Fernandez v. MCC ( 2022 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 MARCELO LARIOS FERNANDEZ, Case No.: 3:20-cv-01265-GPC-AHG Reg. No. 87515-298, 12 ORDER DIRECTING U.S. Plaintiff, 13 MARSHAL TO EFFECT SERVICE v. OF THIRD AMENDED 14 COMPLAINT UPON DEFENDANT MCC, Metropolitan Correctional Center; 15 C/O SANDOVAL PURSUANT C/O SANDOVAL, John DOES 1-4, TO 28 U.S.C. § 1915(d) AND 16 Defendants. Fed. R. Civ. P. 4(c)(3) 17 18 19 I. Procedural History 20 On October 18, 2021, the Court dismissed Plaintiff Marcelo Larios Fernandez’s 21 Second Amended Complaint (“SAC”) sua sponte pursuant to 28 U.S.C. § 1915(e)(2) and 22 § 1915A(b), but granted him leave in which to file a Third Amended Complaint against 23 “C/O Sandoval and any [] other individual MCC or BOP officer he is able to identify as 24 having participated in his alleged assault [at MCC] on October 14 or 15, 2019.” See ECF 25 No. 26 at 13. Because Plaintiff is proceeding pro se, the Court’s Order provided him with 26 notice of his SAC’s pleading deficiencies, explained the legal standards governing his 27 claims, and granted him time and one final opportunity to plead further factual allegations 28 with respect to his excessive force claims in a Third Amended Complaint (“TAC”). See id. 1 at 8‒12. Plaintiff has since filed his TAC seeing damages pursuant to Bivens v. Six 2 Unknown Named Agents of the Federal Bureau of Narcotics, 403 U.S. 388 (1971), and 3 naming only C/O Sandoval and John Does 1‒4 as parties. See ECF No. 30 at 2. While the 4 caption of his TAC also lists the MMC (Metropolitan Correctional Center) as a Defendant, 5 id. at 1, 12, the Court has previously dismissed Plaintiff’s claims against the MCC, and has 6 denied him leave to amend as to the MCC. See ECF No. 26 at 12. 7 II. Screening Pursuant to 28 U.S.C. §§ 1915(e)(2)(B) and 1915A(b) 8 A. Standard of Review 9 As Plaintiff now knows, his TAC, like his original, First, and Second Amended 10 Complaints, requires a pre-answer screening pursuant to 28 U.S.C. § 1915(e)(2) and 11 § 1915A(b). Under these statutes, the Court must sua sponte dismiss a prisoner’s IFP 12 complaint, or any portion of it, which is frivolous, malicious, fails to state a claim, or seeks 13 damages from defendants who are immune. See Lopez v. Smith, 203 F.3d 1122, 1126-27 14 (9th Cir. 2000) (en banc) (discussing 28 U.S.C. § 1915(e)(2)); Rhodes v. Robinson, 621 15 F.3d 1002, 1004 (9th Cir. 2010) (discussing 28 U.S.C. § 1915A(b)). “The purpose of 16 [screening] is ‘to ensure that the targets of frivolous or malicious suits need not bear the 17 expense of responding.’” Nordstrom v. Ryan, 762 F.3d 903, 920 n.1 (9th Cir. 2014) 18 (quoting Wheeler v. Wexford Health Sources, Inc., 689 F.3d 680, 681 (7th Cir. 2012)). 19 “The standard for determining whether a plaintiff has failed to state a claim upon 20 which relief can be granted under § 1915(e)(2)(B)(ii) is the same as the Federal Rule of 21 Civil Procedure 12(b)(6) standard for failure to state a claim.” Watison v. Carter, 668 F.3d 22 1108, 1112 (9th Cir. 2012); see also Wilhelm v. Rotman, 680 F.3d 1113, 1121 (9th Cir. 23 2012) (noting that screening pursuant to § 1915A “incorporates the familiar standard 24 applied in the context of failure to state a claim under Federal Rule of Civil Procedure 25 12(b)(6)”). Rule 12(b)(6) requires a complaint “contain sufficient factual matter, accepted 26 as true, to state a claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 27 662, 678 (2009) (internal quotation marks omitted); Wilhelm, 680 F.3d at 1121. 28 / / / 1 Detailed factual allegations are not required, but “[t]hreadbare recitals of the 2 elements of a cause of action, supported by mere conclusory statements, do not suffice.” 