State v. Connor , 170 Conn. App. 615 ( 2017 )


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    STATE OF CONNECTICUT v. JEFFREY T. CONNOR
    (AC 34970)
    Sheldon, Mullins and Bear, Js.
    Argued October 17, 2016—officially released February 7, 2017
    (Appeal from Superior Court, judicial district of
    Hartford, McMahon, J. [competency determination];
    Miano, J. [competency determination; motion to
    proceed by self-representation]; Espinosa, J.
    [judgment]; Schuman, J. [remand hearing].)
    Mary Boehlert, assigned counsel, for the appellant
    (defendant).
    Matthew A. Weiner, assistant state’s attorney, with
    whom, on the brief, were Gail P. Hardy and Anne
    Mahoney, state’s attorneys, and Denise B. Smoker,
    senior assistant state’s attorney, for the appellee (state).
    Opinion
    MULLINS, J. This case returns to us following a
    remand by our Supreme Court. On remand, our
    Supreme Court has directed us to consider whether the
    trial court improperly determined that the defendant,
    Jeffrey T. Connor, was competent to represent himself
    at his criminal trial. State v. Connor, 
    321 Conn. 350
    ,
    375, 
    138 A.3d 265
    (2016).1 Having considered that ques-
    tion, we conclude that the trial court did not abuse
    its discretion in determining that the defendant was
    competent to represent himself. Accordingly, we affirm
    the judgment of the trial court.
    The complicated and lengthy procedural history of
    this case previously was set forth by our Supreme Court
    in Connor II. ‘‘The defendant was charged with a num-
    ber of crimes2 in connection with the abduction of his
    former wife. . . . The extensive pretrial proceedings
    reflected repeated attempts by the trial court to ascer-
    tain the defendant’s competency both to stand trial and
    to discharge his court-appointed counsel and represent
    himself.3 . . . The defendant’s competency had been
    called into doubt due to the fact that he had suffered
    a debilitating stroke and exhibited signs of mental ill-
    ness. . . . The efficacy of these proceedings was com-
    plicated by the defendant’s refusal to cooperate with
    the medical professionals tasked with evaluating him
    and his intermittent unresponsiveness in court. . . . In
    reliance on the opinion of several medical profession-
    als, the trial court, McMahon, J., concluded that the
    defendant’s refusal to cooperate was volitional . . .
    and the trial court, Miano, J., thereafter concluded that
    the defendant was malingering, and found him compe-
    tent to stand trial. . . .
    ‘‘The defendant’s case proceeded to trial before Judge
    Espinosa,4 who concluded that the defendant’s unre-
    sponsiveness during jury selection reflected his contin-
    ued malingering . . . [and] that the defendant was
    competent to represent himself. . . . Judge Espinosa
    therefore permitted the defendant to represent himself,
    but appointed his defense counsel as standby counsel.
    . . . A jury [found] the defendant [guilty] on all but
    one of the charges against him.’’ (Citations omitted;
    footnotes added; internal quotation marks omitted.)
    Connor 
    II, supra
    , 
    321 Conn. 354
    –56.
    The defendant directly appealed from the judgment
    of conviction to our Supreme Court, claiming that Judge
    Espinosa improperly determined that he was competent
    to represent himself. See State v. Connor, 
    292 Conn. 483
    , 
    973 A.2d 627
    (2009). At the time of the defendant’s
    trial, our law dictated that a defendant who had been
    found competent to stand trial necessarily also was
    competent to represent himself. See State v. Day, 
    233 Conn. 813
    , 825, 
    661 A.2d 539
    (1995) (‘‘a defendant who
    has been found competent to stand trial as a matter of
    state law also is competent to waive the right to coun-
    sel’’), overruled in part by Connor 
    I, supra
    , 
    292 Conn. 528
    n.29. Thus, as our Supreme Court observed in Con-
    nor I, given that the defendant had been found compe-
    tent to stand trial, Judge Espinosa ‘‘had no alternative’’
    but to permit the defendant to represent himself. Con-
    nor 
    I, supra
    , 528.
    While the defendant’s direct appeal to our Supreme
    Court was pending, however, the United States
    Supreme Court clarified in Indiana v. Edwards, 
    554 U.S. 164
    , 177–78, 
    128 S. Ct. 2379
    , 
    171 L. Ed. 2d 345
    (2008), that a defendant who is competent to stand
    trial nevertheless may lack the competency to represent
    himself. Connor 
    I, supra
    , 
    292 Conn. 525
    . Therefore,
    pursuant to Edwards, a state may ‘‘insist [on] represen-
    tation by counsel for those competent enough to stand
    trial . . . but who still suffer from severe mental illness
    to the point where they are not competent to conduct
    trial proceedings by themselves.’’ (Internal quotation
    marks omitted.) 
    Id. In light
    of Edwards, our Supreme Court exercised
    its supervisory authority in Connor I to announce the
    following rule: ‘‘[W]hen a trial court is presented with
    a mentally ill or mentally incapacitated defendant who,
    having been found competent to stand trial, elects to
    represent himself, the trial court also must ascertain
    whether the defendant is, in fact, competent to conduct
    the trial proceedings without the assistance of counsel.’’
    
