Caron v. Connecticut Pathology Group, P.C. , 187 Conn. App. 555 ( 2019 )


Menu:
  • ***********************************************
    The “officially released” date that appears near the be-
    ginning of each opinion is the date the opinion will be pub-
    lished in the Connecticut Law Journal or the date it was
    released as a slip opinion. The operative date for the be-
    ginning of all time periods for filing postopinion motions
    and petitions for certification is the “officially released”
    date appearing in the opinion.
    All opinions are subject to modification and technical
    correction prior to official publication in the Connecticut
    Reports and Connecticut Appellate Reports. In the event of
    discrepancies between the advance release version of an
    opinion and the latest version appearing in the Connecticut
    Law Journal and subsequently in the Connecticut Reports
    or Connecticut Appellate Reports, the latest version is to
    be considered authoritative.
    The syllabus and procedural history accompanying the
    opinion as it appears in the Connecticut Law Journal and
    bound volumes of official reports are copyrighted by the
    Secretary of the State, State of Connecticut, and may not
    be reproduced and distributed without the express written
    permission of the Commission on Official Legal Publica-
    tions, Judicial Branch, State of Connecticut.
    ***********************************************
    NORMAND CARON ET AL. v. CONNECTICUT
    PATHOLOGY GROUP, P.C.
    (AC 40462)
    Lavine, Prescott and Harper, Js.
    Syllabus
    The plaintiffs, C and D, sought to recover damages from the defendant
    medical practice for, inter alia, alleged medical malpractice in connec-
    tion with the false positive cancer diagnosis of C by pathologists
    employed by the defendant. C had undergone an endoscopy at a hospital
    during which a biopsy was performed. Tissue samples from the biopsy
    were placed on a slide by hospital personnel and sent to the defendant
    for analysis. The defendant’s pathologists incorrectly determined that
    C had cancer on the basis of their interpretation of a contaminated
    sample. In bringing their action, the plaintiffs, pursuant to the statute
    (§ 52-190a [a]) that requires a plaintiff in a medical malpractice action
    to submit an opinion letter from a similar health care provider as defined
    by statute (§ 52-184c [c]), attached to their complaint an opinion letter
    authored by R, a board certified clinical pathologist. Thereafter, the
    defendant filed a motion to dismiss the action for lack of personal
    jurisdiction on the ground that the opinion letter was not authored by
    a similar health care provider as required by § 52-190a (a). Specifically,
    it argued that because the plaintiffs’ complaint alleged negligence in the
    interpretation of the tissue samples for the purpose of diagnosing cancer,
    the plaintiffs were required to obtain an opinion letter from an anatomic
    pathologist, not a clinical pathologist. The trial court granted the defen-
    dant’s motion to dismiss for lack of personal jurisdiction and rendered
    judgment thereon. In reaching its decision, the court found that anatomic
    pathology and clinical pathology are distinct subspecialties of pathology,
    and interpreted the complaint as alleging negligence by the defendant’s
    pathologists in their interpretation of the tissue samples, which was
    within the province of anatomic pathology. On that basis, the court
    concluded that the opinion letter was legally insufficient pursuant to
    § 52-190a (a) because it was not authored by a similar health care
    provider. On the plaintiffs’ appeal to this court, held that the trial court
    properly granted the defendant’s motion to dismiss for lack of personal
    jurisdiction, as that court properly interpreted the plaintiffs’ complaint
    as having alleged negligence by the pathologists employed by the defen-
    dant in their capacity as anatomic pathologists, and, therefore, R’s opin-
    ion letter was not authored by a similar health care provider as required
    by § 52-190a (a); because the plaintiffs’ complaint sounded in negligence
    predicated on the pathologists’ interpretation of the tissue samples,
    which fell within the expertise of anatomic pathologists, the plaintiffs
    were required to attach to their complaint an opinion letter authored
    by a physician trained, experienced and board certified in anatomic
    pathology, and because it was undisputed that R had specialized training
    in clinical, but not anatomic, pathology, his opinion letter was not
    authored by a similar health care provider as that term is defined in
    § 52-184c, regardless of his ample experience in clinical pathology.
