Bustamonte v. Castillon ( 2022 )

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 SAN JOSE DIVISION 7 8 ISRAEL BUSTAMONTE, Case No. 22-cv-04725-VKD 9 Plaintiff, ORDER SCREENING COMPLAINT 10 v. PURSUANT TO 28 U.S.C. § 1915A; GRANTING LEAVE TO AMEND 11 T. CASTILLON, et al., Defendants. 12 13 14 Pro se plaintiff Israel Bustamonte filed the instant civil rights complaint pursuant to 42 15 U.S.C. § 1983 against a correctional officer and medical staff at the Salinas Valley State Prison 16 (“SVSP”), where he is currently incarcerated. Mr. Bustamonte’s motion for leave to proceed in 17 forma pauperis will be addressed in a separate order. Dkt. No. 5. 18 For the reasons discussed below, the Court concludes that the allegations are sufficient to 19 state an excessive force claim and deliberate indifference to medical needs claim against several 20 defendants, but there are insufficient facts to support a claim against two of the named defendants. 21 Mr. Bustamonte may amend his complaint to correct this deficiency as discussed below. 22 I. BACKGROUND 23 Mr. Bustamonte is currently confined at SVSP. Dkt. No. 1 ¶ 1. He brings this action 24 against Correctional Officer T. Castillon for injuries he suffered during a “riot/melee” among 25 inmates on September 28, 2021, in one of the yards at SVSP. Dkt. No. 1 ¶¶ 10, 17-21. Mr. 26 Bustamonte also sues SVSP medical staff for their deliberate indifference to his medical needs in 27 treating those injuries. Id. ¶¶ 1, 11, 34-48. With respect to his medical claim, Mr. Bustamonte 1 Montegrande (RN), K. Johnson (RN), L. Muriith (RN), and Dr. Michael Moller. Id. ¶¶ 7, 11, 12. 2 Mr. Bustamonte alleges that as soon as the riot broke out, he attempted to move away from 3 the area where the riot was taking place. Id. ¶¶ 18-19. Officers on the scene discharged pepper 4 smoke which caused him to cough and impaired his vision. Id. ¶ 19. He also heard loud bangs 5 from the building tower officers discharging their weapons. Id. When Mr. Bustamonte heard an 6 officer close by yell, “get down,” he turned his back to the officer to comply while keeping both 7 arms up in the air. Id. ¶ 20. Mr. Bustamonte claims that he then “out of nowhere lost 8 conscious[ness] and all went dark,” and that the next thing he recalls is being placed in the back of 9 an ambulance. Id. ¶ 21. Mr. Bustamonte alleges that Officer Castillon, who was the gun tower 10 officer for D-Yard 5 block at the time, deliberately shot him on the right side of his face with a 11 rubber bullet from the tower window, which was approximately 30 to 40 feet away. Id.; see also 12 id. ¶ 30. While he was restraining Mr. Bustamonte with a zip-tie, an unidentified officer noticed 13 the wound on Mr. Bustamonte’s face and called for medical attention. Id. ¶ 23. Defendants Nurse 14 Bermudez and Nurse Ssempebwa arrived. Id. Mr. Bustamonte says that it was only after several 15 inmates yelled at the officers and nurses that he needed to be taken to the hospital that Nurse 16 Bermudez had him taken to SVSP’s Critical Treatment Center. Id. ¶ 24. Mr. Bustamonte’s head 17 injury required treatment at the hospital where it was determined from a CT scan and X-rays that 18 Mr. Bustamonte had suffered bruising, several fractures, and a laceration. Id. ¶¶ 26-31. He was 19 transported back to SVSP after several hours of observation to ensure that he did not have a severe 20 concussion and was stable. Id. ¶¶ 31-32. 21 Mr. Bustamonte claims he experienced severe pain, vomiting, dizziness, and disorientation 22 in the days that followed. Id. ¶ 33. On October 1, 2021, he saw defendant Nurse Montegrande for 23 a follow-up. Id. ¶ 34. Mr. Bustamonte informed Nurse Montegrande that he was in severe pain, it 24 hurt to chew food and swallow water, and that the pain medication was not sufficient. Id. ¶ 35. 25 Nurse Montegrande informed him that he would receive surgery soon, but that he would not be 26 given more drugs (other than the “T-3s” already prescribed) because of Mr. Bustamonte’s history 27 of drug use. Id. ¶ 36. He was also informed that a “soft food diet” had been ordered. Id. ¶ 37. 