    Id., 527–28. After
    so ruling, our Supreme Court
    remanded the defendant’s case specifically to Judge
    Espinosa so that she could determine, in accordance
    with Edwards and Connor I, ‘‘whether the defendant
    then was competent, notwithstanding any mental dis-
    ability, to conduct the trial proceedings by himself.’’
    
    Id., 528. The
    remand proceedings began before Judge
    Espinosa in early 2010. Shortly thereafter, and before
    the proceedings concluded, Judge Espinosa was ele-
    vated to the Appellate Court. As a result, Judge Schu-
    man assumed control of the proceedings. On May 25,
    2012, Judge Schuman held an evidentiary hearing, and,
    on June 6, 2012, he issued a written memorandum of
    decision wherein he determined that the defendant had
    been competent to represent himself at his criminal
    trial.
    The defendant appealed from Judge Schuman’s com-
    petency determination, claiming that Judge Schuman
    abused his discretion in concluding that the defendant
    had been competent to represent himself during his
    criminal trial. See State v. Connor, 
    152 Conn. App. 780
    ,
    
    100 A.3d 877
    (2014), rev’d, 
    321 Conn. 350
    , 
    138 A.3d 265
    (2016). This court reversed the trial court’s judgment
    on the ground that the remand hearing held by Judge
    Schuman was procedurally flawed. 
    Id., 810. This
    court
    then directed the trial court to grant the defendant a
    new criminal trial. 
    Id., 817. The
    state then filed a petition for certification to
    appeal this court’s decision. After granting certification
    to appeal, our Supreme Court concluded that this court
    erred in reversing the judgment rendered by Judge
    Schuman and in ordering a new trial because this court
    had raised, sua sponte, a ground not argued by the
    parties, namely, the procedural inadequacy of the
    remand hearing. Connor 
    II, supra
    , 
    321 Conn. 354
    .
    Accordingly, our Supreme Court remanded the case
    back to this court with direction to consider the defen-
    dant’s claim that ‘‘the trial court abused its discretion
    when it erroneously concluded that the [defendant] was
    competent to represent himself at [his criminal] trial
    despite his mental illness or mental incapacity.’’ (Inter-
    nal quotation marks omitted.) 
    Id., 364; see
    also 
    id., 375. We
    first set forth our standard of review. Our
    Supreme Court has not indicated what standard of
    review applies to a determination that a defendant is
    competent to represent himself where such a determi-
    nation is made after the defendant already has been
    found competent to stand trial. The parties argue that in
    these circumstances we should review the trial court’s
    determination that the defendant had been competent
    to represent himself during his criminal trial for an
    abuse of discretion. We agree with the parties and,
    therefore, review the trial court’s competency determi-
    nation for an abuse of discretion. Cf. Connor 
    I, supra
    ,
    
