State v. Jessie L. C. , 148 Conn. App. 216 ( 2014 )


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    STATE OF CONNECTICUT v. JESSIE L. C.1
    (AC 35388)
    DiPentima, C. J., and Gruendel and West, Js.
    Argued October 17, 2013—officially released February 18, 2014
    (Appeal from Superior Court, judicial district of
    Fairfield, Kavanewsky, J.)
    Katherine C. Essington, assigned counsel, for the
    appellant (defendant).
    Adam E. Mattei, deputy assistant state’s attorney,
    with whom, on the brief, were John C. Smriga, state’s
    attorney, and Margaret E. Kelley, senior assistant
    state’s attorney, for the appellee (state).
    Opinion
    WEST, J. The defendant, Jessie L. C., appeals from
    the judgment of conviction, rendered after a jury trial,
    of one count of sexual assault in the first degree in
    violation of General Statutes § 53a-70 (a) (2), three
    counts of sexual assault in the second degree in viola-
    tion of General Statutes § 53a-71 (a) (4), two counts of
    sexual assault in the fourth degree in violation of Gen-
    eral Statutes § 53a-73a (a) (1) (E), and one count of
    risk of injury to a child in violation of General Statutes
    § 53-21 (a) (1). On appeal, the defendant claims that
    the trial court (1) violated his sixth amendment right
    to confrontation by improperly restricting his cross-
    examination of the complaining witness, and (2) vio-
    lated his constitutional right to notice and a unanimous
    verdict by using a duplicitous amended information.
    We affirm the judgment of the trial court.
    The jury reasonably could have found the following
    facts. The defendant is the uncle of the victim, N, and
    her older brother, K. The defendant is also the adoptive
    father of S, who is N and K’s younger half sister. N, K,
    and S lived with the defendant and his wife, B, on the
    second and third floors of a two-family home. On the
    second floor, N and S shared a bedroom, and the defen-
    dant and B slept in the dining room, which they had
    converted into a bedroom. K’s room was on the third
    floor.
    At some point, the defendant and B separated and B
    moved into the apartment located on the first floor of
    the house. Accordingly, N, K, and S were living solely
    with the defendant. The first incident of sexual abuse
    occurred when N was ten years old. One day, the defen-
    dant awoke N from a nap and told her to go sleep in
    his bed. After falling asleep in the defendant’s bed, N
    woke up with the defendant’s penis inside of her vagina.
    The defendant apologized and told N that he was dream-
    ing and thought that she was B. He instructed N not to
    tell anyone about the incident.
    When N was eleven and twelve years old, the defen-
    dant sexually assaulted her about two to three times
    per week, although he did not penetrate her again until
    she was thirteen years old. The majority of incidents
    occurred at nighttime; however, the abuse sometimes
    occurred during the daytime prior to the defendant’s
    leaving to work the night shift. Generally, the defendant
    would make sure that S and K were distracted by televi-
    sion or video games, and would then tell N that he
    needed help relieving his stress. N would pull down her
    pants and underwear and lie down on the defendant’s
    bed. The defendant would rub his penis against the
    outside of her vagina until he ejaculated.
    When N was approximately twelve or thirteen years
    old, she began sleeping in the defendant’s room every
    night—the defendant had told her that she could no
    longer share a bed with S because the bed squeaked
    and disturbed the downstairs neighbors. When N was
    between the ages of thirteen and sixteen years old,
    the defendant sexually assaulted her every day, and
    sometimes multiple times a day. During this three year
    time period, the assault largely consisted of vaginal
    penetration, but in some instances, the defendant would
    also put his mouth on N’s breasts and nipples. In an
    effort to escape the sexual abuse, N frequently ran away
    from home. The last instance of sexual assault occurred
    when N was sixteen years old, the day before she and
    K left for a Christian summer camp in Pennsylvania.
    N disclosed the sexual abuse on two occasions. Her
    first disclosure was made in June, 2009, to a childhood
    friend, J, with whom she recently had reconnected. N
    called J on the telephone and told him about the sexual
    assault. He advised her to stand up for herself. The
    second disclosure occurred in August, 2009, while N
