Darryl W. v. Commissioner of Correction ( 2017 )


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    DARRYL W. v. COMMISSIONER
    OF CORRECTION
    (AC 38410)
    Prescott, Beach and Mihalakos, Js.
    Syllabus
    The petitioner sought a writ of habeas corpus, claiming, inter alia, that his
    trial counsel provided ineffective assistance by failing to file a request
    to charge the jury or to object to the trial court’s jury instruction on
    the operability of a firearm, and failing to direct the trial court in its
    response to an inquiry from the jury concerning operability. The habeas
    court rendered judgment denying the petition, from which the petitioner,
    on the granting of certification, appealed to this court. Held:
    1. The habeas court properly determined that the petitioner failed to establish
    that his trial counsel was ineffective in failing to file a request to charge
    the jury or to object to the trial court’s jury instruction on operability,
    the petitioner having failed to demonstrate that he was prejudiced by
    trial counsel’s performance; no evidence was presented at the habeas
    trial as to what specific request to charge trial counsel should have
    submitted to the court, and, in the absence of any evidence as to the
    language of an instruction that should have been submitted by trial
    counsel, it could not be determined whether that particular instruction
    would have likely changed the outcome of the trial.
    2. The habeas court properly determined that the petitioner’s trial counsel
    was not ineffective for failing to direct the trial court in its response to
    the jury’s inquiry on operability; trial counsel made clear his position
    on how to address the inquiry on operability, but the trial court disagreed,
    choosing to take a more cautious approach, and, therefore, the habeas
    court properly determined that the trial counsel’s performance did not
    fall below an objective standard of reasonableness.
    Argued May 23—officially released October 24, 2017
    Procedural History
    Amended petition for a writ of habeas corpus,
    brought to the Superior Court in the judicial district of
    Tolland, where the court, Oliver, J., denied the petition-
    er’s motion for summary judgment; thereafter, the mat-
    ter was tried to the court; judgment denying the petition,
    from which the petitioner, on the granting of certifica-
    tion, appealed to this court. Affirmed.
    Craig A. Sullivan, assigned counsel, for the appel-
    lant (petitioner).
    Melissa L. Streeto, senior assistant state’s attorney,
    with whom, on the brief, were Maureen Platt, state’s
    attorney, and Marc Ramia, assistant state’s attorney,
    for the appellee (respondent).
    Opinion
    MIHALAKOS, J. The petitioner, Darryl W.,1 appeals
    from the judgment of the habeas court denying his
    amended petition for writ of habeas corpus. On appeal,
    the petitioner claims that the habeas court improperly
    denied his amended petition because the record estab-
    lished that his criminal trial counsel had rendered inef-
    fective assistance by (1) failing to file a request to charge
    the jury and/or to object to the trial court’s jury instruc-
    tion and (2) failing to direct the trial court in its response
    to the jury’s inquiry on operability. We conclude that
    the habeas court properly determined that the peti-
    tioner failed to establish his claim of ineffective assis-
    tance of counsel in that he failed to establish that he
    was prejudiced by counsel’s failure to file a request to
    charge the jury and/or to object to the jury instruction
    and that counsel performed deficiently by failing to
    direct the trial court in its response to the jury’s inquiry.
    Accordingly, we affirm the judgment of the habeas
    court.
    The record discloses the following facts. In the under-
    lying criminal matter of State v. Darryl W., the petitioner
    was charged with kidnapping in the first degree with
    a firearm in violation of General Statutes § 53a-92a,
    attempted aggravated sexual assault in the first degree
    in violation of General Statutes §§ 53a-49 (a) (2) and
    53a-70a (a) (1), and sexual assault in the third degree
    in violation of General Statutes § 53a-72a (a) (1) (B).
    After a trial by jury, he was found guilty of all three
    counts. In the petitioner’s direct appeal, our Supreme
    Court affirmed the judgment.
