Meriden v. Freedom of Information Commission ( 2021 )


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    CITY OF MERIDEN ET AL. v. FREEDOM OF
    INFORMATION COMMISSION ET AL.
    (SC 20378)
    Robinson, C. J., and McDonald, D’Auria,
    Mullins, Kahn and Ecker, Js.
    Syllabus
    Pursuant to a provision of the Freedom of Information Act (§ 1-200 (2)),
    the term ‘‘meeting’’ means ‘‘any hearing or other proceeding of a public
    agency, any convening or assembly of a quorum of a multimember public
    agency, and any communication by or to a quorum of a multimember
    public agency . . . to discuss or act upon a matter over which the
    public agency has supervision, control, jurisdiction or advisory power.’’
    The defendant Freedom of Information Commission appealed to this court
    from the judgment of the Appellate Court, which reversed the trial
    court’s judgment dismissing the administrative appeal of the plaintiffs,
    the city of Meriden and its city council. Four leaders of the twelve
    member city council had gathered at city hall with the mayor and the
    retiring city manager to discuss the upcoming search for a new city
    manager. The four member leadership group agreed to submit a resolu-
    tion to create a city manager search committee to the full city council
    for its consideration at an upcoming meeting and thereafter drafted a
    proposed resolution listing the names of people to be considered for
    appointment to the committee and detailing the committee’s duties.
    Thereafter, a complaint was filed with the commission, alleging that the
    leadership group gathering was an unnoticed and private meeting, in
    violation of the open meetings provision of the Freedom of Information
    Act (§ 1-225 (a)). The commission concluded that the gathering was
    a ‘‘proceeding’’ within the meaning of § 1-200 (2), such a proceeding
    constituted a ‘‘meeting’’ within the meaning of that subdivision, and the
    plaintiffs violated § 1-225 (a) by failing to properly notice the gathering
    and to conduct it in public view. Subsequently, the plaintiffs appealed
    from the commission’s decision to the trial court. In dismissing the
    plaintiffs’ appeal, the trial court concluded that the commissioner’s
    factual findings and conclusions were supported by substantial evidence
    and that the gathering constituted a meeting within the meaning of § 1-
    200 (2). In reversing the trial court’s judgment, the Appellate Court
    concluded that the gathering did not constitute a meeting under § 1-200
    (2) and, thus, did not trigger the open meeting requirements of § 1-225
    (a). Specifically, the Appellate Court disagreed with the trial court’s
    interpretation of the phrase ‘‘hearing or other proceeding’’ in § 1-200
    (2) as meaning a gathering among agency members that constituted a
    step in the process of agency-member activity. The Appellate Court
    explained that, consistent with the legal dictionary definitions of ‘‘pro-
    ceeding’’ and ‘‘hearing,’’ ‘‘hearing or other proceeding’’ in § 1-200 (2)
    refers to a process of adjudication, which falls outside the scope of
    activities conducted during the gathering at issue. On the granting of
    certification, the commission appealed to this court. Held that, because
    the gathering of the city council’s four member leadership group with
    the mayor and the retiring city manager was not a ‘‘hearing or other
    proceeding’’ of a public agency under § 1-200 (2), it was not subject to
    the open meeting requirements of § 1-225 (a), and, accordingly, the
    judgment of the Appellate Court was affirmed: the phrase ‘‘hearing or
    other proceeding,’’ as a whole, connoted a formal process by which
    official business was authorized to be conducted, and, when the phrase
    ‘‘hearing or other proceeding’’ in § 1-200 (2) was considered in the
    context of the entire statutory framework, it was apparent that a group
    comprising less than a quorum of a public agency, such as the four
    member leadership group, may conduct a hearing or other proceeding
    within the meaning of § 1-200 (2) only when it has express authority to
    take action; accordingly, because the mayor and the retiring city manager
    had no authority to create the city manager search committee, there
    was no evidence in the record that the leadership group was formed
    pursuant to any official resolution of the city council, and the leadership
    group had no independent, express authority to take any action regarding
    the formation of the search committee that could legally bind the city
    council, the gathering was not a hearing or other proceeding for purposes
    of § 1-200 (2); moreover, this court disagreed with the Appellate Court’s
    restrictive reading of ‘‘hearing or other proceeding,’’ which would have
    circumscribed the applicability of the open meeting requirements to
    adjudicative activities, insofar as public agencies conduct hearings or
    proceedings that do not have adjudicative functions associated with
    them; furthermore, this court declined to adopt the commission’s pro-
    posed definition of ‘‘hearing or other proceeding’’ as including all com-
    munications between government officials that constitute ‘‘a step in the
    process of agency-member activity,’’ regardless of whether such group
    has authority to act, because that interpretation would yield absurd
    results and render meaningless the quorum requirement in the second
    and third definitions of ‘‘meeting’’ under § 1-200 (2).
    Argued September 8, 2020—officially released March 12, 2021*
    Procedural History
    Appeal from the decision of the named defendant,
    brought to the Superior Court in the judicial district of
    New Britain, where the court, Hon. Henry S. Cohn,
    judge trial referee, exercising the powers of the Supe-
    rior Court, rendered judgment dismissing the plaintiffs’
    appeal, from which the plaintiffs appealed to the Appel-
    late Court, Prescott, Moll and Bishop, Js., which
    reversed the trial court’s judgment and remanded the
    case to that court with direction to render judgment
    sustaining the plaintiffs’ appeal; thereafter, the named
    defendant, on the granting of certification, appealed to
    this court. Affirmed.
