-
<div><div><div><div id="pdf-container" style="width: 782px"> <div id="pf1" data-page-no="1"> <div> <div> <div> </div> <div> </div> <div>SUMMARY </div> <div>October 10, 2024 </div> <div> </div> <div>202<span>4COA111<span> </span></span> </div> <div> </div> <div>No. 23CA0521, <span>People v. Hernandez-Escajeda</span> <span>â</span> Criminal </div> <div>Law<span> <span>â</span><span> Appeals <span>â</span> Resentencing on Remand<span> </span></span></span> </div> <div>A division of the court of appeals holds that a district <span></span>court </div> <div>generally has the inherent authority to resentence on a defendantâs </div> <div>remaining convictions on remand following the vacat<span></span>ur of a </div> <div>conviction that resulted in a reduced aggregate sentence. <span></span>The </div> <div>division also concludes that a district court has the authorit<span></span>y to </div> <div>take actions on remand that are not specifically directed by t<span></span>he </div> <div>appellate mandate but do not contravene the mandate. </div> <div> </div> <div> </div> <div> </div> <div> </div> <div> </div> <div> </div> <div> </div> <div> </div> <div> </div> <div> </div> <div> </div> </div> <div> <div>The summaries of the Colorado Court of Appeals published opinions </div> <div>constitute no part of the opinion of the division but have been prepared by </div> <div>the division for the convenience of the reader. The summaries may not be </div> <div>cited or <span>relied upon as they are not the official language of the division. </span> </div> <div>Any discrepancy between the language in the summary and in the opinion </div> <div>should be resolved in favor of the language in the opinion. </div> </div> </div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf2" data-page-no="2"> <div> <img alt="" src="https://icbg.s3.amazonaws.com/media/MM9/LB2/MM9LB2ToR0GdClksMzpXiRZwEfCCRqdZmscuYNxjpBOow%3D?AWSAccessKeyId=ASIA5PHC3MTPRLL5ODYO&Expires=1728687773&Signature=YE%2BcI8cm1ZJVXkZda2WlCNb15IQ%3D&x-amz-security-token=IQoJb3JpZ2luX2VjED4aCXVzLWVhc3QtMSJGMEQCIEVIwaqHdk%2FFpmgTrs5jTzvZ7uNvtKr%2FanzpDXLTcjt5AiAbxsVQhuk4BDjZiyqDTR6wXlKXYbctf1FLH7PbOCRwFSq6BQiX%2F%2F%2F%2F%2F%2F%2F%2F%2F%2F8BEAAaDDkyNjA0MTIwMzkzNSIM3RHyCDMnX2gXDm8pKo4Fi6J%2BfrKsVsDHouwWChaqexJCS3nYEUFcr5xNzcOLRTQPRMqPW83CpT7BQrDN1iaaYBR6E4pAp0hJOJ7y%2FuXOpUUc67%2BcSYU%2Fn0qqhd9PR27JYN9jupmoUECH20UUVW7x6OxVKn9W2G2UhF%2Fh7umC0EwEikZ4skls9h3Xac2MShWzsSqx9DuzQiCGfWTYwqFY26FUEwHdyLOwMB62PIPQ0fNCHhH7VLLIJlO0WdoHnUqWXK3lD%2FR63xTVhpqPZFr6BZU7SMFvw0mhNNAmkY%2ByqvQPpFNEhAeghdPZxHZIAAA7VDRE0L%2BoA3WzJWfUtMUbZbp3XiSHFIOovF4%2FQL3M7kVjEKmmJTYO%2FOsVEd1mVpOq0C%2BQNH%2BxF2j7evxhkKRb6xwV03QcpADVrjnf6G15jxpTW%2FDFcx1wzNwRJ6aSCjyRj5aLzGRZdd3%2B%2ByjLMHVsqwg39X1oVO0rOH3T1fTwro0RD7QM9WWLLn4sXGs%2FNyYrL0UcmQi9wIMvET1k1DkaZQjkhoB%2F6A3tYrXGPhVrh80pyfQQwFnme4dTN42OOBn2rTC9OG1Ot9zKK8uGLD%2B%2Fz0pQaQ%2Bclgh8yEFuQWaCDRrD1vjUCYlQHkUvAD%2BZ2hhwhTcnVgDxUdr4b56Y3kMP9dehtg9mqTUcewF%2F%2FVsI9wi4OA6Ligz4OGM90ajP9NEKY25lTzgd1wXHs4bPiJN0tYDD8qPRkjtX8ZypFtqMW5nMdEJvKvvzKOUb6SVf2pvBAXX6PSqUIn4tyzmR5HovVMpqm%2BfnY9loi%2BfHmNGfIas53TsghwNzHPN91EPJMu10JwThN3NQEzalV5IHO2PSitZrAQ9juTsAMV8h7zOp5qoVof3dWXk0PVLzd%2BxcMOW%2FprgGOrIBLEzmLRxgRBrVXVek50BfNU7HflXg4PY5RS3GTIpM6JforFZTZmlhfydhlbYX0x0aaQhXKG78KmESDT%2BTBHsMlIDZzNPT1Bqh375XCHahS8c67gpDnPEPjwfxosOaCrvWdqzgD991iXthPfE1qa79BIWj5k3nWbnA2bKvKXZc2gHiIF0yqBp%2B7K3wrIPxB4yQjM%2F9oe%2B7BC9a2M0QH1rVzUviWIlH%2FJZeaQoKDCVuyu6PcA%3D%3D"><div> <div>COLORADO COURT OF APPEALS <span>
2024COA111</span> </div> <div> </div> <div> </div> <div>Court of Appeals No. 23CA0521 </div> <div>Jefferson<span> County District Court No. 17CR2800 </span> </div> <div>Honorable <span>Russell Klein</span>, Judge </div> <div> </div> <div> </div> <div>The People of the State of Colorado, </div> <div> </div> <div>Plaintiff-Appellant, </div> <div> </div> <div>v. </div> <div> </div> <div>Octavio Hernandez-<span>Escajeda</span>, </div> <div> </div> <div>Defendant-Appellee. </div> <div> </div> <div> </div> <div>ORDER REVERSED AND CASE </div> <div>REMANDED WITH DIRECTIONS<span> </span> </div> <div> </div> <div>Division III </div> <div>Opinion by JUDGE NAVARRO </div> <div>Dunn and Gomez, JJ., concur </div> <div> </div> <div>Announced October 10, 2024 </div> <div> </div> <div> </div> <div>Alexis King, District Attorney, <span>Rebecca </span>A. Adams, Senior Appellate Deputy </div> <div>District Attorney, Golden, Colorado, for Plaintiff-Appellant </div> <div> </div> <div>Megan A. Ring, Colorado State Public Defender, <span>Kamela Maktabi</span>, Deputy State </div> <div>Public Defender, Denver, Colorado, for Defendant-Appellee </div> <div> </div> </div> </div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf3" data-page-no="3"> <div><div> <div>1 </div> <div>¶ 1<span> </span><span>The prosecution appeals <span>the district courtâs</span> order concluding </span> </div> <div>that <span>it</span> lacked authority to resentence defendant, Octavio </div> <div>Hernandez-Escajeda<span>, <span>because of the remand instructions in <span>People </span></span></span> </div> <div>v. Hernandez-Escajeda<span>, (Colo. App. No. 19CA1519, July 7, 2<span></span>022) </span> </div> <div>(not published pursuant to C.A.R. 35(e)) (<span>Hernandez-Escajeda I</span><span>).