Shipman v. Commissioner of Correction ( 2017 )


Menu:
  • ******************************************************
    The ‘‘officially released’’ date that appears near the
    beginning of each opinion is the date the opinion will
    be published in the Connecticut Law Journal or the
    date it was released as a slip opinion. The operative
    date for the beginning of all time periods for filing
    postopinion motions and petitions for certification is
    the ‘‘officially released’’ date appearing in the opinion.
    In no event will any such motions be accepted before
    the ‘‘officially released’’ date.
    All opinions are subject to modification and technical
    correction prior to official publication in the Connecti-
    cut Reports and Connecticut Appellate Reports. In the
    event of discrepancies between the electronic version
    of an opinion and the print version appearing in the
    Connecticut Law Journal and subsequently in the Con-
    necticut Reports or Connecticut Appellate Reports, the
    latest print version is to be considered authoritative.
    The syllabus and procedural history accompanying
    the opinion as it appears on the Commission on Official
    Legal Publications Electronic Bulletin Board Service
    and in the Connecticut Law Journal and bound volumes
    of official reports are copyrighted by the Secretary of
    the State, State of Connecticut, and may not be repro-
    duced and distributed without the express written per-
    mission of the Commission on Official Legal
    Publications, Judicial Branch, State of Connecticut.
    ******************************************************
    SOMEN SHIPMAN v. COMMISSIONER
    OF CORRECTION
    (AC 38774)
    Alvord, Sheldon and Gruendel, Js.
    Argued November 30, 2016—officially released April 25, 2017
    (Appeal from Superior Court, judicial district of
    Tolland, Oliver, J.)
    Michael W. Brown, assigned counsel, for the appel-
    lant (petitioner).
    C. Robert Satti, Jr., supervisory assistant state’s attor-
    ney, with whom, on the brief, were John C. Smriga,
    state’s attorney, and Craig P. Nowak, senior assistant
    state’s attorney, for the appellee (respondent).
    Opinion
    GRUENDEL, J. Following a grant of certification to
    appeal, the petitioner, Somen Shipman, appeals from
    the judgment of the habeas court denying his petition
    for a writ of habeas corpus. On appeal, the petitioner
    claims that the habeas court erred by finding that his
    right to the effective assistance of counsel was not
    violated. Specifically, the petitioner claims that the
    court improperly found that his constitutional right to
    the effective assistance of counsel was not violated by
    his trial counsel’s failure (1) to adequately raise a Bat-
    son1 challenge, and (2) to present the testimony of two
    alibi witnesses. We disagree and, accordingly, affirm
    the judgment of the habeas court.
    The following facts and procedural history, as set
    forth by this court on direct appeal, are relevant to this
    appeal. ‘‘In October, 1996, Torrance McClain, Norman
    Gaines and the [petitioner] were entrenched in Bridge-
    port’s drug trade. Sometime in mid-October, Ronald
    Marcellus, another drug dealer and an associate of
    McClain, Gaines and the [petitioner], engaged with Gary
    Louis-Jeune in an angry verbal exchange over their
    respective drug dealing enterprises. Following this
    exchange, Marcellus requested that the [petitioner] take
    care of [the situation] for him because Louis-Jeune was
    attempting to move in on the block. The [petitioner]
    and Gaines, on the evening of October 29, 1996, there-
    after shot Louis-Jeune and his girlfriend, Marsha Larose,
    multiple times, killing both of them.
    ‘‘In December, 1996, McClain was arrested and
    pleaded guilty to drug charges. Before he was sentenced
    pursuant to his guilty plea, McClain provided the Bridge-
    port police with a written statement indicating that
    Gaines and the [petitioner] were responsible for the
    shooting of Louis-Jeune and Larose. The [petitioner]
    subsequently was arrested and charged with one count
    of capital felony, two counts of murder and one count
    of conspiracy to commit murder. After a trial, the jury
    returned a verdict of guilty on all charges, and the court,
    on April 28, 2000, rendered judgment in accordance
    with the verdict. Merging the two counts of murder
    with the capital felony charge, the court sentenced the
    [petitioner] to life imprisonment without the possibility
    of release, to run concurrently with twenty years impris-
    onment on the charge of conspiracy to commit murder,
    for a total effective sentence of life imprisonment with-
    out the possibility of release.