    Argued September 20, 2018—officially released January 29, 2019
    Procedural History
    Action to recover damages for, inter alia, medical
    malpractice, and for other relief, brought to the Superior
    Court in the judicial district of Middlesex, where the
    court, Domnarski, J., granted the defendant’s motion
    to dismiss and rendered judgment thereon, from which
    the plaintiffs appealed to this court. Affirmed.
    Gerald S. Sack, with whom, on the brief, was Jona-
    than A. Cantor, for the appellants (plaintiffs).
    James F. Biondo, with whom, on the brief, was Diana
    M. Carlino, for the appellee (defendant).
    Opinion
    PRESCOTT, J. This appeal arises out of a medical
    malpractice action brought by the plaintiffs, Normand
    Caron and Donna Caron,1 against the defendant, Con-
    necticut Pathology Group, P.C., after a false positive
    cancer diagnosis. The plaintiffs appeal from the judg-
    ment of the trial court dismissing their complaint
    against the defendant for failure to attach to their com-
    plaint a legally sufficient opinion letter authored by
    a similar health care provider as required by General
    Statutes § 52-190a (a). On appeal, the plaintiffs, who
    attached to their complaint an opinion letter authored
    by a board certified clinical pathologist, claim that the
    court found that anatomic pathology is a medical spe-
    cialty distinct from clinical pathology and, on the basis
    of that finding and the allegations in the complaint,
    improperly determined that the plaintiffs were required
    to submit an opinion letter authored by a board certified
    anatomic pathologist. We disagree and conclude that
    the court properly granted the defendant’s motion to
    dismiss. Accordingly, we affirm the judgment of the
    trial court.
    The following facts, as alleged in or necessarily
    implied from the plaintiffs’ complaint and affidavits sub-
    mitted by the plaintiffs and the defendant, and proce-
    dural history are relevant to our resolution of the
    plaintiffs’ claim. On March 25, 2014, Caron underwent
    an endoscopy at Middlesex Hospital in Middletown.
    During the endoscopy, a biopsy was performed. Tissue
    samples extracted during the biopsy were placed on a
    slide by Middlesex Hospital personnel.2 The slide con-
    taining the tissue samples was then sent to the defen-
    dant for analysis. On the basis of their interpretation
    of the samples, physicians employed by the defendant
    determined that Caron had cancer. Caron was then
    informed of the diagnosis.
    From March 25 to August 15, 2014, Caron underwent
    medical treatment for cancer. On August 15, 2014,
    Caron was informed that the sample upon which his
    cancer diagnosis was based had been contaminated and
    that he did not, in fact, have cancer.
    The plaintiffs commenced the present action on
    August 30, 2016. In paragraph 6 of their complaint, the
    plaintiffs alleged: ‘‘The conduct of the defendant . . .
    its agents, servants, and/or employees, including, but
    not limited to, its pathologists and other professional
    staff, violated the applicable standard of care . . . in
    the following ways: (a) in that pathologists employed
    by [the defendant] failed to consider contamination
    error in the initial pathology finding or in subsequent
    consultations when, in the exercise of reasonable care,
    they could and should have done so; (b) in that patholo-
    gists employed by [the defendant] failed to diagnose a
    contamination error in a timely manner when, in the
    exercise of reasonable care, they could and should have
    done so; (c) in that pathologists employed by [the defen-
    dant] failed to perform or request a nucleic acid identifi-
    cation of the tissue from the initial biopsy, when, in the
    exercise of reasonable care, they could and should have
    done so; and (d) in that pathologists employed by [the
    defendant] failed to properly interpret the plaintiff’s
    biopsy sample.’’ The plaintiffs alleged that, as a result
    of the defendant’s negligence, they incurred expenses
    for medical care and medicines and that Caron suffered
    physical and emotional injuries.