    Valicia Dee Harmon, commission counsel, with
    whom, on the brief, was Colleen M. Murphy, general
    counsel, for the appellant (named defendant).
    Stephanie Dellolio, city attorney, for the appellees
    (plaintiffs).
    Proloy K. Das, Kari L. Olson and Matthew A. Ciarleg-
    lio filed a brief for the Connecticut Conference of
    Municipalities as amicus curiae.
    Opinion
    McDONALD, J. Although all meetings of individuals
    may be gatherings, the general question before us is
    whether all gatherings of individuals are necessarily
    meetings. More specifically, this certified appeal
    requires us to construe the meaning of the term ‘‘meet-
    ing’’ as it is defined in the Freedom of Information
    Act (act), General Statutes § 1-200 et seq. Even more
    precisely, the narrow issue we must decide is whether
    a gathering of individuals comprising less than a quorum
    of the members of a city council, together with the
    mayor and the city manager, constitutes a ‘‘hearing or
    other proceeding of a public agency’’; General Statutes
    § 1-200 (2); and, therefore, a ‘‘meeting’’ within the mean-
    ing of the act. If that gathering was a meeting, it was
    subject to the open meeting requirements of the act.
    See General Statutes § 1-225 (a).
    The defendant Freedom of Information Commission
    appeals from the judgment of the Appellate Court,
    which reversed the judgment of the trial court and con-
    cluded that the plaintiffs, the city of Meriden and the
    Meriden City Council,1 did not violate the open meeting
    requirements of the act. Meriden v. Freedom of Infor-
    mation Commission, 
    191 Conn. App. 648
    , 650, 663, 665,
    
    216 A.3d 847
     (2019). On appeal, the commission claims
    that the Appellate Court incorrectly determined that a
    ‘‘hearing or other proceeding’’ refers to a process of
    adjudication, which fell outside the scope of the activi-
    ties conducted during the gathering at issue in this case.
    (Internal quotation marks omitted.) 
    Id., 659
    .
    The Appellate Court’s decision sets forth the facts
    and procedural history; see 
    id.,
     651–53; which we sum-
    marize in relevant part. In January, 2016, four members
    of the twelve member city council, namely, the majority
    and minority leaders and their respective deputies
    (leadership group), gathered at the city hall with the
    mayor and the retiring city manager to discuss the
    upcoming search for a new city manager.2 At the gather-
    ing, the leadership group agreed to submit a resolution
    to create a city manager search committee to the full
    city council for its consideration at an upcoming meet-
    ing. The leadership group drafted a one page proposed
    resolution, which listed the names of people to be con-
    sidered for appointment to the committee and detailed
    the duties of the committee, including recommending to
    the city council suitable candidates for the city manager
    position. At a city council meeting later that month,
    the leadership group introduced the resolution, which
    subsequently was placed on the city council’s consent
    calendar and was unanimously adopted.
    Following the city council’s meeting, an editor from
    the Meriden Record Journal3 filed a complaint with the
    commission, alleging that the leadership group gather-
    ing was an unnoticed and private meeting, in violation
    of § 1-225 (a).4 The commission held a hearing at which
    both parties appeared and presented evidence. The
    commission then issued a final decision, concluding
    that the leadership group gathering violated the act. It
    found that the leadership group ‘‘gather[s] regularly
    with the mayor and the city manager’’ to remain
    informed about issues that the city council may need
    to address. Brechlin v. City Council, Freedom of Infor-
    mation Commission, Docket No. FIC 2016-0066
    (November 16, 2016) p. 2. During these gatherings, the
    group ‘‘decides whether an issue requires city council
    action, and when necessary . . . discusses and drafts
    a resolution to go on the agenda of a city council meet-
    ing.’’ Id. The commission also found that these gather-
    ings are not intended to constitute a quorum of the
    city council, which requires a meeting of at least seven
    council members. Id. Additionally, the commission
    explained that, in gathering to discuss the formation
    of a city manager search committee and drafting the
    resolution, ‘‘the leadership group [had] met to discuss
    or act upon a matter over which the leadership [group]
    and the city council as a whole ha[d] supervision and
    control.’’ Id. The commission took administrative notice
    of the city council’s minutes of the January, 2016 meet-
    ing and found that the resolution was adopted at the
    city council meeting. Id.
    The commission rejected the plaintiff’s claim that the
    leadership group gathering was not a ‘‘meeting’’ under
    § 1-200 (2) because the commission found that, contrary
    to the plaintiff’s assertions, the communications at the
    leadership group gathering were not limited to notice
    of meetings or the setting of agendas. Id. The commis-
    sion also rejected the plaintiff’s claim that the gathering
    was not a ‘‘meeting’’ because a quorum was not present.