    292 Conn. 510
    (‘‘we will not overturn the trial court’s
    determination with respect to whether the defendant
    knowingly and voluntarily elected to represent himself
    in the absence of an abuse of discretion’’); State v.
    Cuesta, 
    68 Conn. App. 470
    , 480, 
    791 A.2d 686
    (reviewing
    trial court’s determination that defendant was compe-
    tent to stand trial for an abuse of discretion), cert.
    denied, 
    260 Conn. 914
    , 
    796 A.2d 559
    (2002).
    ‘‘In determining whether there has been an abuse
    of discretion, every reasonable presumption should be
    given in favor of the correctness of the court’s ruling.
    . . . Reversal is required only where an abuse of discre-
    tion is manifest or where injustice appears to have been
    done.’’ (Internal quotation marks omitted.) State v. Wil-
    liams, 
    146 Conn. App. 114
    , 150–51, 
    75 A.3d 668
    (2013),
    aff’d, 
    317 Conn. 691
    , 
    119 A.3d 1194
    (2015). ‘‘In general,
    abuse of discretion exists when a court could have
    chosen different alternatives but has decided the matter
    so arbitrarily as to vitiate logic, or has decided it based
    on improper or irrelevant factors.’’ (Internal quotation
    marks omitted.) State v. Hamlett, 
    105 Conn. App. 862
    ,
    873, 
    939 A.2d 1256
    , cert. denied, 
    287 Conn. 901
    , 
    947 A.2d 343
    (2008). ‘‘Our review of a trial court’s exercise
    of the legal discretion vested in it is limited to the
    questions of whether the trial court correctly applied
    the law and could reasonably have reached the conclu-
    sion that it did.’’ (Internal quotation marks omitted.)
    State v. Kendall, 
    123 Conn. App. 625
    , 651, 
    2 A.3d 990
    ,
    cert. denied, 
    299 Conn. 902
    , 
    10 A.3d 521
    (2010).
    We next review the instructions and guidance that our
    Supreme Court had provided in Connor I. Our Supreme
    Court explained: ‘‘[T]he issue to be decided on remand
    is not whether the defendant lacked the technical legal
    skill or knowledge to conduct the trial proceedings
    effectively without counsel. Indeed it appears quite
    clear that he did lack such skill or knowledge.’’ Connor
    
    I, supra
    , 
    292 Conn. 529
    –30. ‘‘Rather, the determination
    of his competence or lack thereof must be predicated
    solely on his ability to carry out the basic tasks needed
    to present his own defense without the help of counsel
    . . . notwithstanding any mental incapacity or impair-
    ment serious enough to call that ability into question.’’
    (Citation omitted; emphasis added.) 
    Id., 530. The
    United
    States Supreme Court has stated the ‘‘basic tasks
    needed to present [one’s] own defense’’ include
    ‘‘organiz[ing] [a] defense, making motions, arguing
    points of law, participating in voir dire, questioning
    witnesses, and addressing the court and jury.’’ (Empha-
    sis omitted.) Indiana v. 
    Edwards, supra
    , 
    554 U.S. 176
    .
    In determining whether the defendant was able to
    carry out the aforementioned basic defense tasks, our
    Supreme Court further explained that the trial court on
    remand ‘‘should consider any and all relevant informa-
    tion,’’ including (1) ‘‘the extent to which the defendant’s
    competence to represent himself may have been
    affected by mental illness, by the stroke that he had
    suffered, and by any memory problems’’; Connor 
    I, supra
    , 
    292 Conn. 529
    ; (2) ‘‘the extent to which the defen-
    dant may have been feigning mental problems’’; id.; (3)
    ‘‘the manner in which the defendant conducted the trial
    proceedings’’; 
    id., 530; (4)
    ‘‘whether [the defendant]
    grasped the issues pertinent to those proceedings’’; id.;
    and (5) ‘‘[the defendant’s] ability to communicate coher-
    ently with the court and the jury.’’ 
    Id. With this
    back-
    ground in mind, we now turn to the proceedings that
    took place at the trial court following Connor I.
    In February, 2010, Judge Espinosa, as directed by our
    Supreme Court in its remand order in Connor I, began
    the proceedings to determine whether the defendant
    had been competent to represent himself during his
    criminal trial. Judge Espinosa presided over two hear-
    ings. At the first hearing, the defendant ‘‘exhibit[ed] the
    same behavior’’ that he had exhibited at trial by sitting
    silently in his wheelchair and being unresponsive. At the
    second hearing, the defendant informed Judge Espinosa
    that he would not participate in the remand proceed-
    ings, and he was uncooperative in assisting Judge
    Espinosa in determining whether she should appoint
    counsel for him. Before Judge Espinosa conducted fur-
    ther proceedings, however, she was elevated to the
    Appellate Court.
    Following Judge Espinosa’s elevation to the Appel-
    late Court, Judge Schuman assumed responsibility for
    the proceedings to determine whether the defendant
    had been competent to represent himself during his
    criminal trial. At a February, 2012 hearing before Judge
    Schuman, the defendant again was unresponsive, and
    Judge Schuman appointed counsel for the defendant.
    Finally, on May 25, 2012, Judge Schuman conducted an
    evidentiary hearing on the merits of the defendant’s
    claim. At that hearing, Judge Schuman was presented
    with ‘‘three categories’’ of evidence: (1) the trial tran-
    scripts, (2) ‘‘medical evidence,’’ and (3) an affidavit
    executed by Judge Espinosa dated January 13, 2012.
    On the basis of those three categories of evidence,
    Judge Schuman concluded that the defendant was com-
    petent to represent himself during his criminal trial.
    First, with respect to the trial transcripts, Judge Schu-
    man concluded that they revealed ‘‘the manner in which
    the defendant conducted the trial proceedings’’; Connor
    