    As required by § 52-190a,3 the plaintiffs attached a
    good faith letter and an opinion letter to their complaint.
    The opinion letter was authored by Samuel Reichberg,
    a board certified clinical pathologist, who opined that
    ‘‘the erroneous false positive cancer results obtained
    in [Caron’s] biopsy was caused by the failure to follow
    prevailing standards of care, both in the handling of
    the specimen by the staff of [the defendant], and in the
    interpretation of the biopsy findings by the [defen-
    dant’s] pathologists.’’ (Emphasis added.) Reichberg is
    not board certified as an anatomic pathologist.
    On October 26, 2016, the defendant filed a motion
    to dismiss the action for lack of personal jurisdiction
    because the opinion letter that the plaintiffs attached
    to their complaint was not authored by a similar health
    care provider as required by § 52-190a (a). Specifically,
    the defendant argued that because their complaint
    alleged negligence in the interpretation of the samples
    for the purpose of diagnosing cancer, the plaintiffs were
    required to obtain an opinion letter from an anatomic
    pathologist, not a clinical pathologist.
    In support of the motion to dismiss, the defendant
    attached an affidavit from Jonathan Levine, a board
    certified clinical and anatomic pathologist, averring:
    ‘‘Clinical [p]athology and [a]natomic [p]athology are
    primary board certifications, each with their own sepa-
    rate and distinct training protocol and board examina-
    tions. They are not sub-specialties of one another. . . .
    Anatomic [p]athology involves the examination of surgi-
    cal tissue specimens to diagnose disease. . . . Prior to
    becoming eligible to sit for the [a]natomic [p]athology
    board examination, a physician must complete special-
    ized training in [a]natomic [p]athology. . . . Clinical
    pathology involves the direction of divisions of the labo-
    ratory which may include the blood bank, clinical chem-
    istry, microbiology, hematology, and other special
    divisions. . . . Prior to becoming eligible to sit for the
    [c]linical [p]athology board examination, a physician
    must complete specialized training in [c]linical [p]athol-
    ogy. . . . The examination of the tissue samples as set
    forth in their [c]omplaint, concerns the examination of
    tissue specimens for the purpose of diagnosing cancer,
    and thus fall within the field of [a]natomic [p]athology.’’
    On December 9, 2016, the plaintiffs filed an objection
    to the motion to dismiss. In support of their objection,
    the plaintiffs submitted an affidavit from Reichberg.
    Reichberg did not contradict the definitions of clinical
    and anatomic pathology provided by Levine in his affi-
    davit. Rather, he stated a legal conclusion, averring:
    ‘‘The conduct of the [d]efendant . . . by their patholo-
    gists . . . as alleged in [p]aragraph 6 (a)-(c) of the
    [p]laintiffs’ [c]omplaint, is not restricted to the subs-
    pecialty of [a]natomic [p]athology, but is also the pur-
    view of [c]linical [p]athology, a specialty in which both
    I and the [d]efendant’s pathologists have board certifi-
    cation.’’4 (Emphasis added.)
    On January 17, 2017, the court heard oral argument
    on the defendant’s motion to dismiss. At oral argument,
    the defendant again explained that clinical pathology
    and anatomic pathology are separate and distinct spe-
    cialties. In response, the plaintiffs argued that there
    was nothing beyond Levine’s affidavit to ‘‘delineate dis-
    tinctly the differences between [clinical and anatomic
    pathology].’’ They did not, however, provide their own
    definitions of the specialties. Moreover, neither party
    moved for an evidentiary hearing at this point, despite
    the fact that the plaintiffs later argued that such a hear-
    ing was necessary to the adjudication of the motion.
    In fact, the plaintiffs did not move for an evidentiary
    hearing until after the court granted the defendant’s
    motion to dismiss.