    Id. The commission considered the Appellate Court’s
    decision in Emergency Medical Services Commission
    v. Freedom of Information Commission, 
    19 Conn. App. 352
    , 
    561 A.2d 981
     (1989), in which the court held that
    the plain language of the predecessor statute to § 1-
    200 (2) ‘‘does not require a quorum as a necessary
    precondition to ‘any hearing or other proceeding of a
    public agency . . . .’ ’’ Id., 355; see Brechlin v. City
    Council, supra, Docket No. FIC 2016-0066, p. 3. It also
    considered the Appellate Court’s decision in Windham
    v. Freedom of Information Commission, 
    48 Conn. App. 529
    , 
    711 A.2d 741
     (1998), appeal dismissed, 
    249 Conn. 291
    , 
    732 A.2d 752
     (1999), in which the court held that
    a gathering, akin to a convening or assembly, of less
    than a quorum of members of a public agency, generally
    does not constitute a meeting. See id., 531; see also
    Brechlin v. City Council, supra, p. 2. The commission
    explained that the former decision was more applicable
    to the facts of the present case. The commission con-
    cluded that the gathering was a ‘‘proceeding’’ within
    the meaning of § 1-200 (2), and that such a proceeding
    constituted a ‘‘meeting’’ within the meaning of that sub-
    division. Brechlin v. City Council, supra, p. 6. As a
    result, the commission concluded that the plaintiff had
    violated § 1-225 (a) by failing to properly notice the
    leadership group gathering and conduct it in public
    view. Id. The commission ordered the plaintiff to
    ‘‘strictly comply’’ with the open meeting requirements
    of § 1-225 (a) and, although not raised in the complaint,
    ‘‘advised the plaintiff that the leadership group may, in
    its own right, constitute a ‘committee of’ the city council
    pursuant to § 1-200 (1) . . . .’’ Id.; see also footnote 6
    of this opinion.
    The plaintiff appealed from the commission’s deci-
    sion to the Superior Court, arguing that a gathering of
    elected officials without a quorum present does not
    constitute a ‘‘meeting’’ in accordance with Windham v.
    Freedom of Information Commission, supra, 
    48 Conn. App. 529
    . Thereafter, the trial court dismissed the plain-
    tiff’s appeal, concluding that the Appellate Court’s hold-
    ing in Windham ‘‘is not completely determinative and,
    therefore, [is] not binding on the issue’’ of whether the
    leadership group gathering fell within the definition of
    ‘‘meeting’’ under § 1-200 (2). The trial court explained
    that ‘‘there are times, factually, [when] certain agency
    members are merely ‘convening’ and there is a require-
    ment of a quorum under § 1-200 (2), and there are times,
    factually, [when] agency members, in the language of
    the [commission] . . . are gathering with the implicit
    authorization of the city council as a whole, and this
    gathering ‘constituted a step in the process of agency-
    member activity.’ ’’ The court stated that the ‘‘commis-
    sion’s factual findings and . . . conclusions . . .
    [were] supported by substantial evidence’’ and con-
    cluded that the leadership group gathering constituted
    a meeting under § 1-200 (2). See Meriden v. Freedom of
    Information Commission, supra, 
    191 Conn. App. 653
    .
    Thereafter, the plaintiff appealed from the trial
    court’s judgment to the Appellate Court. The Appellate
    Court ‘‘disagree[d] with the trial court’s interpretation
    of . . . ‘hearing or other proceeding’ . . . as meaning
    a gathering among agency members that constitutes ‘a
    step in the process of agency-member activity . . . .’ ’’
    
    Id., 659
    . The Appellate Court considered the definitions
    of ‘‘proceeding’’ and ‘‘hearing’’; 
    id.,
     658–59; and
    explained that they ‘‘allude to adjudicative activities.’’
    
    Id., 659
    . The court also explained that it was bound by
    its ‘‘holding in Windham v. Freedom of Information
    Commission, supra, 
    48 Conn. App. 531
    , that a gathering,
    akin to a ‘convening or assembly’ as opposed to a ‘hear-
    ing or other proceeding,’ of less than a quorum of mem-
    bers of a public agency generally does not constitute
    a ‘meeting’ within the meaning of § 1-200 (2).’’ Meriden
    v. Freedom of Information Commission, supra, 
    191 Conn. App. 662
    . The court noted that this holding was
    not in conflict with its holding in Emergency Medical
    Services Commission v. Freedom of Information Com-
    mission, supra, 
    19 Conn. App. 355
    . See Meriden v.
    Freedom of Information Commission, supra, 663. The
    court explained that, consistent with the legal diction-
    ary definitions of ‘‘proceeding’’ and ‘‘hearing,’’ the
    ‘‘proper reading of [§ 1-200 (2)] is that ‘hearing or other
    proceeding’ refers to a process of adjudication, which
    falls outside the scope of activities conducted during
    the leadership group gathering in the present case.’’
    Id., 659. Accordingly, the Appellate Court reversed the
    judgment of the trial court, concluding that the gather-
    ing of the leadership group did not constitute a meeting
    under § 1-200 (2) and, thus, did not trigger the open
    meeting requirements of § 1-225 (a). Id., 660, 663.
    Thereafter, the commission filed a petition for certifi-
    cation to appeal, which we granted, limited to the fol-
    lowing issue: ‘‘Did the Appellate Court properly con-
    strue the term ‘proceeding,’ contained in . . . § 1-200
    (2), not to include a gathering of four political leaders
    of the . . . [c]ity [c]ouncil at which they discussed a
    search for a new city manager?’’ Meriden v. Freedom
    of Information Commission, 
    333 Conn. 926
    , 
    217 A.3d 994
     (2019).