    I, supra
    , 
    292 Conn. 530
    ; how ‘‘[the defendant] grasped
    the issues pertinent to those proceedings’’; id.; and ‘‘[the
    defendant’s] ability to communicate coherently with
    the court and the jury.’’ 
    Id. In particular,
    Judge Schuman
    cited the defendant’s questioning of venirepersons, his
    effective use of peremptory challenges, his ‘‘short but
    adequate’’ cross-examinations of the complainant and
    eyewitnesses, and his presentation of a closing argu-
    ment that contained ‘‘a reasonably appropriate discus-
    sion of the evidence.’’
    Judge Schuman also carefully highlighted instances
    during the criminal trial in which the defendant’s tactics
    were improper or ineffective. For example, during jury
    selection, the defendant purported to quote the Bible
    and asked philosophical questions that were confusing
    and irrelevant. Moreover, during the state’s case, the
    defendant inadvertently incriminated himself during his
    cross-examination of the state’s witnesses and
    attempted to admit his criminal record and a police
    report that implicated him as the perpetrator of the
    crime.
    Judge Schuman also found that the defendant experi-
    enced difficulty in presenting the defense’s theory, ask-
    ing the sole defense witness proper questions, and
    making an appropriate closing argument that did not
    refer to irrelevant and improper5 matters. Additionally,
    Judge Schuman observed that the defendant generally
    struggled throughout the trial with comprehending legal
    concepts such as admissibility, prejudice, exhibits,
    hearsay, and circumstantial evidence.
    Regarding the second category of evidence, the medi-
    cal records offered by the defendant, Judge Schuman
    concluded that they were not probative of the defen-
    dant’s ability to represent himself at his criminal trial.
    The medical records consisted principally of seven vol-
    umes of Department of Correction health charts relating
    to periods of incarceration that the defendant had
    served between the years of 1991 and 2010.6 Although
    the charts themselves appear largely indecipherable to
    the layperson,7 Judge Schuman concluded that ‘‘both
    before and after the criminal trial, healthcare profes-
    sionals diagnosed the defendant with having various
    psychiatric or psychological diseases or disorders.’’
    (Emphasis added.) In its final analysis, however, the
    court afforded no weight to the medical records.
    Last, Judge Schuman reviewed Judge Espinosa’s affi-
    davit,8 wherein she attested to the following: (1) ‘‘The
    defendant appeared to be engaged in every aspect of the
    trial proceedings’’; (2) ‘‘The defendant demonstrated an
    understanding of the evidence presented by the state
    and what was occurring during each distinct phase of
    the trial’’; (3) ‘‘At times, the defendant made statements
    concerning irrelevant matters . . . [that] were a calcu-
    lated attempt on the part of the defendant to elicit
    sympathy and, thus, persuade the court or the jury to
    find in his favor’’; (4) ‘‘[T]he defendant demonstrated
    the ability to communicate appropriately and coher-
    ently with the court’’; (5) ‘‘[The defendant] demon-
    strated the ability to address the jury in an appropriate
    and coherent manner’’; (6) ‘‘At no point during the pro-
    ceedings did the defendant exhibit the effects of a men-
    tal incapacity or impairment such that I questioned
    whether he possessed the mental ability to conduct the
    trial proceedings without the assistance of counsel’’;
    (7) ‘‘[T]he defendant carried out the basic tasks needed
    to present his own defense in a manner similar to other
    self-represented defendants who appeared before me’’;
    and (8) ‘‘Although the defendant did not conduct the
    trial proceedings with the technical skill or knowledge
    of an attorney, he demonstrated that he was sufficiently
    capable of carrying out the basic tasks needed to pre-
    sent his own defense without the assistance of
    counsel.’’
    Judge Schuman afforded ‘‘considerable deference’’
    to Judge Espinosa’s affidavit. Indeed, Judge Schuman
    determined that the defendant had been competent to
    represent himself during his criminal trial ‘‘based largely
    on Judge Espinosa’s firsthand assessment of the defen-
    dant’s performance’’ during that time. Judge Schuman