    In its opinion, our Supreme Court set forth the factual
    background as follows: ‘‘The [petitioner was] married
    to the sister of the victim, D. Following the loss of her
    house due to foreclosure, D, along with her husband
    and two children, resided with the [petitioner], his wife
    and their four children for several months. D and her
    family then moved out of the [petitioner’s] house to
    live with her parents and subsequently began looking
    for a house to buy. On the day of the incident, the
    [petitioner] tricked D, whom he had offered to help
    find a house, into meeting him alone at a commuter
    parking lot in Waterbury and driving with him to his
    house. When they arrived, the [petitioner] asked D to
    help carry a box into the house. Once inside, he held
    D at gunpoint, handcuffed her and brought her to a
    bedroom. There, he removed her pants, placed duct
    tape over her mouth, kissed her breasts, touched her
    vagina, briefly tied her feet to a bed, removed his pants
    and climbed on top of her. The [petitioner] stopped
    short of intercourse, saying he ‘couldn’t do this,’ and
    subsequently agreed to let D leave after she brought
    him back to his vehicle in the commuter lot.
    ‘‘The gun that the [petitioner] used was an air pistol
    that the police later seized in a search of a vehicle
    belonging to the [petitioner]. The pistol was designed
    to shoot BBs propelled by compressed carbon dioxide,
    or CO2. At the time the police seized it, the pistol con-
    tained neither BBs nor a CO2 cartridge, but a later test
    confirmed that it was capable of firing when equipped
    with BBs and a cartridge.
    ‘‘At trial, the [petitioner] testified that he and D had
    previous romantic encounters and that on the day in
    question they engaged in consensual intimate activity
    but stopped after deciding that doing so was wrong.
    The defendant also sought to show that the seized air
    pistol was not on his person at the time of the incident
    but had in fact been stored in his vehicle for several
    months. In the alternative, for purposes of the charge
    of kidnapping in the first degree with a firearm, he
    asserted an affirmative defense that, even if he had
    been armed with the air pistol, it was inoperable.
    ‘‘Pursuant to the amended information that the state
    filed after the close of its case, the trial court instructed
    the jury that it did not need to find that the [petitioner]
    actually possessed an operable pistol to convict him on
    the kidnapping and aggravated sexual assault charges,
    which required only that he represented by words or
    conduct that he possessed such a weapon. The court
    further instructed the jury, pursuant to the [petitioner’s]
    affirmative defense, that it should acquit him of the
    kidnapping charge if it found that he proved that the
    air pistol was not operable. The jury returned a verdict
    convicting the [petitioner] on all counts.’’ (Footnote
    omitted). State v. Darryl W., 
    303 Conn. 353
    , 357–59, 
    33 A.3d 239
     (2012).
    After his unsuccessful appeal, the petitioner brought
    this amended petition for writ of habeas corpus, claim-
    ing, inter alia, that his trial counsel, Mark Ouellette,
    was ineffective because he failed to file a request to
    charge the jury and/or to object to the trial court’s jury
    instruction and because he failed to direct the court in
    its response to the jury’s inquiry on operability.2 By its
    oral decision on August 4, 2015, the habeas court denied
    the amended petition. On August 17, 2015, the habeas
    court granted the petitioner’s petition for certification
    to appeal from its judgment. This appeal followed. Addi-
    tional facts will be set forth as necessary.
    We first set forth our standard of review and the
    relevant law governing ineffective assistance of counsel
    claims. ‘‘The habeas court is afforded broad discretion
    in making its factual findings, and those findings will
    not be disturbed unless they are clearly erroneous. . . .
    The application of the habeas court’s factual findings
    to the pertinent legal standard, however, presents a
    mixed question of law and fact, which is subject to
    plenary review. . . .
