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************************************************ The “officially released” date that appears near the beginning of an opinion is the date the opinion will be published in the Connecticut Law Journal or the date it is released as a slip opinion. The operative date for the beginning of all time periods for the filing of postopin- ion motions and petitions for certification is the “offi- cially released” date appearing in the opinion. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the version appearing in the Connecti- cut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative. The syllabus and procedural history accompanying an opinion that appear in the Connecticut Law Jour- nal and subsequently in the Connecticut Reports or Connecticut Appellate Reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced or distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ************************************************ Page 0 CONNECTICUT LAW JOURNAL 0, 0 2 ,0
0 Conn. 0Esposito v. Stamford ECKER, J., with whom McDONALD and ALEXAN- DER, Js., join, dissenting. Properly construing and applying Connecticut workers’ compensation law can be a challenge due to the labyrinthine statutes and intri- cate case law that has attached to the statutory frame- work over the years. The present case, however, can be resolved by straightforward application of the relevant statutes and the basic principles underlying them. In my view, the majority’s analysis departs from the applicable statutory directives, overlooking the operative princi- ples established by those statutes, and misinterpreting the pertinent case law, especially our recent decision in Brennan v. Waterbury,
331 Conn. 672,
207 A.3d 1(2019). I respectfully dissent. I The primary issue raised in this appeal is whether the decedent, Robert Esposito,1 was entitled to permanent disability benefits under General Statutes § 31-308 (b) at the time of his death in 2020.2 On March 22, 2022, following a formal hearing, the administrative law judge for the Seventh District of the Workers’ Compensation Commission found that the decedent’s loss of vision in both eyes had become a permanent condition and, 1 As the majority notes, ‘‘[t]he decedent was the original plaintiff in this matter before the Workers’ Compensation Commission. After his death, Roseann Esposito, his surviving spouse, was added as a plaintiff.’’ Footnote 1 of the majority opinion. Like the majority, I refer to Roseann Esposito as the plaintiff and Robert Esposito as the decedent for the sake of simplicity. 2 Two additional issues arise if the decedent was entitled to permanent disability benefits under § 31-308 (b): (1) whether the plaintiff, Roseann Esposito, was entitled to receive those benefits as the decedent’s surviving spouse at the time of his death, and (2) whether the defendants—the city of Stamford and its third-party administrator for workers’ compensation benefits, PMA Management Corporation of New England—were entitled to a credit against any such permanent disability award for incapacity payments made to the decedent pursuant to General Statutes § 31-307 (c) from the date that his injuries became permanent in 1998 until the date of his death in 2020. See footnote 17 of this opinion. 0, 0 CONNECTICUT LAW JOURNAL Page 1
0 Conn. 0,0 3 Esposito v. Stamford therefore, that his entitlement to permanent disability benefits pursuant to § 31-308 (b) had vested no later than June 9, 1998.3 The administrative law judge also concluded, however, that the defendants—the city of Stamford (city) and its third-party administrator for workers’ compensation benefits, PMA Management Corporation of New England—were entitled to an off- setting credit for total incapacity benefits paid to the decedent during his lifetime under General Statutes § 31-307 (c), with the net result that no actual benefits were payable because the amount of the credit exceeded the amount of any benefits due. The Compensation Review Board (board) upheld the award but did so on the alternative ground that the decedent’s ‘‘inchoate entitlement to 235 weeks of permanency benefits for each eye’’ never vested because the record contained no proof of an ‘‘assignment or award of a permanent partial disability rating or an agreement between the parties’’ establishing such a rating. (Internal quotation marks omitted.) Four foundational points require reversal of the board’s decision. First, it is axiomatic that the two categories of work- ers’ compensation benefits under consideration serve entirely different purposes, and, as such, both types of benefits are payable for the same injury to the same 3 I emphasize at the outset that the award under review in this case is not the award of permanent incapacity benefits made by Workers’ Compensation Commissioner Leonard S. Paoletta on June 9, 1998. Rather, the award at issue is the award of permanent disability benefits made by Administrative Law Judge Randy L. Cohen on March 22, 2022. Like the majority, I refer to Commissioner Paoletta as the commissioner and to Administrative Law Judge Cohen as the administrative law judge, in accordance with the titles given to administrative adjudicators at the time Commissioner Paoletta and Administrative Law Judge Cohen rendered their respective findings and awards. See footnote 3 of the majority opinion; see also General Statutes § 31-275d. Page 2 CONNECTICUT LAW JOURNAL 0, 0 4 ,0
0 Conn. 0Esposito v. Stamford worker under our workers’ compensation laws.4 Sec- tion 31-307 benefits, properly known as total incapacity benefits, provide compensation for wages lost when an employee is incapacitated by a work related injury to a degree that the employee is completely unable to work as a result. See General Statutes § 31-307 (a) (‘‘[i]f any injury for which compensation is provided under the provisions of this chapter results in total incapacity to work, the injured employee shall be paid a weekly compensation equal to seventy-five per cent of the injured employee’s average weekly earnings as of the date of the injury’’);5 see also Churchville v. Bruce R. Daly Mechanical Contractor,
299 Conn. 185, 193,
