Effinger v. Ancient Organics LLC ( 2024 )

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 KELLY EFFINGER, et al., Case No. 22-cv-03596-AMO 8 Plaintiffs, ORDER RE DISCOVERY AND 9 v. SCHEDULING 10 ANCIENT ORGANICS LLC, Re: Dkt. Nos. 62, 64, 65 Defendant. 11 12 13 Before the Court are several motions related to discovery and case scheduling. The 14 motions are fully briefed and suitable for decision without oral argument. See Civil L.R. 7-6. 15 Having read the parties’ papers and carefully considered their arguments and the relevant legal 16 authority, the Court hereby GRANTS in part and DENIES in part Defendant’s motion, and the 17 Court DENIES Plaintiff’s motion. 18 I. BACKGROUND 19 The Court held an initial case management conference for this putative class action on 20 December 12, 2023. ECF 49. The Court set a case schedule during that conference, including an 21 April 1, 2024, close of fact discovery for class certification. Id. 22 On March 27, 2024, Plaintiffs moved for an extension of deadlines. ECF 54. Following 23 another conference and complete briefing, the Court granted Plaintiff’s motion in light of the 24 parties’ earlier agreement to delay discovery while they attended mediation. ECF 61. The Court 25 set the new close of fact discovery as July 10, 2024. Id. 26 On July 17, 2024, within the seven-day grace period contemplated by Civil Local Rule 37- 27 3, Defendant filed the now-pending motion to compel discovery responses and for sanctions 1 against Plaintiffs’ Counsel. ECF 62. Plaintiffs timely filed an opposition brief on July 22, 2024. 2 ECF 63.1 3 On July 24, 2024, Plaintiffs filed the now-pending motion for an extension of time to file 4 expert disclosures and the motion for class certification. ECF 65. Defendant timely filed an 5 opposition brief on July 29, 2024. ECF 66. 6 II. DEFENDANT’S MOTION TO COMPEL AND FOR SANCTIONS 7 Defendant moves to compel Plaintiffs Kelly Effinger and Keefe Stevernu to appear for 8 depositions and Plaintiff Stevernu to provide interrogatory responses. Defendant includes within 9 its motion a request for sanctions upon Plaintiffs and their counsel. The Court addresses these 10 issues in turn. 11 A. Depositions of Plaintiffs 12 A notice of deposition is sufficient to compel a party’s attendance at a deposition, and the 13 only requirement is that the party be “served with proper notice” of the deposition beforehand. 14 Sali v. Corona Reg’l Med. Ctr., 884 F.3d 1218, 1222 (9th Cir. 2018); see also Jules Jordan Video, 15 Inc. v. 144942 Canada Inc., 617 F.3d 1146, 1158 (9th Cir. 2010); Fed. R. Civ. P. 30(b)(1). 16 Here, the parties disagree about whether Plaintiffs received adequate notice. Defendant 17 makes no reference to Rule 5, the Rule of Procedure that sets forth the standards constituting 18 effective service in federal practice. Defendant argues instead that its proofs of service are entitled 19 to a presumption of validity. ECF 62 at 6. However, the proofs of service and the photos attached 20 thereto show that the deposition notices were not effectively served at Plaintiffs’ counsels’ offices. 21 See Moon Decl., Ex. I (ECF 62-10). As the images reveal, the documents were variously wedged 22 into door handles like solicitations, dropped on the corner of a common lobby table next to 23 outgoing mail containers, and slid under office doors. See id.; Fed. R. Civ. P. 5(b). This does not 24 constitute proper service. Van v. Language Line LLC, 2016 WL 5339805, at *6 (N.D. Cal. Sept. 25 23, 2016) (“Leaving documents at a recipient’s door does not fall within the methods of service 26 27 1 Also on July 22, 2024, Plaintiffs’ Counsel filed an administrative motion to file under seal a 1 expressly approved in Rule 5(b).”). Indeed, as Plaintiffs note in their opposition brief, 2 Defendant’s attempted service appears aimed at avoiding effective notice given that Defense 3 counsel avoided making service by electronic means, as the parties had done throughout the case. 4 Compare, e.g., Moon Decl. Ex. D (ECF 62-5, Effinger Dep. Notice with electronic service) with 5 Ex. H (ECF 62-9, Am. Effinger Dep. Notice showing no electronic service). Worse still, 6 Defendant did not coordinate with Plaintiffs’ counsel prior to issuing the deposition notices, and 7 Defense counsel did not contact Plaintiffs’ counsel about the missed depositions until the week 8 after they were supposed to take place. None of this conduct reveals a meaningful effort to 9 schedule and complete depositions, and it falls short of the effective notice required by Rule 5. 10 Because Defendant fails to show that Plaintiffs were served with proper notice, it has not 11 established that it is entitled to compel their depositions after the close of fact discovery. This 12 portion of Defendant’s motion is therefore DENIED. 