    On February 16, 2017, without holding an evidentiary
    hearing, the court issued a memorandum of decision
    granting the defendant’s motion to dismiss. The court,
    relying on Levine’s affidavit and Stedman’s Medical Dic-
    tionary, found that anatomic and clinical pathology are
    distinct subspecialties of pathology. Specifically, the
    court stated: ‘‘Reichberg’s affidavit . . . does not con-
    tradict [Levine’s] characterization [of anatomic and clin-
    ical pathology]; indeed, these definitions are in line with
    those provided in Stedman’s Medical Dictionary. . . .
    Stedman’s Medical Dictionary defines anatomic pathol-
    ogy in relevant part as ‘the subspecialty of [pathology]
    that pertains to the gross and microscopic study of
    organs and tissue removed for biopsy . . . and also
    the interpretation of the results of such study’ . . .
    Stedman’s Medical Dictionary (28th Ed. 2006) p. 1442;
    whereas clinical pathology is defined in relevant part
    as ‘the subspecialty in [pathology] concerned with the
    theoretical and technical aspects (i.e. the methods or
    procedures) of chemistry . . . and other fields as they
    pertain to the diagnosis of disease.’ . . . Stedman’s
    Medical Dictionary, supra, p. 1442.’’ (Citation omitted;
    emphasis in original.)
    In its memorandum of decision, the court also con-
    cluded that the plaintiffs’ complaint alleged negligence
    within the province of anatomic pathology, stating:
    ‘‘What the [plaintiffs] [are] essentially alleging is that
    the defendant’s pathologists, in endeavoring to interpret
    the samples, failed to recognize and, consequently,
    failed to investigate, the possibility that one or more
    of the samples may have been contaminated and thus
    failed to ultimately conclude that one of the samples
    was indeed contaminated. These allegations fall within
    the defined province of anatomic pathology.’’ On the
    basis of these conclusions, the court granted the defen-
    dant’s motion to dismiss.
    On February 28, 2017, the plaintiffs filed two motions:
    a motion to vacate and/or reargue the judgment of dis-
    missal and a motion for an evidentiary hearing.5 On
    March 10, 2017, the defendant filed an objection to both
    of the plaintiffs’ motions. The plaintiffs filed a reply
    to the defendant’s objection on March 31, 2017, and,
    ultimately, after holding oral argument on the motions,
    the court denied the relief requested by the plaintiffs.
    This appeal followed.
    On appeal, the plaintiffs claim that the court improp-
    erly granted the defendant’s motion to dismiss on the
    basis of its determination that the opinion letter was
    legally insufficient pursuant to § 52-190a (a) because
    it was not written by a similar health care provider.
    Specifically, the plaintiffs argue that the court miscon-
    strued their complaint as alleging negligence by the
    pathologists employed by the defendant in their capac-
    ity as anatomic pathologists and that their opinion let-
    ter, which was written by a clinical pathologist, was
    therefore not authored by a similar health care provider,
    as required by § 52-190a.6 We disagree.
    We begin with our standard of review and other appli-
    cable principles of law. ‘‘A motion to dismiss tests, inter
    alia, whether, on the face of the record, the court is
    without jurisdiction. . . . [O]ur review of the court’s
    ultimate legal conclusion and resulting [determination]
    of the motion to dismiss will be de novo. . . . When
    a . . . court decides a . . . question raised by a pre-
    trial motion to dismiss, it must consider the allegations
    of the complaint in their most favorable light. . . . In
    this regard, a court must take the facts to be those
    alleged in the complaint, including those facts necessar-
    ily implied from the allegations, construing them in a
    manner most favorable to the pleader. . . . The motion
    to dismiss . . . admits all facts which are well pleaded,
    invokes the existing record and must be decided upon
    that alone. (Internal quotation marks omitted.) Wilkins
    v. Connecticut Childbirth & Women’s Center, 
    314 Conn. 709
    , 718, 
    104 A.3d 671
    (2014).