    ‘‘In June, 2000, the [petitioner] appealed his convic-
    tion directly to the Supreme Court, following which
    he moved for rectification of the trial court record to
    establish the races of the jury venirepersons. The trial
    court denied his motion and, thereafter, the [petitioner]
    moved for review by the Supreme Court. On March 16,
    2004, the Supreme Court granted the motion and the
    relief requested therein. On November 17, 2011, the
    state moved for reconsideration of the Supreme Court’s
    granting of the [petitioner’s] motion for rectification of
    the record. The Supreme Court granted both the state’s
    motion and the relief requested therein, stating: Upon
    careful review of the record, it is apparent that the
    [petitioner] failed to raise a disparate treatment claim
    in the trial court and, therefore, is not entitled to rectifi-
    cation of the record to augment [it] with evidence to
    support such a claim. See, e.g., State v. Hodge, 
    248 Conn. 207
    , 227 [
    726 A.2d 531
    ] (when the defendant
    [fails] to raise a disparate treatment claim with respect
    to [specific] venirepersons, the record is inadequate for
    appellate review of his claims with respect to those
    venirepersons), cert. denied, 
    528 U.S. 969
    [
    120 S. Ct. 409
    , 
    145 L. Ed. 2d 319
    ] (1999); State v. Haughley, 
    124 Conn. App. 58
    , 61 n.3 [
    3 A.3d 980
    ] (same) [cert. denied,
    
    299 Conn. 912
    , 
    10 A.3d 529
    (2010)]. Thereafter, pursuant
    to Practice Book § 65-1, the Supreme Court transferred
    the [petitioner’s] appeal to this court.’’ (Footnote omit-
    ted; internal quotation marks omitted.) State v. Ship-
    man, 
    142 Conn. App. 161
    , 163–65, 
    64 A.3d 338
    , cert.
    denied, 
    309 Conn. 918
    , 
    70 A.3d 41
    (2013). This court
    affirmed the petitioner’s conviction. 
    Id., 177. On
    May 27, 2014, the petitioner filed his amended
    petition for a writ of habeas corpus. The petitioner
    alleged, inter alia, that his federal and state constitu-
    tional rights to due process, conflict-free representa-
    tion, and the effective assistance of counsel were
    violated. Specifically, the petitioner claimed that the
    state failed to disclose material evidence favorable to
    his defense, pursuant to Brady v. Maryland, 
    373 U.S. 83
    , 87, 
    83 S. Ct. 1194
    , 
    10 L. Ed. 2d 215
    (1963), and that
    the state knowingly presented false testimony at his
    trial. Additionally, the petitioner claimed that his trial
    counsel was burdened by an actual conflict of interest
    that adversely affected counsel’s performance, his trial
    counsel’s performance was deficient during jury selec-
    tion and the criminal trial, and that the petitioner was
    prejudiced thereby.
    On December 14, 2015, the habeas court denied the
    petitioner’s habeas petition. On December 23, 2015, the
    court granted his petition for certification to appeal.
    This appeal followed. Additional facts will be set forth
    as necessary.
    We begin our analysis with the law governing the
    petitioner’s claim as well as our standard of review. ‘‘A
    criminal defendant is constitutionally entitled to ade-
    quate and effective assistance of counsel at all critical
    stages of criminal proceedings. . . . This right arises
    under the sixth and fourteenth amendments to the
    United States constitution and article first, § 8, of the
    Connecticut constitution. . . . As enunciated in
    Strickland v. Washington, [
    466 U.S. 668
    , 686–87, 
    104 S. Ct. 2052
    , 
    80 L. Ed. 2d 674
    (1984)], [our Supreme Court]
    has stated: It is axiomatic that the right to counsel is
    the right to the effective assistance of counsel. . . . A
    claim of ineffective assistance of counsel consists of
    two components: a performance prong and a prejudice
    prong. . . . The claim will succeed only if both prongs
    are satisfied.’’ (Internal quotation marks omitted.)
    Spearman v. Commissioner of Correction, 164 Conn.
    App. 530, 538, 
    138 A.3d 378
    , cert. denied, 
    321 Conn. 923
    ,
    
    138 A.2d 284
    (2016).