8 A.3d 507(2010) (noting that ‘‘[i]ncapacity, as that term is used under the Workers’ Compensation Act, means incapacity to work, as distinguished from the loss or loss of use of a member of the body,’’ and that ‘‘[e]ntitle- ment to incapacity benefits depends on the employee’s capacity to work’’). In this case, the decedent, during his lifetime, was paid total incapacity benefits under subsection (c) of § 31-307, which deems six particular injuries—including the injury sustained by the decedent in this case, namely, the ‘‘[t]otal and permanent loss of sight of both eyes, or the reduction to one-tenth or 4 As we have pointed out previously, our past cases sometimes have used imprecise language, which has generated confusion. See Brennan v. Waterbury,
supra,n.17 (‘‘[a]n unfortunate feature of our workers’ compensation jurisprudence is a lack of consistency in terminol- ogy’’). When we use terms like ‘‘disability,’’ ‘‘incapacity,’’ ‘‘vested,’’ ‘‘matured,’’ ‘‘owed,’’ or ‘‘due’’ imprecisely in these cases, we invite confusion. Courts, including this one, must take special care to adhere to uniform terminology if we hope to achieve and maintain doctrinal clarity. 5 The Workers’ Compensation Act also provides benefits for partial inca- pacity caused by a work related injury. See General Statutes § 31-308 (a) (‘‘[i]f any injury for which compensation is provided under the provisions of this chapter results in partial incapacity, the injured employee shall be paid a weekly compensation equal to seventy-five per cent of the difference between the wages currently earned by an employee in a position compara- ble to the position held by the injured employee before his injury’’). Section 31-308 (a) benefits were not sought or awarded in this case. 0, 0 CONNECTICUT LAW JOURNAL Page 3
0 Conn. 0,0 5 Esposito v. Stamford less of normal vision’’—to be injuries that ‘‘shall be considered as causing total incapacity’’ and which man- dates that ‘‘compensation shall be paid accordingly . . . .’’ General Statutes § 31-307 (c) (1). Section 31-308 (b) benefits, unlike total incapacity benefits, do not compensate the claimant for loss of earnings. Instead, § 31-308 (b) benefits, properly known as disability benefits, compensate an injured employee for the loss (or loss of use) of a body part or organ,6 and are paid in recognition of the fact that a loss of earnings is not the only harm sustained by a worker 6 Section 31-308 (b) provides benefits for the total or partial disability of a lengthy list of particular body parts and bodily functions (which the statute refers to as ‘‘the member or organ’’). Total disability benefits are awarded for the loss of (or ‘‘the complete and permanent loss of use of’’) the injured member or organ and are calculated based on the number of weeks assigned by the statute to that particular member or organ. General Statutes § 31- 308 (b). To use as an example the injury sustained by the decedent in the present case, the version of § 31-308 (b) in effect at the time of the injury to the decedent in 1982 provided that the ‘‘complete and permanent loss of the sight of one eye, or the reduction in one eye to one-tenth or less of normal vision’’ entitled the claimant to 235 weeks of compensation. General Statutes (Rev. to 1981) § 31-308 (b) (7). A claimant with a permanent total disability under this criterion is eligible to receive total disability payments equal to 235 multiplied by the claimant’s weekly rate of compensation, which the statute provides is ‘‘sixty-six and two-thirds per cent of the average weekly earnings of the injured employee,’’ with specified adjustments. Gen- eral Statutes (Rev. to 1981) § 31-308 (b). This explains why the administrative law judge in the present case concluded that, ‘‘pursuant to § 31-308 (b) and the permanency schedule that was in effect on the date of [the decedent’s] injury,’’ the decedent ‘‘was entitled to an award of 235 weeks for each eye.’’ In addition to creating an entitlement to mandatory benefits for permanent total disability, § 31-308 (b) also gives the administrative law judge the discretion to award compensation to an injured employee who suffers only ‘‘a perma- nent partial loss of the use of a member,’’ or whose ‘‘injury results in a permanent partial loss of function . . . .’’ The amount of permanent partial disability benefits is calculated by multiplying the award for total disability by the percentage of disability assigned or awarded. For example, if the claimant has lost the use of 50 percent of one eye, the administrative law judge would have been authorized to award the claimant 117.5 weeks of partial disability benefits (50 percent of 235 weeks). The injury in the present case involves a total disability; partial disability benefits were not sought or awarded in this case. Page 4 CONNECTICUT LAW JOURNAL 0, 0 6 ,0
0 Conn. 0Esposito v. Stamford whose injury is permanent. ‘‘Compensation for the dis- ability takes the form of payment of medical expenses . . . [as well as] specific indemnity awards, which com- pensate the injured employee for the lifetime handicap that results from the permanent loss of, or loss of use of, a scheduled body part.’’ (Citation omitted.) Churchville v. Bruce R. Daly Mechanical Contractor,
supra,; see
id.(citing § 31-308 (b) as example of specific indemnity award that compensates employee for ‘‘[the] loss of or [the] loss of use of [a] member [of the body]’’); see also Brennan v. Waterbury,
supra,n.16 (quoting Churchville for proposition that ‘‘ ‘it is clear that these two types of benefits [namely, incapacity and disability benefits] compensate an employee for different types of loss’ ’’); R. Carter et al., 19 Connecticut Practice Series: Workers’ Compensation Law (2008) § 8:77, p. 352 (‘‘Unlike total [incapacity] benefits payable under . . . § 31-307, temporary par- tial disability benefits payable under . . . § 31-308 (a), or wage loss benefits payable under [General Statutes] § 31-308a, permanent partial disability benefits [under § 31-308 (b)] are not a substitute for lost earning capac- ity. Early in the history of the [Workers’ Compensation] Act, [this] [c]ourt emphasized that permanent partial disability payments [under § 31-308 (b)] are not wage replacement benefits, but are designed to compensate an injured employee for the handicap resulting from a workplace injury.’’). The second foundational point, which logically fol- lows from the first, is that these two types of benefits are not mutually exclusive. Indeed, § 31-308 expressly provides that permanent disability benefits provided thereunder shall be ‘‘in addition to the usual compen- sation for total incapacity but in lieu of all other pay- ments for compensation . . . .’’ (Emphasis added.) General Statutes § 31-308 (b); see Churchville v. Bruce R. Daly Mechanical Contractor,