    was attending a Christian summer camp. During a group
    session pertaining to physical and sexual abuse, N stood
    before a group of approximately thirty girls and counsel-
    ors and disclosed that the defendant physically, men-
    tally, and sexually abuses her. She subsequently
    discussed the abuse with a camp counselor and other
    camp leaders. Also, on the final day of camp, she dis-
    closed the abuse to the entire camp, including K, in
    her closing ‘‘testimonial.’’ When N returned from camp,
    members of the Department of Children and Families
    (department) intervened and placed her and her siblings
    in the temporary custody of a family friend. Thereafter,
    N was interviewed by a police officer, and ultimately
    placed in the custody of B, along with S. K lived with
    another family before returning to live with the
    defendant.
    The defendant was arrested on January 14, 2010, and
    charged with one count of sexual assault in the first
    degree, three counts of sexual assault in the second
    degree, two counts of sexual assault in the fourth
    degree, and one count of risk of injury to a child. Follow-
    ing a five day trial, the jury returned a verdict of guilty
    on all counts. The court accepted the verdict and sen-
    tenced the defendant to a total effective term of twenty-
    five years imprisonment, execution suspended after
    eighteen years, followed by twenty years of special pro-
    bation. This appeal followed. Additional facts will be
    set forth as they pertain to each claim.
    I
    The defendant first claims that the court violated his
    sixth amendment right to confrontation by improperly
    restricting his cross-examination of N with respect to
    her relationship with J, and her truthfulness toward
    various parties following her allegations of sexual
    assault. Specifically, the defendant argues that he was
    unlawfully restricted from cross-examining N about the
    lies she purportedly told to her department caseworker
    with respect to her school grades, relationship with J,
    and computer usage. He also claims that N lied to B
    with respect to J, and to the police regarding an incident
    wherein N was locked out of B’s house. Consequently,
    the defendant contends that he was deprived of his
    constitutional right to impeach N’s credibility and to
    expose her alleged motive to fabricate the sexual
    assault allegations—namely, revenge for the defen-
    dant’s refusal to allow her to date J. We disagree with
    the defendant.
    The following additional procedural history and facts,
    as the jury reasonably could have found them, are rele-
    vant to our disposition of this claim. On direct examina-
    tion, N testified that J, who is four years older than her,
    was a childhood friend who lived across the street from
    her when she was about five years old. When J’s mother
    was at work, the defendant would often baby-sit J along
    with N and K. Although they lost touch over the years,
    N and J reconnected when N was sixteen years old. In
    June, 2009, N called J and told him that the defendant
    ‘‘has sex with me all the time.’’ J advised N to stand up
    for herself.
    At approximately that time, N asked the defendant
    for permission to date J, and the defendant said no. On
    one occasion in July, 2009, N saw J at a parade she
    was attending with her siblings, and he inquired as to
    whether the defendant continued to sexually abuse her.
    When N and her siblings returned home, N’s brother,
    K, told the defendant that N was conversing with J at
    the parade. Consequently, the defendant forced N to
    take off her belt and he beat her with it. Near the
    conclusion of her direct examination, N testified that
    she and J were romantically involved and living
    together, and that they had had a child together. N
    further testified that she was arrested on April 5, 2011,
    due to a fight she had had with J, and that charges
    against her were pending.
    On cross-examination, the defendant asked N several
    questions pertaining to her truthfulness and her rela-
    tionship with J. For example, the defendant asked N
    whether she was angry that the defendant would not
    allow her to date J, and whether she asked the depart-
    ment to place her with J’s mother following her disclo-
    sure of sexual abuse. Additionally, the defendant asked
    N whether she snuck out of the defendant’s house to
    party with friends. The defendant also asked N about
    several promises that she made to the defendant and
