Rouse v. Abernathy ( 2022 )

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 XEZAKIA ROUSE, Case No. 21-cv-05708-JSC 8 Plaintiff, SCREENING ORDER PURSUANT TO 9 v. 28 U.S.C. § 1915 10 RONALD HAYES ABERNATHY, Re: Dkt. No. 12 Defendant. 11 12 13 Upon review of Plaintiff’s First Amended Complaint pursuant to 28 U.S.C. § 1915, the 14 Court determined that Plaintiff’s Section 1983 claim was sufficient but his legal malpractice claim 15 did not contain a short and plain statement of the claim and the grounds upon which it rests, as 16 required by Federal Rule of Civil Procedure 8. (Dkt. No. 11; see Dkt. No. 7.) The Court directed 17 Plaintiff to file a Second Amended Complaint that either: (1) includes allegations to further 18 support the legal malpractice claim, if he wishes to proceed with the claim, or (2) eliminates the 19 legal malpractice claim. (Dkt. No. 11 at 5.) 20 Plaintiff filed an “amendment of legal malpractice claim.” (Dkt. No. 12 at 1.) The Court 21 will construe this as an addendum to the First Amended Complaint, (Dkt. No. 7), and consider the 22 two together as Plaintiff’s Second Amended Complaint, (Dkt. No. 7 at 1–10; Dkt. No. 12 at 1–6). 23 See Garaux v. Pulley, 739 F.2d 437, 439 (9th Cir. 1984) (explaining that pleadings by parties 24 proceeding without a lawyer should be construed liberally). 25 COMPLAINT ALLEGATIONS 26 Plaintiff was convicted of a crime in California in 2013. Defendant is the chief public 27 defender for Napa County, who represented Plaintiff. Plaintiff alleges that Defendant knowingly 1 Defendant improperly represented him in extradition hearings by refusing to send out Plaintiff’s 2 legal mail, which included letters to the Governor challenging his extradition. Defendant “knew 3 [P]laintiff was suing the Jail for deliberate indifference to a serious medical need . . . and 4 conspired with jail administrators to protect their ‘county teammate’ by attempting to thwart 5 [Plaintiff’s] mail service.” (Dkt. No. 7 at 7 (emphasis omitted).) As a result, Plaintiff was 6 extradited to New Mexico and incarcerated until a post-conviction motion to amend sentencing 7 order was granted. Plaintiff alleges that, although he was guilty of committing the crimes that led 8 to the extradition, he had already completed the full sentence for those crimes. Thus, his 9 incarceration for nearly two years after being extradited to New Mexico was unlawful. (See id. at 10 8; Dkt. No. 12 at 1–2.) 11 Plaintiff sues Defendant in his official capacity under 42 U.S.C. § 1983, alleging 12 deprivation of his constitutional rights. He identifies claims for ineffective assistance of counsel; 13 equal protection and due process under the Fourteenth Amendment; and “legal malpractice leading 14 to double jeopardy.” (Dkt. No. 7 at 4, 7; see Dkt. No. 12 at 1–2.) Plaintiff requests relief in the 15 form of a ruling that he had a right to have his first appeal filed, and a ruling that Defendant should 16 have preserved Plaintiff’s right to contact the Governor. (Dkt. No. 7 at 5; Dkt. No. 12 at 2.) The 17 Second Amended Complaint does not seek monetary relief or damages. (See Dkt. No. 10.) 18 LEGAL STANDARD 19 A court must dismiss an in forma pauperis complaint before service of process if it is 20 frivolous, fails to state a claim, or contains a complete defense to the action on its face. 28 U.S.C. 21 § 1915(e)(2). Section 1915(e)(2) parallels the language of Federal Rule of Civil Procedure 22 12(b)(6) regarding dismissals for failure to state a claim. See 28 U.S.C. § 1915(e)(2); see also 23 Lopez v. Smith, 203 F.3d 1122, 1126–27 (9th Cir. 2000). The complaint therefore must allege 24 facts that plausibly establish each defendant’s liability. See Bell Atl. Corp. v. Twombly, 550 U.S. 25 544, 555–57 (2007). “A claim has facial plausibility when the plaintiff pleads factual content that 26 allows the court to draw the reasonable inference that the defendant is liable for the misconduct 27 alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). 1 complaint to contain “a short and plain statement of the claim showing that the pleader is entitled 2 to relief.” Fed. R. Civ. P. 8(a)(2); see also Moss v. Infinity Ins. Co., No. 15-CV-03456-JSC, 2015 3 WL 5360294, at *2 (N.D. Cal. Sept. 14, 2015). “While the federal rules require brevity in 4 pleading, a complaint nevertheless must be sufficient to give the defendants ‘fair notice’ of the 5 claim and the ‘grounds upon which it rests.’” Coleman v. Beard, No. 14-CV-05508-YGR (PR), 6 2015 WL 395662, at *4 (N.D. Cal. Jan. 29, 2015) (quoting Erickson v. Pardus, 551 U.S. 89, 93 7 (2007)). A complaint that fails to state a defendant’s specific acts “that violated the plaintiff’s 8 rights fails to meet the notice requirements of Rule 8(a).” Medina Chiprez v. Becerra, No. 20-CV- 9 00307-YGR (PR), 2020 WL 4284825, at *3 (N.D. Cal. July 27, 2020) (citing Hutchinson v. 10 United States, 677 F.2d 1322, 1328 n.5 (9th Cir. 1982)). 11 Plaintiff is proceeding without representation by a lawyer. While the Court must construe 12 the complaint liberally, see Garaux, 739 F.2d at 439, it may not add to the factual allegations in 13 the complaint, see Pena v. Gardner, 976 F.2d 469, 471 (9th Cir. 1992). Litigants unrepresented 14 by a lawyer remain bound by the Federal Rules and Local Rules of this District. See N.D. Cal. 15 Civ. L.R. 3-9(a). 