supra,0, 0 CONNECTICUT LAW JOURNAL Page 5
0 Conn. 0,0 7 Esposito v. Stamford (‘‘[b]enefits available under the [Workers’ Compensa- tion Act] serve the dual function of compensating for the disability arising from the injury and for the loss of earning power resulting from that injury’’ (internal quotation marks omitted)); Churchville v. Bruce R. Daly Mechanical Contractor,
supra, 193(‘‘We have noted that § 31-308 specifically provides that compensa- tion for permanent partial disability shall be in addition to the usual compensation for total incapacity [under § 31-307]. . . . [I]t is clear that these two types of bene- fits compensate an employee for different types of loss . . . and that the payment of . . . § 31-307 temporary total [incapacity] benefits does not discharge the obliga- tion to pay § 31-308 permanent partial disability benefits at some point in the future.’’ (Citations omitted; internal quotation marks omitted.)). The limitation on these dual statutory entitlements is that total incapacity payments and permanent disability benefits cannot be received concurrently; only succes- sive payments are permissible. See Paternostro v. Edward Coon Co.,
217 Conn. 42, 49,
583 A.2d 1293(1991) (con- cluding ‘‘that the rule against double compensation pro- hibits [the] concurrent payment of specific indemnity benefits for permanent partial impairment under § 31- 308 (b) and benefits for total incapacity under § 31-307 as a result of the same incident’’); see also McCurdy v. State,
227 Conn. 261, 267 n.8,
630 A.2d 64(1993) (using imprecise terminology but noting that ‘‘[an employee] can at once be temporarily totally disabled and perma- nently partially disabled . . . although he cannot col- lect for both at the same time’’ (citation omitted; emphasis in original)); Cappellino v. Cheshire,
226 Conn. 569, 577–78,
628 A.2d 595(1993) (‘‘we have held that the [Workers’ Compensation Act] prohibits [the] concurrent payment of benefits for permanent partial disability and temporary total [incapacity]’’ (emphasis in original)); cf. Churchville v. Bruce R. Daly Mechani- Page 6 CONNECTICUT LAW JOURNAL 0, 0 8 ,0
0 Conn. 0Esposito v. Stamford cal Contractor,
supra,(‘‘it is clear that . . . the payment of . . . § 31-307 temporary total [incapacity] benefits does not discharge the obligation to pay § 31-308 permanent partial disability benefits at some point in the future’’ (citation omitted; internal quotation marks omitted)). The third point is that, although permanent disability payments under § 31-308 (b) are not payable until a claim is made for those benefits (by the claimant or the claimant’s dependents or heirs, as the case may be), it is well settled that a claimant has a vested entitlement to those benefits when the claimant’s injury becomes permanent. See Churchville v. Bruce R. Daly Mechani- cal Contractor,
supra,(observing that ‘‘[an] employee [who] has reached maximum medical improvement’’ has ‘‘[a vested] right to a disability bene- fit award’’); McCurdy v. State, supra,
227 Conn. 268(‘‘[w]e have long held that an injured worker has a right to a permanent partial disability award once he or she reaches maximum medical improvement’’ (emphasis added)). These cases are rooted in the recognition that benefits under § 31-308 (b) compensate the injured employee for ‘‘the complete and permanent loss of use of the member or organ referred to . . . .’’ General Statutes § 31-308 (b). It is clear under Connecticut law that a claimant’s right to permanent disability benefits vests under the statute when the disability becomes per- manent. When an injury becomes permanent is determined by reference to equally well settled principles. Permanency exists at ‘‘that time when there is no reasonable progno- sis for complete or partial cure and no improvement in the physical condition or appearance of the injured body member can be reasonably made.’’ Cappellino v. Cheshire,
27 Conn. App. 699, 703 n.2,
608 A.2d 1185(1992) (citing Wrenn v. Connecticut Brass Co.,
96 Conn. 35, 38,
112 A. 638(1921)), aff’d,
226 Conn. 569,
628 A.2d 0, 0 CONNECTICUT LAW JOURNAL Page 7
0 Conn. 0,0 9 Esposito v. Stamford 595 (1993). This event is also referred to as the time when the claimant reaches maximum medical improve- ment. See Cappellino v. Cheshire, supra,
27 Conn. App. 703n.2. In other words, a complete and permanent loss of use of the member or organ exists when the condition is probably not going to improve. At that time, the injury is permanent, i.e., has reached maximum medical improve- ment, and the claimant has a vested right to disability benefits under § 31-308 (b). See id.; see also Churchville v. Bruce R. Daly Mechanical Contractor,
supra,. Fourth, when a claimant dies with vested disability benefits remaining unpaid, the right to payment of those vested benefits does not terminate. See Churchville v. Bruce R. Daly Mechanical Contractor,
supra,(‘‘[w]e have long recognized that the beneficiaries of the Workers’ Compensation Act . . . include both the injured employee and his or her dependents’’ (cita- tion omitted)). The issue is not whether the vested but unpaid benefits are payable, but to whom they are payable. That question is resolved by determining whether the unpaid benefits are matured or unmatured, because that determination establishes whether the vested enti- tlement passes to (1) the claimant’s estate, or (2) the claimant’s dependents. See Brennan v. Waterbury,
supra,331 Conn. 684–85. As we explained in Brennan, ‘‘[s]ince the earliest days of our workers’ compensation law, compensation owed to a claimant but not paid before his death was distributed according to whether the benefit ‘accrued’ or ‘matured’ during the claimant’s lifetime.’’ (Footnote omitted.)