    ‘‘A criminal defendant is constitutionally entitled to
    adequate and effective assistance of counsel at all criti-
    cal stages of criminal proceedings. Strickland v. Wash-
    ington, [
    466 U.S. 668
    , 686, 
    104 S. Ct. 2052
    , 
    80 L.Ed.2d 674
    (1984)]. This right arises under the sixth and fourteenth
    amendments to the United States constitution and arti-
    cle first, § 8, of the Connecticut constitution. . . . As
    enunciated in Strickland v. Washington, 
    supra,
     [687],
    this court has stated: It is axiomatic that the right to
    counsel is the right to the effective assistance of coun-
    sel. . . . A claim of ineffective assistance of counsel
    consists of two components: a performance prong and
    a prejudice prong. To satisfy the performance prong
    . . . the petitioner must demonstrate that his attorney’s
    representation was not reasonably competent or within
    the range of competence displayed by lawyers with
    ordinary training and skill in the criminal law. . . . To
    satisfy the prejudice prong, a claimant must demon-
    strate that there is a reasonable probability that, but
    for counsel’s unprofessional errors, the result of the
    proceeding would have been different. . . . The claim
    will succeed only if both prongs are satisfied.’’ (Internal
    quotation marks omitted.) Gaines v. Commissioner of
    Correction, 
    125 Conn. App. 97
    , 105, 
    7 A.3d 395
     (2010),
    aff’d, 
    306 Conn. 664
    , 
    51 A.3d 948
     (2012).
    I
    The petitioner first claims that trial counsel rendered
    ineffective assistance by failing to file a request to
    charge the jury on the operability of the firearm and/
    or failing to object to the trial court’s jury instruction.
    Specifically, the petitioner argues that trial counsel
    should have requested a charge that the jury should
    not find the petitioner guilty of kidnapping in the first
    degree with a firearm if it finds that the pistol was, at
    the time of the crime, one from which a shot could not
    be discharged and that the petitioner did not have the
    means to make the pistol capable of discharging a shot.
    In addition, the petitioner argues that trial counsel
    should have requested a charge that the jury could not
    find the petitioner guilty of attempted aggravated sexual
    assault in the first degree unless it found sufficient
    evidence to prove, beyond a reasonable doubt, that the
    pistol was, at the time of the crime, one from which a
    shot could be discharged, or it found that the pistol
    was not one from which a shot could be discharged,
    but that the petitioner had under his control the means
    to make the pistol capable of discharging a shot.3 We
    are not persuaded.
    The habeas court was presented with evidence of the
    following additional facts. At the close of evidence,
    but prior to the charging conference, the trial court
    provided a copy of its drafted jury charge to trial counsel
    and the prosecutor. The court asked counsel to be pre-
    pared to comment on the instructions and to discuss
    any concerns they may have. The following day, the
    court stated that it was willing to hear any requests that
    either counsel wanted to make regarding the charge.
    In response, trial counsel for the petitioner stated: ‘‘I
    have no changes as it was presented this morning.’’ The
    court then noted that it had included in its charge the
    affirmative defense that the petitioner had requested.
    On the charge of kidnapping in the first degree with
    a firearm, the court instructed the jury in relevant part:
    ‘‘The third essential element is that during the abduction
    the [petitioner] represented by his words or conduct
    that he possessed a pistol. A pistol is defined by statute
    as ‘any firearm having a barrel less than twelve inches.’
    A firearm is defined by statute to mean in relevant part
    ‘a weapon, whether loaded or unloaded, from which
    a shot may be discharged.’ Represented by words or
    conduct means that ‘the [petitioner] did or said some-
    thing to indicate to the [victim] that he possessed a
    pistol.’ It is not necessary that the state prove that the
    [petitioner] actually possessed such a weapon or that
    the weapon was actually capable of discharging a shot.
    ‘‘With respect to this charge, the [petitioner] has
    asserted an affirmative defense under [General Statutes
    § 53-16a] that any pistol displayed by him was not a
    weapon from which a shot could be discharged. [Sec-
    tion 53-16a] provides in relevant part that it shall be an
    affirmative defense that the pistol was not a weapon
    from which a shot could be discharged. In this case,
    such an affirmative defense, if proven, is a complete
    bar to a conviction for the offense of kidnapping in the
    first degree with a firearm. . . . If you find that the
    [petitioner] has proved by a preponderance of the evi-
    dence that the pistol was not a weapon from which a
    shot could be discharged, then you must find him not
    guilty on the offense of kidnapping in the first degree
    with a firearm under count one of the information.’’