16 DISCUSSION 17 I. Section 1983 18 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege (1) that a right secured by 19 the Constitution or laws of the United States was violated and (2) that the alleged violation was 20 committed by a person acting under color of state law. West v. Atkins, 487 U.S. 42, 48 (1988). 21 While a public defender typically does not act under color of state law when providing 22 representation, intentional misconduct can bring a public defender’s actions under color of state 23 law. Polk County v. Dodson, 454 U.S. 312, 317–19 (1981); Franklin v. Oregon, 662 F.2d 1337, 24 1345 (9th Cir. 1981); see Tower v. Glover, 467 U.S. 914, 923 (1984). 25 Plaintiff’s Second Amended Complaint alleges intentional misconduct by Defendant, 26 specifically refusing to file an appeal and preventing Plaintiff from challenging his extradition, in 27 concert with state officials. See Glover v. Tower, 700 F.2d 556, 557–58 & n.1 (9th Cir. 1983), 1 for a defense; conspired with judge to deny plaintiff’s motions for new counsel and new trial; 2 conspired with appellate court to refuse to allow plaintiff to represent himself on appeal; and 3 conspired with appellate judge to affirm conviction). These allegations plausibly support an 4 inference of intentional misconduct that brings Defendant’s actions under color of state law. See 5 Iqbal, 556 U.S. at 678. 6 The Second Amended Complaint seeks only declaratory relief: a ruling that Plaintiff had a 7 right to have his first appeal filed and that Defendant should have preserved Plaintiff’s right to 8 contact the Governor. (Dkt. No. 7 at 5.) The Heck doctrine bars Section 1983 suits for declaratory 9 relief if success would necessarily imply that the plaintiff’s criminal conviction or punishment was 10 invalid, unless the plaintiff can show that the conviction was invalidated by law. Whitaker v. 11 Garcetti, 486 F.3d 572, 583–85 (9th Cir. 2007). Plaintiff’s Section 1983 claim and requested 12 relief do not necessarily imply the invalidity of his criminal conviction. See Heck v. Humphrey, 13 512 U.S. 477, 482–83 (1994) (explaining that a Section 1983 “claim for using the wrong 14 procedures, not for reaching the wrong result . . . did not call into question the lawfulness of the 15 plaintiff’s continuing confinement”); cf. Edwards v. Balisok, 520 U.S. 641, 644–48 (1997) (claim 16 that disciplinary hearing officer was biased and denied plaintiff the opportunity to present 17 exculpatory evidence would necessarily imply the invalidity of disciplinary decision); Whitaker, 18 486 F.3d at 584 (claim of illegal search and seizure of evidence would necessarily imply the 19 invalidity of conviction based on that evidence). Without the benefit of full briefing from the 20 parties, the Court cannot conclude whether Heck—or any other legal doctrine—bars Plaintiff’s 21 Section 1983 claim. Accordingly, at this early stage it passes Section 1915 review. 22 II. Legal Malpractice 23 To state a claim for criminal legal malpractice under California law, Plaintiff must allege: 24 (1) that Defendant had “a duty to use such skill, prudence and diligence as members of the 25 profession commonly possess”; (2) that Defendant breached the duty; (3) a proximate causal 26 connection between the breach and Plaintiff’s injury; (4) actual loss or damage; and (5) actual 27 innocence. Wiley v. County of San Diego, 966 P.2d 983, 985 (Cal. 1998); see Coscia v. McKenna 1 The Second Amended Complaint alleges that Plaintiff was extradited to New Mexico and 2 || incarcerated until a post-conviction motion to amend sentencing order was granted. It alleges that, 3 although Plaintiff was guilty of committing the underlying crimes, he had already completed the 4 full sentence in New Mexico for those crimes. Thus, he was unlawfully incarcerated for almost 5 two years after his extradition. 6 These allegations are more than “naked assertion[s],” [gbal, 556 U.S. at 678, and liberally 7 construed the complaint states a cognizable claim for criminal legal malpractice, see Wiley, 966 8 || P.2d at 985. The allegation that Plaintiff's incarceration was unlawful because he had already 9 served his full sentence suffices, at this stage, for the element of “actual innocence.” J/d.; see 10 || Khodayari v. Mashburn, 132 Cal. Rptr. 3d 903, 909-13 (Cal. Ct. App. 2011) (explaining that 11 actual innocence element refers not necessarily to the plaintiff's conviction, but to the specific q 12 proceeding where the plaintiff's lawyer allegedly committed malpractice). Without the benefit of 5 13 full briefing from the parties, the Court cannot conclude that the legal malpractice claim is S 14 || deficient as a matter of law. Accordingly, at this early stage it passes Section 1915 review. 3 15 CONCLUSION 16 On or before April 1, 2022, Plaintiff shall file a document titled Second Amended 5 17 Complaint that consists only of Docket No. 7 (pages 1-10) followed by Docket No. 12 (pages 1- 18 6). Plaintiff should not make any changes to any part of the text of those documents. The Court 19 || will then order the U.S. Marshal to serve the Second Amended Complaint. 20 IT IS SO ORDERED. 1 Dated: March 18, 2022 fu Suttloly ne 23 JACQUELINE SCOTT CORLE 24 United States Magistrate Judge 25 26 27 28