</span><span> </span> </div> <div>We disagree with the district court and, in doing so, address a </div> <div>district courtâs inherent authority to resentence <span>on remand absent </span> </div> <div>contrary directions from an appellate court. Therefore, w<span>e </span>reverse </div> <div>the order and remand for further proceedings consistent <span></span>with this </div> <div>opinion.<span> </span> </div> <div>I.<span> <span>Background </span></span> </div> <div>¶ 2<span> </span><span>The prosecution initially charged Hernandez-Escajeda with </span> </div> <div>twenty-four counts <span>â</span> including burglary, kidnapping, and </div> <div>assault <span>â</span> involving three victims. <span> </span>The prosecution lat<span></span>er added two </div> <div>sexual assault charges.<span> </span> </div> <div>¶ 3<span> </span><span>In exchange for the dismissal of all <span>th</span>ose counts, Hernandez-</span> </div> <div>Escajeda pleaded guilty to added counts of first degree burglary, </div> <div>first degree assault, and a crime of violence sentence enhancer that<span></span> </div> <div>applied to both the burglary and assault counts.<span> </span><span>Hernandez-</span> </div> <div>Escajeda affirmed that, among other things, he understood t<span></span>hat </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf4" data-page-no="4"> <div><div> <div>2 </div> <div>(1) the sentencing range for each of the two substantive counts w<span></span>as </div> <div>ten to thirty-two years in the custody of the Department of </div> <div>Corrections (DOC), and (2) those two sentences would run </div> <div>consecutively.<span> <span>Hernandez-Escajeda I<span>, slip op. at ¶ 2.<span> </span></span></span></span> </div> <div>¶ 4<span> </span><span>The district court sentenced Hernandez-Escajeda to two </span> </div> <div>consecutive DOC sentences of twenty-two years each, for an </div> <div>aggregate sentence of forty-four years.<span> </span> </div> <div>¶ 5<span> </span><span>Hernandez-Escajeda did not direct<span>ly</span> appeal the judgment of </span> </div> <div>conviction.<span> <span>Instead, he filed a Crim. P. 35(b) motion for sentenc<span></span>e </span></span> </div> <div>reconsideration, which the court denied, explaining that </div> <div>â<span>sentencing decisions are made very carefully after full </span> </div> <div>consideration of all relevant circumstances. The [c]ourt finds that </div> <div>circumstances have not changed sufficiently since the time of </div> <div>sentencing until the present date to warrant this [c]ourt to </div> <div>reconsider the previously imposed sentence.<span>â</span><span> </span> </div> <div>¶ 6<span> </span><span>Later, Hernandez-Escajeda filed a pro se Crim. P. 35(c) motion </span> </div> <div>for postconviction relief.<span> </span>The district court appointed counsel f<span></span>or </div> <div>him, and postconviction counsel filed two supplemental </div> <div>postconviction motions on his behalf. As relevant here<span>, </span><span>Hernandez-</span> </div> <div>Escajeda claimed that (1) his convictions and consecutive senten<span></span>ces </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf5" data-page-no="5"> <div><div> <div>3 </div> <div>for first degree burglary and first degree assault violated his </div> <div>constitutional right to be free from double jeopardy, and (2) his </div> <div>convictions and sentences on those two counts were illegal because </div> <div>they were supported by identical facts.<span> </span> </div> <div>¶ 7<span> </span><span>The district court summarily denied the postconviction </span> </div> <div>motion. <span> </span>But on appeal, a division of this court conclud<span>ed</span> that </div> <div>Hernandez-Escajeda<span>âs convictions for first degree burglary and <span></span>first </span> </div> <div>degree assault must merge. <span>Hernandez-Escajeda</span>, <span>¶¶</span> <span>37</span>-4<span></span>1. </div> <div>Consequently, the division affirmed in part, reversed in <span></span>part, and </div> <div>remanded with directions. <span> </span>In the portion of the opinion containing </div> <div>the remand instructions, <span>the division â</span>remanded to the district </div> <div>court with directions to vacate Hernandez-<span>Escajedaâs conviction fo<span></span>r </span> </div> <div>first degree assault and correct the mittimus accordingly.<span></span>â<span> </span><span>Id.</span><span> at </span> </div> <div>¶ <span>42</span>. </div> <div>¶ 8<span> </span><span>On remand, the district court set a hearing to consider the </span> </div> <div>divisionâs opinion and mandate. <span>In response (and before that </span> </div> <div>hearing), the prosecution requested resentencing in accordanc<span></span>e </div> <div>with <span>People v. Johnson</span>,