    (Emphasis omitted.)
    On the charge of aggravated sexual assault in the
    first degree, the trial court instructed the jury in relevant
    part: ‘‘The third essential element which the state must
    prove beyond a reasonable doubt is that the [petitioner],
    while attempting to commit the sexual assault, repre-
    sented by words or conduct that he possessed a deadly
    weapon. For purposes of this case, the term deadly
    weapon means ‘any weapon, whether loaded or
    unloaded, from which a shot may be discharged.’ Repre-
    sented by words or conduct means that ‘the defendant
    did or said something to indicate to the [victim] that
    he had a deadly weapon in his possession.’ It is not
    necessary that the state prove that the [petitioner] actu-
    ally possessed such a weapon or that the weapon was
    actually capable of discharging a shot.’’ (Emphasis
    omitted.)
    At the habeas trial, trial counsel testified that, during
    the criminal trial, he submitted a request to charge,
    which included a request for the affirmative defense.
    He further testified that, at the subsequent charging
    conference, he agreed to the charges suggested by the
    court. Christopher Duby, an attorney qualified as an
    expert in criminal defense matters in state court, testi-
    fied that the proper way to preserve an instructional
    issue for appeal was to file a request to charge or to
    object to the trial court’s charge. He further testified
    that trial counsel had acquiesced to the jury charge
    proposed by the court.
    Following the close of evidence at the habeas trial,
    the court denied the amended petition for writ of habeas
    corpus on the ground that trial counsel did not provide
    ineffective assistance. The court concluded that ‘‘[t]he
    testimony at trial from . . . Ouellette indicated that he
    did indeed file his own jury charge. Assuming that this
    was not the case, however, the court finds no deficient
    performance in that the state, the judge, and trial coun-
    sel met prior to trial and agreed on the jury charge.
    Additionally, there’s nothing in the jury charge that this
    court finds establishes prejudice to the [defendant’s]
    case.’’ We agree with the habeas court and conclude
    that the petitioner has failed to demonstrate that trial
    counsel provided ineffective assistance.
    ‘‘[A] court need not determine whether counsel’s per-
    formance was deficient before examining the prejudice
    suffered by the [petitioner] as a result of the alleged
    deficiencies. The object of an ineffectiveness claim is
    not to grade counsel’s performance. If it is easier to
    dispose of an ineffectiveness claim on the ground of
    lack of sufficient prejudice . . . that course should be
    followed.’’ (Internal quotation marks omitted.) Smith
    v. Commissioner of Correction, 
    141 Conn. App. 626
    ,
    632, 
    62 A.3d 554
    , cert. denied. 
    308 Conn. 947
    , 
    67 A.3d 290
     (2013).
    ‘‘With respect to the prejudice component of the
    Strickland test, the petitioner must demonstrate that
    counsel’s errors were so serious as to deprive the [peti-
    tioner] of a fair trial, a trial whose result is reliable.
    . . . It is not enough for the [petitioner] to show that
    the errors had some conceivable effect on the outcome
    of the proceedings. . . . Rather, [t]he [petitioner] must
    show that there is a reasonable probability that, but
    for counsel’s unprofessional errors, the result of the
    proceeding would have been different. A reasonable
    probability is a probability sufficient to undermine con-
    fidence in the outcome. . . . When a [petitioner] chal-
    lenges a conviction, the question is whether there is
    a reasonable probability that, absent the errors, the
    factfinder would have had a reasonable doubt respect-
    ing guilt.’’ (Internal quotation marks omitted.) Hickey
    v. Commissioner of Correction, 
    162 Conn. App. 505
    ,
    519, 
    133 A.3d 489
    , cert. granted, 
    323 Conn. 914
    , 
    149 A.3d 498
     (2016).