    ‘‘[According to] Strickland, [an ineffective assistance
    of counsel] claim must be supported by evidence estab-
    lishing that (1) counsel’s representation fell below an
    objective standard of reasonableness, and (2) counsel’s
    deficient performance prejudiced the defense because
    there was a reasonable probability that the outcome of
    the proceedings would have been different had it not
    been for the deficient performance.’’ (Emphasis in origi-
    nal; internal quotation marks omitted.) Hall v. Commis-
    sioner of Correction, 
    124 Conn. App. 778
    , 782–83, 
    6 A.3d 827
    (2010), cert. denied, 
    299 Conn. 928
    , 
    12 A.3d 571
    (2011).
    ‘‘In any case presenting an ineffectiveness claim, the
    performance inquiry must be whether counsel’s assis-
    tance was reasonable considering all the circum-
    stances. . . . Judicial scrutiny of counsel’s
    performance must be highly deferential and courts must
    indulge a strong presumption that counsel’s conduct
    falls within the wide range of reasonable professional
    assistance, that is, the [petitioner] must overcome the
    presumption that, under the circumstances, the chal-
    lenged action might be considered sound trial strategy.
    . . . [S]trategic choices made after thorough investiga-
    tion of law and facts relevant to plausible options are
    virtually unchallengeable; [but] strategic choices made
    after less than complete investigation are reasonable
    precisely to the extent that reasonable professional
    judgments support the limitations on investigation.’’
    (Citation omitted; internal quotation marks omitted.)
    Bharrat v. Commissioner of Correction, 167 Conn.
    App. 158, 167–68, 
    143 A.3d 1106
    , cert. denied, 
    323 Conn. 924
    , 
    149 A.3d 982
    (2016). With respect to the prejudice
    prong, the petitioner must establish that if he had
    received ‘‘effective representation by . . . counsel,’’
    there is ‘‘a reasonable probability that the habeas court
    would have found that he was entitled to reversal of
    the conviction and a new trial . . . .’’ (Emphasis omit-
    ted; internal quotation marks omitted.) Crocker v. Com-
    missioner of Correction, 
    126 Conn. App. 110
    , 117, 
    10 A.3d 1079
    , cert. denied, 
    300 Conn. 919
    , 
    14 A.3d 333
    (2011).
    It is well settled that in reviewing the denial of a
    habeas petition alleging ineffective assistance of coun-
    sel, ‘‘[t]his court cannot disturb the underlying facts
    found by the habeas court unless they are clearly erro-
    neous, but our review of whether the facts as found by
    the habeas court constituted a violation of the petition-
    er’s constitutional right to effective assistance of coun-
    sel is plenary.’’ (Internal quotation marks omitted.)
    Robinson v. Commissioner of Correction, 167 Conn.
    App. 809, 817, 
    144 A.3d 493
    , cert. denied, 
    323 Conn. 925
    ,
    
    149 A.3d 982
    (2016). ‘‘In its analysis, a reviewing court
    may look to the performance prong or to the prejudice
    prong, and the petitioner’s failure to prove either is
    fatal to a habeas petition.’’ (Internal quotation marks
    omitted.) Delvecchio v. Commissioner of Correction,
    
    149 Conn. App. 494
    , 500, 
    88 A.3d 610
    , cert. denied, 
    312 Conn. 904
    , 
    91 A.3d 906
    (2014).
    In the present case, the habeas court determined that
    trial counsel’s failure to properly raise a Batson claim
    did not prejudice the petitioner. Additionally, the court
    found that counsel’s representation of the petitioner
    was not deficient with respect to counsel’s decision not
    to call two alibi witnesses to testify on behalf of the
    petitioner, and accordingly, the petitioner was not prej-
    udiced by his counsel’s performance.
    I
    On appeal, the petitioner first claims that the habeas
    court erred in determining that he was not prejudiced
    by his counsel’s failure to properly raise a Batson chal-
    lenge.2 Specifically, the petitioner asserts that he was
    prejudiced by his attorney’s failure (1) to properly raise
    a Batson claim when the prosecuting authority exer-
    cised a peremptory challenge of venireperson T.G.3 (2)
    to understand the law as it related to Batson claims,
    (3) to perform a comparative juror analysis and raise
    a disparate treatment claim under Batson, (4) to renew
    the Batson challenge before the jury was sworn and
    (5) to make an adequate record for appeal during the
    Batson hearing. In addition, the petitioner argues that
    the habeas court erred by determining the issue of preju-
    dice on the basis of whether there was a reasonable
    probability that, but for his attorney’s alleged deficient
    performance, the outcome of his criminal trial would
    have been different. Instead, the petitioner argues, the
    court should have analyzed whether there was a reason-
    able probability that the outcome of the Batson hearing
    would have been different, either at the trial level or
    on appeal.