Id., 684. Matured benefits, those which ‘‘accrue[d] in [the claimant’s] lifetime [but which remain] unpaid,’’ become ‘‘an asset of the [claim- ant’s] estate’’ and are distributed accordingly.7 (Internal 7 See 7 L. Larson & T. Robinson, Larson’s Workers’ Compensation Law (2024) § 89.02 (‘‘[a]ccrued but unpaid installments are, of course, an asset of the estate, like any other debt’’). Page 8 CONNECTICUT LAW JOURNAL 0, 0 10 ,0
0 Conn. 0Esposito v. Stamford quotation marks omitted.) Id., 684. By contrast, ‘‘the [claimant’s] dependents alone have the right to the unmatured part of the award of compensation . . . .’’ (Emphasis in original; internal quotation marks omit- ted.) Id., 685, quoting Bassett v. Stratford Lumber Co.,
105 Conn. 297, 303–304,
135 A. 574(1926). The concept of maturation is thus relevant to determining the proper recipient of vested benefits upon a claimant’s death.8 These four basic points, properly applied, resolve this case. Because total incapacity benefits and permanent disability benefits serve different purposes and compen- sate different losses, the fact that the decedent received § 31-307 benefits in no way precludes the right of his heirs or dependents to receive § 31-308 (b) benefits after the § 31-307 benefits cease. The decedent’s right to § 31-308 (b) benefits vested when he became eligible to receive those benefits, which was on June 9, 1998, the date the administrative law judge, in her findings and award issued on March 22, 2022, expressly found that the injuries to his eyes were total and permanent. This finding controls the outcome of this case. II The majority opinion contains three intertwined errors. The first is the lack of deference the majority gives to the administrative law judge’s express factual finding, contained in her findings and award dated March 22, 2022, that the decedent’s loss of vision became permanent no later than June 9, 1998, thereby vesting his right to permanent disability benefits under § 31-308 (b) as of that date. The other two errors involve the majority’s interpretation of our recent decision in Brennan and its application to this case. 8 To illustrate, take the hypothetical example of a claimant who is entitled to permanent disability benefits for a period of 235 weeks and dies after 35 weeks. Any benefits that have not been yet paid for those 35 weeks have matured (and are payable to the claimant’s estate), whereas the 200 weeks of unmatured benefits are owed to the claimant’s dependents. 0, 0 CONNECTICUT LAW JOURNAL Page 9
0 Conn. 0,0 11 Esposito v. Stamford A The principal flaw in the majority opinion is its failure to defer to the findings and award issued by the adminis- trative law judge, who concluded that the decedent’s loss of vision became permanent no later than June 9, 1998, thereby vesting his right to permanent disability benefits under § 31-308 (b) as of that date.9 The adminis- trative law judge’s finding that the decedent ‘‘suffered from a reduction to one tenth or less of normal vision in both of his eyes’’ satisfies § 31-308 (b) to the letter.10 There is strong factual support in the record supporting the administrative law judge’s conclusion. It should not be subjected to second-guessing by either the board or this court. The majority characterizes the plaintiff’s argument as claiming an entitlement to disability benefits under § 31-308 (b) ‘‘as a matter of law’’ because the decedent was previously awarded total incapacity benefits under § 31-307 (c). That is not the plaintiff’s claim. What the plaintiff argues is that, in 1998, the commissioner made the factual finding that the decedent’s loss of vision was permanent, and that the administrative law judge’s factual findings in 2022 reached the same conclusion 9 The majority misreads this dissent in claiming that this court should afford the commissioner’s 1998 finding and award ‘‘appropriate appellate deference, as the factual findings of an administrative adjudicator . . . .’’ Footnote 9 of the majority opinion. That is not my argument. The factual findings at issue in this appeal are those made by the administrative law judge in 2022, not those made by the commissioner in 1998. The administrative law judge did not consider herself bound by the commissioner’s findings; nor did she give them preclusive effect. Instead, she credited those findings, together with other record evidence, in arriving at her own determination that ‘‘the [decedent had] reached maximum medical improvement by June 9, 1998 . . . .’’ The fact that the administrative law judge’s finding was consistent with the conclusions reached by the commissioner does not mean that the finding was not made by the administrative law judge. 10 Section 31-308 (b) requires the ‘‘[c]omplete and permanent loss of sight in, or reduction of sight to one-tenth or less of normal vision,’’ to establish a right to permanent disability benefits. Page 10 CONNECTICUT LAW JOURNAL 0, 0 12 ,0
0 Conn. 0Esposito v. Stamford based on her own review of the evidence. ‘‘There can be no dispute,’’ the plaintiff argues, ‘‘that [the commis- sioner’s] June 9, 1998 finding and award adjudicated and definitively determined that the [decedent’s] vision loss was permanent and remained permanent.’’ The argument continues in the same vein: ‘‘The fact that [the commissioner] did not specifically incorporate the phrase ‘maximum medical improvement’ in his decision does not undo his conclusion that the [decedent’s] vision loss remained permanent.’’ The plaintiff then points out, in very clear terms, that ‘‘the administrative law judge [who rendered the § 31-308 (b) award in 2022] . . . agreed. She concluded that the [decedent] reached maximum medical improvement by June 9, 1998, and that the [decedent’s] entitlement to permanency bene- fits vested no later than that date.’’ (Emphasis added.) The plaintiff also contends that, wholly apart from the commissioner’s findings in 1998, the undisputed ‘‘chronicity’’ of the impairment itself provided sufficient evidence of its permanency to support the administra- tive law judge’s conclusion, in 2022, that the loss of vision was both total and permanent: ‘‘Even if [this court] were to completely disregard [the commission- er’s] finding and award, the adjudicated fact that the [decedent] suffered from a compensable injury that caused statutorily defined total incapacity, per § 31-307, over approximately thirty-eight . . . years—from the injury [in 1982] until the [decedent’s] death [in 2020]— would still support the reasonable inference that [his] vision loss was permanent. The impairment persisted over a period of almost four . . . decades. The [dece- dent] died with the condition unchanged from its onset. The chronicity of the condition, alone, provides suffi- cient evidentiary support to infer that it was permanent during his lifetime. If the [decedent’s] vision loss was not permanent, it begs the question as to what else is needed to establish permanency.’’ In other words, the 0, 0 CONNECTICUT LAW JOURNAL Page 11