3 Iqbal, 556 U.S. at 678. “Determining whether a complaint states a plausible claim for relief 4 [is] ... a context-specific task that requires the reviewing court to draw on its judicial 5 experience and common sense.” Id. The “mere possibility of misconduct” or “unadorned, 6 the defendant-unlawfully-harmed me accusation[s]” fall short of meeting this plausibility 7 standard. Id.; see also Moss v. U.S. Secret Service, 572 F.3d 962, 969 (9th Cir. 2009). 8 B. Factual Allegations 9 On October 15, 2019, at approximately 7:30 a.m., Plaintiff alleges he was placed in 10 “the care and custody of [] 4 unnamed officers & C/O Sandoval,” and searched “by an 11 unnamed officer on the 2d Floor” of the MCC in San Diego prior to his transport for a 12 scheduled court date.1 See TAC at 12. Plaintiff alleges the unnamed officer ordered him 13 to remove his jumpsuit and other clothing “per normal searching guidelines,” but Plaintiff 14 had “trouble removing [his] jumpsuit.” Id. The officer “responded with shouting & verbal 15 abuses,” was “annoy[ed]” Plaintiff was unable to timely comply with his requests, and 16 solicited C/O Sandoval’s “assistance in completing the search of [Plaintiff’s] person.” Id. 17 After Sandoval arrived, Plaintiff alleges he was removed to a “laundry room” where 18 Sandoval “forcefully assisted in the removal of [Plaintiff’s] clothes” and the search of his 19 person. Id. at 13. Once the search was complete, Plaintiff alleges he was re-cuffed, and 20 moved to a different room, where he was “made to wait for approximately one and a half 21 22 1 Plaintiff was arrested on September 16, 2019, at the San Ysidro Port of Entry by a Customs and Border 23 Protection Officer and charged with importation of a controlled substance in violation of 21 U.S.C. §§ 952 and 960. See United States v. Larios-Fernandez, 3:19-cr-04102-BAS-1 (ECF No. 1). On September 23, 24 2019, he was ordered detained pending trial in that case. Id., see also ECF No. 10. The case was dismissed 25 on the government’s oral motion on January 10, 2020. Id., ECF No. 26. On January 9, 2020, however, Plaintiff was indicted by a federal grand jury on one count of importation of heroin in violation of 21 26 U.S.C. §§ 952 and 960 in the related case entitled United States v. Marcelo Larios-Fernandez, 3:20-cr- 0162-BAS-1. See id., ECF Nos. 1, 2; Bias v. Moynihan, 508 F.3d 1212, 1225 (9th Cir. 2007) (A court 27 “‘may take notice of proceedings in other courts, both within and without the federal judicial system, if those proceedings have a direct relation to matters at issue.’”) (quoting Bennett v. Medtronic, Inc., 285 28 1 hours.” Id. 2 When Sandoval and the “4 unnamed officers” returned, Plaintiff complained his 3 handcuffs were too tight, and requested that they be adjusted. Id. “After his request C/O 4 Sandoval & the 4 unnamed officers proceeded to throw [Plaintiff] to the floor, kick [him] 5 in [his] body & face, punch [him] in the head, and generally beat [him] & abuse [him].” Id. 6 Plaintiff claims to have sustained a concussion, injuries to his left eyebrow, and “cuts & 7 bruises [to] both wrists where [he] was bound.” Id. 8 After the “beating,” Plaintiff was “moved to the 3d floor” where he was “seen by 9 C/O Castro” who made an incident report, and who “took pictures and C/O Sandoval’s 10 statement.” Id. at 5, 13.2 Plaintiff was then transported to his “scheduled court date.” Id. at 11 13. On the next morning, however, Plaintiff alleges he was transported to Paradise Valley 12 Hospital “due to [his] injuries” from the day before. Id. Plaintiff claims his injuries were 13 so severe he remained in the hospital for 13 days, and “missed [his] following court date 14 due to [his] hospitalization and rehabilitation.” Id. He seeks $2 million in general and 15 punitive damages “due to the trauma[,] pain and suffering” he endured. Id. at 5. 