    The following additional facts are relevant to our
    resolution of this claim. Jury selection for the petition-
    er’s criminal trial commenced on January 12, 2000.
    While being questioned by the state, a white venire-
    person, L.W., revealed that she had knowledge of one
    of the areas relevant to the petitioner’s case because
    she drove by the area regularly for work. L.W. also
    stated that she had a close friend who was a Norwalk
    police officer and a former Bridgeport police officer.
    Another white venireperson, J.A., was accepted by the
    state after he admitted his familiarity with both areas
    relevant to the case and that he knew police officers
    or retired police officers.
    During jury selection on February 2, 2000, the state
    questioned an African-American venireperson named
    T.G. Through the state’s questioning, T.G. revealed that
    he went to one of the areas relevant to the crime ‘‘[a]t
    least two times a week.’’ In response to the state’s
    question as to whether T.G. knew anything about hand-
    guns, T.G. disclosed that his father had been a police
    officer in Florida, had worked on a drug task force for
    about five years, and that his father had discussed his
    work with the family ‘‘[o]ff and on.’’ When the state
    exercised one of its peremptory challenges to excuse
    T.G., defense counsel objected and asked the state to
    articulate its reasons on the record pursuant to Batson.
    The state explained that it had challenged T.G.
    because of his ‘‘knowledge of the area . . . of the homi-
    cide where he indicated he would go through at least
    two or three times . . . a week . . . .’’ The state also
    noted that T.G.’s father was ‘‘working as a police offi-
    cer’’ on ‘‘a drug task force’’ and that the state expected
    there to be evidence of drug dealing throughout the trial.
    ‘‘[T]he overall picture,’’ the state asserted, prompted
    concern about what T.G. might ‘‘bring by way of knowl-
    edge of people and the like.’’
    In response to the state’s articulation, defense coun-
    sel argued that ‘‘[w]e’ve had precious few minorities,
    particularly blacks . . . on the voir dire panel who
    were able to serve’’ and that ‘‘this twenty-four year old
    black man, [T.G.] . . . didn’t give any response that
    would indicate any cause for concern . . . .’’ Relying
    on its stated reasons, the state insisted that it had not
    been ‘‘routinely excluding black individuals’’ and that
    ‘‘there is no pattern of strikes.’’ The court considered
    the questioning of T.G. and noted that it had detected
    ‘‘a certain reticence on the part of the venireperson in
    terms of the state’s attorney exploring his knowledge
    of the area in question.’’ The court ultimately concluded
    that, ‘‘given the totality of circumstances and based
    upon the history of the questioning of the . . . venire-
    persons here, I think that the state’s attorney has given
    . . . sufficient race neutral reason[s] for excuse
    . . . .’’ Had T.G. been accepted to the jury panel, he
    would have been the first alternate juror.
    Following T.G.’s excusal, the petitioner’s counsel
    made no requests to add information regarding the
    races of any other selected or excused jurors, and,
    accordingly, the record for appeal does not indicate the
    races of any of the jurors except for T.G. and one other
    juror who was excused by the court after presenting a
    hardship excuse. Counsel made no such request until
    after the jury had returned its guilty verdict and he
    initiated the direct appeal to the Supreme Court.
    We begin by setting forth the well established princi-
    ples of law that govern Batson claims. ‘‘Peremptory
    challenges are deeply rooted in our nation’s jurispru-
    dence and serve as one state-created means to the con-
    stitutional end of an impartial jury and a fair trial. . . .
    Although such challenges generally may be based on
    subjective as well as objective criteria . . . they may
    not be used to exclude a prospective juror because of
    his or her race or gender. . . .
