G.L.A. and D.S. Rule Made Absolute en banc JUSTICE HOOD delivered the Opinion of the Court, in which CHIEF JUSTICE BOATRIGHT JUSTICE MÁRQUEZ JUSTICE GABRIEL JUSTICE HART JUSTICE SAMOUR , 2023 CO 3 ( 2023 )

 The Supreme Court of the State of Colorado
2 East 14th Avenue • Denver, Colorado 80203
2023 CO 3Supreme Court Case No. 22SA282
Original Proceeding Pursuant to C.A.R. 21
Arapahoe County District Court Case No. 20JV540
Honorable Don Toussaint, Judge
In Re
Petitioner:
The People of the State of Colorado,
In the Interest of
Child:
L.S.,
and Concerning
Respondents:
G.L.A. and D.S.
Rule Made Absolute
en banc
January 23, 2023
Attorneys for Petitioner:
Ronald A. Carl, Arapahoe County Attorney
Kristi Erickson, Assistant County Attorney
Aurora, Colorado
Rebecca M. Taylor, Assistant County Attorney
Littleton, Colorado
Attorney for Child:
Alison Bettenberg, Guardian ad litem
Centennial, Colorado
Attorneys for Respondent G.L.A.:
Kapoor Law + Policy
Ruchi Kapoor
Denver, Colorado
Attorney for Amicus Curiae Office of Respondent Parents’ Counsel:
Melanie Jordan
Denver, Colorado
No appearance on behalf of Respondent D.S.
JUSTICE HOOD delivered the Opinion of the Court, in which CHIEF JUSTICE
BOATRIGHT, JUSTICE MÁRQUEZ, JUSTICE GABRIEL, JUSTICE HART,
JUSTICE SAMOUR, and JUSTICE BERKENKOTTER joined.
2
JUSTICE HOOD delivered the Opinion of the Court.
¶1 In this original proceeding, we consider whether the state satisfies its
burden of proving that an appropriate treatment plan can’t be devised for a
respondent parent in a dependency and neglect case when the state establishes by
a preponderance of evidence a single incident resulting in serious bodily injury to
the child. We conclude that it does.
I. Facts and Procedural History
¶2 The following factual background is based on the parties’ stipulated motion
for relief and the district court’s findings of fact following the dispositional hearing
on that motion.
¶3 G.L.A. (“Mother”) brought L.S., who was one year old at the time, to the
hospital for medical treatment. Hospital staff conducted a skeletal survey, which
revealed that L.S. had a broken tibia; two additional fractures that were healing;
severe bruising and swelling to his groin; and significant bruising on his back, face,
and genitals. The hospital sent a referral to the Arapahoe County Department of
Human Services, and the state filed a petition for dependent or neglected children
in district court, alleging that Mother had physically abused L.S.
¶4 The district court adjudicated L.S. dependent or neglected. About a month
later, the court found that an appropriate treatment plan couldn’t be devised for
Mother based on L.S.’s serious bodily injury(“SBI”), and Mother appealed.
3
¶5 Following the appellate court’s dismissal of the case for lack of a final order,
People in Int. of L.R.S., No. 21CA432, ¶ 1 (Nov. 18, 2021), the parties filed a
stipulated motion for relief. In the motion, Mother admitted that L.S. was
dependent or neglected because his environment was injurious to his welfare, and
she waived holding an adjudicatory hearing to determine a factual basis for her
admission. The parties sought a dispositional hearing to determine whether an
appropriate treatment plan could be devised.
¶6 At the end of the state’s presentation of evidence, Mother moved for
directed verdict, asserting that the state had “failed . . . to prove by clear and
convincing evidence the existence of a single incident of SBI. There has been no
evidence regarding an appropriate treatment plan whatsoever.” The parties
debated whether proving an SBI alone could support a finding that no appropriate
treatment plan could be devised.
¶7 The district court concluded that although the state had presented evidence
that L.S. was adjudicated dependent or neglected and that he had suffered an SBI,
the state “did not prove by clear and convincing evidence that an appropriate
treatment plan cannot be devised to address the unfitness of Mother . . . [and,]
[s]tanding alone, proof of serious bodily injury is not evidence that no treatment
plan can be devised.” The court then granted Mother’s request for directed
verdict.
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¶8 The state petitioned this court for a rule to show cause, which we issued.1
II. Discussion
¶9 We first explain this court’s original jurisdiction and our decision to exercise
it here. We then briefly discuss the standards that guide our review in this case
and the framework for dependency and neglect proceedings. Finally, we interpret
the statutory provisions at the heart of this dispute and conclude that the district
court misinterpreted the law.