    In the present case, the petitioner has failed to dem-
    onstrate that trial counsel’s performance prejudiced
    him. No evidence was presented at the habeas trial as
    to what specific request to charge counsel should have
    submitted to the court. Although Duby presented evi-
    dence from which the court could have determined that
    counsel was ineffective, specifically that counsel did
    not submit his own charge to the jury and did not object
    to the court’s proposed jury charge, he did not testify
    as to what instruction should have been requested by
    counsel. In the absence of any evidence as to the lan-
    guage of an instruction that should have been submitted
    by counsel, we have no way of determining whether
    that particular instruction would have likely changed
    the outcome of trial. See Taylor v. Commissioner of
    Correction, 
    324 Conn. 631
    , 650–52, 
    153 A.3d 1264
     (2017)
    (petitioner failed to present evidence that, had he
    requested charge to jury, court would have adopted
    suggestion or that adoption of such charge would have
    established reasonable probability that petitioner
    would not have been convicted of murder). Conse-
    quently, we conclude that there can be no finding of
    prejudice as to trial counsel’s failure to file a request
    to charge the jury and/or to object to the trial court’s
    jury instruction.
    II
    The petitioner next claims that his trial counsel ren-
    dered ineffective assistance by failing to direct the court
    in its response to the jury’s inquiry on the operability
    of the pistol. Specifically, the petitioner argues that it
    was imperative for his trial counsel to request that the
    court clarify the issue of operability by including in its
    answer that if the jury found that, at the time of the
    crime, the pistol was incapable of firing a shot because
    of a missing necessary component, the pistol should
    have been considered inoperable unless the jury also
    found that the petitioner had under his control the
    means by which to replace the missing component. We
    are not persuaded.
    The habeas court was presented with evidence of the
    following additional facts. During deliberations, the jury
    sent a note that read, ‘‘Does the gun need to be theoreti-
    cally operable or actually operable at the time the crime
    was committed?’’ The court, trial counsel, and the pros-
    ecutor engaged in a lengthy discussion as to how to best
    answer the question. The following exchange occurred
    between the court and counsel during this discussion:
    ‘‘The Court: Does counsel want to be heard on how
    I should answer that question? . . .
    ‘‘The Court: What’s your view [Ouellette]?
    ‘‘[Ouellette]: Well, I just think my—my opinion is
    certainly known to the Court.
    ‘‘The Court: Well, but how would you—I mean it is
    and it isn’t. I mean, how would you . . . have me
    answer this question?
    ‘‘[Ouellette]: I think you could . . . answer that ques-
    tion that it is—what did they say, theoretically—
    ‘‘The Court: Operable or—
    ‘‘[Ouellette]: —and actually?
    ‘‘The Court: —actually operable at the time the crime
    was committed.
    ‘‘[Ouellette]: I think you would have to answer the
    question in my opinion, no, to both of those.
    ‘‘The Court: No to both. How so?
    ‘‘[Ouellette]: Well, because it’s not—at the time of
    the commission if it was actually operable it didn’t have
    BBs in it and it didn’t have a cartridge in it, so you
    couldn’t actually operate it. Theoretically was it opera-
    ble? Well, I guess if you believe Officer Rainone’s philos-
    ophy he said [mechanically] it could . . . operate, it
    was mechanical but it couldn’t fire a BB in the condition
    it was in, so—
    ‘‘The Court: Well, the—and I know . . . you argued
    this to the jury but frankly I think you were wrong in
    terms of—whether there was a BB in it or not is—is
    irrelevant under the statute. The statute says whether
    loaded or unloaded. Okay. So even if there’s no BB in
    the gun, it’s still capable of firing a shot under the
    language of the statute.
    ‘‘[Ouellette]: Okay.
    ‘‘The Court: So loaded or unloaded for purposes of
    this is really—it doesn’t matter under the statute
    because it says whether loaded or unloaded. So . . .
    this is one tough question, frankly, because I don’t want
    to . . . mislead them in any way. And . . . the statute
    . . . doesn’t give me any guidance on this question.
    . . . So I’m reluctant to say too much is the dilemma
    that I have. I guess the question that I would have for
    both counsel, should the response—
    ‘‘[The Prosecutor]: Your Honor, I think almost—it
    seems to me . . . that they’re . . . using the phrase
    theoretically and actually and I think . . . if it had a
    cartridge and a BB in it would it work or is it—that
    would be actually operable or theoretically operable.