2015 CO 70. <span> </span>Hernandez-Escajeda objected, </div> <div>asserting that the court could not resentence him on the remaining </div> <div>substantive count (first degree burglary) but could only perform t<span></span>he </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf6" data-page-no="6"> <div><div> <div>4 </div> <div>actions specifically mentioned in the remand language in </div> <div>Hernandez-Escajeda I<span>.</span><span> </span> </div> <div>¶ 9<span> </span><span>At <span>a </span>hearing on the issue<span>, </span>the district court discussed <span>Johnson</span> </span> </div> <div>but ultimately <span>agreed with the defenseâs position</span><span>. <span> </span></span>Specifically, t<span></span>he </div> <div>court emphasized that the division in <span>Hernandez-Escajeda<span></span> I<span> did not </span></span> </div> <div>remand for â<span>resentencing</span><span>â</span><span> but instead remand<span>ed</span> with directions to </span> </div> <div>vacate the first degree assault conviction and âcorrect<span></span> the mittimus </div> <div>accordingly<span>.â</span><span> <span> </span>Therefore, the court believed that the <span>only</span> action it </span> </div> <div>could take on remand was to correct the mittimus by vacating the </div> <div>first degree assault conviction.<span> </span> </div> <div>¶ 10<span> </span><span>The court then issued an amended mittimus merging </span> </div> <div>Hernandez-<span>Escajedaâs <span>first degree assault conviction into his first </span></span> </div> <div>degree burglary conviction<span>. <span> </span></span>So all that remains on the mittimus <span>is</span> </div> <div>the first degree burglary conviction, the crime of violence sentenc<span></span>e </div> <div>enhancer, and the twenty-two-year DOC sentence on the <span></span>first </div> <div>degree burglary conviction.<span> </span> </div> <div>II.<span> <span>Analysis </span></span> </div> <div>¶ 11<span> </span><span>We<span> have jurisdiction to hear the <span>prosecutionâs</span> appeal because<span>, </span></span></span> </div> <div>as both parties recognize, whether the district court had authority </div> <div>to resentence Hernandez-Escajeda on remand from </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf7" data-page-no="7"> <div><div> <div>5 </div> <div>Hernandez-Escajeda I<span> presents a question of law. </span><span>See</span><span> </span> </div> <div>§ <span>16<span>-<span>12</span></span></span>-102(1), C.R.S. 2024; <span>People v. Madrid</span>,
2023 CO 12, ¶ <span>37.<span></span><span> </span></span> </div> <div>¶ 12<span> </span><span>We review questions of law de novo.<span> </span><span>Madrid</span><span>, </span>¶ <span>37.</span><span> </span><span>W</span><span>e </span></span> </div> <div>conclude that reversal is warranted.<span> </span>In our analysis, we address </div> <div>the following issues: (1) whether, as a rule, a district court has the </div> <div>inherent authority to resentence a defendant under circumstance<span></span>s </div> <div>similar to those here<span>; (2) if so, whether the courtâs aut<span></span>hority was </span> </div> <div>limited by the fact that the successful appeal in </div> <div>Hernandez-Escajeda I<span> occurred in the postconviction context; <span></span>and </span> </div> <div>(3) the impact of the particular remand instructions in </div> <div>Hernandez-Escajeda I<span>. </span> </div> <div>A.<span> <span>The <span>District Courtâs </span>Inherent Authority </span></span> </div> <div>to<span> Resentence On Remand </span> </div> <div>¶ 13<span> </span><span>When moving for resentencing, the prosecution relied on the </span> </div> <div>supreme court<span>âs</span> decision in <span>Johnson</span>, which addressed a district </div> <div>courtâs resentencing authority following an appellate remand. <span></span> </div> <div>There, a jury found the defendant guilty of sexual assault, first </div> <div>degree kidnapping, and possession of a controlled substance. <span></span> </div> <div>Johnson<span>, ¶<span> 4. He was sentenced to concurrent DOC sentences of</span>, </span> </div> <div>respectively, twenty years to life, twenty years, and six years (for an </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf8" data-page-no="8"> <div><div> <div>6 </div> <div>aggregate sentence of twenty years to life)<span>. </span><span>Id.</span> On direct appeal, a </div> <div>division of this court conclud<span>ed</span> that the district court had erred <span>by</span> </div> <div>rejecting, after first accepting, a plea agreement under which t<span>he</span> </div> <div>defendant had pleaded guilty to <span>only</span> the possession charge. <span>I<span></span>d.<span> at </span></span> </div> <div>¶ 5. The division reversed the convictions, vacated the sentence<span></span>s, </div> <div>and remanded for the district court to reinstate <span>the defendantâs </span> </div> <div>guilty plea to possession of a controlled substance and <span>to</span> sentence </div> <div>him on that conviction. <span>Id.</span> at ¶¶ 1, 5. </div> <div>¶ 14<span> </span><span>On remand, the district court imposed a sentence of twelve </span> </div> <div>years for possession of a controlled substance <span>â</span> doubl<span>e </span>the original </div> <div>sentence on that conviction. <span>Id.</span> at ¶ 6. The defendant appealed </div> <div>again, claiming, among other things, that the increased sentence </div> <div>violated his due process rights. <span>Id.