    ‘‘[I]f the complaint is supplemented by undisputed
    facts established by affidavits submitted in support of
    the motion to dismiss . . . other types of undisputed
    evidence . . . and/or public records of which judicial
    notice may be taken . . . the trial court, in determining
    a jurisdictional issue, may consider these supplemen-
    tary undisputed facts and need not conclusively pre-
    sume the validity of the allegations of the complaint.
    . . . Rather, those allegations are tempered by the light
    shed on them by the [supplementary undisputed facts].
    . . . If affidavits and/or other evidence submitted in
    support of a defendant’s motion to dismiss conclusively
    establish that jurisdiction is lacking, and the plaintiff
    fails to undermine this conclusion with counteraffida-
    vits . . . or other evidence, the trial court may dismiss
    the action without further proceedings.’’ (Citations
    omitted; emphasis omitted; footnote omitted; internal
    quotation marks omitted.) Conboy v. State, 
    292 Conn. 642
    , 651–52, 
    974 A.2d 669
    (2009).
    ‘‘The interpretation of pleadings is always a question
    of law for the court . . . . Our review of the trial
    court’s interpretation of the pleadings therefore is ple-
    nary. . . . [W]e long have eschewed the notion that
    pleadings should be read in a hypertechnical manner.
    Rather, [t]he modern trend, which is followed in Con-
    necticut, is to construe pleadings broadly and realisti-
    cally, rather than narrowly and technically. . . . [T]he
    complaint must be read in its entirety in such a way as
    to give effect to the pleading with reference to the
    general theory upon which it proceeded, and to substan-
    tial justice between the parties. . . . Our reading of
    pleadings in a manner that advances substantial justice
    means that a pleading must be construed reasonably,
    to contain all that it fairly means, but carries with it
    the related proposition that it must not be contorted
    in such a way so as to strain the bounds of rational
    comprehension. . . . [E]ssential allegations may not
    be supplied by conjecture or remote implication . . . .’’
    (Citations omitted; internal quotation marks omitted.)
    Grenier v. Commissioner of Transportation, 
    306 Conn. 523
    , 536, 
    51 A.3d 367
    (2012).
    Turning to the substance of the issue before us, ‘‘[§]
    52-190a (a) provides . . . that, prior to filing a personal
    injury action against a health care provider, the attorney
    or party filing the action . . . [must make] a reasonable
    inquiry as permitted by the circumstances to determine
    that there are grounds for a good faith belief that there
    has been negligence in the care or treatment of the
    claimant. . . . To show the existence of such good
    faith belief that there has been negligence in the care
    or treatment of the claimant. . . . To show the exis-
    tence of such good faith, the claimant or claimant’s
    attorney . . . shall obtain a written and signed opinion
    of a similar health care provider, as defined in [General
    Statutes §] 52-184c . . . that there appears to be evi-
    dence of medical negligence and includes a detailed
    basis for the formation of such opinion. . . . Failure
    to attach to the complaint a legally sufficient opinion
    letter authored by a similar health care provider man-
    dates dismissal because the court lacks personal juris-
    diction over the defendant. . . .
    ‘‘Section 52-184 defines similar health care provider.
    Pursuant to that provision, the precise definition of
    similar health care provider depends on whether the
    defendant health care provider is certified by the Ameri-
    can board as a specialist, is trained and experienced in
    the medical specialty or holds himself out as a specialist
    . . . . Our Supreme Court has construe[d] . . . § 52-
    184c (c) as establishing [the qualifications of a similar
    health care provider] when the defendant is board certi-
    fied, trained and experienced in a medical specialty, or
    holds himself out as a specialist . . . .
    ‘‘If the [plaintiff] [alleges] in his complaint that the
    defendant [is a specialist] . . . the opinion letter . . .
    ha[s] to be . . . authored by a similar health care pro-
    vider as defined by § 52-184c (c) . . . . Pursuant to
    subsection (c) of § 52-184c, a similar health care pro-
    vider is one who [i]s trained and experienced in the
    same specialty; and (2) is certified by the appropriate
    American board in the same specialty . . . .