    . . . I think the answer to both questions is yes, now
    that I’ve thought about it.
    ‘‘The Court: That [it] has to be both? . . .
    ‘‘[The Prosecutor]: . . . I think the answer is—the
    answer to both is yes. That’s what the law says . . .
    either actually or theoretically operable.
    ‘‘[Ouellette]: But the key thing I think there, Judge,
    is at the time they . . . put that in there specifically.
    Right? Which I guess—
    ‘‘The Court: At the time the crime was committed, yes.
    ‘‘[Ouellette]: So I guess . . . that’s the time that we’re
    talking about, would we—
    ‘‘The Court: But that is the time that’s . . . at issue
    here . . . is whether at the time that the crime was
    committed, whether it was capable of firing . . . a
    shot. . . . I’m inclined [to] be—because I’m—because
    of my concern with—I’m really not sure of what they
    mean by theoretically operable or actually operable, so
    I’m . . . a little concerned with directly answering the
    question because . . . I’m not quite sure how they’re
    defining those two terms and my fear is if I . . . say
    yes to one, not to the other, or yes to both, or no to
    both they may have an interpretation of those terms
    that are unknown to be and—and problematic. . . .
    [T]hat’s part of my problem. I mean . . . the three of
    us aren’t even sure what . . . is meant by those . . .
    terms. . . .
    ‘‘The Court: . . . [W]hat I’m considering doing . . .
    I mean one option is to simply cite for them, you know,
    the statute. I mean that’s certainly the easy way out,
    whether loaded or unloaded, capable of firing a shot.
    And I can tell them that’s . . . as much guidance as I
    can give them . . . .
    ‘‘The Court: . . . My concern with . . . just saying
    actually operable is that the . . . legislature has indi-
    cated that it’s not just actually operable because they’ve
    decided you don’t have to have any ammunition in the
    gun to make it operable. . . . [W]hat’s someone’s nor-
    mal view is of operable, which is there’s a bullet in the
    chamber, it’s ready to go. I can shoot it and . . . a
    bullet’s going to come out or a BB’s going to come out.
    Well, that’s not what the legislature said because they
    said even if it’s not loaded, it can be capable of firing
    a shot, or you look at it whether it’s capable of firing
    a shot even if it’s not loaded. And one of the issues in
    this case, which is a little unclear, which I think is what
    they have to try and figure out is I think a reasonable
    position for them to take here, based on the evidence
    and based on the testimony—now I’m not saying they’re
    going to find this, but I think they could. And I think—
    this is what I believe [the prosecutor] argued to them,
    is you put the canister in, it’s part of loading it. You
    put in the BB, you put in the canister and then you fire
    it. And that’s really all part of the loading process, so
    not having that there doesn’t make it not capable of
    firing a shot. And that’s a reasonable interpretation
    under the facts here. I understand [Ouellette’s] position
    and also reasonable and one that they could accept,
    which is, if you don’t have that canister there, that’s
    part of the mechanism for firing this weapon and . . .
    there’s no evidence that it was ever there that means
    that it’s not capable. That, to me, is a factual determina-
    tion for the jury to decide . . . . I think under the . . .
    facts as presented here, it’s factual and, so, I’m a little
    bit hesitant about defining theoretical or actual because
    I don’t want to take a position one way or another on
    that factual question and appear to be leading them
    towards a verdict, which would certainly be inappropri-
    ate here. . . . Does anybody want to be heard any
    further?
    ‘‘[The Prosecutor]: No. . . .
    ‘‘[Ouellette]: No, Your Honor. . . .
    ‘‘The Court: I guess I’m inclined at this point . . . to
    tell them that I can’t answer their question directly
    . . . . I think at this point, all I’m inclined to do is
    reread for them the definition of a firearm that it’s a
    weapon, whether loaded or unloaded, is capable of
    firing a shot, ask them to continue to deliberate . . . .
    [I]f there [are] any additional questions they have in
    this area, they’re free to ask them. . . . Anybody want
    to be heard on that?