    ‘‘In Batson . . . the United States Supreme Court
    recognized that a claim of purposeful racial discrimina-
    tion on the part of the prosecution in selecting a jury
    raises constitutional questions of the utmost seri-
    ousness, not only for the integrity of a particular trial
    but also for the perceived fairness of the judicial system
    as a whole. . . . The court concluded that [a]lthough
    a prosecutor ordinarily is entitled to exercise permitted
    peremptory challenges for any reason at all, as long as
    that reason is related to his [or her] view concerning
    the outcome of the case to be tried . . . the [e]qual
    [p]rotection [c]lause forbids the prosecutor to challenge
    potential jurors solely on account of their race. . . .
    ‘‘Under Connecticut law, [o]nce a party asserts a Bat-
    son claim, the [opposing party] must advance a neutral
    explanation for the venireperson’s removal. . . . The
    [party asserting the Batson claim] is then afforded the
    opportunity to demonstrate that the [opposing party’s]
    articulated reasons are insufficient or pretextual. . . .
    [T]he trial court then [has] the duty to determine if
    the [party asserting the Batson claim] has established
    purposeful discrimination. . . . The [party asserting
    the Batson claim] carries the ultimate burden of per-
    suading the trial court, by a preponderance of the evi-
    dence, that the jury selection process in his or her
    particular case was tainted by purposeful discrimina-
    tion. . . .
    ‘‘We have identified several specific factors that may
    indicate that [a party’s removal] of a venireperson
    through a peremptory challenge was . . . motivated
    [by race or gender]. These include, but are not limited
    to: (1) [t]he reasons given for the challenge were not
    related to the trial of the case . . . (2) the [party exer-
    cising the peremptory strike] failed to question the chal-
    lenged juror or only questioned him or her in a
    perfunctory manner . . . (3) prospective jurors of one
    race [or gender] were asked a question to elicit a partic-
    ular response that was not asked of the other jurors
    . . . (4) persons with the same or similar characteris-
    tics but not the same race . . . as the challenged juror
    were not struck . . . (5) the [party exercising the
    peremptory strike] advanced an explanation based on
    a group bias where the group trait is not shown to apply
    to the challenged juror specifically . . . (6) the [party
    exercising the peremptory strike] used a disproportion-
    ate number of peremptory challenges to exclude mem-
    bers of one race . . . .
    ‘‘In assessing the reasons proffered in support of the
    use of a peremptory challenge . . . [a]n explanation
    . . . need not . . . be pigeon-holed as wholly accept-
    able or wholly unacceptable . . . and even where the
    acceptability of a particular explanation is doubtful, the
    inquiry is not at an end. In deciding the ultimate issue
    of discriminatory intent, the judicial officer is entitled to
    assess each explanation in light of all the other evidence
    relevant to prosecutorial intent. The officer may think
    a dubious explanation undermines the bona fides of
    other explanations or may think that the sound explana-
    tions dispel the doubts raised by a questionable one.
    As with most inquiries into state of mind, the ultimate
    determination depends on an aggregate assessment of
    all the circumstances. . . .
    ‘‘Finally, the trial court’s decision on the question of
    discriminatory intent represents a finding of fact that
    will necessarily turn on the court’s evaluation of the
    demeanor and credibility of the attorney of the party
    exercising the peremptory challenge. . . . Accord-
    ingly, a trial court’s determination that there has or has
    not been intentional discrimination is afforded great
    deference and will not be disturbed unless it is clearly
    erroneous. . . . A finding of fact is clearly erroneous
    when there is no evidence in the record to support it
    . . . or when although there is evidence to support it,
    the reviewing court on the entire evidence is left with
    the definite and firm conviction that a mistake has been
    committed.’’ (Citations omitted; internal quotation
    marks omitted.) State v. Dehaney, 
    261 Conn. 336
    , 343–
    46, 
    803 A.2d 267
    (2002), cert. denied, 
    537 U.S. 1217
    , 
    123 S. Ct. 1318
    , 
    154 L. Ed. 2d 1070
    (2003).
    In the present case, we agree with the habeas court
    that the petitioner has failed to demonstrate that he
    suffered prejudice as a result of his attorney’s alleged
    failure to properly assert a Batson challenge. Even if
    the petitioner’s trial counsel had requested additional
    information on the race of the jurors for the record on
    appeal, the record was still devoid of any indication
    that the prosecuting attorney had acted intentionally
    to exclude venireperson T.G. on the basis of his race.