</span> at ¶ 7. Agreeing with him,<span></span> a </div> <div>division of this court applied a presumption of vindict<span></span>iveness to the </div> <div>increased sentence and (because no new information justifie<span></span>d the </div> <div>new sentence) concluded that there was a reasonable likelihood </div> <div>that the sentence was the result of actu<span>al</span> vindictiveness for the </div> <div>defendantâs <span>successful first appeal. <span>Id.</span> </span> </div> <div>¶ 15<span> </span><span>The supreme court granted review to address the scope of the </span> </div> <div>district courtâs resentencing authority under these circumstan<span></span>ces<span> </span><span>â</span><span> </span> </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf9" data-page-no="9"> <div><div> <div>7 </div> <div>that is, to consider <span>â</span>whether the [district] court violated [the </div> <div>defendantâs]<span> statutory and constitutional rights by increasing his </span> </div> <div>sentence on the remaining conviction on remand following <span></span>his </div> <div>successful appeal on his other convictions.<span>â</span><span> </span><span>Id.</span> at ¶ 1.<span> </span>The </div> <div>supreme court pointed out <span>that, â[a]s a</span> general matter, [district] </div> <div>court judges possess significant discretion in determinin<span></span>g an </div> <div>appropriate sentence<span>,â including â</span>during a resentencing on </div> <div>remand.<span>â <span>Id.</span><span> at ¶ <span>21.</span><span> </span>Therefore, to protect a district court</span><span>âs</span><span> </span></span> </div> <div>discretion during a resentencing on remand, <span>â</span>the presumption of<span></span> </div> <div>vindictiveness is a narrow one.<span>â <span>Id.</span></span> </div> <div>¶ 16<span> </span><span>The supreme court <span>adopted the âaggregate approach</span><span>,<span>â</span></span> under </span> </div> <div>which the presumpti<span>on</span> of vindictiveness applies <span>â</span>where changes <span></span>to </div> <div>the defendantâs sentence on remand<span> cause the <span>aggregat<span></span>e<span> total </span></span></span> </div> <div>sentence to increase as compared to the original <span>aggregate</span> </div> <div>sentence.<span>â</span><span> </span><span>Id.</span><span> at ¶ <span>25</span> (emphasis added)<span>. </span> <span>See generally id.</span> at ¶¶ <span>24</span>-</span> </div> <div>37.<span> <span>In approving that approach, the supreme court relied in part on<span></span> </span></span> </div> <div>People v. Woellhaf<span>, <span>
199 P.3d 27(Colo. App. 2007)</span>, <span>a case where the </span></span> </div> <div>supreme court had <span>concluded that some of the defendantâs </span> </div> <div>convictions must merge and remanded for resentencing, aft<span></span>er which </div> <div>the defendant argued in a second appeal that the new sentence </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pfa" data-page-no="a"> <div><div> <div>8 </div> <div>violated his due process rights. <span>See Johnson</span><span>, ¶</span>¶ <span>27</span><span>-<span>28</span></span><span>. A</span> division </div> <div>of this court held that the presumption of vindictiveness di<span></span>d not </div> <div>apply to the new sentence because the aggregate period of </div> <div>incarceration did not increase from the original sentence to the <span></span>new </div> <div>sentence on remand.<span> </span><span>See Woellhaf</span>,
199 P.3d at 31-32.<span> </span> </div> <div>¶ 17<span> </span><span>The supreme court also discussed with approval an opinion </span> </div> <div>from the Fifth Circuit Court of Appeals, in which that court said, </div> <div>â<span>the aggregate approach best reflects the realities faced by distri<span></span>ct </span> </div> <div>court judges who sentence a defendant on related counts <span></span>of an </div> <div>indictment<span>. <span> Sentencing is a fact-sensitive exercise that requires </span></span> </div> <div>district [court] judges to consider a wide array of factors when </div> <div>putting together a âsentencing package<span>.â<span>â</span><span> </span></span><span>Johnson</span><span>, ¶ <span>28</span> (quoting </span> </div> <div>United States v. Campbell<span>,
106 F.3d 64, 68 (5th Cir. 1997<span>))</span>. </span> </div> <div>¶ 18<span> </span><span>The supreme court explained that the presumption of </span> </div> <div>vindictiveness did not apply in <span>Johnson</span> <span>because the defendant<span></span>âs </span> </div> <div>aggregate sentence after resentencing did not exceed his original </div> <div>aggregate sentence. <span>I<span>d.</span></span> at ¶ 39. The court then concluded that <span></span>the </div> <div>defendant failed to prove that the district court acted out of actual </div> <div>vindictiveness. <span>I<span>d.</span></span> at ¶¶ <span>42</span><span>-<span>43.