A. Jurisdiction
¶10 Whether to exercise our original jurisdiction under C.A.R. 21 is a matter
wholly within our discretion. C.A.R. 21(a)(1). But C.A.R. 21 provides “an
extraordinary remedy that is limited in both purpose and availability.” People v.
Lucy, 2020 CO 68, ¶ 11, 467 P.3d 332, 335 (quoting People v. Rosas, 2020 CO 22, ¶ 19,
459 P.3d 540, 545). “Thus, in the past, we have exercised our original jurisdiction
1 The state’s petition presented the following issues:
1. Whether the juvenile court erred by requiring additional evidence
that no treatment plan can be devised to address a parent’s
unfitness beyond what is specifically enumerated in sections
19-1-508(1)(e) and 19-3-604(1)(b)(II), C.R.S. (2022).
2. Whether the juvenile court erred in requiring clear and convincing
evidence to establish that no treatment plan can be devised at a
dispositional proceeding in a dependency and neglect action
instead of preponderance of the evidence.
5
in limited circumstances, such as ‘when an appellate remedy would be inadequate,
when a party may otherwise suffer irreparable harm, or when a petition raises
issues of significant public importance that we have not yet considered.’” People v.
Rainey, 2021 CO 53, ¶ 9, 488 P.3d 1081, 1084 (quoting Lucy, ¶ 11, 467 P.3d at 335).
¶11 This petition presents all three grounds for exercising our jurisdiction. First,
there is not a final order that could be appealed. See People in Int. of E.M., L.M. &
E.J.M., 2016 COA 38M, ¶¶ 34–35, 417 P.3d 843, 850 (concluding that where the
district court found that no appropriate treatment plan could be devised for the
parent and didn’t otherwise enter a disposition or terminate the parent-child legal
relationship, there was no appealable order for the appellate court to review), aff’d
sub nom. People in Int. of L.M., 2018 CO 34, 416 P.3d 875. Second, allowing the case
to proceed on the district court’s order will subject L.S. to an extended period of
uncertainty as the court and the parties attempt to devise and implement a
treatment plan for Mother. And given the history of abuse presented at the
dispositional hearing, as well as the current SBI evidence, L.S. may suffer
irreparable harm if we decline to intervene. Finally, this court hasn’t previously
discussed the evidentiary burden required at a dispositional hearing when the
state asserts that an appropriate treatment plan can’t be devised for a parent due
to the parent’s unfitness. See In re Marriage of Wollert, 2020 CO 47, ¶ 19, 464 P.3d
6
703, 709 (explaining that we may exercise original jurisdiction where “we deem
this a rare opportunity to construe” a statute).
¶12 Therefore, we exercise our original jurisdiction and proceed to the merits of
the petition.
B. Standard of Review
¶13 We review de novo a district court’s ruling on a motion for directed verdict.
Reigel v. SavaSeniorCare L.L.C., 292 P.3d 977, 982 (Colo. App. 2011). Even so,
directed verdicts are disfavored; we “must consider all the facts in the light most
favorable to the nonmoving party and determine whether a reasonable jury could
have found in favor of the nonmoving party.” Scholle v. Ehrichs, 2022 COA 87M,
¶ 21, 519 P.3d 1093, 1101 (quoting State Farm Mut. Auto. Ins. Co. v. Goddard,
2021 COA 15, ¶ 26, 484 P.3d 765, 771).
¶14 Resolution of the motion for directed verdict required the district court to
interpret several statutes, a legal question that we also review de novo. See Reigel,
292 P.3d at 982 (explaining that because statutory interpretation presents a
question of law, “we ‘may make an independent determination of [the] legal
question’” (alteration in original) (quoting Omedelena v. Denver Options, Inc.,
60 P.3d 717, 722 (Colo. App. 2002))).
¶15 Our primary goal in interpreting statutes is to ascertain and give effect to
the legislature’s intent. People in Int. of J.G., 2016 CO 39, ¶ 13, 370 P.3d 1151, 1157.
7
To do so, we begin with the language of the statute, reading the words and phrases
in context and according to their plain and ordinary meaning. Bostelman v. People,
162 P.3d 686, 690 (Colo. 2007). We construe provisions of the Children’s Code
liberally, favoring interpretations that produce a harmonious and consistent
reading of the scheme as a whole and avoiding technical readings that would
disregard the child’s best interests or the legislative intent. L.M., ¶ 13, 416 P.3d at
879; Bostelman, 162 P.3d at 690; see also § 19-1-102(2), C.R.S. (2022) (“[T]he
provisions of this title shall be liberally construed to serve the welfare of children
and the best interests of society.”).