    T.G. was distinguishable from other nonexcluded jurors
    in that (1) he was intimately familiar with one of the
    areas of the crime, and (2) his father was a police officer
    who had worked on a drug task force. Although other
    nonexcluded jurors mentioned some level of familiarity
    with one of the areas of the crime, their familiarity did
    not rise to the level of that admitted to by T.G. Likewise,
    although some jurors knew or were acquainted with
    police officers, no other jurors had close relatives who
    were police officers, and no other jurors knew police
    officers who had worked on drug task forces.
    After a careful review of the arguments and record
    presented to this court, we conclude that the petitioner
    has not demonstrated that T.G. was intentionally
    excluded on the basis of his race, and, therefore, that
    the petitioner is unable to demonstrate that, had his
    trial counsel properly asserted the Batson challenge, it
    is reasonably probable that the outcome of his trial or
    appeal would have been different. Because we deter-
    mine that the petitioner’s Batson challenge would have
    failed regardless of his attorney’s performance, there
    is no need for us to decide today whether the habeas
    court properly determined the issue of prejudice on the
    basis of the outcome of the petitioner’s trial, as opposed
    to the outcome of the Batson hearing, because the anal-
    ysis would be identical. Accordingly, the petitioner’s
    first claim fails.
    II
    The petitioner next claims that the court erred in
    determining that his counsel did not render ineffective
    assistance in failing to present alibi witness testimony
    from two potential witnesses. Specifically, the peti-
    tioner argues that the habeas court erred by failing,
    under the doctrine of collateral estoppel, to adopt the
    factual findings made by another habeas court4 in regard
    to the testimony of Madeline Rivera and Luz Davila.
    We disagree.
    The following additional facts are relevant to the
    petitioner’s claim. During the habeas trial, the petitioner
    presented testimony from himself, Rivera, and Davila.
    The petitioner’s trial counsel also provided testimony.
    The petitioner testified that Rivera, his then girlfriend,
    wrote to him after his arrest and told him that he had
    been helping her move at the time that the crimes
    occurred. Thereafter, the petitioner testified, he gave
    the names of Rivera and Davila to his habeas attorney.
    Although called to testify, Rivera and Davila invoked
    their fifth amendment privilege against self-incrimina-
    tion and did not provide testimony at the habeas trial.
    The court, however, admitted prior testimony given
    by Rivera and Davila in Gaines v. Commissioner of
    Correction, 
    306 Conn. 664
    , 
    51 A.3d 948
    (2012), regarding
    the petitioner’s alibi. Rivera and Davila testified in
    Gaines that the petitioner was in the process of helping
    Rivera move at the time of the crimes. The petitioner’s
    trial counsel testified that he had never heard of the
    names of Davila or Rivera prior to the date of the
    habeas trial.
    The habeas court determined that the doctrine of
    collateral estoppel did not apply to bar the court from
    making factual findings relevant to the testimony of
    Rivera and Davila. The court found ‘‘the argument
    unavailing, as [the] trial court [in Gaines] never
    assessed the competence of the legal representation of
    underlying counsel in this matter. Nor did that court
    assess the credibility of the several witnesses sur-
    rounding the alibi issue presented in the course of the
    instant trial, including the petitioner.’’ (Emphasis in
    original.) The court concluded that the issue of the
    petitioner’s trial counsel’s competence had not been
    fully and fairly litigated in the Gaines matter, and that
    accordingly, the doctrine of collateral estoppel did
    not apply.
    After disposing of the issue of collateral estoppel, the
    court went on to evaluate the merits of the petitioner’s
    underlying ineffective assistance claim. The court cred-
    ited the testimony of the petitioner’s trial counsel
    regarding the fact that the petitioner had never provided
    him with the names of Rivera or Davila and that the
    petitioner had never discussed the possibility of an alibi
    defense. The court discredited the testimony of the
    petitioner, and noted that his testimony regarding the
    fact that ‘‘he had to be told by a third party of his
    own alibi for the night of the killings’’ was particularly
    unconvincing.5 For those reasons, the court concluded
    that the petitioner’s trial attorney was not ineffective
    for failing to present Rivera and Davila as alibi witnesses
    at the petitioner’s criminal trial.