    had broken, including a promise not to disclose the
    sexual abuse, not to sneak out at night, and not to
    use the computer at night. Furthermore, the defendant
    asked N whether she was concerned that her sexual
    assault allegations would be disbelieved because she
    had a history of lying.
    In addition to these and other questions intended to
    impeach N’s credibility, the defendant asked N whether,
    during the time she was living with B, following her
    disclosure of sexual assault, she broke B’s house rules.
    The state objected and the jury was excused for argu-
    ment on the objection. The state argued that the ques-
    tion was neither relevant nor probative of whether the
    defendant committed the crimes charged. Conversely,
    the defendant argued that N’s anticipated answer would
    reveal a pattern of breaking promises, which was rele-
    vant to her credibility. The court sustained the objec-
    tion, stating, ‘‘[Y]ou’ve elicited that [N] promised to tell
    the defendant that she wouldn’t tell anybody about what
    she says was the sexual abuse. . . . You’ve elicited that
    she promised not to use the computer . . . she said,
    yeah, I broke that promise, too. . . . So . . . you’ve
    demonstrate[d] that she made several promises to the
    defendant about these things and that she didn’t keep
    a couple of these promises. I think that’s fine. I let it go
    in. But . . . we’re not going to . . . try a case within a
    case about what promises she kept or didn’t keep in
    some other household. I don’t think it has any probative
    value. So, I’m going to sustain the objection. I think
    you’ve made your point with your initial round, but I
    think that once we get outside the household, I think,
    it becomes much less probative and collateral.’’
    Prior to the jury’s return following this ruling, the
    defendant proffered several questions to the court
    regarding N’s truthfulness and her relationship with J.
    The court determined that several of these questions
    were permissible. Accordingly, the defendant was per-
    mitted to ask whether: (1) N ran away from B’s house
    on two occasions, and whether she was with J during
    those times; (2) pursuant to S’s complaint to the depart-
    ment about being spanked by the defendant, N told a
    department caseworker that she had not been physi-
    cally abused by the defendant; (3) N told the defendant
    she lost a camera he had lent her for summer camp,
    and whether a department caseworker later found the
    camera in N’s backpack.
    The court determined, however, that several prof-
    fered questions were impermissible because they were
    irrelevant and their prejudicial effect outweighed their
    probative value. The precluded questions included
    whether: (1) N lied to B and the department about
    taking the bus to and from work, when in fact, J was
    transporting her; (2) J would pick N up from school
    shortly after the start of the school day and drop her
    off before a department worker would arrive to pick
    her up; (3) N lied to a department worker about calling
    her caseworker, when in fact she was calling J; (4) N
    lied to a department caseworker about getting good
    grades when she was failing the majority of her classes;
    (5) N told her foster family that a friend gave her twenty
    dollars, when in fact, her friend gave her three hundred
    dollars; and (6) N lied to the police about an incident
    that occurred six weeks after her disclosure of sexual
    assault, when she told them that she was locked out
    of B’s house because she was with a girlfriend, when
    in fact, she was with J.
    The court stated that because this line of questioning
    pertained to events that purportedly occurred following
    N’s displacement from the defendant’s household, they
    did not have any probative value and were likely to
    confuse the jury in its determination of whether the
    defendant committed the crimes charged. The court
    did, however, allow the defendant to question N about
    whether, following her disclosure of sexual assault, she
    was always truthful to people in other households and
    the police, but stated that the defendant would not be
    allowed further inquiry into N’s responses because the
    questions pertained to ‘‘very remote collateral, nonpro-
    bative events.’’
    As previously indicated, the defendant contends on
    appeal that the court violated his sixth amendment right
    to confrontation by deeming irrelevant several prof-
    fered questions intended to impeach N’s credibility and