0 Conn. 0,0 13 Esposito v. Stamford fact that total incapacity benefits were paid to the dece- dent from the date of injury until his death is evidence supporting the reasonable conclusion that his medical condition was in fact permanent. The issue, then, is not whether the plaintiff is entitled to § 31-308 (b) benefits as a matter of law. The issue is whether the record contains any support for the administrative law judge’s factual finding that the dece- dent’s loss of vision was permanent no later than June 9, 1998. We cannot reject this finding because we would have concluded otherwise. ‘‘[T]he power and duty of determining the facts rests [with] the commissioner, the trier of facts. . . . The conclusions drawn by him from the facts found must stand unless they result from an incorrect application of the law to the subordinate facts or from an inference illegally or unreasonably drawn from them.’’ (Citation omitted; internal quotation marks omitted.) Fair v. People’s Savings Bank,
207 Conn. 535, 539,
542 A.2d 1118(1988); see Coughlin v. Stamford Fire Dept.,
334 Conn. 857, 862–63,
224 A.3d 1161(2020). ‘‘Neither the . . . board nor this court has the power to retry facts.’’ (Internal quotation marks omitted.) Birnie v. Electric Boat Corp.,
288 Conn. 392, 404,
953 A.2d 28(2008). Instead, ‘‘[o]n appeal, the board must determine whether there is any evidence in the record to support the commissioner’s findings and award. . . . Our scope of review of [the] actions of the [board] is [similarly] . . . limited. . . . [However] [t]he decision of the [board] must be correct in law, and it must not include facts found without evidence or fail to include material facts [that] are admitted or undisputed.’’ (Internal quotation marks omitted.) Pan- tanella v. Enfield Ford, Inc.,
65 Conn. App. 46, 52–53,
782 A.2d 141, cert. denied,
258 Conn. 930,
783 A.2d 1029(2001). ‘‘To the extent that the commissioner’s finding discloses facts, his finding cannot be changed unless the record discloses that the finding includes facts found Page 12 CONNECTICUT LAW JOURNAL 0, 0 14 ,0
0 Conn. 0Esposito v. Stamford without evidence or fails to include material facts [that] are admitted or undisputed.’’ (Emphasis in origi- nal; internal quotation marks omitted.) McCurdy v. State, supra,
227 Conn. 267. With respect to factual findings of permanency in particular, the commissioner ‘‘can under certain condi- tions find the injured worker is or is not at maximum medical improvement and that decision is a factual decision [that] rests solely with the [commissioner] as the arbitrator of fact.’’ (Emphasis added.) 3 A. Sevarino, Connecticut Workers’ Compensation After Reforms (7th Ed. 2017) § 6.02.6, p. 913; see, e.g., Ayna v. Graebel/ CT Movers, Inc.,
133 Conn. App. 65, 70–71,
33 A.3d 832(reviewing ‘‘the commissioner’s decision that the plaintiff . . . had reached maximum medical improve- ment’’ as factual finding), cert. denied,
304 Conn. 905,
38 A.3d 1201(2012); Ferrara v. Hospital of St. Raphael,
54 Conn. App. 345, 354–55,
735 A.2d 357(considering ‘‘the . . . claim that the commissioner improperly found that [the plaintiff] had reached maximum medical improvement’’ and concluding that surgeon’s ‘‘testi- mony provide[d] reasonable support for the commis- sioner’s determination’’ and that ‘‘the board properly upheld the factual determinations of the commis- sioner’’), cert. denied,
251 Conn. 916,
740 A.2d 864(1999). The conclusion reached by the administrative law judge in the present case—that disability benefits under § 31-308 (b) vested no later than June 9, 1998—was a factual determination based on her own review of the evidentiary record, which led her to make an express finding that the decedent’s eye injuries had become permanent, i.e., had reached maximum medical improve- ment, during the decedent’s lifetime. The administrative law judge observed that the decedent had been ‘‘diag- nosed . . . with a ‘profound visual loss in both eyes’ ’’ and ‘‘had been receiving ‘total [incapacity] benefits pur- 0, 0 CONNECTICUT LAW JOURNAL Page 13
0 Conn. 0,0 15 Esposito v. Stamford suant to § 31-307 . . . since 1984 . . . [for] total and permanent loss of sight or the reduction to one tenth or less of normal vision in both eyes.’ ’’ (Emphasis added.) The administrative law judge also noted in her findings that ‘‘Commissioner Gerald Kolinsky issued a letter dated June 3, 1985, stating that the [decedent] was ‘entitled to permanent total [incapacity] benefits, pursuant to [§] 31-307 . . . due to total and permanent loss of sight in both eyes.’’11 (Emphasis added.) The administrative law judge further noted that a formal hearing had been held before the commissioner in 1998, in response to the city’s filing of a form 36 ‘‘contesting the [decedent’s] continued entitlement to permanent and total disability benefits pursuant to . . . § 31-307 (c)’’ based on the city’s allegation that ‘‘ ‘the [decedent’s] permanent total disability status is other than it was in 1984.’ ’’ After that hearing, the commis- sioner ‘‘concluded that the [decedent had, indeed, still] satisfied the standard set forth in . . . § 31-307 (c): total incapacity caused by the reduction to one tenth or less of normal vision in both eyes, which condition had existed since the original injury of April 24, 1982.’’ (Emphasis added.) Because the commissioner denied the form 36, the administrative law judge found that, as of 1998, ‘‘there had been no change in the [decedent’s] total disability status subsequent to the original injury in 1982.’’ The administrative law judge reviewed not only the commissioner’s conclusion, but also the evidence sup- porting that conclusion as presented at the formal hear- ing in 1998. This evidence consisted of the opinions of various medical experts, including the decedent’s treating ophthalmologist, Bruce R. Jacobson. Jacobson 11 Commissioners Paoletta and Kolinsky both mistakenly used the word ‘‘disability’’ rather than ‘‘incapacity.’’ The usage is so common that it is probably unfair to call it a mistake. Nonetheless, the terminology is imprecise and can lead to confusion. See footnote 4 of this opinion. No confusion exists here because of the references to § 31-307. Page 14 CONNECTICUT LAW JOURNAL 0, 0 16 ,0