    On appeal, the petitioner argues that the habeas court
    erred by finding that the doctrine of collateral estoppel
    did not apply to bar the court from making its own
    findings regarding the testimony of Rivera and Davila
    from the Gaines habeas trial. ‘‘The common-law doc-
    trine of collateral estoppel, or issue preclusion, embod-
    ies a judicial policy in favor of judicial economy, the
    stability of former judgments and finality. . . . For an
    issue to be subject to collateral estoppel, it must have
    been fully and fairly litigated in the first action. It also
    must have been actually decided and the decision must
    have been necessary to the judgment.’’ (Internal quota-
    tion marks omitted.) State v. Thomas, 
    137 Conn. App. 782
    , 792, 
    49 A.3d 1038
    , cert. denied, 
    307 Conn. 923
    , 
    55 A.3d 566
    (2012). ‘‘[T]he issue concerning which relitiga-
    tion is sought to be estopped must be identical to the
    issue decided in the prior proceeding.’’ (Emphasis
    added; internal quotation marks omitted.) State v.
    Joyner, 
    255 Conn. 477
    , 490, 
    774 A.2d 927
    (2001).
    In the present case, the petitioner argues that the
    issue of the credibility of Rivera and Davila had been
    fully and fairly litigated in the Gaines case, and that
    the court erred by making its own determination to
    discredit their testimony. The petitioner’s argument is
    without merit, however, because the court was entitled
    to weigh all of the evidence before arriving at its deter-
    mination. The doctrine of collateral estoppel could not
    apply to the issue of the credibility of Rivera and Davila,
    because that issue had not been fully and fairly litigated
    in relation to the petitioner’s habeas trial. Moreover,
    the credibility of the two witnesses’ testimony regarding
    the petitioner’s whereabouts on the night of the shoot-
    ings was not necessary to the Gaines decision, and the
    pertinent issue in the present case, which was whether
    the petitioner’s trial attorney rendered ineffective assis-
    tance for failing to present these two witnesses, was
    never even addressed. Accordingly, we conclude that
    the court did not err in declining to invoke the doctrine
    of collateral estoppel and that the petition for a writ of
    habeas corpus was properly denied.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    See Batson v. Kentucky, 
    476 U.S. 79
    , 
    106 S. Ct. 1712
    , 
    90 L. Ed. 2d 69
    (1986).
    2
    We observe that the petitioner challenges both the habeas court’s finding
    that he was not prejudiced by his counsel’s performance, as well as the
    court’s finding that counsel did not perform deficiently in regard to his
    failure to properly raise a Batson challenge. Our review of the habeas court’s
    memorandum of decision, however, reveals that the court did not reach the
    performance prong of the Strickland inquiry and decided the issue on the
    basis of prejudice. Accordingly, we limit our review to whether the habeas
    court properly found that counsel’s performance prejudiced the petitioner.
    Because we agree that the petitioner has not demonstrated prejudice, it is
    unnecessary to assess his counsel’s performance under the first prong of
    the Strickland inquiry.
    3
    To protect the legitimate privacy interests of the venirepersons involved
    in this case, we refer to them by their initials. See, e.g., State v. Wright, 
    86 Conn. App. 86
    , 88 n.3, 
    860 A.2d 278
    (2004).
    4
    See Gaines v. Commissioner of Correction, 
    306 Conn. 664
    , 
    51 A.3d 948
    (2012). Norman Gaines was the petitioner’s codefendant in the underlying
    criminal trial.
    5
    The petitioner also argues that the court erred in determining that the
    testimony presented at the petitioner’s habeas trial regarding his alibi
    defense was not credible. This argument is unavailing. ‘‘[T]his court does
    not retry the case or evaluate the credibility of the witnesses. . . . Rather,
    we must defer to the [trier of fact’s] assessment of the credibility of the
    witnesses based on its firsthand observation of their conduct, demeanor
    and attitude. . . . The habeas judge, as the trier of facts, is the sole arbiter
    of the credibility of witnesses and the weight to be given to their testimony.’’
    (Internal quotation marks omitted.) Fine v. Commissioner of Correction,
    
    163 Conn. App. 77
    , 82–83, 
    134 A.3d 682
    , cert. denied, 
    320 Conn. 925
    , 
    133 A.3d 879
    (2016).
    

Document Info

Docket Number: AC38774

Judges: Alvord, Sheldon, Gruendel

Filed Date: 4/25/2017

Precedential Status: Precedential

Modified Date: 10/19/2024