    expose her purported motive to fabricate the sexual
    assault allegations against him. The following legal prin-
    ciples guide our analysis of the defendant’s claim. ‘‘The
    sixth amendment to the [United States] constitution
    guarantees the right of an accused in a criminal prosecu-
    tion to confront the witnesses against him. . . . The
    primary interest secured by confrontation is the right
    to cross-examination . . . and an important function
    of cross-examination is the exposure of a witness’ moti-
    vation in testifying. . . . Cross-examination to elicit
    facts tending to show motive, interest, bias and preju-
    dice is a matter of right and may not be unduly
    restricted. . . . The right of confrontation is preserved
    if defense counsel is permitted to expose to the jury
    the facts from which jurors, as the sole triers of fact and
    credibility, could appropriately draw inferences relating
    to the reliability of the witness. . . . Although it is
    within the trial court’s discretion to determine the
    extent of cross-examination and the admissibility of
    evidence, the preclusion of sufficient inquiry into a par-
    ticular matter tending to show motive, bias and interest
    may result in a violation of the constitutional require-
    ments [of the confrontation clause] of the sixth amend-
    ment. . . .
    ‘‘[T]he confrontation clause does not [however] sus-
    pend the rules of evidence to give the defendant the
    right to engage in unrestricted cross-examination . . .
    [or] to present every piece of evidence he wishes. . . .
    To the contrary, [t]he [c]onfrontation [c]lause guaran-
    tees only an opportunity for effective cross-examina-
    tion, not cross-examination that is effective in whatever
    way, and to whatever extent, the defense might wish.
    . . . Thus, [i]f the proffered evidence is not relevant
    . . . the defendant’s right to confrontation is not
    affected, and the evidence was properly excluded. . . .
    [W]e first review the trial court’s evidentiary rulings
    . . . if premised on a correct view of the law . . . for
    an abuse of discretion. . . .
    ‘‘The trial court has wide discretion to determine the
    relevancy of evidence and the scope of cross-examina-
    tion. . . . Thus, [w]e will make every reasonable pre-
    sumption in favor of upholding the trial court’s ruling[s]
    [on these bases] . . . . In determining whether there
    has been an abuse of discretion, the ultimate issue is
    whether the court . . . reasonably [could have] con-
    clude[d] as it did. . . . If, after reviewing the trial
    court’s evidentiary rulings, we conclude that the trial
    court properly excluded the proffered evidence, then
    the defendant’s constitutional claims necessarily fail.’’
    (Citations omitted; internal quotation marks omitted.)
    State v. Davis, 
    298 Conn. 1
    , 8–11, 
    1 A.3d 76
     (2010); see
    State v. David N.J., 
    301 Conn. 122
    , 132–33, 
    19 A.3d 646
     (2011).
    We conclude that the court’s limitation of the defen-
    dant’s cross-examination of N did not constitute an
    abuse of discretion. The court engaged in a discerning
    analysis of the defendant’s proffered line of questioning,
    disallowing only those questions pertaining to events
    allegedly occurring after N’s disclosure of sexual abuse
    and her consequent removal from the defendant’s
    home. The court reasonably could have determined
    that, given the temporal nature of the precluded ques-
    tions with respect to the crimes charged, such questions
    were collateral, nonprobative, and likely to confuse the
    jury. Moreover, contrary to the defendant’s contentions,
    he was afforded the opportunity to conduct a compre-
    hensive cross-examination of N’s credibility and alleged
    motive. The court permitted the defendant to inquire
    into whether N was angry that the defendant would not
    allow her to date J, whether she asked the department
    to be placed in the custody of J’s mother, and whether
    she ran away from B’s house, where she was not being
    abused, to be with J. Additionally, the court allowed
    the defendant to conduct a limited cross-examination
    into N’s truthfulness with respect to whether, following
    her disclosure of sexual assault, she ever lied to B,
    members of other households, or the police.
    Once again, ‘‘[t]he confrontation clause does not . . .
    suspend the rules of evidence to give the defendant
    the right to engage in unrestricted cross-examination.’’
    (Internal quotation marks omitted.) State v. Davis,
    