0 Conn. 0Esposito v. Stamford issued reports regarding the decedent’s condition no fewer than six times over a period of twelve years, from 1986 to 1998, and repeatedly stated that the decedent had at best ‘‘a visual acuity of 20/200’’ in both eyes, which is one tenth or less of normal, uncorrected vision. The record also contained the deposition and reports of another ophthalmologist, Roland D. Carlson, who examined the decedent at the city’s request in 1985 and 1987. Carlson found that the decedent’s ‘‘uncorrected vision [in] the right [eye] was 20/200’’ and that the vision in his ‘‘left eye [was] 20/200,’’ as well. Carlson reported that the decedent had ‘‘just light perception’’ of the left eye.12 Carlson also indicated that the decedent’s visual loss could be psychogenic. A psychiatrist, Cyril Waynik, stated that the decedent’s ‘‘blindness’’ was ‘‘psychogenic,’’ but Waynik also concluded that the ‘‘catastrophic injury [that the decedent suffered] had a profoundly incapaci- tating effect, which because of its long duration and chronicity bode[d] poorly prognostically.’’ Jacobson, the treating ophthalmologist, opined that, regardless of the psychiatric complications, the decedent’s visual disability was equal to a visual disability having a ‘‘purely organic’’ cause.13 12 Carlson explained that light perception means that ‘‘the patient can tell whether you have a flashlight turned on or off.’’ 13 The case presented a classic battle of the experts. Jacobson and Carlson disagreed on important points. For example, with respect to the ‘‘psy- chogenic overlay’’ that impacted Carlson’s opinion, Jacobson opined that the decedent’s ‘‘visual disability [was] equal to a visual disability having a purely organic cause.’’ Waynik, the psychiatrist, agreed with Jacobson in this regard. The commissioner and the administrative law judge evidently credited Jacobson’s opinions over Carlson’s, as they were entitled to do. See, e.g., Barlow v. Commissioner of Correction,
343 Conn. 347, 368,
273 A.3d 680(2022) (‘‘It is the [fact finder’s] exclusive province to weigh the conflicting evidence and to determine the credibility of witnesses. . . . The [fact finder] can . . . decide what—all, none or some—of a witness’ testi- mony to accept or reject.’’ (Internal quotation marks omitted.)); Dooley v. Leo,
184 Conn. 583, 586,
440 A.2d 236(1981) (when ‘‘there is strongly conflict- ing testimony from the expert witnesses, the trier of fact must determine the credibility of that testimony and may believe all, some, or none of the testimony of a particular witness’’). 0, 0 CONNECTICUT LAW JOURNAL Page 15
0 Conn. 0,0 17 Esposito v. Stamford The evidentiary record reviewed by the administra- tive law judge also contained testimony from the dece- dent and the plaintiff, his widow, regarding the permanent nature of his vision loss. There was a tran- script of the decedent’s testimony at the 1998 hearing, at which he was asked whether his ‘‘ability to see ha[d] . . . changed’’ since the incident in 1982. He replied, ‘‘[n]ot at all.’’ This evidence, if credited by the adminis- trative law judge, showed that the decedent’s condition had not improved at all over sixteen years. The city never subsequently contested the permanent nature of the decedent’s vision loss, and no contrary findings were made or orders issued. The record also contained a transcript of the deposition testimony the plaintiff gave in 2021. When asked whether, ‘‘after [the] incident took place [in 1982],’’ she had ‘‘observe[d] [the dece- dent] having problems with his vision,’’ she replied, ‘‘[y]es.’’ When asked whether those problems ‘‘ever [went] away,’’ she replied, ‘‘[n]o.’’ When asked whether the decedent had ever stated ‘‘that he thought his vision was improving at any point,’’ she replied, ‘‘[n]ever, no.’’ In light of the foregoing evidence, the administrative law judge concluded in her findings and award, ‘‘[c]on- sistent with the findings by [the commissioner], [that] the [decedent had] suffered from a reduction to one tenth or less of normal vision in both of his eyes from the original injury [on] April 24, 1982.’’ The administra- tive law judge further concluded that the decedent had ‘‘reached maximum medical improvement by [the date the commissioner’s finding and award issued on] June 9, 1998,’’ and that his ‘‘entitlement to permanency benefits [pursuant to § 31-308 (b) had] vested no later than . . . June 9, 1998.’’ This is clearly a factual finding. Applying the proper standard of review, I perceive no basis for this court to conclude that the administra- tive law judge did not make a factual determination that the decedent had reached maximum medical Page 16 CONNECTICUT LAW JOURNAL 0, 0 18 ,0
0 Conn. 0Esposito v. Stamford improvement as of June 9, 1998. Far from being unrea- sonable, the determination finds substantial support in the record. Indeed, the majority concedes as much. The majority states: ‘‘[a]lthough there is evidence in the record that might well ultimately support a finding of maximum medical improvement, we do not agree . . . that the 1998 finding, as viewed by the administra- tive law judge, conclusively established the maximum medical improvement required for an award of perma- nency benefits under § 31-308 (b).’’ (Emphasis added.) The issue on appeal, once again, is not whether the 1998 finding conclusively established maximum medi- cal improvement; it is whether the administrative law judge in 2022 made that finding, which she plainly did, in clear and unambiguous terms. As I previously explained, that finding was based on all of the evidence in the record, not merely the commissioner’s 1998 finding. The majority acknowledges that there is evidence in the record ‘‘that might well’’ support such a finding. Under these circumstances, there is nothing left to decide regarding the decedent’s entitlement to disability bene- fits under § 31-308 (b). The majority suggests that the factual findings of the administrative law judge who awarded benefits under § 31-308 (b) in 2022 are not entitled to deference because the administrative law judge made no ‘‘new’’ factual findings but, instead, merely gave ‘‘legal effect to the 1998 finding concerning the plaintiff’s claim for permanency benefits under § 31-308 (b).’’ Footnote 9 of the majority opinion. Two points warrant emphasis in response to this suggestion. Perhaps most important, the administrative law judge did, in fact, make her own findings in 2022 after holding a formal hearing at which evidence was taken. I have reviewed that evidence and those findings in detail and will not repeat them here. As I noted previously in this opinion, the administrative law judge plainly did not consider herself bound by 0, 0 CONNECTICUT LAW JOURNAL Page 17