C. Dependency and Neglect Proceedings Overview
¶16 Dependency and neglect proceedings are governed by article three of the
Children’s Code. §§ 19-3-100.5 to -905, C.R.S. (2022). These proceedings are
“aimed at protecting children from emotional and physical harm while at the same
time seeking to repair and maintain family ties.” L.L. v. People, 10 P.3d 1271, 1275
(Colo. 2000). In striving to balance these objectives, the legislature separated the
proceedings into phases. People in Int. of D.R.W., 91 P.3d 453, 456 (Colo. App.
2004).
¶17 The first phase is adjudication. § 19-3-505(7)(a), C.R.S. (2022). “The purpose
of adjudication is to determine whether State intervention is necessary to serve the
best interests of the children, but to do so in a manner that protects parental
8
rights.” J.G., ¶ 24, 370 P.3d at 1159. Until the court has entered an adjudication
order, “the state has limited authority to take action to protect a child.” L.L.,
10 P.3d at 1276. If the state proves the allegations in the petition by a
preponderance of the evidence, the court “shall make an order of adjudication
setting forth whether the child is neglected or dependent.” § 19-3-505(7)(a).
¶18 Once the court enters an adjudication order, it must hold a dispositional
hearing to determine “the proper disposition [to] best serv[e] the interests of the
child and the public.” § 19-3-507(1)(a), C.R.S. (2022); see also § 19-1-103(58), C.R.S.
(2022); § 19-3-505(7). The dispositional hearing should be held the same day as the
adjudicatory hearing whenever possible. § 19-3-508(1), C.R.S. (2022).
¶19 During this dispositional phase, the court determines where to place the
child and whether a treatment plan can be devised for the parents. Id. The goal is
to protect the child while striving to reunify the family. See generally § 19-3-508;
L.M., ¶ 24, 416 P.3d at 880–81; K.D. v. People, 139 P.3d 695, 699 (Colo. 2006). At the
conclusion of this initial dispositional hearing, the court will enter a “dispositional
decree” that includes both child-placement and parental-treatment-plan orders;
however, that decree may be reviewed and modified at any point while the case
remains open. § 19-3-508(7); § 19-3-702, C.R.S. (2022); L.L., 10 P.3d at 1277.
¶20 The legislature has also recognized that sometimes an appropriate treatment
plan can’t be devised. § 19-3-508(1)(e)(I); K.D., 139 P.3d at 700; People in Int. of
9
Z.P.S., 2016 COA 20, ¶ 16, 369 P.3d 814, 817. For example, and as relevant here,
section 19-3-508(1)(e)(I) permits a court to find that an appropriate treatment plan
can’t be devised “due to the unfitness of the parents as set forth in section
19-3-604(1)(b)[, C.R.S. (2022)].” Section 19-3-604(1)(b) lists “[a] single incident
resulting in serious bodily injury or disfigurement of the child” as one of the bases
for parental unfitness. § 19-3-604(1)(b)(II). Under such circumstances, a court’s
dispositional decree may include a finding that an appropriate treatment plan
can’t be devised, thereby “avoiding the futility of proceeding with a treatment
plan doomed to failure.” D.R.W., 91 P.3d at 457.
¶21 After this initial dispositional hearing, and regardless of whether parents
are proceeding under a treatment plan or not, the court “shall conduct a
permanency planning hearing,” in order “to provide stable, permanent homes for
every child or youth placed out of the home, in as short a time as possible.”
§ 19-3-702(1)(a); see also § 19-3-508(1)(e)(I).
¶22 Although not immediately at issue here, it is helpful to understand that
dependency and neglect proceedings can culminate in termination. If it becomes
apparent that “maintaining the family unit is not feasible, . . . the court may order
termination of the parent-child relationship.” L.L., 10 P.3d at 1275; see
§ 19-3-602(1), C.R.S. (2022); § 19-3-604. Termination proceedings are governed by
separate rules with heightened burdens. See §§ 19-3-601 to -612, C.R.S. (2022)
10
(“termination statutes”); see also § 19-3-508(1), (3) (excluding termination from
those provisions).
¶23 With this framework in mind, we turn to the issues presented here.
D. Application
¶24 At the dispositional hearing following the court’s adjudication order, the
state introduced undisputed evidence that L.S. had suffered an SBI. The state
argued that, based on sections 19-3-508 and 19-3-604, the incident of SBI rendered
Mother unfit and an appropriate treatment plan couldn’t be devised. Mother
moved for directed verdict, asserting that the state had failed to show by clear and
convincing evidence that a treatment plan couldn’t be devised to address her
unfitness, as required under section 19-3-604.