    supra,
     
    298 Conn. 9
    . Because the proffered evidence was
    reasonably excluded in accordance with the rules of
    evidence, the court neither abused its discretion nor
    violated the defendant’s right to confrontation.
    II
    The defendant next claims that the court violated his
    fifth amendment right to due process and his sixth
    amendment right to notice by improperly permitting
    the state to charge him on the basis of a duplicitous
    amended information. In particular, the defendant con-
    tends that the court should have required the state
    to set forth the specific facts underlying the identical
    counts of sexual assault in the second and fourth degree
    in order to apprise the defendant of the charges against
    him. Additionally, the defendant claims that the court
    violated his fifth amendment right to a unanimous ver-
    dict by failing to instruct the jury that its verdict must be
    unanimous with respect to the specific facts supporting
    each count for which it returned a guilty verdict.
    As a preliminary matter, the defendant concedes that
    he did not preserve these claims on appeal. The defen-
    dant did not file a motion for a bill of particulars or a
    written request asking the state to specify the facts
    underlying the contested counts. See Practice Book
    §§ 41-5, 41-20 and 36-19. The defendant accordingly
    seeks review pursuant to State v. Golding, 
    213 Conn. 233
    , 
    567 A.2d 823
     (1989).2 We will review these claims
    because the record is adequate for review and they are
    of constitutional magnitude. See State v. Marcelino S.,
    
    118 Conn. App. 589
    , 594, 
    984 A.2d 1148
     (2009) (applying
    Golding review to unpreserved duplicity claim), cert.
    denied, 
    295 Conn. 904
    , 
    988 A.2d 879
     (2010). We con-
    clude, however, that the defendant’s claims fail under
    the third prong of Golding. The following procedural
    history and facts, as the jury reasonably could have
    found them, are relevant to our review of this claim.
    The state’s amended information charged the defen-
    dant, in pertinent part, with three identical counts of
    sexual assault in the second degree, alleging that the
    assault occurred ‘‘on diverse dates between 2002 and
    prior to July of 2009 . . . .’’ It additionally charged the
    defendant with two identical counts of sexual assault
    in the fourth degree, alleging that the assault occurred
    ‘‘on diverse dates between 2002 and July of 2009 . . . .’’
    At trial, N gave a detailed account of several specific
    incidents of sexual assault. She testified that the defen-
    dant often required N to return home early from playing
    in the park with her siblings, at which time he would
    sexually assault her. Additionally, she testified about
    an instance when she was sexually assaulted in S’s bed
    and the defendant broke the bed frame. Further, N
    testified as to a few instances where S had cracked open
    the defendant’s bedroom door while he was sexually
    assaulting N. On those occasions, the defendant
    responded by covering himself and N with blankets, or
    by running to close the door before S could enter the
    room or witness the assault. N also testified that the
    sexual assault often occurred when the defendant sent
    K to run errands at Walgreens, Burger King, or a nearby
    corner store.
    On cross-examination, the defendant questioned N
    regarding an incident of alleged anal sexual assault.
    The defendant elicited testimony that, pursuant to her
    interview with a police officer, N disclosed that she
    had a scar on her anus due to an instance of anal
    sexual assault by the defendant. Thereafter, during the
    defendant’s cross-examination of Janet Murphy, a pedi-
    atric nurse practitioner who conducted a physical
    examination of N, the defendant elicited that Murphy
    did not detect any anal scarring. During closing argu-
    ment, the defendant argued that this lack of physical
    evidence impugned N’s credibility.
    In its charge to the jury, the court gave only one
    instruction with respect to the three identical counts
    of sexual assault in the second degree, but stated that
    the jury must consider each count separately. The court
    stated that the state ‘‘must prove beyond a reasonable
    doubt, first, sexual intercourse took place between the
    defendant and [N] and, second [N] was less than eigh-
    teen years old and the defendant was her guardian or
    was otherwise responsible for the general supervision
    of her welfare. If you unanimously find that the state
    has proved beyond a reasonable doubt each of the ele-
    ments of sexual assault in the second degree as to count
    two, three, or four, then you should find the defendant
    guilty as to that particular count. On the other hand, if
    you unanimously find that the state has failed to prove
    beyond a reasonable doubt any of the elements as to
    count two, three, or four, then you shall find the defen-
    dant not guilty as to that particular count.’’3
    Similarly, with respect to the two identical counts of
    sexual assault in the fourth degree, the court delivered
    only one jury instruction but told the jury that it must
    consider each count separately. It stated that the state
    ‘‘must prove beyond a reasonable doubt, first, the defen-
    dant intentionally subjected the complainant to sexual
    contact; second, he specifically intended to obtain sex-
    ual gratification; and, third, the complainant was less
    than eighteen years old at the time the offense was
    committed and the defendant was her guardian or was
    otherwise responsible for the general supervision of
    her welfare.’’4
    Additionally, the court instructed the jury that if it
    returned a verdict of guilty as to any or all of the counts
    of sexual assault in the second and fourth degree, it
    must complete an interrogatory regarding whether N
    was under the age of sixteen at the time of the offenses
    charged. It instructed that ‘‘[t]he interrogatory would
    be answered yes or no, and any answer must be unani-
    mous.’’ Before excusing the jury to conduct its delibera-
    tions, the court emphasized, ‘‘[w]hen you reach a verdict
    as to any count, it must be unanimous. All of you must
    agree to it whether that verdict is guilty or not guilty.’’
    Subsequently, when the jury returned its verdict, the
    court clerk questioned the panel as to whether its ver-
    dict was unanimous on each count and interrogatory for
    which it returned a guilty verdict. The panel responded,
    ‘‘[y]es,’’ with respect to each count.
    Our analysis begins with an examination of the
    duplicity doctrine. ‘‘Duplicity occurs when two or more
    offenses are charged in a single count of the accusatory
    instrument.’’ (Internal quotation marks omitted.) State
    v. Marcelino S., supra, 
    118 Conn. App. 594
    . In this case,
    the defendant contends that the identical counts of
    sexual assault in the second and fourth degree within
    the amended information contained two or more
    offenses because each count could have been supported
    by various factual scenarios. See State v. Bazemore,
    
