denied a review of his medical records, and (c) improperly screened out grievances 16 seeking medical care. The Ninth Circuit determined that the plaintiff had not exhausted 17 administrative remedies for claims about the review of his medical records and the improper 18 screening of grievances about medical care because the inmate appeals only alerted prison 19 officials to the nature of his complaint regarding medical treatment for his eye condition. Id. See 20 also McCollum v. California Dep’t of Corr. and Rehab., 647 F.3d 870, 876 (9th Cir. 2011) 21 (inmate appeals asserting that “prison policies fail to provide for certain general Wiccan religious 22 needs and free exercise” did not “provide notice that the source of the perceived problem is the 23 absence of a paid Wiccan chaplaincy” and therefore did not exhaust remedies for challenge to the 24 chaplaincy hiring program itself). 25 Under the reasoning of these cases, Mr. Patkins’ inmate appeals that mentioned retaliation 26 generally and some specific acts of retaliation did not suffice to exhaust administrative remedies 27 for other specific acts of retaliation that were not mentioned in the inmate appeals. Mr. Ferguson 1 remedies as to his claim that Mr. Ferguson committed retaliatory acts # 1 and # 4. The undisputed 2 evidence shows that California provides an administrative remedies system for California 3 prisoners to complain about their conditions of confinement, and that Mr. Patkins used that 4 California inmate appeal system to complain about some events that gave rise to his complaint. 5 The regulation requires that the prisoner provide the name of the wrongdoing official and to state 6 all facts known about the issue being appealed. Cal. Code Regs. tit. 15, § 3084.2(a)(3-4). The 7 undisputed evidence shows that the several inmate appeals Mr. Patkins filed pertaining to events 8 alleged in the complaint that received a final decision did not mention that Mr. Ferguson engaged 9 in retaliatory act # 1 or retaliatory act # 4. Mr. Ferguson thus met his initial burden to prove “that 10 there was an available administrative remedy, and that [the plaintiff] did not exhaust that available 11 remedy.” Albino, 747 F.3d at 1172. 12 Once Mr. Ferguson met his initial burden, the burden shifted to Mr. Patkins to come 13 forward with evidence showing that something in his particular case made the existing 14 administrative remedies “effectively unavailable to him.” Id. Mr. Patkins fails to make the 15 requisite showing. 16 Mr. Patkins offers up several reasons why his failure to identify retaliatory acts # 1 and # 4 17 should be excused or otherwise didn’t matter, but none are persuasive. He first urges that it is 18 “ridiculous” and “arbitrary” to require an inmate to appeal every act of harassment separately. 19 Docket No. 21 at 2. He argues that, if he had to appeal every act, he would have had to file about 20 four to five appeals on October 14 alone, which would have exceeded the allowable number of 21 inmate appeals for a given time period. Id. Docket No. 21 at 2. He also suggests that, due to 22 space limitations, he would not have been able to list all the retaliatory acts in a single appeal. See 23 id. at 8. 24 This group of arguments fails to persuade the Court. An inmate wanting to file an inmate 25 appeal about several acts of retaliation could simply list all the acts of retaliation. The inmate 26 appeal form, with the continuation page that Mr. Patkins used, allows the inmate 22 lines to 27 describe the problem at the first level. That provides sufficient room for an inmate to explain his 1 inmate avoids repetition, legal citations, and hyperbole. In fact, Mr. Patkins’ inmate appeals show 2 that he could and did enumerate multiple specific ways in which he believed he was wronged – 3 and did so in a single inmate appeal form. For example, inmate appeal # CTF-17-3215 mentioned 4 the rule violation report for taking 8 eggs, plus the searches, plus the raiding of his work space. 5 Mr. Patkins also urges that, because some retaliatory acts were identified at some point 6 along the way in the inmate appeal process, they were exhausted even though they were not 7 mentioned in the first-level inmate appeal. Id. at 9. For example, he mentioned retaliatory act # 1 8 (the failure to return the ID) in the portion of the form that required him to describe why he was 9 dissatisfied with the second-level response to his inmate appeal, see Docket No. 18-1 at 14, after 10 not mentioning that event in the first-level inmate appeal that discussed the rule violation report 11 for misuse of state property. This argument is not persuasive because the regulations plainly 12 prohibit adding new issues, information, and wrongdoers beyond those identified in the original 13 inmate appeal form. See Cal. Code Regs. tit. 15, § 3084.1(b) (“Administrative remedies shall not 14 be considered exhausted relative to any new issue, information, or person later named by the 15 appellant that was not included in the originally submitted CDCR Form 602”). Nothing in prison 16 officials’ response to the inmate appeal suggests they chose to excuse the fact that he had not 17 included that issue in his first-level inmate appeal. In the example Mr. Patkins provides, the 18 second-level response addressed only the rule violation report for misuse of state property and did 19 not mention the failure to return the ID. Docket No. 18-1 at 18-19. And there was no Director’s- 20 level decision, other than a letter informing Mr. Patkins that the second-level decision sufficed to 21 exhaust the administrative remedy for the appeal. Id. at 10. 