</span></span><span> </span> </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pfb" data-page-no="b"> <div> <img alt="" src="https://icbg.s3.amazonaws.com/media/MMX/n%2Be/MMXn%2BekQ817y/lXyeovZwcgeMWibwHo7dUSO3Lu0a7r74%3D?AWSAccessKeyId=ASIA5PHC3MTPRLL5ODYO&Expires=1728687773&Signature=nZV39jzWgW11SBuNUg6JnMOeyxo%3D&x-amz-security-token=IQoJb3JpZ2luX2VjED4aCXVzLWVhc3QtMSJGMEQCIEVIwaqHdk%2FFpmgTrs5jTzvZ7uNvtKr%2FanzpDXLTcjt5AiAbxsVQhuk4BDjZiyqDTR6wXlKXYbctf1FLH7PbOCRwFSq6BQiX%2F%2F%2F%2F%2F%2F%2F%2F%2F%2F8BEAAaDDkyNjA0MTIwMzkzNSIM3RHyCDMnX2gXDm8pKo4Fi6J%2BfrKsVsDHouwWChaqexJCS3nYEUFcr5xNzcOLRTQPRMqPW83CpT7BQrDN1iaaYBR6E4pAp0hJOJ7y%2FuXOpUUc67%2BcSYU%2Fn0qqhd9PR27JYN9jupmoUECH20UUVW7x6OxVKn9W2G2UhF%2Fh7umC0EwEikZ4skls9h3Xac2MShWzsSqx9DuzQiCGfWTYwqFY26FUEwHdyLOwMB62PIPQ0fNCHhH7VLLIJlO0WdoHnUqWXK3lD%2FR63xTVhpqPZFr6BZU7SMFvw0mhNNAmkY%2ByqvQPpFNEhAeghdPZxHZIAAA7VDRE0L%2BoA3WzJWfUtMUbZbp3XiSHFIOovF4%2FQL3M7kVjEKmmJTYO%2FOsVEd1mVpOq0C%2BQNH%2BxF2j7evxhkKRb6xwV03QcpADVrjnf6G15jxpTW%2FDFcx1wzNwRJ6aSCjyRj5aLzGRZdd3%2B%2ByjLMHVsqwg39X1oVO0rOH3T1fTwro0RD7QM9WWLLn4sXGs%2FNyYrL0UcmQi9wIMvET1k1DkaZQjkhoB%2F6A3tYrXGPhVrh80pyfQQwFnme4dTN42OOBn2rTC9OG1Ot9zKK8uGLD%2B%2Fz0pQaQ%2Bclgh8yEFuQWaCDRrD1vjUCYlQHkUvAD%2BZ2hhwhTcnVgDxUdr4b56Y3kMP9dehtg9mqTUcewF%2F%2FVsI9wi4OA6Ligz4OGM90ajP9NEKY25lTzgd1wXHs4bPiJN0tYDD8qPRkjtX8ZypFtqMW5nMdEJvKvvzKOUb6SVf2pvBAXX6PSqUIn4tyzmR5HovVMpqm%2BfnY9loi%2BfHmNGfIas53TsghwNzHPN91EPJMu10JwThN3NQEzalV5IHO2PSitZrAQ9juTsAMV8h7zOp5qoVof3dWXk0PVLzd%2BxcMOW%2FprgGOrIBLEzmLRxgRBrVXVek50BfNU7HflXg4PY5RS3GTIpM6JforFZTZmlhfydhlbYX0x0aaQhXKG78KmESDT%2BTBHsMlIDZzNPT1Bqh375XCHahS8c67gpDnPEPjwfxosOaCrvWdqzgD991iXthPfE1qa79BIWj5k3nWbnA2bKvKXZc2gHiIF0yqBp%2B7K3wrIPxB4yQjM%2F9oe%2B7BC9a2M0QH1rVzUviWIlH%2FJZeaQoKDCVuyu6PcA%3D%3D"><div> <div>9 </div> <div>¶ 19<span> </span><span>Although the supreme court ultimately resolved a due pr<span></span>ocess </span> </div> <div>claim alleging vindictive resentencing, we conclude that it<span></span>s </div> <div>reasoning recognizes that, <span>following a defendantâs â</span>successful </div> <div>appeal on his other convictions,<span>â</span> a district court has the inh<span></span>erent </div> <div>authority to resentence the defendant on convictions that remain <span>on<span></span><span> </span></span> </div> <div>remand<span>, at least where the defendantâs initial appeal results in <span></span>a </span> </div> <div>reduced aggregate sentence.<span> </span><span>I<span>d.</span></span> at ¶¶ 1, 37.<span> </span>True, the remand </div> <div>instructions at issue in <span>Johnson</span> had directed the district court to </div> <div>resentence, but <span>we see nothing in the supreme courtâs analysis t<span></span>hat </span> </div> <div>makes this fact essential to a district courtâs resentencing </div> <div>authority.</div> </div> <div><div>1</div></div> <div> <div> <span>(We say more on this point below in Part II.B</span>.) </div> <div>Consistent with our view, a division of this court has cited <span>Johnson</span> </div> <div>for the proposition that, <span>â[i]n multicount cases, judges typically </span> </div> <div>craft sentences on the various counts as part of an overall </div> <div>sentencing scheme, but when a count is vacated and that<span></span> scheme </div> <div>unravels, they should have the discretion to reevaluate t<span></span>he </div> <div> </div> </div> <div><div>1</div></div> <div> <div> We note that resentencing was necessary in <span>People v. Johnson</span><span>, </span> </div> <div>
2015 CO 70, because the first division of this court had revers<span></span>ed </div> <div>and vacated the entire judgment arising from the jury verdicts, </div> <div>including all the sentences. For this reason, we presume, t<span></span>he </div> <div>division explicitly addressed resentencing. </div> </div> <a href="#pfb" data-dest-detail='[11,"XYZ",69,154,null]'><div style="border-style:none;position:absolute;left:175.707222px;bottom:457.993889px;width:10.080000px;height:32.870000px;background-color:rgba(255,255,255,0.000001);"></div></a> </div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pfc" data-page-no="c"> <div><div> <div>10 </div> <div>underlying facts and sentences on the remaining counts.â <span>Peop<span></span>le v. </span> </div> <div>Johnson<span>,
2016 COA 15, ¶ 25 (involving a different defendant with </span> </div> <div>the surname Johnson). </div> <div>¶ 20<span> </span><span>We are not persuaded otherwise by Hernandez-Escajeda<span>âs </span></span> </div> <div>suggestion that, absent a successful postconviction proceeding<span></span>, <span>a </span> </div> <div>district courtâs resentencing authority <span>is</span><span> necessarily extinguished </span> </div> <div>after a conviction and sentence have become final. He says his </div> <div>sentence for first degree burglary is ânot subject to re<span></span>sentencing on </div> <div>remandâ because it is<span> final and valid, and <span>he</span> cites <span>People v. Heredia</span> </span> </div> <div>for the proposition that <span>â</span>a [district] court loses jurisdiction upon </div> <div>imposition of a valid sentence except under circumstances s<span></span>pecified </div> <div>in Crim. P. 35<span>.â</span>
122 P.3d 1041, 1043 (Colo. App. 2005) (alteration </div> <div>omitted) (quoting <span>People v. Mortensen</span>,
856 P.2d 45, 47 (Colo. <span></span>App. </div> <div>1993)). This proposition is consistent with the general rule that<span></span> a </div> <div>judgment of conviction and sentence becomes final (1) if a </div> <div>defendant does not pursue a direct appeal or (2) on the conclusi<span></span>on </div> <div>of a direct appeal affirming the judgment. <span>See Hunsaker v. People</span><span>, </span> </div> <div>