    ‘‘Our precedent indicates that under § 52-184c (c), it
    is not enough that an authoring health care provider
    has familiarity with or knowledge of the relevant stan-
    dard of care . . . . A similar health care provider must
    be trained and experienced in the same specialty and
    certified by the appropriate American board in the same
    specialty.’’ (Citations omitted; emphasis omitted; inter-
    nal quotation marks omitted.) Gonzales v. Langdon,
    
    161 Conn. App. 497
    , 504–505, 
    128 A.3d 562
    (2015).
    In the present case, the court interpreted the com-
    plaint as alleging negligence by the defendant in its
    interpretation of the tissue samples, which is within
    the province of anatomic pathology. We agree and are
    unable to see, even construed in the manner most favor-
    able to the plaintiffs, how the complaint alleges any-
    thing other than negligence in the defendant’s
    interpretation of the tissue samples.
    The plaintiffs’ complaint clearly revolves around the
    defendant’s interpretation of the tissue samples they
    received from Middlesex Hospital. The interpretation
    of the samples falls within the specialty of anatomic
    pathology. Paragraph 2 of the complaint expressly
    frames the issue as one of negligent interpretation by
    the defendant, stating: ‘‘On or about March 25, 2014,
    [Caron] underwent an endoscopy . . . . The biopsy
    results from the endoscopy were interpreted by physi-
    cians employed by, and acting in the course of their
    employment with, [the defendant], as positive for can-
    cer. The interpretation of the biopsy samples by the
    physicians [employed by the defendant] led [Caron’s]
    treaters to conclude that he was suffering from cancer.’’
    (Emphasis added.)
    Similarly, the specific instances of negligence alleged
    by the plaintiffs in paragraph 6 (a) through (d) of their
    complaint all relate to the defendant’s interpretation of
    the tissue samples, which is within the province of
    anatomic pathology, not clinical pathology. Paragraph
    6 (d) of the complaint expressly alleges that the defen-
    dant’s pathologists ‘‘failed to properly interpret [Car-
    on’s] biopsy sample.’’ (Emphasis added.)
    The plaintiffs argue that paragraph 6 (a) through (c)
    of their complaint alleges negligence by the defendant
    in its operation of the laboratory, which arguably could
    be interpreted as falling within the field of clinical
    pathology. We are not persuaded. Although these sub-
    paragraphs do not expressly use the term interpreta-
    tion, the allegations clearly relate to the standard of
    care used in analyzing a sample in order to diagnose
    the presence, if any, and type of disease after it is placed
    on a slide. This function is within the province of ana-
    tomic pathology. Similarly, paragraph 6 (a) alleges that
    the defendant ‘‘failed to consider contamination error
    in the initial pathology finding . . . .’’ Because the
    defendant received the tissue samples after they were
    handled by Middlesex Hospital, the defendant’s consid-
    eration of contamination would necessarily occur as
    part of the defendant’s efforts to interpret the slides.
    Paragraph 6 (b) alleges that the defendant ‘‘failed to
    diagnose a contamination error,’’ which also implicates
    negligence by the defendant when analyzing the sam-
    ples, namely, the failure to recognize the signs of con-
    tamination. Finally, paragraph 6 (c), which alleges that
    ‘‘pathologists employed by [the defendant] failed to per-
    form or request a nucleic acid identification of the tissue
    from the initial biopsy,’’ relates to interpretive negli-
    gence. This subparagraph essentially alleges that, after
    looking at the slide and interpreting it, the defendant
    should have ordered additional testing to clarify abnor-
    malities in the slide. Ordering subsequent testing to
    clarify errors detected while interpreting a slide would
    squarely fall within the role of an anatomic pathologist.