    107 Conn. App. 441
    , 454–55, 
    945 A.2d 987
     (defendant
    argued that long form information was duplicitous
    where it set forth two counts of robbery without identi-
    fying robbery victims and defendant allegedly robbed
    various individuals), cert. denied, 
    287 Conn. 923
    , 
    951 A.2d 573
     (2008). However, ‘‘[i]t is now generally recog-
    nized that [a] single count is not duplicitous merely
    because it contains several allegations that could have
    been stated as separate offenses. . . . Rather, such a
    count is only duplicitous where the policy considera-
    tions underlying the doctrine are implicated.’’ (Internal
    quotation marks omitted.) State v. Marcelino S., supra,
    594–95. Here, the defendant claims that the two policy
    considerations implicated are the policies of assuring
    his right to adequate notice and avoiding the risk of
    a nonunanimous verdict. See id. (setting forth policy
    considerations underlying duplicity doctrine).
    In particular, the defendant argues that the amended
    information did not set forth the factual basis underly-
    ing each count of sexual assault in the second and fourth
    degree. By the defendant’s account, N’s testimony that
    the defendant assaulted her every day and sometimes
    multiple times a day for a period of six years amounts to
    approximately 7575 instances of alleged sexual assault.
    Moreover, the defendant asserts that there were at least
    eleven factual scenarios that could have supported the
    charges of sexual assault in the second degree. He
    argues that, because the state did not set forth the
    specific factual underpinnings of each count of sexual
    assault, he was unable to narrowly tailor his defense
    ‘‘to challenge [N’s] veracity with respect to [the alleged]
    incidents.’’ Specifically, the defendant argues that some
    of the jurors may have ‘‘disbelieved [N’s] claim of anal
    penetration based on a complete lack of physical evi-
    dence supporting this claim, while others may have
    used it as a factual basis for convicting the defendant
    of counts two, three, or four,’’ which alleged sexual
    assault in the second degree. Consequently, the defen-
    dant argues, the jury may have returned a nonunani-
    mous verdict by agreeing that the defendant was guilty
    of each count, but disagreeing about which acts sup-
    ported that verdict.
    We first conclude that the defendant’s claim that he
    was deprived of his constitutional right to notice fails
    under the third prong of Golding. If the defendant
    desired greater specificity with respect to the facts
    underlying each claim, then he should have filed a
    motion for a bill of particulars or a written request
    for the facts underlying each count. See Practice Book
    §§ 41-5, 41-20 and 36-19. His failure to avail himself of
    these procedural protections constituted waiver, and
    thus, this claim fails under the third prong of Golding.
    See State v. Holness, 
    289 Conn. 535
    , 543, 
    958 A.2d 754
    (2008) (‘‘a constitutional claim that has been waived
    does not satisfy the third prong of the Golding test’’
    [emphasis omitted]); State v. Young, 
    191 Conn. 636
    , 646,
    