    On appeal to this court, the commission contends
    that the Appellate Court improperly restricted the
    meaning of ‘‘proceeding’’ to adjudicative activities. Spe-
    cifically, the commission contends that the Appellate
    Court consulted only legal dictionaries for the defini-
    tions of ‘‘proceeding’’ and ‘‘hearing,’’ and failed to con-
    sider the strong, open government policy embodied in
    the act. The commission asks this court to define ‘‘pro-
    ceeding’’ according to its standard dictionary definition,
    which will accord ‘‘with the open meetings principles
    espoused in the legislative history . . . .’’ The commis-
    sion argues that there is sufficient evidence in the
    administrative record to conclude that the leadership
    group conducted a ‘‘proceeding’’ within the meaning of
    § 1-200 (2) and that, in doing so, the plaintiff failed
    to comply with the open meeting requirements of § 1-
    225 (a).
    In response, the plaintiff contends that the Appellate
    Court correctly determined that ‘‘proceeding’’ refers to
    adjudicative activities conducted through an eviden-
    tiary process by a public agency empowered to do so.
    Because the gathering in this case was made up of less
    than a quorum of the members of the city council and
    did not serve an adjudicatory function, the plaintiff con-
    tends that the Appellate Court properly held that the
    gathering was not subject to the open meeting require-
    ments of the act.
    We begin with the relevant legal principles and stan-
    dard of review. ‘‘This court reviews the trial court’s
    judgment pursuant to the [Uniform Administrative Pro-
    cedure Act (UAPA), General Statutes § 4-166 et seq.]
    . . . . Under the UAPA, it is [not] the function . . . of
    this court to retry the case or to substitute its judgment
    for that of the administrative agency. . . . Even for
    conclusions of law, [t]he court’s ultimate duty is only
    to decide whether, in light of the evidence, the [agency]
    has acted unreasonably, arbitrarily, illegally, or in abuse
    of its discretion. . . . [Thus] [c]onclusions of law
    reached by the administrative agency must stand if the
    court determines that they resulted from a correct appli-
    cation of the law to the facts found and could reasonably
    and logically follow from such facts. . . . [Similarly],
    this court affords deference to the construction of a
    statute applied by the administrative agency empow-
    ered by law to carry out the statute’s purposes. . . .
    Cases that present pure questions of law, however,
    invoke a broader standard of review than is . . .
    involved in deciding whether, in light of the evidence,
    the agency has acted unreasonably, arbitrarily, illegally
    or in abuse of its discretion. . . . Furthermore, when
    a state agency’s determination of a question of law has
    not previously been subject to judicial scrutiny . . .
    the agency is not entitled to special deference. . . .
    We have determined, therefore, that the traditional def-
    erence accorded to an agency’s interpretation of a statu-
    tory term is unwarranted when the construction of a
    statute . . . has not previously been subjected to judi-
    cial scrutiny [or to] a governmental agency’s time-tested
    interpretation . . . . Even if time-tested, we will defer
    to an agency’s interpretation of a statute only if it is
    reasonable; that reasonableness is determined by
    [application of] our established rules of statutory con-
    struction.’’ (Citation omitted; internal quotation marks
    omitted.) Commissioner of Emergency Services & Pub-
    lic Protection v. Freedom of Information Commission,
    
    330 Conn. 372
    , 379–80, 
    194 A.3d 759
     (2018).
    Although the determination of what constitutes a
    ‘‘meeting’’ under § 1-200 (2) has been subjected to judi-
    cial interpretation, the issue in this case requires us to
    construe § 1-200 (2) to determine whether the leader-
    ship group gathering constituted a ‘‘hearing or other
    proceeding’’ under that subdivision and, therefore, a
    meeting. Because the definition of ‘‘proceeding’’ that
    the commission advanced before the Appellate Court,
    that is, ‘‘a step in the process of agency-member activ-
    ity’’; (internal quotation marks omitted) Meriden v.
    Freedom of Information Commission, supra, 
    191 Conn. App. 655
    ; has not ‘‘been subjected to judicial
    scrutiny or consistently applied by the agency over a
    long period of time,’’ we need not afford deference
    to the commission’s interpretation.5 (Internal quotation
    marks omitted.) Chairperson, Connecticut Medical
    Examining Board v. Freedom of Information Com-
    mission, 
    310 Conn. 276
    , 283, 
    77 A.3d 121
     (2013).
    Whether the gathering of the leadership group consti-
    tuted a ‘‘hearing or other proceeding of a public
    agency,’’ and, therefore, a meeting under § 1-200 (2), is
    a question of statutory interpretation over which our
    review is plenary. See, e.g., Gould v. Freedom of Infor-
    mation Commission, 
    314 Conn. 802
    , 810, 
    104 A.3d 727
    (2014). ‘‘When construing a statute, [o]ur fundamental
    objective is to ascertain and give effect to the apparent
    intent of the legislature. . . . In other words, we seek
    to determine, in a reasoned manner, the meaning of the
    statutory language as applied to the facts of [the] case,
    including the question of whether the language actually
    does apply. . . . In seeking to determine that meaning,
    General Statutes § 1-2z directs us first to consider the
    text of the statute itself and its relationship to other
    statutes. If, after examining such text and considering
    such relationship, the meaning of such text is plain and
    unambiguous and does not yield absurd or unworkable
    results, extratextual evidence of the meaning of the
    statute shall not be considered. . . . When a statute is
    not plain and unambiguous, we also look for interpre-
    tive guidance to the legislative history and circum-
    stances surrounding its enactment, to the legislative
    policy it was designed to implement, and to its relation-
    ship to existing legislation and [common-law] principles
    governing the same general subject matter . . . .’’
    (Internal quotation marks omitted.) Id., 810–11.