    Paragraph 6 (a) through (c) of the plaintiffs’ complaint,
    therefore, alleges negligence in the defendant’s inter-
    pretation of the tissue samples.
    Nowhere in their complaint do the plaintiffs allege
    that the defendant operated a laboratory or played any
    role in the preparation, handling or contamination of
    the tissue samples, all of which is conduct related to
    clinical pathology. Indeed, at oral argument on the plain-
    tiffs’ motion to vacate and/or reargue, the plaintiffs’
    counsel stated: ‘‘There’s nothing in the complaint that
    I see that directly says that [the defendant ran a labora-
    tory].’’ Additionally, at oral argument before this court,
    the plaintiffs were unable to point to any part of their
    complaint that alleges that the defendant operated a
    laboratory and, therefore, breached its duty of care in
    the realm of clinical, rather than anatomic, pathology.
    Because the plaintiffs’ complaint sounds in negli-
    gence predicated on the defendant’s interpretation of
    the tissue samples, and the interpretation of samples
    falls within the expertise of anatomic pathologists, the
    plaintiffs were required to attach to their complaint
    an opinion letter authored by an anatomic pathologist.
    Specifically, the plaintiffs were required to attach an
    opinion letter from a physician (1) trained and experi-
    enced in anatomic pathology, and (2) board certified
    in anatomic pathology. See, e.g., Bennett v. New Milford
    Hospital, Inc., 
    300 Conn. 1
    , 14, 
    12 A.3d 865
    (2011). It
    is undisputed that Reichberg has specialized training
    in clinical, not anatomic, pathology. Reichberg averred
    on two occasions that he is ‘‘a board certified clinical
    pathologist with forty years of experience in clinical
    laboratory medical and managerial direction.’’ He is not,
    however, board certified in anatomic pathology.
    The plaintiffs argue that Reichberg’s opinion letter is
    sufficient because he is qualified to assess the duty
    of care of anatomic pathologists. In support of this,
    Reichberg averred: ‘‘I am cognizant of the overall
    responsibility of the [defendant’s] [d]irector for the
    operation of the whole laboratory, regardless of subs-
    pecialty, and I [am] well qualified to assess the opera-
    tional aspects of the histology laboratory [operated by
    the defendant].’’ Again, it is undisputed that Reichberg
    is not board certified in anatomic pathology and, there-
    fore, regardless of his ample experience in clinical
    pathology, he is not a similar health care provider as
    that term is defined by § 52-184c.
    On the basis of the foregoing, we conclude that the
    court properly interpreted the plaintiffs’ complaint to
    allege negligence by the pathologists employed by the
    defendant in their capacity as anatomic pathologists
    and that the opinion letter, therefore, was not authored
    by a similar health care provider, as required by § 52-
    190a. Accordingly, the court properly dismissed this
    action.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    For convenience, all references to Caron in this opinion are to Nor-
    mand Caron.
    2
    The plaintiffs first brought an action against Middlesex Hospital in April,
    2016, on the basis of the hospital’s handling of the tissue samples. See Caron
    v. Middlesex Hospital, Superior Court, judicial district of Middlesex, Docket
    No. CV-XX-XXXXXXX-S. Specifically, the plaintiffs alleged that Middlesex Hospi-
    tal and its employees violated the applicable standards of care by contaminat-
    ing the slide that contained tissue samples extracted during Caron’s biopsy.
    The same opinion letter used in the present case was attached to the com-
    plaint in this prior action. The plaintiffs ultimately settled their case against
    Middlesex Hospital.