    reasoned that ‘‘the transcript is no substitute for the
    opportunity, which only Judge Espinosa had, to observe
    whether the defendant had a reasonable understanding
    of how the trial process worked, to assess whether his
    occasional unorthodoxy represented fumbling inepti-
    tude or wilful strategy, and to measure just how well
    the defendant interacted with the jury.’’
    Accordingly, in determining whether the defendant
    had possessed the ‘‘ability to carry out the basic tasks
    needed to present his own defense without the help of
    counsel’’; (internal quotation marks omitted) Connor 
    I, supra
    , 
    292 Conn. 530
    ; Judge Schuman carefully consid-
    ered and weighed all of the evidence that the parties
    presented to the court. On the basis of his review of
    that evidence, Judge Schuman ultimately determined
    that the defendant was competent to represent himself
    during his criminal trial. After reviewing the record in
    this case, we conclude that Judge Schuman did not
    abuse his discretion in making that determination.
    First, it was reasonable for Judge Schuman to con-
    clude that the trial transcripts revealed that the defen-
    dant was able to carry out basic defense tasks. Indeed,
    our review of the trial transcripts discloses that the
    defendant was able to (1) ask venirepersons questions
    that potentially could have revealed whether they held
    a bias toward the defendant and the crimes with which
    he was charged,9 (2) elicit, during cross-examination,
    an inconsistency between the complainant’s testimony
    and her statement to police regarding the location
    where she claimed she was abducted, (3) elicit from
    an eyewitness during cross-examination the fact that
    the witness told law enforcement that he was unsure
    of the perpetrator’s race, (4) elicit an inconsistency
    between the physical description of the perpetrator that
    an eyewitness provided to law enforcement and the
    defendant’s actual physical appearance, (5) present and
    argue a motion for judgment of acquittal, and (6) chal-
    lenge the state’s case during his closing argument by
    highlighting the lack of physical evidence and the incon-
    sistencies in the testimony of the state’s witnesses.
    Second, it was also reasonable for Judge Schuman
    to have concluded that the defendant’s medical records
    were not helpful in determining whether the defendant
    could have represented himself at his criminal trial.
    Judge Schuman noted that none of the medical person-
    nel who made the records was present during the 2006
    criminal trial, and defense counsel acknowledged at the
    remand hearing that no medical records that were made
    at the time of the criminal trial.
    Moreover, even assuming that the records may have
    suggested that the defendant was suffering from a men-
    tal incapacity at the time of his criminal trial, the trial
    transcripts revealed that he ‘‘may have been feigning
    mental problems.’’ Connor 
    I, supra
    , 
    292 Conn. 529
    . For
    instance, on the first day of jury selection, the defendant
    admitted to Judge Espinosa that he had been feigning
    a comatose state during the pretrial proceedings
    because he disliked his trial counsel and the judge who
    had presided over the proceedings.
    Ultimately, and perhaps most significantly, evidence
    that the defendant was suffering from a mental incapac-
    ity at the time of his criminal trial, without more, is
    insufficient to prove that the defendant was not compe-
    tent to represent himself. See Connor 
    I, supra
    , 
    292 Conn. 528
    (stating that issue before trial court on
    remand would be ‘‘whether the defendant then was
    competent, notwithstanding any mental disability, to
    conduct the trial proceedings by himself’’ [emphasis
    added]). The defendant was required to demonstrate
    at the remand proceedings not merely that he suffered
    from a mental incapacity, but rather, more specifically,
    how that mental incapacity impacted his ability to carry
    out basic defense tasks. See 
    id., 525 (remanding
    to trial
    court so that it could determine ‘‘whether the defendant
    is entitled to a new trial because he lacked the ability,
    due to mental illness or incapacity, to perform the basic
    functions necessary for the trial of his case’’ [emphasis