    We are mindful that our inquiry into the statutory
    definition of ‘‘meeting’’ contained in § 1-200 (2) ‘‘must
    commence with the recognition of the legislature’s gen-
    eral commitment to open governmental proceedings.
    The overarching legislative policy of the [act] is one
    that favors the open conduct of government and free
    public access to government records.’’ (Internal quota-
    tion marks omitted.) Glastonbury Education Assn. v.
    Freedom of Information Commission, 
    234 Conn. 704
    ,
    711–12, 
    663 A.2d 349
     (1995).
    We begin with the text of the statute. Section 1-200
    (2) provides in relevant part that a ‘‘ ‘[m]eeting’ means
    any hearing or other proceeding of a public agency, any
    convening or assembly of a quorum of a multimember
    public agency, and any communication by or to a quo-
    rum of a multimember public agency . . . to discuss
    or act upon a matter over which the public agency
    has supervision, control, jurisdiction or advisory power.
    . . .’’ The parties agree that a quorum of a multimember
    public agency is not required for a ‘‘hearing or other
    proceeding of a public agency’’ to constitute a meeting
    under § 1-200 (2). We also agree. There are three distinct
    statutory definitions of ‘‘meeting’’: (1) ‘‘any hearing or
    other proceeding of a public agency,’’ (2) ‘‘any conven-
    ing or assembly of a quorum of a multimember public
    agency,’’ and (3) ‘‘any communication by or to a quorum
    of a multimember public agency . . . .’’ General Stat-
    utes § 1-200 (2). The term ‘‘quorum’’ is not contained in
    the first definition but is included in the two subsequent
    definitions. The language of the statute, therefore, pro-
    vides that the act’s open meeting requirements apply
    to ‘‘any hearing or other proceeding of a public agency,’’
    regardless of the number of people attending. See
    Emergency Medical Services Commission v. Freedom
    of Information Commission, supra, 
    19 Conn. App. 356
    (noting that there was no reason to read quorum
    requirement into first clause of predecessor statute to
    § 1-200 (2)). As such, this case requires us to determine
    whether the leadership group gathering was a ‘‘hearing
    or other proceeding of a public agency,’’ which does
    not require a quorum to constitute a meeting.
    The terms ‘‘hearing’’ and ‘‘proceeding’’ are not defined
    in the act. ‘‘In the absence of a definition of terms in
    the statute itself, [w]e may presume . . . that the legis-
    lature intended [a word] to have its ordinary meaning
    in the English language, as gleaned from the context
    of its use. . . . Under such circumstances, it is appro-
    priate to look to the common understanding of the term
    as expressed in a dictionary.’’ (Internal quotation marks
    omitted.) Studer v. Studer, 
    320 Conn. 483
    , 488, 
    131 A.3d 240
     (2016); see also General Statutes § 1-1 (a) (‘‘[i]n the
    construction of the statutes, words and phrases shall
    be construed according to the commonly approved
    usage of the language; and technical words and phrases,
    and such as have acquired a peculiar and appropriate
    meaning in the law, shall be construed and understood
    accordingly’’).
    We look first to the dictionary definition of ‘‘hearing’’
    because § 1-200 (2) provides in relevant part that ‘‘any
    hearing or other proceeding of a public agency’’ consti-
    tutes a ‘‘meeting.’’ (Emphasis added.) The phrase ‘‘other
    proceeding’’ complements and must be understood in
    light of the term ‘‘hearing.’’ A ‘‘hearing’’ is defined vari-
    ously as an ‘‘opportunity to be heard’’ and a ‘‘session,
    as of an investigatory committee, at which testimony
    is taken from witnesses.’’ The American Heritage Dic-
    tionary of the English Language (New College Ed. 1976)
    p. 607. A ‘‘hearing’’ is also defined as ‘‘an instance or a
    session in which testimony and arguments are pre-
    sented, [especially] before an official, [such] as a judge
    in [a legal action].’’ The Random House Dictionary of
    the English Language (Unabridged Ed. 1966) p. 654.
    The American Heritage Dictionary defines ‘‘proceed-
    ing’’ broadly as a ‘‘course of action,’’ a ‘‘sequence of
    events occurring at a particular place or occasion,’’ and
    a ‘‘record of business carried on by a society or other
    organization . . . .’’ The American Heritage Dictionary
    of the English Language, supra, p. 1043; see also The
    American College Dictionary (1955) p. 965 (defining
    ‘‘proceeding’’ as ‘‘the instituting or carrying on of an
    action at law’’). Similarly, ‘‘proceeding’’ is also defined
    as an ‘‘act, measure or step in a course of business or
    conduct . . . .’’ Webster’s New International Diction-
    ary (2d Ed. 1953) p. 1972. Black’s Law Dictionary
    defines ‘‘proceeding’’ as, among other things, ‘‘the form
    and manner of conducting juridical business before a
    court or judicial officer . . . including all possible
    steps in an action from its commencement to the execu-
    tion of judgment.’’ Black’s Law Dictionary (4th Ed. 1968)
    p. 1368; see also Black’s Law Dictionary (11th Ed. 2019)
    p. 1457 (defining ‘‘proceeding’’ as ‘‘[a]ny procedural
    means for seeking redress from a tribunal or agency,’’
    ‘‘[t]he business conducted by a court or other official
    body’’ and ‘‘a hearing’’). When ‘‘other proceeding’’ is
    considered in conjunction with the precedent term
    ‘‘hearing,’’ the phrase as a whole connotes a formal
    process by which official business is authorized to be
    conducted.