2021 CO 83, ¶¶ 28, <span>36</span>. </div> <div>¶ 21<span> </span><span>As <span>Heredia</span> recognizes, however, a Rule 35 motion may disturb </span> </div> <div>the finality of a judgment, and <span>it</span> did so here. When the division in </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pfd" data-page-no="d"> <div><div> <div>11 </div> <div>Hernandez-Escajeda I<span> vacated one of Hernandez-<span>Escajedaâs </span></span> </div> <div>convictions and remanded for correction of the mittimus, the </div> <div>mittimus reflecting the original judgment of conviction could no </div> <div>longer stand.<span> </span><span>See Woellhaf</span>, 199 P.3d <span>at</span> <span>31</span> <span>(â</span>Where, as here, a </div> <div>defendant challenges his or her judgment of conviction and enti<span></span>re </div> <div>sentencing plan, the defendant loses any expectation of f<span></span>inality of </div> <div>his or her sentences.<span>â).</span><span> </span>As part of the remand proceedings, the </div> <div>prosecution requested resentencing on the remaining substantive </div> <div>conviction, and the district court addressed this request <span></span>before </div> <div>amending the mittimus.<span> </span><span>In other words, the prosecutionâs request </span> </div> <div>was part and parcel of the postconviction proceedings, the related </div> <div>appeal, and the remand.<span> </span> </div> <div>¶ 22<span> </span><span>Our conclusion is supported by federal case law in<span></span>dicating </span> </div> <div>that, in the context of a successful postconviction motion to vacate </div> <div>a conviction, a district court retains the discretion to resent<span></span>ence the </div> <div>defendant on any remaining convictions. <span>See United Stat<span></span>es v. </span> </div> <div>Mixon<span>,
115 F.3d 900, 901-03 (11th Cir. 1997)<span>; </span><span>United Stat<span></span>es v. </span></span> </div> <div>Harrison<span>,
113 F.3d 135, 137 (8th Cir. 1997); <span>United Stat<span></span>es v. Davis<span>, </span></span></span> </div> <div>
112 F.3d 118, 123 (3d Cir. 1997)<span>; </span><span>United States v. Hillary</span>, 106 F.3d </div> <div>1170, 1171-73 (4th Cir. 1997). </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pfe" data-page-no="e"> <div><div> <div>12 </div> <div>B.<span> <span>The Remand Instructions in <span>Hernandez-Escajeda I</span> </span></span> </div> <div>¶ 23<span> </span><span>Having concluded that a district court generally <span>ha</span>s inherent </span> </div> <div>authority to resentence on remaining convictions after an appellate </div> <div>mandate vacat<span>es</span> a conviction, we now address whether, in t<span></span>his </div> <div>case, the district court<span>âs</span> authority on remand was limited <span>solely</span> to </div> <div>taking the actions specifically directed by the <span>Hernandez-Escajeda<span></span> I<span> </span></span> </div> <div>division <span>â</span> namely, correcting the mittimus by vacating the <span></span>first </div> <div>degree assault conviction. We conclude that it was not<span>. </span> </div> <div>¶ 24<span> <span>The divisionâs direction in <span>Hernandez-Escajeda I<span> to perform a </span></span></span></span> </div> <div>particular action did not amount to a prohibition <span>on</span> any<span></span> other </div> <div>action that the district court had the authority to perform on </div> <div>remand, provided that such other action did not conf<span></span>lict with the </div> <div>remand instructions.<span> </span><span>See Oster v. Baack</span>,
2015 COA 39, ¶ 15 </div> <div>(âAlthough a district court must follow the appellate court man<span></span>date </div> <div>in subsequent proceedings on remand, it may entertain additi<span></span>onal </div> <div>motions that do not, expressly or by necessary implication, </div> <div>contravene the mandate.<span>â</span>) (citation omitted).<span> </span>That the division in </div> <div>Hernandez-Escajeda I<span> did not express<span>ly</span> direct the district co<span>urt</span> to </span> </div> <div>resentence Hernandez-Escajeda<span> </span>on the remaining substantive <span>co</span>unt </div> <div>did not limit the court<span>âs</span> authority to do so.<span> </span>Based on the reasoning </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pff" data-page-no="f"> <div><div> <div>13 </div> <div>in<span> <span>Johnson</span>,
2015 CO 70, we conclude that the district court had </span> </div> <div>that inherent authority.<span> </span>Moreover, federal cases support our </div> <div>conclusion. <span>See United States v. Hicks</span>,
146 F.3d 1198, 1202 (<span></span>10th </div> <div>Cir. 1998) (â[A]fter we vacate a count of conviction t<span></span>hat is part of a </div> <div>multi-<span>count indictment, a district court âpossesses the inh<span></span>erent </span> </div> <div>discretionary powerâ to resentence a defendant on the rem<span></span>aining </div> <div>counts <span>de novo</span> unless we impose specific limits on the court<span>â</span><span>s </span> </div> <div>authority to resentence<span>.â</span>) (citation omitted)<span>; </span><span>United States v. Shue</span><span>, </span> </div> <div>