    added]). The defendant’s medical evidence, however,
    failed to link his purported mental incapacity to an
    inability to carry out basic defense tasks. Therefore,
    Judge Schuman reasonably concluded that the defen-
    dant’s medical records were unhelpful in determining
    whether the defendant was competent to represent him-
    self at his criminal trial.
    Third, in light of the fact that our Supreme Court in
    Connor I contemplated expressly that Judge Espinosa
    would conduct the remand proceedings; Connor 
    I, supra
    , 
    292 Conn. 528
    (‘‘the case must be remanded for
    a determination by the court, Espinosa, J., as to
    whether the defendant then was competent, notwith-
    standing any mental disability, to conduct the trial pro-
    ceedings by himself’’); it was reasonable for Judge
    Schuman to rely heavily on Judge Espinosa’s affidavit.10
    ‘‘[T]he trial judge is in a particularly advantageous
    position to observe a defendant’s conduct during a trial
    and has a unique opportunity to assess a defendant’s
    competency. A trial court’s opinion, therefore, of the
    competency of a defendant is highly significant.’’ (Inter-
    nal quotation marks omitted.) 
    Id., 523–24. Indeed,
    the
    United States Supreme Court observed in Edwards that
    a trial judge who presides over a defendant’s compe-
    tency hearing and trial ‘‘will often prove best able to
    make more fine-tuned mental capacity decisions, tai-
    lored to the individualized circumstances of a particular
    defendant.’’ Indiana v. 
    Edwards, supra
    , 
    554 U.S. 177
    .
    In the present case, Judge Schuman reasonably relied
    on the observations and findings of Judge Espinosa,
    who, as the presiding judge at the defendant’s criminal
    trial, had the unique opportunity to assess the defen-
    dant’s competency. Her affidavit certainly indicates that
    the defendant was sufficiently capable of carrying out
    the basic tasks needed to present his own defense with-
    out the assistance of counsel. In particular, Judge Schu-
    man credited Judge Espinosa’s observations ‘‘that the
    defendant appeared to be engaged in and knowledge-
    able about every aspect of the trial, that the defendant
    demonstrated the ability to address the jury in an appro-
    priate and coherent manner, and that the defendant’s
    occasional reference to irrelevant matters appeared to
    be a calculated attempt to elicit sympathy.’’
    In the end, it is not lost upon us that Judge Schuman
    was ‘‘troubled’’ by the defendant’s lack of effectiveness11
    at certain points during the trial. Our Supreme Court
    stressed in Connor I, however, that ‘‘the issue to be
    decided on remand is not whether the defendant lacked
    the technical legal skill or knowledge to conduct the
    [criminal] trial proceedings effectively without coun-
    sel.’’ (Emphasis added.) Connor 
    I, supra
    , 
    292 Conn. 529
    –30. Although the defendant certainly lacked a tech-
    nical proficiency that may have otherwise rendered his
    self-representation more effective, his ability to perform
    the basic tasks necessary to self-representation was
    demonstrated by his participation in voir dire, his ques-
    tioning of witnesses, his presentation of a motion for
    a judgment of acquittal and a closing argument, and his
    communications with the court and jury. See Indiana
    v. 
    Edwards, supra
    , 
    554 U.S. 176
    .
    In light of the foregoing, the trial court reasonably
    determined, on the basis of the evidence presented to
    it during the remand proceedings, that the defendant
    had been able to carry out the basic tasks needed to
    present his own defense without the help of counsel
    during his criminal trial. Accordingly, we conclude that
    the trial court did not abuse its discretion in determining
    that the defendant had been competent to represent
    himself at his criminal trial.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    Throughout this opinion, we will refer to the defendant’s direct appeal
    to our Supreme Court, State v. Connor, 
    292 Conn. 483
    , 
    973 A.2d 627
    (2009),
    as Connor I. Hereafter, we will refer to our Supreme Court’s decision in
    State v. Connor, 
    321 Conn. 350
    , 
    138 A.3d 265
    (2016), as Connor II.
    2
    ‘‘The charges included kidnapping in the first degree, robbery in the