    As the Appellate Court noted in its decision, certain
    definitions in legal dictionaries of ‘‘proceeding’’ and
    ‘‘hearing’’ also connote adjudicative activities. See Mer-
    iden v. Freedom of Information Commission, supra,
    
    191 Conn. App. 658
     (‘‘Ballentine’s Law Dictionary
    defines a ‘proceeding’ as, inter alia, ‘any application
    to a court of justice, however made, for aid in the
    enforcement of rights, for relief, for redress of injuries,
    for damages, or for any remedial object’ ’’ (emphasis
    in original)), quoting Ballentine’s Law Dictionary (3d
    Ed. 1969) p. 1000; see also Meriden v. Freedom of Infor-
    mation Commission, supra, 658 (‘‘[A] ‘hearing’ is
    defined variously as ‘[t]he presentation and consider-
    ation of proofs and arguments, and determinative
    action with respect to the issue,’ and ‘[t]he presentation
    of a case or defense before an administrative agency,
    with opportunity to introduce evidence in chief and on
    rebuttal, and to cross-examine witnesses, as may be
    required for a full and true disclosure of the facts.’ . . .
    A ‘hearing’ is also defined as ‘[a] judicial session, [usu-
    ally] open to the public, held for the purpose of deciding
    issues of fact or of law, sometimes with witnesses testi-
    fying,’ and ‘[a]ny setting in which an affected person
    presents arguments to a [decision maker] . . . .’ ’’
    (Citation omitted; emphasis in original.)). In consulting
    only legal dictionaries, however, the Appellate Court
    did not recognize that public agencies conduct other
    types of ‘‘hearing[s] or other proceeding[s]’’ that do not
    have adjudicative functions associated with them. For
    instance, many public agencies conduct public hearings
    that allow interested parties to address the agency on
    a matter that may be the subject of future, nonadjudica-
    tive action by the agency. Alternatively, the public
    agency may conduct an invitational forum in which it
    solicits the views of people with specialized expertise
    on a particular subject to inform or educate the mem-
    bers of the public agency on that subject. By so narrowly
    construing ‘‘hearing’’ and ‘‘proceeding,’’ the Appellate
    Court did not animate the policy favoring public access
    to government ‘‘hearing[s] or other proceeding[s]
    . . . .’’ General Statutes § 1-200 (2); see Glastonbury
    Education Assn. v. Freedom of Information Commis-
    sion, supra, 
    234 Conn. 711
    –12; see also NPC Offices,
    LLC v. Kowaleski, 
    320 Conn. 519
    , 528 n.3, 
    131 A.3d 1144
    (2016) (‘‘[a]lthough we have previously relied on Black’s
    Law Dictionary in order to ascertain the common, natu-
    ral, and ordinary meaning and usage of a term . . . we
    note that it is often not the best source for determining
    the ordinary use of a term’’ (citation omitted; internal
    quotation marks omitted)). As such, we disagree with
    the Appellate Court’s restrictive reading of ‘‘hearing
    or other proceeding,’’ which would circumscribe the
    applicability of the act’s open meeting requirements to
    adjudicative activities.
    The meaning of ‘‘hearing or other proceeding’’ is clari-
    fied further when the phrase is considered in the con-
    text of the entire statutory framework. See, e.g., Studer
    v. Studer, supra, 
    320 Conn. 488
     (meanings of statutory
    terms are ‘‘gleaned from the context of [their] use’’
    (internal quotation marks omitted)). A defining charac-
    teristic of a ‘‘hearing or other proceeding’’ is that it be
    undertaken by a public agency that has the authority
    to conduct official business or to take action. Section
    1-200 (2) provides in relevant part that ‘‘any hearing or
    other proceeding of a public agency . . . to discuss or
    act upon a matter over which the public agency has
    supervision, control, jurisdiction or advisory power’’
    constitutes a ‘‘meeting.’’6 (Emphasis added.) For a gath-
    ering of individuals who are members of a public agency
    to constitute a ‘‘hearing or other proceeding,’’ therefore,
    it must be comprised of individual members of that
    public agency who have express authority to take action
    on behalf of the public agency. This authority may be
    conferred by statute, regulation, ordinance, charter, or
    other legal authority. Indeed, the regulations that gov-
    ern the commission itself define ‘‘hearing’’ in relevant
    part as ‘‘that portion of the commission’s proceedings
    in the disposition of matters delegated to its jurisdic-
    tion by law wherein an opportunity for the presentation
    of evidence and argument occurs. . . .’’ (Emphasis
    added.) Regs., Conn. State Agencies § 1-21j-1 (b) (9).
    Because a ‘‘hearing or other proceeding’’ does not
    require a quorum of a public agency’s members to con-
    stitute a meeting, a group comprising less than a quorum
    of a public agency may conduct a ‘‘hearing or other
    proceeding’’ when it has the express authority to take
    action. This construction recognizes that public agen-
    cies conduct various types of business, not simply adju-
    dicative activities, and furthers the policy of the act
    favoring disclosure of and public access to government
    records, rather than limiting the act’s applicability to
    those public agencies that conduct adjudicative func-
    tions.