¶25 The district court agreed with Mother. It found that an SBI alone is
insufficient to forgo devising a treatment plan and that the state must show by
clear and convincing evidence that no treatment plan could address Mother’s
unfitness. In doing so, the district court raised the burden of proof and added an
element not required by the statutes’ plain language.
¶26 The district court relied primarily on People in Interest of T.W., 797 P.2d 821(Colo. App. 1990). Although that decision preceded the current Children’s Code
and includes some language that the statutes no longer contain, it also recognized
that a treatment plan is not required in every case. Id. at 822 (“If a treatment plan
11
is to be part of this disposition, it must be one ‘reasonably calculated to render the
particular respondent fit to provide adequate parenting to the child within a
reasonable time and which is relative to the child’s needs.’” (emphasis added)
(quoting § 19-3-111(1)(e)(II), 8B C.R.S. (1986))). The T.W. court concluded that,
“[t]o require a trial court to ignore [the state’s evidence of] a parent’s irremediable
conduct at a dispositional hearing and devise a treatment plan that is doomed to
failure would both contravene the purposes of the Children’s Code and elevate
form over substance.” Id. Thus, a trial court could conclude that an appropriate
treatment plan can’t be devised according to the bases in subsection 604(1)(b). Id.
The same rule applies today.
¶27 Because a decision regarding a parent’s treatment plan occurs as part of the
dispositional proceedings, the governing statute is section 19-3-508. The relevant
provision provides that “the court may find that an appropriate treatment plan
cannot be devised . . . due to the unfitness of the parents as set forth in section
19-3-604(1)(b).” § 19-3-508(1)(e)(I) (emphasis added).
¶28 By its own terms, section 19-3-604 applies only to termination proceedings:
“The court may order a termination of the parent-child legal relationship upon the
finding by clear and convincing evidence . . . [t]hat the child is adjudicated
dependent or neglected and the court finds that an appropriate treatment plan
cannot be devised to address the unfitness of the parent or parents.”
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§ 19-3-604(1)(b). The next sentence of that provision, however, provides the bases
necessary to support a finding of unfitness: “In making such a determination, the
court shall find one of the following [seven bases] as the basis for unfitness.” Id.
This is the portion referenced in subsection 508 that “set[s] forth” the bases for
unfitness and includes as one of those bases “[a] single incident resulting in serious
bodily injury or disfigurement of the child.” § 19-3-604(1)(b)(II).
¶29 Reading the plain language of subsections 508(1)(e)(I) and 604(1)(b)(II)
together, we conclude that the legislature intended to allow trial courts to find that
a parent is unfit and no appropriate treatment plan can be devised if the state
shows that the child has suffered a “single incident resulting in [SBI].”2
2 We are not persuaded by Mother’s argument that this interpretation of state
statutes runs afoul of the Adoption and Safe Families Act (“ASFA”), 42 U.S.C.
§§ 670–679c. First, ASFA is a funding bill that provides criteria by which a state
must comply to receive federal funding; it does not create a private, enforceable
right for parents or children. Suter v. Artist M., 503 U.S. 347, 358–64 (1992); see
42 U.S.C. § 1320a-2 (“[T]his section is not intended to alter the holding in Suter v.
Artist M. that section 671(a)(15) of this title is not enforceable in a private right of
action.”). Second, states are given broad discretion to determine how best to
comply with the Act’s provisions. Suter, 503 U.S. at 360–63. ASFA requires state
plans to make reasonable efforts to preserve and reunify the family before
removing the child from the home, if possible, and to make it possible for the child
to safely return, but all reasonable efforts shall place the child’s health and safety
as the paramount concern. 42 U.S.C. § 671(a)(15)(A)–(B). Such reasonable efforts
aren’t required if the parent has subjected the child to aggravated circumstances,
as defined by state law. 42 U.S.C. § 671(a)(15)(D)(i). Although our legislature
didn’t use the same language as ASFA—“aggravated circumstances”—it defined
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§ 19-3-604(1)(b)(II). The state need not also show that the parent caused the SBI or
that no treatment plan can be devised to address the parent’s conduct that caused the
SBI. See J.G., ¶¶ 23–31, 370 P.3d at 1159–61 (concluding that the court of appeals’
statutory interpretation erroneously added an element that the statute didn’t
require and thereby ignored the plain language of the statue). SBI alone suffices.
¶30 Thus, in light of the uncontested evidence that L.S. had sustained an SBI, the
district court erred in granting Mother’s motion for directed verdict. On remand,
the district court may conclude, based on the SBI evidence alone, that an
appropriate treatment plan can’t be devised, or it may hear further argument and
accept additional evidence before deciding whether a treatment plan is possible.