    third degree, robbery involving an occupied motor vehicle, larceny in the
    third degree, and stalking in the first degree.’’ Connor 
    II, supra
    , 
    321 Conn. 354
    n.1.
    3
    As discussed in more detail subsequently in this opinion, at the time of
    the defendant’s criminal trial, our law dictated that ‘‘any criminal defendant
    who ha[d] been found competent to stand trial, ipso facto, [wa]s competent
    to waive the right to counsel as a matter of federal constitutional law.’’ State
    v. Day, 
    233 Conn. 813
    , 824, 
    661 A.2d 539
    (1995) overruled in part by Connor
    I, 
    292 Conn. 483
    , 528 n.29, 
    973 A.2d 627
    (2009). Accordingly, upon determin-
    ing that the defendant was competent to stand trial, the trial court did
    not undertake any additional inquiry before concluding that he was also
    competent to represent himself. 
    Id., 825–26. Thus,
    while both the defendant’s
    competency to stand trial and his right to represent himself were at issue,
    the inquiry by the trial court focused, as it had to at that time, solely on
    whether the defendant was competent to stand trial.
    4
    For clarity, we refer to Justice Espinosa as Judge Espinosa in this opinion
    because, as the Supreme Court noted, this appeal involves matters that
    occurred before Justice Espinosa’s appointment to the Supreme Court. Con-
    nor 
    II, supra
    , 
    321 Conn. 355
    n.2.
    5
    For instance, Judge Schuman noted that the transcript revealed that
    Judge Espinosa had ‘‘stopped [the defendant] from attempting to display
    his legs to the jury and cracking his arm for the jur[ors] [in] what [Judge
    Espinosa] believe[d] [was] an attempt to incur sympathy from them.’’ Addi-
    tionally, the defendant mentioned repeatedly that he had suffered a stroke.
    6
    The defendant also offered the findings from a 2009 competency exam
    that he underwent in connection with criminal charges that are unrelated
    to this appeal. Considering that the 2009 exam occurred nearly three years
    after the trial that is the subject of this appeal, Judge Schuman reasonably
    could have afforded little weight to the findings therein. The findings of
    that exam, nevertheless, indicated that the defendant was competent to
    stand trial in 2009, notwithstanding his refusal to cooperate.
    7
    At the remand hearing, the defendant did not call any medical experts
    to opine on his health and how it may have affected his ability to represent
    himself in 2006. Defense counsel also informed the court at the remand
    hearing that he was unsuccessful in retaining a mental health expert who
    could review the trial transcripts and offer an opinion as to the defendant’s
    ability to represent himself.
    8
    ‘‘The defendant never sought to have Judge Espinosa testify, nor did he
    argue that her affidavit was lacking in any way.’’ Connor 
    II, supra
    , 
    321 Conn. 363
    .
    9
    The defendant posed the following questions to some venirepersons: (1)
    ‘‘[S]o you went through a divorce . . . [was] it a good divorce or a bad
    one?’’; (2) ‘‘Violence in families. Like domestic disputes . . . There’s none
    in your family?’’; and (3) ‘‘If [someone] broke . . . the law one time that
    doesn’t necessarily mean he broke it a second time?’’
    10
    Defense counsel acknowledged at the remand hearing that the case was
    ‘‘remanded specifically to Judge Espinosa for a finding.’’ The defendant,
    however, never objected to Judge Schuman conducting the hearing. Again,
    his precise claim on appeal is solely that based on the three categories
    of evidence presented at the remand hearing, Judge Schuman could not
    reasonably have concluded that he was competent to represent himself.
    11
    Notwithstanding this concern, Judge Schuman did note that the defen-
    dant was effective in obtaining an acquittal on one of the charges, that it
    was ‘‘not clear what a competent attorney would have done differently’’
    with respect to the other charges that ‘‘were [not] readily defensible,’’ and
    that ‘‘the defendant’s attempts to inject irrelevant matters into trial may
    have been calculated to gain sympathy.’’
    

Document Info

Docket Number: AC34970

Citation Numbers: 155 A.3d 289, 170 Conn. App. 615, 2017 Conn. App. LEXIS 25

Judges: Bear, Mullins, Sheldon

Filed Date: 2/7/2017

Precedential Status: Precedential

Modified Date: 10/19/2024