    Although we agree with the commission that the prac-
    tice of consulting standard dictionaries, rather than
    legal dictionaries alone, more appropriately illuminates
    the meaning of ‘‘hearing or other proceeding,’’ the com-
    mission’s analysis does not go beyond dictionary defini-
    tions and fails to consider the context of the term’s use
    in § 1-200 (2). The commission would have us adopt a
    definition of ‘‘proceeding’’ without consideration of the
    fact that § 1-200 (2) provides that a gathering constitutes
    a ‘‘hearing or other proceeding’’ only when it is made
    up of a public agency gathering ‘‘to discuss or act upon
    a matter over which the public agency has supervision,
    control, jurisdiction or advisory power.’’ Concluding
    that a ‘‘hearing or other proceeding’’ includes all com-
    munications between government officials that consti-
    tute ‘‘a step in the process of agency-member activity,’’
    regardless of whether such group has authority to act,
    would render meaningless the quorum requirement in
    the second and third definitions of ‘‘meeting’’ under § 1-
    200 (2). We decline to construe § 1-200 (2) in such a
    manner. See, e.g., Lopa v. Brinker International, Inc.,
    
    296 Conn. 426
    , 433, 
    994 A.2d 1265
     (2010) (‘‘It is a basic
    tenet of statutory construction that the legislature
    [does] not intend to enact meaningless provisions. . . .
    [I]n construing statutes, we presume that there is a
    purpose behind every sentence, clause, or phrase used
    in an act and that no part of a statute is superfluous.
    . . . Because [e]very word and phrase [of a statute] is
    presumed to have meaning . . . [a statute] must be
    construed, if possible, such that no clause, sentence
    or word shall be superfluous, void or insignificant.’’
    (Internal quotation marks omitted.)).
    Moreover, a requirement that all communications
    between government officials that constitute ‘‘a step in
    the process of agency-member activity’’ be subject to
    the act’s open meeting requirements would disrupt the
    orderly and efficient functioning of government in a
    manner that the act does not contemplate. The practical
    effect of the commission’s proposed construction of
    the phrase would be that nearly all gatherings of any
    public officials—from meetings between a city coun-
    cilor and a member of the public about a neighborhood
    concern, to staff meetings of the employees of a munici-
    pal department, to budget negotiation meetings between
    the governor and legislative leaders—would be subject
    to the act’s open meeting requirements. As the amicus
    curiae notes, this would place a significant burden on
    government agencies that is beyond the scope of the
    language used in the act. See, e.g., General Statutes § 1-
    225 (setting forth various requirements for open meet-
    ing compliance); General Statutes § 1-228 (notice
    requirements for adjournment of public meetings); Gen-
    eral Statutes § 1-229 (procedural requirements for con-
    tinuation of hearing at public meeting).
    As the commission acknowledged at oral argument
    before this court, its construction of ‘‘proceeding’’
    would also discourage two members of different politi-
    cal parties from gathering because any such gathering
    would constitute a ‘‘meeting’’ subject to the open meet-
    ing requirements of the act, regardless of whether a
    quorum was present. By contrast, a group of individuals
    from the same political party, even if the group consti-
    tuted a quorum of the public agency, would avoid the
    open meeting requirements of the act because that
    group would constitute a caucus, which is exempt from
    the definition of ‘‘meeting.’’ See General Statutes § 1-
    200 (2) (providing in relevant part that ‘‘ ‘[m]eeting’ does
    not include . . . a caucus of members of a single politi-
    cal party notwithstanding that such members also con-
    stitute a quorum of a public agency’’). Because we con-
    strue statutes to avoid such an absurd result, we decline
    to construe ‘‘hearing or other proceeding’’ as ‘‘a step
    in the process of agency-member activity’’ for this addi-
    tional reason. See, e.g., Goldstar Medical Services, Inc.
    v. Dept. of Social Services, 
    288 Conn. 790
    , 803, 
    955 A.2d 15
     (2008) (‘‘[i]n construing a statute, common sense
    must be used and courts must assume that a reasonable
    and rational result was intended’’ (internal quotation
    marks omitted)). Should the commission seek greater
    change to the meaning of ‘‘hearing or other proceeding,’’
    the appropriate remedy is through the legislature, not
    this court. See, e.g., Castro v. Viera, 
    207 Conn. 420
    , 435,
    
    541 A.2d 1216
     (1988) (‘‘[I]t is up to the legislatures, not
    courts, to decide on the wisdom and utility of legisla-
    tion. . . . [C]ourts do not substitute their social and
    economic beliefs for the judgment of legislative bodies,
    who are elected to pass laws.’’ (Internal quotation
    marks omitted.)).
    Applying these principles to the facts of this case,
    we conclude that the gathering of the leadership group
    with the mayor and the retiring city manager was not
    a ‘‘hearing or other proceeding’’ of a public agency
    under § 1-200 (2). The mayor and the retiring city man-
    ager had no authority to create the city manager search
    committee. There is no evidence in the record that the
    leadership group was formed pursuant to any official
    resolution of the city council, and it had no independent,
    express authority to take any action regarding the for-
    mation of the search committee that could legally bind
    the city council.7 There is no statute, ordinance, bylaw,
    or other legal source of power granting the leadership
    group any authority to act, either as a group or on behalf
    of the city council. Indeed, that is why the leadership
    group submitted the resolution to the full city council
    for its consideration and a vote.8 See Meriden City Char-
    ter § C5-1 (‘‘[t]he [c]ity [m]anager . . . shall be
    appointed . . . by the [c]ity [c]ouncil’’). The commis-
    sion acknowledges in its brief that it was the city council
    ‘‘as a whole’’ that had responsibility for hiring a new
    city manager. Accordingly, because the gathering of the
    leadership group with the mayor and the retiring city
    manager did not constitute a ‘‘hearing or other proceed-
    ing of a public agency,’’ and, therefore, a ‘‘meeting,’’ the
    gathering was not subject to the act’s open meeting
    requirements.