0 Conn. 0,0 19 Esposito v. Stamford the commissioner’s earlier findings, gave those earlier findings no preclusive effect, and proceeded to reach her own factual conclusions. See footnote 9 of this opinion. The fact that the administrative law judge’s finding of permanency was based in part on evidence in the 1998 record, and is consistent with the commis- sioner’s previous findings, does not mean that her fac- tual findings are any less her own or entitled to any less appellate deference. Second, it is clear that there is no legal prohibition that barred the administrative law judge from awarding benefits under § 31-308 (b) on the basis (in part) of evidence initially submitted in connection with the 1998 hearing regarding § 31-307 (c) benefits. A review of our case law demonstrates that the contrary is true. By using the record and findings supporting the 1998 award of total incapacity benefits under § 31-307 (c) as docu- mentary evidence, among other evidence, showing that the decedent’s condition had become permanent at that time for purposes of awarding § 31-308 (b) benefits, the administrative law judge followed the same procedure we adhered to in McCurdy v. State, supra,
227 Conn. 261. In McCurdy, we looked at competing medical reports in the record and independently concluded that maximum medical improvement had been reached, such that the right to permanency benefits had vested in the decedent’s lifetime. See
id.,263–64, 268–69; see also Adzima v. UAC/Norden Division,
177 Conn. 107, 116–19,
411 A.2d 924(1979) (finding that deceased claimant had not reached maximum medical improve- ment after weighing conflicting medical opinions in record). The administrative law judge in the present case did not err at any juncture as she followed this pro- cedure. It is, of course, true that the administrative law judge reviewed evidence that had in large part, although not entirely, been submitted in support of a claim for total Page 18 CONNECTICUT LAW JOURNAL 0, 0 20 ,0
0 Conn. 0Esposito v. Stamford incapacity benefits under § 31-307 (c) rather than per- manent disability benefits under § 31-308 (b). But that fact matters only if the particular evidence establishing the decedent’s entitlement to benefits under the former statute cannot also be used to establish his entitlement to benefits under the latter statute. Such is not the case here. To the contrary—and specifically with respect to benefits for the loss of vision—the relevant criteria are the same under these two statutory provisions, and the same evidence that establishes an entitlement to total incapacity benefits, if credited by the fact finder in a proceeding for disability benefits under § 31-308 (b), can establish an entitlement to permanent disability benefits. Section 31-307 (c) provides in relevant part that ‘‘[t]he following injuries of any person shall be considered as causing total incapacity and compensa- tion shall be paid accordingly: (1) Total and permanent loss of sight of both eyes, or the reduction to one-tenth or less of normal vision . . . .’’ (Emphasis added.) Sec- tion 31-308 (b) identifies injuries that ‘‘shall’’ entitle the claimant to disability benefits, ‘‘in addition to the usual compensation for total incapacity,’’ and specifies that ‘‘[a]ll of the following injuries include the loss of the member or organ and the complete and permanent loss of use of the member or organ referred to . . . .’’ (Emphasis added.) The scheduled injuries include the ‘‘[c]omplete and permanent loss of sight in, or reduc- tion of sight to one-tenth or less of normal vision . . . .’’ (Emphasis added.) General Statutes § 31-308 (b). The relevant statutory language requiring a finding of permanency is virtually identical in the two statutes, which normally means that the legislature intended the words to have the same meaning. See, e.g., State v. Sabato,
321 Conn. 729, 747,
138 A.3d 895(2016) (‘‘[i]n light of the close relationship between [General Stat- utes] §§ 53a-151 (a) and 53a-151a (a), it is appropriate 0, 0 CONNECTICUT LAW JOURNAL Page 19
0 Conn. 0,0 21 Esposito v. Stamford to give the same phrase in each statute the same mean- ing’’); State v. Grant,
294 Conn. 151, 160,
982 A.2d 169(2009) (‘‘ordinarily, the same or similar language in the same statutory scheme will be given the same meaning’’). Again, there is no need to decide whether a claimant who is entitled to total incapacity benefits for loss of vision is entitled to permanent disability benefits for loss of vision ‘‘as a matter of law’’ because that is neither what the administrative law judge concluded in this case nor what the plaintiff argues before this court. The critical point is simply that the evidence and findings in connection with the award of total incapacity benefits for loss of vision in the present case, and presumably in most cases, will be highly relevant to any subsequent claim seeking permanent disability benefits under § 31- 308 (b), particularly in the absence of any evidence that, notwithstanding the finding of a ‘‘total and perma- nent’’ loss of function when incapacity benefits were awarded, the claimant’s condition improved thereafter. General Statutes § 31-307 (c) (1). Neither the majority nor the defendants point to any factual finding that negates the conclusion reached by the administrative law judge; the majority even con- cedes that the factual findings ‘‘might well’’ support the conclusion reached by the administrative law judge. The majority observes only that the fact ‘‘[t]hat there was no further updating of the decedent’s medical record with respect to his eye injuries between 1995 and his death in 2020 does not mean as a matter of law that his condition remained unchanged since 1984.’’ (Emphasis added.) Again, no one is contending that permanency has been established as a matter of law. The claim is a factual one, and, as I have indicated, there is abundant evidence—and, as the majority acknowledges, there is at the very least some evidence, which is all that is needed—to support the administra- tive law judge’s conclusion that the decedent’s loss of Page 20 CONNECTICUT LAW JOURNAL 0, 0 22 ,0