    ‘‘[The Prosecutor]: [The] [s]tate will live with that.
    . . .
    ‘‘[Ouellette]: Your Honor, I guess, the only . . . other
    thing I would suggest is if the court was going to give
    them that instruction that that’s the definition that they
    keep, that they use that definition in the context of it
    and in addition to the arguments that were made. I
    mean, I think you can take that as a matter of law, they
    still have to use the facts of the case to decide whether
    or not the arguments fit into the law that you’re giving
    them to look at so . . .
    ‘‘The Court: Yes, so I—what’s your position at this
    point as to what I should do?
    ‘‘[Ouellette]: . . . I think I agree with Your Honor,
    that you’re limited in what you can give them based
    upon . . . the statute . . .
    ‘‘[Ouellette]: The statutory language . . . that you
    were suggesting is what I’m talking about.
    ‘‘The Court: Right. And you’re in agreement with that?
    ‘‘[Ouellette]: Well, no, I—
    ‘‘The Court: Oh
    ‘‘[Ouellette]: I’m thinking that by then getting that
    vanilla boilerplate definition that they’re gonna just look
    at that . . . and not take it in the context that they
    maybe would have, having that definition and hearing
    the argument . . . .
    ‘‘The Court: Yes, but all of this is in the context of
    obviously the evidence and . . . they know that and
    that’s clear from my instructions. And they’re just trying
    to apply the law to . . . the facts and . . . they’re ask-
    ing for additional clarification on . . . the law and
    they’re asking . . . in a way that I’m not comfortable
    giving now and I think it would . . . cause more prob-
    lems than it would answer. . . . I don’t think I can
    answer this question. And, so, I am just going to simply
    give them the statutory definition but . . . tell them if
    they have additional questions and they want to present
    them to me . . . after they’ve discussed it some more,
    then they’re certainly free to do that. And if they put
    it in a different way that . . . I can answer it more
    directly, I’m certainly willing to do that.’’
    The jury then returned to the court room, and the
    trial court provided the following instruction: ‘‘Ladies
    and gentlemen . . . I want to discuss the question . . .
    that you gave me. . . . I cannot directly answer your
    question and I apologize for that, but I’m just not able
    to do that. What I do want to do, though, is repeat for
    you what . . . I’ve told you already, what’s in the
    charge, that I think bears upon this question, which is
    that the statute defines firearm, a pistol is a firearm,
    having a barrel less than [twelve] inches. And a firearm
    is defined by statute . . . as any weapon, whether
    loaded or unloaded . . . from which a shot may be
    discharged. So it’s any weapon, whether loaded or
    unloaded, from which a shot may be discharged. So
    that’s the best I can do in response to your question.’’
    The jury sought no further guidance on the issue of oper-
    ability.
    At the habeas trial, trial counsel testified that, during
    deliberations, the jury sent a note that asked whether
    the pistol had to be theoretically or actually operable
    at the time of the crime. He further testified that he,
    the prosecutor, and the court did not know what the
    jury meant by the phrase ‘‘theoretically operable,’’ and
    that he discussed with the court how to interpret the
    question and address the jury. Trial counsel recalled
    that the court proposed that it reread to the jury the
    statutory definition for a firearm, to which he objected.
    When the court ultimately decided to reread the statu-
    tory definition of a firearm, trial counsel did not object
    further. Duby opined that he did not know if he ‘‘could
    fault [trial counsel] for [not asking for additional lan-
    guage or some other charge] mainly for the fact that
    [Duby didn’t] know what that note meant. . . . [T]he
    safest course of action for the court at least was to do
    what the court did in [this] instance.’’
    Following the close of evidence at the habeas trial,
    the court denied the amended petition for writ of habeas
    corpus on the ground that trial counsel’s failure to direct
    the court in its response to the jury’s inquiry did not
    render trial counsel’s performance deficient. The court
    concluded that there was ‘‘no deficient performance,
    in that, upon a review of the court’s actions, there was
    nothing improper in the court’s repetition of the rele-
    vant portion of the jury charge.’’
