Austin v. Coin Depot Corp. ( 2021 )


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    HOWARD AUSTIN, JR. v. COIN DEPOT
    CORPORATION ET AL.
    (AC 44135)
    Bright, C. J., and Alvord and Norcott, Js.
    Syllabus
    The plaintiff employee appealed to this court from the decision of the
    Compensation Review Board affirming the decision of the Workers’
    Compensation Commissioner finding that the defendant nonprofit entity,
    created pursuant to the Connecticut Insurance Guaranty Association
    Act (§ 38a-836 et seq.), discharged its obligations under a provision (§ 31-
    307a (c)) of the Workers’ Compensation Act (§ 31-275 et seq.) that
    entitles certain injured employees to cost of living adjustments to their
    disability benefits. The plaintiff sustained a compensable injury and,
    thereafter, entered a voluntary agreement with his employer, the named
    defendant. Following the insolvency of the named defendant’s insurer,
    the defendant assumed responsibility for the payment of the plaintiff’s
    disability benefits, and C was assigned to administer his claim. There-
    after, C identified that the plaintiff was entitled to a prospective cost
    of living adjustment (COLA) and a retroactive lump sum COLA payment,
    and C set up weekly prospective COLA payments and mailed a check
    for the retroactive lump sum COLA payment to the plaintiff’s attorney.
    Upon being informed by the plaintiff that he had not received the check,
    C immediately began an investigation, and the defendant’s head of
    accounting opened an investigation with the drawing bank, which deter-
    mined that the proper party had endorsed the check. Subsequently, the
    plaintiff’s attorney admitted to C that he had received the check and
    had given it to the plaintiff’s father, Howard Austin, Sr. At the hearing
    before the commissioner, the plaintiff testified that the signature on the
    check was his father’s signature. Although the plaintiff maintained that
    his legal name is Howard Austin, Jr., and that he uses that name on all
    legal documents, the COLA check, his weekly compensation checks and
    the agreement with his employer all bore the name Howard Austin. The
    plaintiff filed a claim seeking an order requiring the defendant to reissue
    the retroactive lump sum COLA payment, asserting that he was never
    paid as required by § 31-307a (c). In support of his claim, the plaintiff
    cited, inter alia, the negotiable instruments provisions of the Uniform
    Commercial Code. The commissioner denied the plaintiff’s claim, con-
    cluding that the defendant had discharged its obligations under § 31-
    307a (c) by mailing the COLA check to the plaintiff’s attorney and,
    thereafter, promptly investigating the matter upon receiving information
    that the plaintiff never received the check. In reaching his decision, the
    commissioner declined to apply the Uniform Commercial Code. The
    plaintiff thereafter appealed to the board, which affirmed the commis-
    sioner’s decision, and the plaintiff appealed to this court. Held that
    the board did not err in determining that the commissioner properly
    concluded that the defendant had discharged its obligations under § 31-
    307a (c): the commissioner’s decision was supported by the facts, includ-
    ing that the defendant followed standard practice in mailing the COLA
    check to the plaintiff’s attorney, that making the check payable to How-
    ard Austin was consistent with the weekly compensation checks sent
    to the plaintiff, that, when the check was presented at the drawee bank
    to transfer the funds to the holder, there were sufficient funds in the
    defendant’s account and the check was negotiated without delay, and
    that, even though any alleged issue with the transfer of funds must have
    occurred after the check left the defendant’s control and was delivered
    to the plaintiff’s attorney, the defendant, when notified of an issue with
    the plaintiff’s receipt of the funds, conducted an investigation into the
    alleged issue, which resulted in the determination that the proper payee
    benefited from the funds; moreover, the board correctly concluded that
    the commissioner properly declined to apply the Uniform Commercial
    Code, as its application was not incidentally necessary to the commis-
    sioner’s resolution of the plaintiff’s claim.
    Argued October 18—officially released December 7, 2021
    Procedural History
    Appeal from the decision of the Workers’ Compensa-
    tion Commissioner for the Fourth District finding that
    the defendant Connecticut Insurance Guaranty Associa-
    tion discharged its obligations to the plaintiff for certain
    cost of living adjustment benefits, brought to the Com-
    pensation Review Board, which affirmed the commis-
    sioner’s decision, and the plaintiff appealed to this
    court. Affirmed.