825 F.2d 1111, 1114 (7th Cir. 1987) (â[D]espite<span> </span>the previous panelâs </div> <div>failure to vacate explicitly the sentencing package and reman<span></span>d for </div> <div>resentencing, we hold that the district court had the autho<span></span>rity to </div> <div>reevaluate the sentencing package in light of the changed </div> <div>circumstances and resentence the defendant . . . <span>.â).</span> </div> <div>¶ 25<span> </span><span>In arguing to the contrary, Hernandez-Escajeda relies on other </span> </div> <div>cases<span>, <span>like <span>Hernandez-Escajeda I</span><span>, </span>in which Colorado appellate </span></span> </div> <div>courts (1) concluded that merger was required on certain </div> <div>convictions and (2) remanded for correction of the mit<span></span>timus without </div> <div>mentioning the possibility of resentencing. For two reasons, <span></span>we </div> <div>think his reliance on those cases is misplaced. </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf10" data-page-no="10"> <div><div> <div>14 </div> <div>¶ 26<span> </span><span>First, the question whether resentencing on the remaining </span> </div> <div>convictions could occur on remand was neither asked nor answe<span></span>red </div> <div>in those cases. Hence, those cases do not inform our resolution <span></span>of </div> <div>the issue here. </div> <div>¶ 27<span> </span><span>Second, in those cases, the merger did not affect the </span> </div> <div>defendantâs <span>total aggregate sentence<span>. <span> </span></span>See, e.g.<span>, </span>Whiteaker v. Peo<span></span>ple<span>, </span></span> </div> <div>
2024 CO 25, ¶¶ <span>4,</span> <span>30</span> (reversing and remanding for the <span></span>district </div> <div>court to amend the mittimus to reflect the merger of<span></span> two </div> <div>convictions, without mentioning resentencing, where the three-year </div> <div>probationary sentences on each count were imposed <span>concurrent<span></span>ly<span>); </span></span> </div> <div>Friend v. People<span>,
2018 CO 90, ¶¶ 7-8, <span>49</span> (reversing and remanding </span> </div> <div>for the district court to amend the mittimus to reflect<span></span> the merger of </div> <div>convictions, without mentioning resentencing, where the merger did </div> <div>not affect the <span>defendantâs operative sentence of life in prison </span> </div> <div>without the possibility of parole). </div> <div>¶ 28<span> </span><span>In this case, however, the district court imposed two </span> </div> <div>consecutive<span> <span>DOC </span>sentences of twenty-two years each, resulting <span></span>in </span> </div> <div>an aggregate sentence of forty-four years. The result in </div> <div>Hernandez-Escajeda I<span> affected Hernandez-Escajeda<span>âs aggregate </span></span> </div> <div>sentence because he now has only one conviction with a </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf11" data-page-no="11"> <div><div> <div>15 </div> <div>twenty-two-year sentence. We conclude that the district court has </div> <div>the discretion to resentence Hernandez-Escajeda on the remaining </div> <div>conviction if it deems resentencing appropriate. </div> <div>¶ 29<span> </span><span>On the last point, we disagree with the prosecution that the </span> </div> <div>district court on remand i<span>s </span><span>required</span> to resentence </div> <div>Hernandez-Escajeda.<span> <span>The prosecution relies <span>on</span> <span>People v. La<span></span>callo<span>, </span></span></span></span> </div> <div>
2014 COA 78, <span>overruled on other grounds by McCoy v. People</span>, 2<span></span>019 </div> <div>CO 44, but there, the division vacated <span>the defendantâs âentire </span> </div> <div>sentenceâ on numerous counts and remanded for resentencing. <span></span> <span>Id.</span><span> </span> </div> <div>at ¶¶ <span>39</span>-43. <span>So the defendantâs convictions remained</span>, but </div> <div>resentencing was required on those convictions. Here<span>, i</span>n contrast, </div> <div>the division i<span>n </span><span>Hernandez-Escajeda I</span> vacated only one of </div> <div>Hernandez-Escajeda<span>âs <span>convictions and sentences<span>. </span>On his </span></span> </div> <div>conviction for first degree burglary, he still has <span>a </span>legal sentence. So </div> <div>resentencing on that count is not required. Instead, the district </div> <div>court <span>ha</span>s the discretion to decide whether to resentence </div> <div>Hernandez-Escajeda on that count. </div> <div>¶ 30<span> </span><span>The prosecution also cites language from <span>Johnson</span> that, </span> </div> <div>according to the prosecution, holds that a district court is requi<span></span>red </div> <div>to reassess the sentence and exercise its sentencing discretion </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf12" data-page-no="12"> <div> <img