16 As the Court noted in its previous screening Orders, in order to state an excessive 17 force claim as a pretrial detainee, Plaintiff must plead factual content sufficient to plausibly 18 show that individual Defendants “purposely or knowingly” employed force against him in 19 an “objectively unreasonable” manner. Kingsley v. Hendrickson, 576 U.S. 389, 396‒97 20 (2015); Iqbal, 556 U.S. at 678. Objective reasonableness turns on the “facts and 21 circumstances of each particular case.” Kingsley, 576 U.S. at 397 (citing Graham v. 22 Connor, 490 U.S. 386, 396 (1989)); see also Hyde v. City of Willcox, __ F. 4th __, No. 21- 23 15142, 2022 WL 55542, at *3 (9th Cir. Jan. 6, 2022). Those facts and circumstances 24 include “the relationship between the need for the use of force and the amount of force 25 used; the extent of the plaintiff’s injury; any effort made by the officer to temper or to limit 26 27 2 Plaintiff does not name C/O Castro as a party and does not allege Castro was one of the 4 unnamed 28 1 the amount of force; the severity of the security problem at issue; the threat reasonably 2 perceived by the officer; and whether the plaintiff was actively resisting.” Kingsley, 576 3 U.S. at 397; Hyde, 2022 WL 55542, at *4. 4 As currently pleaded, the Court now finds Plaintiff’s TAC alleges a plausible 5 excessive force claim against C/O Sandoval sufficient to survive the “low threshold” set 6 for sua sponte screening as required by 28 U.S.C. § 1915(e)(2) and § 1915A(b). See 7 Wilhelm, 680 F.3d at 1123; Iqbal, 556 U.S. at 678; see also Hyde, 2022 WL 55542, at *4 8 (finding allegations that officers employed a Taser and head restraint against a pretrial 9 detainee who was already on his knees, cuffed, and surrounded by several officers 10 sufficient to state an excessive force claim under Kingsley). Therefore, the Court will order 11 U.S. Marshal service upon C/O Sandoval on Plaintiff’s behalf.3 See Lopez, 203 F.3d at 12 1126-27; 28 U.S.C. § 1915(d) (“The officers of the court shall issue and serve all process, 13 and perform all duties in [IFP] cases.”); Fed. R. Civ. P. 4(c)(3) (providing that “service be 14 effected by a United States marshal, deputy United States marshal, or other officer 15 specially appointed by the court . . . when the plaintiff is authorized to proceed in forma 16 pauperis pursuant to 28 U.S.C. § 1915.”). 17 / / / 18 19 3 Plaintiff must, of course, identify the Defendants currently described only as “”Does 1‒4” by their true 20 names and substitute those individual persons as parties before the U.S. Marshal will be ordered to serve 21 them. See Aviles v. Village of Bedford Park, 160 F.R.D. 565, 567 (1995) (Doe defendants must be identified and served within [90] days of the commencement of the action against them); Fed. R. Civ. P. 22 15(c)(1)(C) & 4(m). Generally, Doe pleading is disfavored, Gillespie v. Civiletti, 629 F.2d 637, 642 (9th Cir. 1980), and in most instances it is impossible for the United States Marshal to serve a party identified 23 only as a Doe. See Walker v. Sumner, 14 F.3d 1415, 1422 (9th Cir. 1994) (in order to properly effect service under Rule 4 in an IFP case, the plaintiff is required to “furnish the information necessary to 24 identify the defendant.”); Finefeuiaki v. Maui Cmty. Corr. Ctr. Staff & Affiliates, 2018 WL 3580764, at 25 *6 (D. Haw. July 25, 2018) (noting that “[a]s a practical matter, the United States Marshal cannot serve a summons and complaint on an anonymous defendant.”). However, the Court will not dismiss Does 1‒4 26 as Defendants at this time because where the identity of parties is not known prior to filing of an action, Ninth Circuit authority