    3
    General Statutes § 52-190a (a) provides in relevant part: ‘‘No civil action
    . . . shall be filed to recover damages resulting from personal injury or
    wrongful death . . . in which it is alleged that such injury or death resulted
    from the negligence of a health care provider, unless the attorney or party
    filing the action . . . has made a reasonable inquiry as permitted by the
    circumstances to determine that there are grounds for a good faith belief
    that there has been negligence in the care or treatment of the claimant. The
    complaint . . . shall contain a certificate of the attorney or party filing the
    action . . . that such reasonable inquiry gave rise to a good faith belief
    that grounds exist for an action against each named defendant. . . . To
    show the existence of such good faith, the claimant or the claimant’s attorney
    . . . shall obtain a written and signed opinion of a similar health care
    provider, as defined in section 52-184c, which similar health care provider
    shall be selected pursuant to the provisions of said section, that there appears
    to be evidence of medical negligence and includes a detailed basis for the
    formation of such opinion. . . .’’
    4
    We are not bound by Reichberg’s interpretation of the plaintiffs’ com-
    plaint because the construction of pleadings is a question of law over which
    this court has plenary review. See, e.g., Grenier v. Commissioner of Trans-
    portation, 
    306 Conn. 523
    , 536, 
    51 A.3d 367
    (2012). Contrary to Reichberg’s
    interpretation, our reading of the complaint reveals that it does not implicate
    the defendant’s handling of the tissue samples.
    5
    In support of their motion for an evidentiary hearing, the plaintiffs argued
    that the affidavits from Reichberg and Levine were contradictory and, there-
    fore, that the court was faced with a factual dispute that needed to be
    resolved before it could render judgment on the motion to dismiss. Although
    evidentiary hearings may be necessary when deciding motions to dismiss
    that involve factual disputes; see Conboy v. State, 
    292 Conn. 642
    , 651–54,
    
    974 A.2d 669
    (2009); see also Roberts v. Roberts, 
    32 Conn. App. 465
    , 475,
    
    629 A.2d 1160
    (1993) (‘‘when the exercise of the court’s discretion depends
    on issues of fact which are disputed, due process requires that a trial-like
    hearing be held, in which opportunity is provided to present evidence and
    cross-examine adverse witnesses’’ [internal quotation marks omitted]); such
    a hearing was not required in the present case because there were no
    material facts in dispute. In making the factual finding that clinical and
    anatomic pathology are distinct specialties, the court relied on Levine’s
    affidavit and the definitions in Stedman’s Medical Dictionary, neither of
    which were contested by the plaintiffs until after the court decided the
    motion to dismiss.
    6
    The plaintiffs on appeal have not challenged the court’s denial of their
    motion for an evidentiary hearing. Furthermore, there is a question as to
    whether the plaintiffs waived the right to an evidentiary hearing by failing
    to request one in a timely manner. See Angersola v. Radiologic Associates
    of Middletown, P.C., 
    330 Conn. 251
    , 273, 
    193 A.3d 520
    (2018); Marcus v.
    Cassara, 
    142 Conn. App. 352
    , 357, 
    66 A.3d 894
    (2013) (‘‘[i]t is unfair to the
    court to leave it with the impression that counsel is in agreement with the
    court’s preference to decide the motion on the papers and then argue on
    appeal that the court abused its discretion by failing to schedule an eviden-
    tiary hearing’’). In the present case, the plaintiffs had ample opportunity to
    request such a hearing, including at the time the court held oral argument
    on the motion to dismiss. They did not do so, however, until after the court
    granted the defendant’s motion to dismiss.
    We caution, however, that when courts are faced with genuine factual
    disputes in deciding motions to dismiss, an evidentiary hearing is required.
    See, e.g., Conboy v. State, 
    292 Conn. 642
    , 652–54, 
    974 A.2d 669
    (2009) (‘‘where
    a jurisdictional determination is dependent on the resolution of a critical
    factual dispute, it cannot be decided on a motion to dismiss in the absence
    of an evidentiary hearing to establish jurisdictional facts’’).
    

Document Info

Docket Number: AC40462

Citation Numbers: 202 A.3d 1024, 187 Conn. App. 555

Judges: Lavine, Prescott, Harper

Filed Date: 1/29/2019

Precedential Status: Precedential

Modified Date: 10/19/2024