See § 19-3-508(1)(e)(I) (explaining that “the court may find that an appropriate
treatment plan cannot be devised,” but not requiring such a finding (emphasis
added)).
specific, limited situations where a court may determine that reasonable efforts to
preserve the family would be futile. See § 19-3-604(1)(b). This provision complies
with ASFA’s requirements. See § 19-3-100.5, C.R.S. (2022); § 19-1-103(114), C.R.S.
(2022) (defining “reasonable efforts” by explaining that the child’s “health and
safety are the paramount concern” and should not be “construed to conflict with
federal law”); see also Suter, 503 U.S. at 361–63 (“[Federal] regulations provide that
to meet the requirements of § 671(a)(15) the case plan for each child must ‘include
a description of the services offered and the services provided to prevent removal
of the child from the home and to reunify the family.’ 45 CFR § 1356.21(d)(4)
(1991). . . . [And] [t]he term ‘reasonable efforts’ in this context is at least as
plausibly read to impose only a rather generalized duty on the State . . . .”).
14
¶31 Although the SBI evidence is uncontested here, we nonetheless address the
burden of proof required to support a no-treatment-plan finding. The district
court, relying on outdated language in T.W. that the legislature didn’t include in
the current Children’s Code, concluded that the state’s burden is clear and
convincing evidence. See T.W., 797 P.2d at 822 (“[C]lear and convincing evidence
of irremediable conduct is no less relevant a consideration at a dispositional
hearing following a dependency and neglect adjudication than it would be at a
termination hearing.”). But the requisite burden of proof “turns in large part on
both the nature of the threatened private interest and the permanency of the
threatened loss,” L.L., 10 P.3d at 1276, and neither the statute nor our case law
supports such a high burden of proof for any stage of proceedings other than
termination.
¶32 The legislature expressly provided a clear and convincing evidence burden
only in the termination statutes. Compare § 19-3-604(1) (requiring that a
termination order be entered only “upon the finding by clear and convincing
evidence” of one of the enumerated criteria), with § 19-3-505(1), (6), (7)(a)
(requiring that a court’s order of adjudication be entered where the allegations in
the petition are supported by a preponderance of the evidence ), and § 19-3-508(2)
(requiring proof by a preponderance of the evidence that removing a child from
the legal custody of a parent is in the child’s best interests). And courts in this state
15
have consistently upheld a lesser burden—preponderance of the evidence—in all
adjudication and disposition proceedings other than termination. See J.G., ¶ 30,
370 P.3d at 1160 (“[T]he burden of proof is higher and the State must prove
additional criteria when terminating parental rights as opposed to determining
whether a child is dependent or neglected.”); L.L., 10 P.3d at 1276 (“[W]hile a
standard of clear and convincing evidence is constitutionally mandated in a
proceeding for terminating the parent-child relationship, a standard of a
preponderance of the evidence is sufficient for dependency and neglect
proceedings.”); People in Int. of A. M. D., 648 P.2d 625, 640 (Colo. 1982) (“[T]he
application of the preponderance of the evidence standard for all purposes in the
underlying dependency or neglect determination comports with due process of
law.”); Z.P.S., ¶ 10, 369 P.3d at 816–17 (providing that the “preponderance of the
evidence standard applies to both the adjudicatory and dispositional stages of a
dependency and neglect proceeding” (quoting People in Int. of L.B., 254 P.3d 1203,
1208 (Colo. App. 2011))).
¶33 These different burdens exist because termination is the only disposition
that permanently deprives parents of their fundamental liberty interests in caring
for their children. See L.L., 10 P.3d at 1275–77. All other dispositions may be
subsequently modified if there is a substantial change in circumstances. Id. at 1277.
And so even where a decision may eventually lead to the termination of parental
16
rights, the initial dispositional hearing decision need be supported only by a
preponderance of the evidence. See A. M. D., 648 P.2d at 641 n.14. Should the case
proceed to termination, the state will be required to prove by clear and convincing
evidence that termination is in the child’s best interests, including the existence of
any relevant orders entered or evidence presented during prior proceedings under
the preponderance of the evidence standard. See id.
¶34 Therefore, we conclude the district court erred by imposing a clear and
convincing burden of proof on the state at the dispositional hearing.
III. Conclusion
¶35 Because there is no dispute that L.S. sustained an SBI, we reverse the district
court’s order granting Mother’s motion for directed verdict, make the rule
absolute, and remand the case to the district court for further proceedings.
17