    The judgment of the Appellate Court is affirmed.
    In this opinion the other justices concurred.
    * March 12, 2021, the date that this decision was released as a slip opinion,
    is the operative date for all substantive and procedural purposes.
    1
    We refer to the city and the city council collectively as the plaintiff.
    2
    There is no dispute that the city council as a whole is a public agency
    within the meaning of § 1-200 (1) (A).
    3
    ‘‘The Meriden Record Journal and Daniel Brechlin, an editor from that
    publication, were the complainants before the commission and were named
    as defendants in the administrative appeal, but they did not participate
    therein.’’ Meriden v. Freedom of Information Commission, supra, 
    191 Conn. App. 651
     n.3.
    4
    General Statutes § 1-225 (a) provides in relevant part that ‘‘[t]he meetings
    of all public agencies . . . shall be open to the public. . . .’’
    5
    The commission contends that, because it has previously construed
    ‘‘proceeding,’’ and such construction has been subjected to judicial review,
    its construction of the statute should be entitled to some deference. Specifi-
    cally, the commission points to one Appellate Court decision and four Supe-
    rior Court decisions in support of its contention. See Emergency Medical
    Services Commission v. Freedom of Information Commission, supra, 
    19 Conn. App. 355
    ; Board of Education v. Freedom of Information Commis-
    sion, Superior Court, judicial district of New Britain, Docket No. CV-99-
    0496503-S (June 6, 2000) (
    27 Conn. L. Rptr. 298
    ); Common Council v. Free-
    dom of Information Commission, Superior Court, judicial district of Middle-
    sex, Docket No. CV-XX-XXXXXXX-S (January 31, 1996) (
    16 Conn. L. Rptr. 163
    );
    Town Council v. Freedom of Information Commission, Superior Court,
    judicial district of Hartford-New Britain, Docket No. CV-XX-XXXXXXX-S (Janu-
    ary 24, 1996) (
    16 Conn. L. Rptr. 121
    ); Ansonia Library Board of Directors
    v. Freedom of Information Commission, 
    42 Conn. Supp. 84
    , 
    600 A.2d 1058
    (1991). We are not persuaded. These cases did not address whether a ‘‘pro-
    ceeding’’ is ‘‘a step in the process of agency-member activity.’’ Moreover,
    the commission does not specifically argue before this court for a specific
    definition of ‘‘proceeding’’ but, rather, asks us to ‘‘select a definition of
    ‘proceeding’ that accords with the open meetings principles espoused in
    the legislative history . . . .’’ Finally, even if the cases relied on by the
    commission were applicable, we know of no authority to support the proposi-
    tion that, once the Superior Court or the Appellate Court has construed a
    particular statute, we are thereby precluded from further considering the
    construction of the statute once an appropriate case has reached our state’s
    highest court.
    6
    The parties have not specifically analyzed whether the leadership group
    of the city council itself constitutes a ‘‘public agency’’ as that term is defined
    in § 1-200 (1) (A). The commission concluded that ‘‘[t]he respondents are
    public agencies within the meaning of § 1-200 (1) . . . .’’ Brechlin v. City
    Council, supra, Docket No. FIC 2016-0066, p. 1. Given that the plaintiffs in
    this action are the full city council and the city of Meriden, the commission’s
    determination that they constitute public agencies does not inform whether
    the four individual members of the city council at the gathering constitute a
    ‘‘public agency.’’ We have no occasion here to address that separate question.
    7
    We acknowledge that the commission concluded that ‘‘the gathering of
    the [leadership group] with the mayor and the city manager was at least
    implicitly authorized by the city council as a whole.’’ (Emphasis added.)
    Brechlin v. City Council, supra, Docket No. FIC 2016-0066, p. 6. As we have
    explained, however, for a gathering of individuals who are members of a
    public agency to constitute a ‘‘hearing or other proceeding,’’ it must be made
    up of individual members of that public agency who have express authority
    to take action on behalf of the public agency. There is no evidence that the
    leadership group has any express, or even implied, authority to take action
    on its own. Rather, the evidence simply demonstrates that the city council
    was aware that the gathering took place.
    8
    The commission puts undue legal weight on the fact that the resolution
    was put on the city council’s consent calendar and was adopted without
    modification or change. The commission has not identified any basis to
    conclude that a member of the city council could not have asked to discuss
    or amend the resolution had he or she wanted to do so. The record reflects
    that the resolution was available for public discussion and public view, and
    that, by being placed on the consent calendar, ‘‘unless a city-elected official
    asked for it to be removed from the consent calendar, it would just get
    approved without discussion . . . .’’ (Emphasis added.) Indeed, the majority
    leader of the city council testified that the resolution ‘‘is always subject
    to full discussion, full public comment, full information gathering, people
    vot[ing] in favor of it, people deciding to vote against it, amending it . . . .’’
    There is nothing in the record to suggest that council members’ authority
    to act independently with respect to voting on the resolution, or not voting
    on it at all, was compromised.
    

Document Info

Docket Number: SC20378

Filed Date: 9/28/2021

Precedential Status: Precedential

Modified Date: 9/21/2021