    469 A.2d 1189
     (1983); State v. Bazemore, supra, 
    107 Conn. App. 454
    –55 (defendant waived claim that duplic-
    itous information deprived him of constitutional right
    to notice where he failed to file motion for bill of particu-
    lars). We thus conclude that the defendant was not
    deprived of his constitutional right to notice.
    We further conclude that the defendant’s right to a
    unanimous verdict was not violated when the court
    failed to instruct the jury that its verdict must be unani-
    mous as to the facts underlying each count for which
    it returned a guilty verdict. ‘‘Regarding a court’s instruc-
    tion to a jury prior to its deliberations, we have not
    required a specific unanimity charge to be given in every
    case . . . .’’ (Internal quotation marks omitted.) State
    v. Senquiz, 
    68 Conn. App. 571
    , 589, 
    793 A.2d 1095
    , cert.
    denied, 
    260 Conn. 923
    , 
    797 A.2d 519
     (2002). ‘‘In State
    v. Famiglietti, 
    219 Conn. 605
    , 619–20, 
    595 A.2d 306
    (1991), we set forth a multipartite test to determine
    whether a trial court’s omission of a specific unanimity
    charge warrants a new trial. We first review the instruc-
    tion that was given to determine whether the trial court
    has sanctioned a nonunanimous verdict. If such an
    instruction has not been given, that ends the matter.
    Even if the instructions at trial can be read to have
    sanctioned such a nonunanimous verdict, however, we
    will remand for a new trial only if (1) there is a concep-
    tual distinction between the alternative acts with which
    the defendant has been charged, and (2) the state has
    presented evidence to support each alternative act with
    which the defendant has been charged.’’ (Internal quota-
    tion marks omitted.) State v. Dyson, 
    238 Conn. 784
    ,
    792, 
    680 A.2d 1306
     (1996).
    ‘‘This court is required to conclude, when reviewing
    a court’s instruction to the jury, that [t]he absence of
    language expressly sanctioning a nonunanimous verdict
    means that the defendant has not met the first part of the
    Famiglietti test.’’ (Internal quotation marks omitted.)
    State v. Senquiz, supra, 
    68 Conn. App. 589
    ; see State
    v. Reddick, 
    224 Conn. 445
    , 454, 
    619 A.2d 453
     (1993);
    State v. Cramer, 
    57 Conn. App. 452
    , 461, 
    749 A.2d 60
    ,
    cert. denied, 
    253 Conn. 924
    , 
    754 A.2d 797
     (2000). Here,
    there is no express language in the court’s jury charge
    sanctioning a nonunanimous verdict. Cf. United States
    v. Gipson, 
    553 F.2d 453
    , 458–59 (5th Cir. 1977), dis-
    cussed in State v. Anderson, 
    211 Conn. 18
    , 34–35, 
    557 A.2d 917
     (1989) (court instructed jurors that they could
    disagree as to particular acts constituting violation of
    crimes charged and still return guilty verdict). To the
    contrary, the court instructed the jury that each count
    of sexual assault must be considered separately and
    independently of the other counts; that the jury must
    unanimously agree that each element of the crimes
    charged was proven beyond a reasonable doubt; and
    that the interrogatories for each count must be
    answered unanimously. Before releasing the jury into
    deliberations, the court emphasized that its verdict
    must be unanimous. Moreover, following the jury’s ver-
    dict, the panel affirmed that its verdict was unanimous
    on each count.
    Therefore, ‘‘[g]iven the court’s admonitions concern-
    ing unanimity, we must presume that the jury, in the
    absence of a fair indication to the contrary . . . fol-
    lowed the court’s instruction as to the law.’’ (Internal
    quotation marks omitted.) State v. Senquiz, supra, 
    68 Conn. App. 590
    . Thus, we conclude that the defendant’s
    claim fails under the third prong of Golding because
    the court did not expressly sanction a nonunanimous
    verdict.5
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    In accordance with our policy of protecting the privacy interests of the
    victims of sexual assault and the crime of risk of injury to a child, we decline
    to use the defendant’s full name or to identify the victim or others through
    whom the victim’s identity may be ascertained. See General Statutes § 54-86e.
    2
    ‘‘Under the familiar principle established in Golding, a defendant can
    prevail on an unpreserved claim of constitutional error only if each of four
    conditions is met: (1) the record is adequate to review the alleged claim of
    error; (2) the claim is of constitutional magnitude alleging the violation of
    a fundamental right; (3) the alleged constitutional violation clearly exists
    and clearly deprived the defendant of a fair trial; and (4) if subject to
    harmless error analysis, the state has failed to demonstrate harmlessness
    of the alleged constitutional violation beyond a reasonable doubt.’’ (Internal
    quotation marks omitted.) State v. Marcelino S., 
    118 Conn. App. 589
    , 594,
    