    To satisfy the performance prong of an ineffective
    assistance of counsel claim, ‘‘the petitioner must show
    that [trial counsel’s] representation fell below an objec-
    tive standard of reasonableness . . . . In other words,
    the petitioner must demonstrate that [trial counsel’s]
    representation was not reasonably competent or within
    the range of competence displayed by lawyers with
    ordinary training and skill in the criminal law. . . . In
    analyzing [trial counsel’s] performance, we indulge a
    strong presumption that counsel’s conduct falls within
    the wide range of reasonable professional assistance
    . . . . The petitioner bears the burden of overcoming
    this presumption.’’ (Citations omitted; internal quota-
    tion marks omitted.) Ledbetter v. Commissioner of Cor-
    rection, 
    275 Conn. 451
    , 460, 
    880 A.2d 160
     (2005), cert.
    denied sub nom. Ledbetter v. Lantz, 
    546 U.S. 1187
    , 
    126 S. Ct. 1368
    , 
    164 L.Ed.2d 77
     (2006).
    In the present case, the trial court, after reviewing
    the jury’s inquiry, expressed its confusion about the use
    of the word ‘‘theoretically’’ and asked counsel for their
    opinion on the proper way to answer the question. The
    court suggested it merely reread the statutory definition
    of a firearm. Trial counsel expressed his disagreement
    with such a response, and engaged the court in a discus-
    sion about his concerns. In this discussion, trial counsel
    made clear his position that the absence of the CO2
    cartridge made the pistol inoperable. The court, how-
    ever, determined that providing the jury with informa-
    tion on what makes the pistol operable could lead to
    the court’s invading the fact-finding function of the jury.
    That is, whether a firearm is operable is a question of
    fact for the jury to decide; see State v. Bradley, 
    39 Conn. App. 82
    , 91, 
    663 A.2d 1100
     (1995), cert. denied, 
    236 Conn. 901
    , 
    670 A.2d 322
     (1996); and defining a pistol
    as inoperable for lack of a component infringes upon
    the role of the jury. Although the court has a duty to
    adequately address a jury’s inquiry for clarification;
    State v. Fletcher, 
    10 Conn. App. 697
    , 701–702, 
    525 A.2d 535
     (1987), aff’d, 
    207 Conn. 191
    , 
    540 A.2d 370
     (1988);
    it is not required to broaden the scope of the jury’s
    inquiry, nor is it required to give additional instructions.
    Practice Book § 42-27; State v. Stavrakis, 
    88 Conn. App. 371
    , 387–88, 
    869 A.2d 686
    , cert. denied, 
    273 Conn. 939
    ,
    
    875 A.2d 45
     (2005). In rereading the definition of a
    firearm to the jury, the court simultaneously brought
    to the jury’s attention the relevant portion of the charge
    that it thought may bring clarity to the jury and avoided
    potentially guiding the jury in its finding on operability.
    Thus, the petitioner’s claim that trial counsel failed to
    direct the court in its response to the jury’s inquiry
    did not amount to deficient performance because trial
    counsel made clear his position on how to address the
    inquiry on operability, and the court disagreed, choos-
    ing to take a more cautious approach.
    Accordingly, we conclude that the habeas court prop-
    erly determined that the petitioner’s trial counsel had
    not performed below an objective standard of reason-
    ableness. As such, the petitioner’s claim of ineffective
    assistance of counsel as to the failure to direct the trial
    court in its response to the jury’s inquiry fails.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    In accordance with our policy of protecting the privacy interests of
    victims of sexual abuse, we decline to identify the victim or others through
    whom the victim’s identity may be ascertained. See General Statutes § 54-86e.
    2
    The petitioner raised other claims in his amended petition, and the habeas
    court did not find in his favor on those allegations. Those determinations,
    however, are not challenged in this appeal.
    3
    The petitioner has not raised a claim related to the trial court’s instruction
    on sexual assault in the third degree.
    

Document Info

Docket Number: AC38410

Judges: Prescott, Beach, Mihalakos

Filed Date: 10/24/2017

Precedential Status: Precedential

Modified Date: 10/19/2024