0 Conn. 0Esposito v. Stamford vision was more likely than not a permanent condition as of June 9, 1998. B I also disagree with the majority’s application of our recent decision in Brennan in two respects. First, the majority interprets Brennan to require a permanent partial disability rating to establish that an injury is permanent. It observes that ‘‘the record lacks a clear permanent partial disability rating, or an agreement to that effect between the decedent and the defendants that would furnish a basis for the requisite finding of maximum medical improvement.’’ The majority asserts that, ‘‘[a]lthough the decedent’s physicians character- ized his condition as ‘one tenth or less of normal uncor- rected vision’ when he was originally examined and treated between 1982 and 1995, there is no other indica- tion that the physicians determined that that particular degree of vision loss constituted any percentage of max- imum medical improvement.’’ The requirement of a permanent partial disability rat- ing, although of importance in Brennan,14 has no rele- vance in the present case because the injury in this case involved a total (100 percent) disability. On April 14 Brennan explains that a permanent partial disability rating was neces- sary in that case because the rating establishes ‘‘the point at which the degree of permanent impairment (loss of, or loss of use of a body part) can be assessed, which will determine the employer’s payment obligations (i.e., number of weeks of compensation owed). An employer’s payment obliga- tions, then, are not fixed until the establishment of entitlement to permanent disability benefits. . . . This court has recognized that the condition prece- dent, entitlement to this benefit, ‘depends on both the establishment of a permanent disability and the extent of that disability . . . .’ ’’ (Emphasis in original.) Brennan v. Waterbury,
supra,, quoting Churchville v. Bruce R. Daly Mechanical Contractor,
supra,. This reason- ing has no application when, as here, the claim is for total or complete impairment as defined by statute, i.e., the ‘‘[c]omplete and permanent loss of sight in, or reduction of sight to one-tenth or less of normal vision . . . .’’ General Statutes § 31-308 (b). 0, 0 CONNECTICUT LAW JOURNAL Page 21
0 Conn. 0,0 23 Esposito v. Stamford 24, 1982, when the decedent sustained the injury at issue, the version of § 31-308 (b) in effect provided that a claimant suffering from ‘‘the complete and permanent loss of the sight of one eye, or the reduction in one eye to one-tenth or less of normal vision,’’ was entitled to 235 weeks of benefits for that injury. General Statutes (Rev. to 1981) § 31-308 (b) (7). As I discussed previously, precisely that degree of permanency was an explicit component of the findings made by administrative law judge on the basis of the medical records and related testimony at the two formal hearings held in connection with this matter. No percentage rating was needed beyond the finding that the decedent suffered a reduc- tion to one tenth or less of normal vision in both of his eyes; that finding established a 100 percent disability under the express terms of the statute.15 Second, the majority opinion misapprehends the doc- trinal distinction between the vesting and the matura- tion of benefits under § 31-308 (b). Based on its reading of Brennan, the majority characterizes the issue at hand as whether the decedent’s right to benefits under § 31- 308 (b) had matured: ‘‘Brennan states that permanency benefits mature under § 31-308 only after the degree of permanency is fixed by either an award or an agreement between the parties . . . .’’ (Emphasis altered.) In another instance, the majority states: ‘‘We concluded [in Brennan] that permanent disability benefits can mature ‘only after the degree of permanency has been fixed by way of an award or an agreement between the parties sufficient to establish a binding meeting of the minds’ 15 The majority also suggests that other cases in addition to Brennan establish the need for a permanent partial disability rating as a prerequisite to any permanent partial disability award. It cites Churchville and McCurdy in support. Both cases are distinguishable for the same reason as Brennan, namely, because neither involved a permanent injury that entitled the claim- ant to a fixed number of weeks of benefits. Page 22 CONNECTICUT LAW JOURNAL 0, 0 24 ,0
0 Conn. 0Esposito v. Stamford and, accordingly, remanded the case to the commis- sioner for this finding.’’16 The central issue in the present case involves when benefits under § 31-308 (b) vest, not when they mature. As I discussed in part I of this opinion, benefits vest when the claimant’s injury becomes permanent; they mature when they become payable. The issue of matura- tion does not relate to when the benefits become an entitlement, but who has the right to receive the benefits to which the claimant is entitled after death—the estate, or the dependents. Brennan did not change our legal standard regarding vesting in any respect. Indeed, we indicated that the benefits at issue in Brennan had vested when maximum medical improvement was reached on October 13, 1993. Brennan v. Waterbury,
supra,. Our inquiry was focused on determining whether the claimant’s ‘‘disability benefits [under General Statutes § 7-433c] . . . matured before his death,’’ and, accordingly, we ‘‘remanded for further proceedings to decide the proper beneficiary of any benefits due.’’ (Emphasis added.) Id., 700. Our conclu- sion in Brennan affected solely our standard regarding maturation, not vesting. To summarize, I would conclude that the board erred in rejecting the administrative law judge’s factual con- clusion that the decedent’s entitlement to disability ben- efits under § 31-308 (b) vested no later than June 9, 1998. Our review of an administrative law judge’s fac- tual findings in this context is deferential, and there is 16 Although the majority indicates that it disagrees with my reading of Brennan in this respect, the language it quotes from Brennan actually supports my point. Brennan explains that the benefits do not vest (or accrue, a term ‘‘equivalent to vesting’’) until the date when the claimant reaches maximum medical improvement. Brennan v. Waterbury,
supra,n.17. 0, 0 CONNECTICUT LAW JOURNAL Page 23
0 Conn. 0,0 25 Esposito v. Stamford abundant evidence in the record to support the 2022 findings and award. For the foregoing reasons, I respectfully dissent.17 17 The two remaining issues are (1) whether the plaintiff, as the decedent’s widow, is the decedent’s presumptive dependent and therefore entitled to the vested permanent disability benefits, and (2) whether the defendants were entitled to a credit against the vested permanent disability benefits for the total incapacity benefits that were paid after the June 9, 1998 award. Because the majority concludes that the decedent, at the time of his death, had no vested entitlement to permanent disability benefits under § 31-308 (b), it does not reach these issues. Although I am of the opinion that the right to permanent disability benefits had vested, I also choose to leave these subsidiary issues unaddressed because the case should be remanded to the board to analyze those issues in the first instance with the benefit of the legal principles set forth in this opinion.
Document Info
Docket Number: SC20928
Filed Date: 10/22/2024
Precedential Status: Precedential
Modified Date: 10/23/2024