    984 A.2d 1148
     (2009), cert. denied, 
    295 Conn. 904
    , 
    988 A.2d 879
     (2010).
    3
    In another portion of the jury charge on the crime of sexual assault
    in the second degree, the court defined sexual intercourse as ‘‘vaginal or
    anal intercourse.’’
    4
    In a separate portion of the jury charge on the crime of sexual assault
    in the fourth degree, the court defined sexual contact as ‘‘any contact by
    the defendant with the intimate parts of the complainant or contact of the
    intimate parts of the defendant with the complainant. Intimate parts means
    the genital area, groin, inner thighs, buttocks, or breasts.’’
    5
    Even if the defendant had satisfied the threshold requirement of the
    Famiglietti test, his claim nevertheless fails under the test’s first prong
    because case law provides that alternative means of performing unlawful
    sexual intercourse and sexual contact are not conceptually distinct. See
    State v. Anderson, supra, 
    211 Conn. 35
     (‘‘[t]he several ways in which sexual
    intercourse may be committed under General Statutes § 53a-65 [2] are only
    one conceptual offense’’); State v. Hufford, 
    205 Conn. 386
    , 397, 
    533 A.2d 866
     (1987) (no specific unanimity instruction required for charge of sexual
    assault in fourth degree); State v. Griffin, 
    97 Conn. App. 169
    , 184 n.7,
    
    903 A.2d 253
     (‘‘alternative means of performing sexual intercourse are not
    conceptually distinct’’), cert. denied, 
    280 Conn. 925
    , 
    908 A.2d 1088
     (2006);
    State v. William C., 
    71 Conn. App. 47
    , 79, 
    801 A.2d 823
     (2002) (‘‘[t]here is
    no conceptually alternative theory as to how [§ 53a-73a] could be violated
    notwithstanding the state’s presentation of evidence of two different occa-
    sions on which the defendant unlawfully touched the victim’s breasts’’),
    rev’d on other grounds, 
    267 Conn. 686
    , 
    841 A.2d 1144
     (2004). Therefore, the
    court’s jury instructions did not violate the defendant’s right to a unani-
    mous verdict.
    

Document Info

Docket Number: AC35388

Citation Numbers: 148 Conn. App. 216, 84 A.3d 936, 2014 WL 547614, 2014 Conn. App. LEXIS 59

Judges: DiPentima, Graendel, West

Filed Date: 2/18/2014

Precedential Status: Precedential

Modified Date: 10/19/2024