1 Bustamonte informed Nurse Ssempebwa that he had severe pain on the right side of his face, he 2 could not chew regular food, and that he had not yet received the “soft food diet”; he also asked 3 about his scheduled surgery. Id. Nurse Ssempebwa replied that he could do nothing about the 4 food diet, that he would not provide “a fix to druggies,” and that surgery was on schedule. Id. 5 ¶ 39. 6 On October 5, 2021, Mr. Bustamonte saw defendant Nurse Phuc Le, whom he informed 7 that he was in severe pain, the vision in his right eye was blurry, and that he had lost some hearing 8 in his right ear. Id. ¶ 41. He also informed Nurse Le that he had not eaten in the last few days and 9 had not yet received his soft food diet. Id. ¶ 42. Nurse Le informed him that the soft food order 10 was there and that he should be getting his surgery within a couple of days. Id. Mr. Bustamonte 11 was sent back to his cell in severe pain. 12 On October 6, 2021, Mr. Bustamonte saw defendant Nurse Muriith. Id. ¶ 44. He informed 13 Nurse Muriith that he had not eaten a proper meal in over a week and that he was feeling dizzy 14 and disoriented; he requested a soft food diet meal. Id. Nurse Muriith informed him that he was 15 there to perform tests prior to surgery, and that any other medical issues had to be taken up with 16 his primary care provider (“PCP”). Id. Mr. Bustamonte was sent back to his cell still in severe 17 pain and worsening condition. Id. ¶ 45. 18 A few days later, Mr. Bustamonte saw his PCP, defendant Dr. Michael Moller. Id. ¶ 46. 19 Mr. Bustamonte informed Dr. Moller that he was in severe pain, losing vision and hearing on his 20 right side, and had dizzy periods and severe headaches. Id. He also informed Dr. Moller that he 21 had not yet received a soft food diet and been eating two slices of beard soaked in water each day. 22 Id. Dr. Moller informed him that a soft food diet had been recommended, that he would approve 23 the surgery; after that, they would see whether other medical procedures were needed. Id. ¶ 47. 24 Mr. Bustamonte was sent back to his cell. Id. 25 Mr. Bustamonte alleges that he never received surgery for his severe injuries and never 26 received a soft food diet. Id. at ¶ 48. He claims he continues to endure severe pain whenever he 27 eats and suffers from other medical problems because he never received proper medical treatment 1 II. STANDARD OF REVIEW 2 A federal court must conduct a preliminary screening in any case in which a prisoner seeks 3 redress from a governmental entity or officer or employee of a governmental entity. See 28 U.S.C. 4 § 1915A(a). A court may dismiss a case filed without the payment of the filing fee whenever it 5 determines that the action “(i) is frivolous or malicious; (ii) fails to state a claim on which relief 6 may be granted; or (iii) seeks monetary relief against a defendant who is immune from such 7 relief.” 28 U.S.C. § 1915(e)(2)(B)(i)-(iii). In conducting its review, the Court must identify any 8 cognizable claims and dismiss any claims that are frivolous, malicious, fail to state a claim upon 9 which relief may be granted, or seek monetary relief from a defendant who is immune from such 10 relief. See 28 U.S.C. § 1915A(b)(1), (2). Pro se pleadings must be liberally construed. See 11 Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1988); Jackson v. Carey, 353 F.3d 12 750, 757 (9th Cir. 2003). 13 Section 1983 “provides a cause of action for the ‘deprivation of any rights, privileges, or 14 immunities secured by the Constitution and laws’ of the United States.” Wilder v. Virginia Hosp. 15 Ass’n, 496 U.S. 498, 508 (1990) (quoting 42 U.S.C. § 1983). Section 1983 is not itself a source of 16 substantive rights, but merely provides a method for vindicating federal rights elsewhere 17 conferred. Graham v. Connor, 490 U.S. 386, 393-94 (1989). To state a claim under § 1983, a 18 plaintiff must allege two essential elements: (1) that a right secured by the Constitution or laws of 19 the United States was violated, and (2) that the alleged violation was committed by a person acting 20 under the color of state law. See West v. Atkins, 487 U.S. 42, 48 (1988). 