13 B. Stevernu Interrogatory Responses 14 Parties are obligated to participate in the discovery process, including by responding to 15 interrogatories fully, in writing, and under oath. Fed. R. Civ. P. 33(b)(3). “A party seeking 16 discovery may move for an order compelling an answer, designation, production, or inspection [if] 17 a party fails to answer an interrogatory submitted under Rule 33.” Fed. R. Civ. P. 37(a)(3)(iii). 18 Here, Defendant served interrogatories on both Plaintiffs Effinger and Stevernu through 19 counsel. Moon Decl. ¶ 3; Ex. B (Ancient Organics’s Interrogatories to Stevernu). There is no 20 dispute that Stevernu did not respond. Plaintiffs resist Defendant’s motion to compel responses on 21 the basis that Plaintiffs’ Counsel has not been in contact with Stevernu for several months and do 22 not intend to keep him in the case. See Keeton Decl. ¶¶ 12-19. But Plaintiffs fail to establish any 23 reason Stevernu should be exempted from the requirements of the Federal Rules of Civil 24 Procedure while he remains a named plaintiff. Stevernu agreed to serve as a class representative 25 at the outset of this litigation, a role that comes with great responsibility to represent the interests 26 of absent class members and almost certainly the reasonable obligation to respond to written 27 discovery. See Fed. R. Civ. Pro. 23(a)(4); 1 Newberg and Rubenstein on Class Actions (6th ed.) § 1 class representative (noting that a plaintiff is expected to be committed to his or her role as a class 2 representative in the litigation). So long as Stevernu remains in the case, Defendant is entitled to 3 discovery from him. Therefore, Defendant’s motion to compel is GRANTED: within 14 days of 4 this order, Stevernu shall provide responses to the interrogatories.2 5 C. Sanctions 6 Finally, Defendant includes within its motion to compel discovery a motion for sanctions. 7 Civil Local Rule 7-8(a) requires motions for sanctions to be filed separately. Therefore, the Court 8 DENIES Defendant’s motion for sanctions as procedurally defective. 9 III. PLAINTIFF’S MOTION FOR EXTENSION OF TIME 10 As noted above, Plaintiffs move to extend deadlines for expert disclosures and the deadline 11 for their motion for class certification. ECF 65. Federal Rule of Civil Procedure 16(b)(4) requires 12 “good cause” and “the judge’s consent” to modify a scheduling order. Fed. R. Civ. P. 16(b)(4). 13 “Rule 16(b)’s ‘good cause’ standard primarily considers the diligence of the party seeking the 14 amendment.” Johnson v. Mammoth Recreations, Inc., 975 F.2d 604, 609 (9th Cir. 1992). “The 15 pretrial schedule may be modified ‘if it cannot reasonably be met despite the diligence of the party 16 seeking the extension.’” Zivkovic v. S. Cal. Edison Co., 302 F.3d 1080, 1087 (9th Cir. 2002) 17 (quoting Mammoth Recreations, 975 F.2d at 609). “Although the existence or degree of prejudice 18 to the party opposing the modification might supply additional reasons to deny a motion, the focus 19 of the inquiry is upon the moving party’s reasons for seeking modification.” Mammoth 20 Recreations, 975 F.2d at 609 (citation omitted). If the moving party fails to show diligence, “‘the 21 inquiry should end.’” Coleman v. Quaker Oats Co., 232 F.3d 1271, 1295 (9th Cir. 2000) (quoting 22 Mammoth Recreations, 975 F.2d at 609). 23 Here, Plaintiffs fail to demonstrate good cause in support of further extensions of case 24 deadlines. Plaintiffs’ motion reads as if they seek to compel a 30(b)(6) deposition, but the time 25 has passed for them to move to compel. Plaintiffs frame the issue as a comparison between their 26 2 Objections to the interrogatories have been waived. “It is well established that a failure to object 27 to discovery requests within the time required constitutes a waiver of any objection.” Richmark 1 “good faith” participation in discovery in contrast to Defendants’ “bad faith” throughout the 2 || process, and they contend that their need for more time is due only to Defendants’ discovery 3 gamesmanship. However, these arguments misapprehend the standard — Plaintiffs fall short of 4 || showing “good cause” for extending deadlines that have already been generously reset. Mammoth 5 || Recreations, 975 F.2d at 609. These arguments are also weakened because of their vagueness — 6 || Plaintiffs do not propose new deadlines for expert discovery and class certification briefing, 7 || leaving the Court in the dark as to whether an extension of ten days or ten weeks would be more 8 appropriate to address their vague request. Overall, given the lack of good cause shown, the Court 9 DENIES Plaintiffs’ motion to extend deadlines. 10 || IV. CONCLUSION 11 For the foregoing reasons, the Court GRANTS in part and DENIES in part Defendants’ 12 || motion to compel further discovery responses, and the Court DENIES Plaintiffs’ motion to 5 13 change time. IT IS SO ORDERED. a 16 || Dated: August 2, 2024 17 18 Qesceh Made ARACELI MARTINEZ-OLGUI 19 United States District Judge 20 21 22 23 24 25 26 27 28