alt="" src="https://icbg.s3.amazonaws.com/media/MM9/Zgu/MM9ZguMTW/pwsU7Hj38Z0aT83wGmUtrM/47S7PRRijEBs%3D?AWSAccessKeyId=ASIA5PHC3MTPRLL5ODYO&Expires=1728687773&Signature=Nj%2Bi4aTowqYtsHXcix2gpUj%2B%2BsA%3D&x-amz-security-token=IQoJb3JpZ2luX2VjED4aCXVzLWVhc3QtMSJGMEQCIEVIwaqHdk%2FFpmgTrs5jTzvZ7uNvtKr%2FanzpDXLTcjt5AiAbxsVQhuk4BDjZiyqDTR6wXlKXYbctf1FLH7PbOCRwFSq6BQiX%2F%2F%2F%2F%2F%2F%2F%2F%2F%2F8BEAAaDDkyNjA0MTIwMzkzNSIM3RHyCDMnX2gXDm8pKo4Fi6J%2BfrKsVsDHouwWChaqexJCS3nYEUFcr5xNzcOLRTQPRMqPW83CpT7BQrDN1iaaYBR6E4pAp0hJOJ7y%2FuXOpUUc67%2BcSYU%2Fn0qqhd9PR27JYN9jupmoUECH20UUVW7x6OxVKn9W2G2UhF%2Fh7umC0EwEikZ4skls9h3Xac2MShWzsSqx9DuzQiCGfWTYwqFY26FUEwHdyLOwMB62PIPQ0fNCHhH7VLLIJlO0WdoHnUqWXK3lD%2FR63xTVhpqPZFr6BZU7SMFvw0mhNNAmkY%2ByqvQPpFNEhAeghdPZxHZIAAA7VDRE0L%2BoA3WzJWfUtMUbZbp3XiSHFIOovF4%2FQL3M7kVjEKmmJTYO%2FOsVEd1mVpOq0C%2BQNH%2BxF2j7evxhkKRb6xwV03QcpADVrjnf6G15jxpTW%2FDFcx1wzNwRJ6aSCjyRj5aLzGRZdd3%2B%2ByjLMHVsqwg39X1oVO0rOH3T1fTwro0RD7QM9WWLLn4sXGs%2FNyYrL0UcmQi9wIMvET1k1DkaZQjkhoB%2F6A3tYrXGPhVrh80pyfQQwFnme4dTN42OOBn2rTC9OG1Ot9zKK8uGLD%2B%2Fz0pQaQ%2Bclgh8yEFuQWaCDRrD1vjUCYlQHkUvAD%2BZ2hhwhTcnVgDxUdr4b56Y3kMP9dehtg9mqTUcewF%2F%2FVsI9wi4OA6Ligz4OGM90ajP9NEKY25lTzgd1wXHs4bPiJN0tYDD8qPRkjtX8ZypFtqMW5nMdEJvKvvzKOUb6SVf2pvBAXX6PSqUIn4tyzmR5HovVMpqm%2BfnY9loi%2BfHmNGfIas53TsghwNzHPN91EPJMu10JwThN3NQEzalV5IHO2PSitZrAQ9juTsAMV8h7zOp5qoVof3dWXk0PVLzd%2BxcMOW%2FprgGOrIBLEzmLRxgRBrVXVek50BfNU7HflXg4PY5RS3GTIpM6JforFZTZmlhfydhlbYX0x0aaQhXKG78KmESDT%2BTBHsMlIDZzNPT1Bqh375XCHahS8c67gpDnPEPjwfxosOaCrvWdqzgD991iXthPfE1qa79BIWj5k3nWbnA2bKvKXZc2gHiIF0yqBp%2B7K3wrIPxB4yQjM%2F9oe%2B7BC9a2M0QH1rVzUviWIlH%2FJZeaQoKDCVuyu6PcA%3D%3D"><div> <div>16 </div> <div>following a reversal of one of multiple convictions. <span>See Johnson</span><span>, </span> </div> <div>20<span>
15 CO 70, ¶ </span>42<span> (recognizing that the reversal of some con<span></span>victions </span> </div> <div>â<span>caused th[e] sentencing scheme to unravel, thus requiring the </span> </div> <div>[district] <span>court to reassess Johnsonâs sentence and exercise it<span></span>s </span> </div> <div>sentencing discretion under new and different circumstances<span>â)</span>. In </div> <div>that discussion, however, the supreme court simply concluded that </div> <div>the district courtâs reasoning<span> for imposing a longer sentence on </span> </div> <div>remand did not show actual vindictiveness: </div> <div>The [district] <span>courtâs statements explaining </span> </div> <div>why it did not initially consider the facts </div> <div>pertaining to the sexual assault when </div> <div>sentencing Johnson on the possession of a </div> <div>controlled substance conviction, and <span>why </span><span>it felt </span> </div> <div>it necessary<span> to consider those facts after the </span> </div> <div>court of appeals vacated the kidnapping and </div> <div>sexual assault convictions evidence a non-</div> <div>vindictive reason to modify Johnsonâs sentence </div> <div>and increase the possession of a controlled </div> <div>substance sentence from six years to twelve </div> <div>years. </div> <div> </div> <div>Id.<span> (emphasis added).</span> </div> </div> <div><div>2</div></div> <div> <div> <span>The supreme court did not hold that </span> </div> <div>resentencing is required every time a conviction <span>is</span> vacated in a </div> <div>multi-count case.<span> </span><span>Indeed, adopting the prosecutionâs position </span> </div> <div> </div> </div> <div><div>2</div></div> <div> <div> In addition, recall that resentencing was necessary in <span>Johnson</span> </div> <div>because the first division of this court had vacated the original </div> <div>judgment entirely. </div> </div> <a href="#pf12" data-dest-detail='[18,"XYZ",69,121,null]'><div style="border-style:none;position:absolute;left:275.872222px;bottom:268.972222px;width:10.080000px;height:32.880000px;background-color:rgba(255,255,255,0.000001);"></div></a> </div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> <div id="pf13" data-page-no="13"> <div><div> <div>17 </div> <div>would clash with a dominant theme of the <span>Johnson</span> decision <span>â</span> the </div> <div>district court has wide discretion in sentencing matters.<span> </span><span>See</span> 2015 </div> <div>CO 70, ¶¶ 16, 21-22, 26, 37. </div> <div>¶ 31<span> </span><span>Given all this, we conclude that nothing in </span> </div> <div>Hernandez-Escajeda I<span> precluded the district court from </span> </div> <div>resentencing Hernandez-Escajeda on his first degree burglary </div> <div>conviction and associated crime of violence conviction. On reman<span></span>d </div> <div>from this appeal, the district court has the discretion to resentence </div> <div>Hernandez-Escajeda if it so chooses.<span> </span>The court also has the </div> <div>discretion to decide whether to hold a resentencing hearing. </div> <div>III.<span> <span>Conclusion </span></span> </div> <div>¶ 32<span> </span><span>The order is reversed, and the case is remanded for further </span> </div> <div>proceedings consistent with this opinion. </div> <div>JUDGE DUNN and JUDGE GOMEZ concur. </div> </div></div> <div data-data='{"ctm":[1.277778,0.000000,0.000000,1.277778,0.000000,0.000000]}'></div> </div> </div></div></div></div>
Document Info
Docket Number: 23CA0521
Citation Numbers: 2024 COA 111
Filed Date: 10/10/2024
Precedential Status: Precedential
Modified Date: 10/11/2024