21 Additionally, a complaint must include facts that are “more than labels and conclusions, 22 and formulaic recitation of the elements of a cause of action will not do.” Bell Atl. Corp. v. 23 Twombly, 550 U.S. 554, 555 (2007). “Threadbare recitals of the elements of a cause of action, 24 supported by mere conclusory statements, do not suffice.” Ashcroft v. Iqbal, 556 U.S. 662, 678 25 (2009). Only plausible claims for relief will survive a motion to dismiss. Id. at 679. A claim is 26 plausible if the facts pled permit the court to draw a reasonable inference that the defendant is 27 liable for the alleged misconduct. Id. A plaintiff does not have to provide detailed facts, but the 1 accusation.” Id. at 678. 2 III. DISCUSSION 3 Mr. Bustamonte contends that his rights under the Eighth Amendment were violated due to 4 the excessive force used by Officer Castillon and the deliberate indifference to his serious medical 5 needs by the medical staff. The Court considers these claims below. 6 A. Excessive Force 7 Whenever prison officials stand accused of using excessive force in violation of the Eighth 8 Amendment, the core judicial inquiry is whether force was applied in a good-faith effort to 9 maintain or restore discipline, or maliciously and sadistically to cause harm. Hudson v. 10 McMillian, 503 U.S. 1, 6-7 (1992); Whitley v. Albers, 475 U.S. 312, 320–21 (1986). Mr. 11 Bustamonte alleges that Officer Castillon deliberately shot him in the face, causing severe injury, 12 even though Mr. Bustamonte was in the process of complying with orders to “get down” and 13 presented no threat at the time. See supra at 2; Dkt. No. 1 at ¶ 56. These allegations are sufficient 14 to state an excessive force claim against Officer Castillon. 15 B. Deliberate Indifference to Serious Medical Needs 16 Deliberate indifference to a prisoner’s serious medical needs violates the Eighth 17 Amendment’s proscription against cruel and unusual punishment. See Estelle v. Gamble, 429 U.S. 18 97, 104 (1976). A determination of “deliberate indifference” involves an examination of two 19 elements: the seriousness of the prisoner’s medical need, and the nature of the defendant’s 20 response to that need. See McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992). A “serious” 21 medical need exists if the failure to treat a prisoner’s condition could result in further significant 22 injury or the “unnecessary and wanton infliction of pain.” Id. at 1059 (citing Estelle, 429 U.S. at 23 104). With regard to the second prong, a prison official is deliberately indifferent if he knows that 24 a prisoner faces a substantial risk of serious harm and disregards that risk by failing to take 25 reasonable steps to abate it. Farmer v. Brennan, 511 U.S. 825, 837 (1994). The prison official 26 must not only “be aware of facts from which the inference could be drawn that a substantial risk of 27 serious harm exists,” but he “must also draw the inference.” Id. Liberally construed, Mr. 1 claim against Nurse Ssempebwa, Nurse Le, Nurse Montegrande, Nurse Muriith, and Dr. Michael 2 Moller based on their knowledge that Mr. Bustamonte was in severe pain and unable to eat and 3 their failure to take reasonable steps to abate the risk of harm. 4 However, there are insufficient claims to state a deliberate indifference claim against Nurse 5 Bermudez and Nurse Johnson. The only factual allegations involving Nurse Bermudez are that 6 she was one of the two nurses who first arrived to provide medical treatment for Mr. Bustamonte’s 7 head injury, and that she had him taken to the Critical Treatment Center. See supra at 2. These 8 allegations are insufficient to indicate that she failed to take reasonable steps to abate a risk of 9 serious harm. Furthermore, other than listing Nurse Johnson as among the liable medical staff, 10 Mr. Bustamonte makes no specific factual allegations against Nurse Johnson anywhere in the 11 complaint; there is no description of any interaction he had with Nurse Johnson or how this 12 defendant was involved in his medical care. 13 The Court grants Mr. Bustamonte leave to amend to attempt to state sufficient facts to 14 show that Nurse Bermudez and Nurse Johnson are responsible for deliberate indifference to Mr. 15 Bustamonte’s serious medical needs. 