permits Plaintiff the opportunity to pursue appropriate discovery to identify the 27 unknown Does, unless it is clear that discovery would not uncover their identity, or his pleading requires dismissal for other reasons. See Wakefield v. Thompson, 177 F.3d 1160, 1163 (9th Cir. 1999) (citing 28 1 III. Conclusion and Orders 2 Based on the foregoing, the Court: 3 1. DIRECTS the Clerk of the Court to terminate Defendant MCC, Metropolitan 4 Correctional Center as a party to this case. 5 2. DIRECTS the Clerk of the Court to issue a summons as to Plaintiff’s Third 6 Amended Complaint (ECF No. 30) upon Defendant C/O SANDOVAL and to forward it 7 to Plaintiff along with a blank U.S. Marshal Form 285.4 In addition, the Clerk will provide 8 Plaintiff with certified copies of this Order, his Third Amended Complaint, and the 9 summons so that he may serve Defendant SANDOVAL. Upon receipt of this “IFP 10 Package,” Plaintiff is directed to complete the Form 285s as completely and accurately as 11 possible, include an address where service upon SANDOVAL is to be made, see S.D. Cal. 12 CivLR 4.1(c), and to return them to the United States Marshal according to the instructions 13 provided by the Clerk in the letter accompanying his IFP Package. 14 3. ORDERS the U.S. Marshal to serve a copy of the Third Amended Complaint 15 and summons upon Defendant SANDOVAL as directed by Plaintiff on the USM Form 16 285, and to promptly file proof of that service service, or proof of any attempt at service 17 returned executed, with the Clerk of Court. See S.D. Cal. CivLR 5.2. All costs of service 18 will be advanced by the United States. See 28 U.S.C. § 1915(d); Fed. R. Civ. P. 4(c)(3). 19 4. ORDERS Defendant SANDOVAL, once served, to reply to Plaintiff’s Third 20 Amended Complaint within the time provided by the applicable provisions of Federal Rule 21 of Civil Procedure 12(a). See 42 U.S.C. § 1997e(g)(2) (while a defendant may occasionally 22 be permitted to “waive the right to reply to any action brought by a prisoner confined in 23 any jail, prison, or other correctional facility under section 1983,” once the Court has 24 25 4 Because Plaintiff is suing an officer or employee of the United States in both his individual and official 26 capacity, see TAC, ECF No. 30 at 2, he must also serve the United States. See Fed. R. Civ. P. 4(i)(1), (3). Therefore, the Clerk will include in Plaintiff’s IFP package two separate copies of this Order, summons, 27 Plaintiff’s Third Amended Complaint, and additional blank USM Form 285s for Plaintiff’s use in serving the United States via the United States Attorney for the Southern District of California, and the Attorney 28 1 || conducted its sua sponte screening pursuant to 28 U.S.C. § 1915(e)(2), and thus, has made 2 ||a preliminary determination based on the face on the pleading alone that Plaintiff has a 3 || “reasonable opportunity to prevail on the merits,” the defendant is required to respond). 4 5. ORDERS Plaintiff to serve upon Defendant SANDOVAL or, if appearance 5 ||has been entered by counsel, upon Defendant’s counsel, a copy of every further pleading 6 |}or other document submitted for consideration of the Court. Plaintiff must also include 7 || with the original paper to be filed with the Clerk of the Court a certificate stating the manner 8 |{in which a true and correct copy of any document filed was also served on Defendants, or 9 ||counsel for Defendants, and the date of such service. Any paper received by the Court 10 || which has not been filed with the Clerk or which fails to include a Certificate of Service 11 || may be disregarded. 12 IT IS SO ORDERED. 13 Dated: January 25, 2022 72 14 Hon. athe Cae 15 United States District Judge 16 17 18 19 20 21 22 23 24 25 26 27 28 7