22 Next, Mr. Patkins appears to argue that his inmate appeals sufficed to present all of the 23 retaliatory acts because the appeals were not screened out or cancelled, even when he presented “a 24 deeper level of detail” as he moved beyond the first-level inmate appeal. Docket No. 21 at 6. This 25 argument fails because, as explained in the preceding paragraph, the regulation plainly prohibited 26 adding new issues and information beyond those described in the first-level inmate appeal. To the 27 extent he faults prison officials for not faulting him for not listing all the retaliatory acts, his 1 made aware. Cf Reyes v. Smith, 810 F.3d 654, 658 (9th Cir. 2016) (exhaustion occurred where 2 “prison officials ignore[d] the procedural problem and render[ed] a decision on the merits of the 3 grievance”).3 4 Mr. Patkins failed to properly exhaust his administrative remedies for the portions of his 5 retaliation claim that allege that Mr. Ferguson refused to return Mr. Patkins’ ID after making him 6 leave the culinary area and physically blocked Mr. Patkins’ access to a work station. See Ngo, 548 7 U.S. at 90-91 (“Proper exhaustion demands compliance with an agency's deadlines and other 8 critical procedural rules because no adjudicative system can function effectively without imposing 9 some orderly structure on the course of its proceedings.”). 10 Bearing in mind that Mr. Ferguson has the ultimate burden of proof on the defense and 11 viewing the evidence in the light most favorable to Mr. Patkins, the court concludes that Mr. 12 Ferguson is entitled to judgment as a matter of law on the affirmative defense that Mr. Patkins 13 failed to exhaust administrative remedies for retaliatory acts # 1 and # 4 in his § 1983 claim 14 against Mr. Ferguson. 15 When there is an exhaustion problem that affects part, but not all, of a complaint, the Court 16 need not dismiss the entire complaint. Jones v. Bock, 549 U.S. 199, 222-24 (2007) (rejecting 17 “total exhaustion-dismissal” rule); Lira v. Herrera, 427 F.3d 1164, 1170 (9th Cir. 2005). Rather 18 than requiring Mr. Patkins to file an amended complaint, it is easier to simply dismiss the 19 unexhausted portion of the retaliation claim. The unexhausted part of the complaint may simply 20 be dismissed where, as here, the unexhausted part is not so intertwined with the exhausted part 21 3 In Reyes, the California prisoner whose health care appeal concerning inadequate pain 22 management failed to identify two prison doctors – and thus failed to meet the specificity requirements of the CDCR’s regulation -- nevertheless exhausted his claim of deliberate 23 indifference to serious medical needs against the two doctor defendants because the appeal was decided on its merits at all levels of review. See id. at 656-57. But this does not mean that a claim 24 decided on the merits necessarily exhausts as to all possible defendants. There must be a sufficient connection between the claim in the appeal and the unidentified defendant(s) to provide 25 prison officials with “notice of the alleged deprivation” and an “opportunity to resolve it.” Id. at 659. In Reyes, the two unidentified prison doctors had a sufficient connection with plaintiff’s 26 claim in the appeal concerning inadequate pain management because prison officials plainly knew that the two unidentified prison doctors served on the pain management committee that had 27 determined that plaintiff should not receive narcotic pain medication. See id. By contrast, Mr. 1 that it is difficult to untangle them. Lira, 427 F.3d at 1175-76. Accordingly, the allegations that 2 || Mr. Ferguson engaged in retaliatory act # 1 and retaliatory act # 4 will be dismissed without 3 prejudice to Mr. Patkins filing a new action alleging them if he ever properly exhausts 4 || administrative remedies for them. Those two retaliatory acts will no longer form a part of the 5 || retaliation claim in this action. 6 VI. CONCLUSION 7 For the foregoing reasons, Defendants’ motion for summary judgment is GRANTED IN 8 PART AND DENIED IN PART. Docket No. 18. Specifically, the motion is granted as to 9 || retaliatory acts # 1 and # 4, and denied in all other respects. The allegation that Mr. Ferguson 10 || engaged in retaliatory act # 1 — that Mr. Ferguson refused to give Mr. Patkins his ID back after 11 telling him to “leave culinary” on October 14 (as alleged at Docket No. 1 at 11) —is DISMISSED 12 || without prejudice. The allegation that Mr. Ferguson engaged in retaliatory act # 4 -- that, on 5 13 October 20, 2017, Mr. Ferguson blocked Mr. Patkins’ access to do his job functions (as alleged at 14 || Docket No. | at 13) —is DISMISSED without prejudice. 3 15 Having resolved Defendants’ motion for summary judgment on the administrative 16 || exhaustion issue, the case needs to move forward. The Court now sets the following schedule for 3 17 a motion for summary judgment on the merits of the case. Defendant must file and serve his 18 || motion for summary judgment, or a notice that he does not intend to file such a motion, no later 19 than April 24, 2020. Defendant is reminded to serve a new Rand notice when he files his motion 20 || for summary judgment. Plaintiff must file and serve his opposition to the motion for summary 21 || judgment no later than May 22, 2020. Defendant must file and serve his reply, if any, no later 22 than June 5, 2020. 23 24 IT IS SO ORDERED. 25 26 Dated: February 28, 2020 <4 28 ED M. CHEN United States District Judge

Document Info

Docket Number: 3:18-cv-05139

Filed Date: 2/28/2020

Precedential Status: Precedential

Modified Date: 6/20/2024