16 C. Other Deficiencies 17 In preparing an amended complaint, Mr. Bustamonte should also address the following 18 problems with his pleading. First, Mr. Bustamonte states at the beginning of the complaint that he 19 is filing a claim for “inju[n]ction [sic] relief and declaratory relief.” Dkt. No. 1 at ¶ 1. However, 20 he does not describe what type of injunctive relief he seeks in the prayer for relief at the end of the 21 complaint. Id. at ¶ 79. If Mr. Bustamonte seeks specific injunctive relief, he should include it in 22 the amended complaint. 23 Second, Mr. Bustamonte states that each individual defendant was “acting in their official 24 capacity and course of their employment.” Id. at ¶ 14. He also states that each of them “are also 25 sued in their individual capacities for the claims allege[d] in this here complaint.” Id. at ¶ 16. As 26 a general matter, an action brough against a law enforcement officer in his official capacity seeks 27 to hold the entity of which the officer is an agent liable, rather than the officer himself. Kentucky 1 658, 690 n. 55 (1978)). For this reason, an officer sued in his official capacity is entitled to invoke 2 sovereign immunity just as the entity may. Id. at 167. By contrast, an action brought against an 3 officer in his individual capacity seeks to impose personal liability on the officer for wrongful 4 actions he takes “under color of state law” and in the course of his official duties. Id. at 165. An 5 officer sued in his individual capacity cannot claim sovereign immunity from suit. Alden v. 6 Maine, 527 U.S. 706, 757 (1999). To the extent that Mr. Bustamonte seeks to assert his claim for 7 money damages against defendants in their official capacities, and not their individual capacities, 8 such claims will be subject to dismissal. See Nesbit v. Dep’t of Pub. Safety, Nos. 06-16428, 06- 9 16623, 283 Fed. App’x. 531, 533 (9th Cir. 2008) (unpublished memorandum disposition) 10 (concluding that the district court properly dismissed prisoners’ claims against defendants acting 11 in their official capacities). Mr. Bustamonte should therefore clarify whether he is seeking to 12 impose liability on the named defendants in their individual or official capacities in preparing an 13 amended complaint. 14 IV. CONCLUSION 15 After screening the complaint pursuant to 28 U.S.C. § 1915A, the Court finds that the 16 claim of deliberate indifference against defendants Bermudez and Johnson are deficiently plead. 17 Furthermore, Mr. Bustamonte should also amend his request for injunctive relief and clarify on 18 what basis he is suing Defendants, i.e., whether solely in their official or individual capacities. 19 Mr. Bustamonte may file an amended complaint to attempt to correct the deficiencies 20 discussed above by no later than January 31, 2023. The amended complaint must include the 21 caption and civil case number used in this order, Case No. C 22-cv-04725 VKD, and the words 22 “AMENDED COMPLAINT” on the first page. If using the court form complaint, Mr. 23 Bustamonte must answer all the questions on the form in order for the action to proceed. 24 Mr. Bustamonte is advised that the amended complaint will supersede the original 25 complaint, the latter being treated thereafter as non-existent. Ramirez v. Cnty. of San Bernardino, 26 806 F.3d 1002, 1008 (9th Cir. 2015). Consequently, claims not included in an amended complaint 27 are no longer claims and defendants not named in an amended complaint are no longer defendants. 1 If Mr. Bustamonte fails to file an amended complaint in time, or the amended complaint 2 || fails to cure all defects described above, the Court may issue an order reassigning the case to a 3 district judge with a recommendation that the complaint be dismissed in whole or in part for 4 || failure to state a cognizable claim. 5 The Clerk of the Court shall include two copies of the Court’s form complaint with a copy 6 || of this order to Mr. Bustamonte. 7 IT IS SO ORDERED. 8 Dated: December 30, 2022 9 10 VIRGINIA K. DEMARCHI I United States Magistrate Judge 12 15 16 17 Z 18 19 20 21 22 23 24 25 26 27 28