    Andrew S. Knott, with whom, on the brief, was Robert
    J. Santoro, for the appellant (plaintiff).
    Joseph J. Passaretti, Jr., with whom, on the brief,
    was Robert A. Skolnik, for the appellee (defendant Con-
    necticut Insurance Guaranty Association).
    Opinion
    ALVORD, J. The plaintiff, Howard Austin, Jr., appeals
    from the decision of the Compensation Review Board
    (board) affirming the decision of the Workers’ Compen-
    sation Commissioner for the Fourth District (commis-
    sioner) finding that the defendant Connecticut Insur-
    ance Guaranty Association1 discharged its obligations
    under General Statutes § 31-307a (c)2 of the Workers’
    Compensation Act (act), General Statutes § 31-275 et
    seq. On appeal, the plaintiff claims that the board erred
    in determining that the commissioner properly con-
    cluded that the defendant fulfilled its statutory duty to
    the plaintiff regarding his retroactive lump sum cost of
    living adjustment (COLA) payment without considering
    certain provisions of the Uniform Commercial Code
    (UCC), General Statutes § 42a-1-101 et seq. We affirm
    the decision of the board.
    The following facts, as found by the commissioner,
    and procedural history are relevant to our resolution
    of this appeal. In November, 2001, the plaintiff sustained
    an injury compensable under the act. In 2003, the plain-
    tiff and his employer entered into a voluntary agreement
    that documented a 30 percent permanent partial disabil-
    ity of the plaintiff’s cervical spine. Initially, Kemper
    Services was the insurer responsible for payments;
    however, the defendant assumed responsibility in 2013
    when Kemper Services became insolvent. At that time,
    Marjorie Corbett, who is an employee of the defendant,
    was assigned to administer the plaintiff’s claim.
    In July, 2015, Corbett identified that the plaintiff was
    entitled to both a prospective COLA and a retroactive
    lump sum COLA payment in the amount of $27,059.46.
    Consequently, she set up prospective weekly COLA pay-
    ments, and, in August, 2015, she mailed to the plaintiff’s
    attorney, Enrico Vaccaro,3 a check for $27,059.46, the
    retroactive lump sum COLA payment. In December,
    2017, the plaintiff called Corbett to inquire about the
    calculation of his current COLA. During the conversa-
    tion, Corbett mentioned the retroactive lump sum COLA
    payment, at which point the plaintiff informed Corbett
    that he had not received the check. Corbett immediately
    began an investigation, ordered copies of the original
    check, and examined the endorsement on the check.
    Subsequently, the defendant’s head of accounting
    opened an investigation with the drawing bank (defen-
    dant’s bank). Following its investigation, the defen-
    dant’s bank determined that the proper party had
    endorsed the check.4 In December, 2017, Attorney Vac-
    caro admitted to Corbett that he had received the retro-
    active lump sum COLA check and had given the check to
    the plaintiff’s father, Howard Austin, Sr.5 At the formal
    hearing before the commissioner, the plaintiff testified
    that the signature on the back of the retroactive lump
    sum COLA check was that of his father.
    Although the plaintiff maintained that his legal name
    is Howard Austin, Jr., and that he uses that name on
    all legal documents, the retroactive lump sum COLA
    check, the recurring weekly compensation checks,6 and
    the original agreement between the plaintiff and his
    employer regarding the workers’ compensation benefits
    all bear the name ‘‘Howard Austin.’’ At the formal hear-
    ing, Corbett testified that, at no point since the defen-
    dant took over administration of the plaintiff’s claim in
    2013, had she been informed that there was any issue
    with the weekly checks, all of which were made payable
    to ‘‘Howard Austin.’’
    The plaintiff sought an order requiring the defendant
    to reissue the retroactive lump sum COLA payment of
    $27,059.46,7 claiming that he was never paid as required
    by § 31-307a. The defendant maintained that delivery
    of the COLA check to the plaintiff’s attorney—his
    authorized representative—equated to delivery to the
    plaintiff and completely discharged its duties under
    § 31-307a (c). The plaintiff argued that the defendant
    had not discharged its duties because the check was
    endorsed improperly, and, therefore, the benefits never
    were paid properly. The plaintiff cited ‘‘the [UCC], the
    law of negotiable instruments and commercial paper,
    and [presented] other arguments, incursions, allega-
    tions and remedies . . . all outside of the confines of
    [the act]’’ in aid of his argument that he was never paid
    as required by § 31-307a. In essence, the plaintiff argued
    that payment did not occur because the wrong person
    endorsed the check and, even though the defendant
    delivered the check to Attorney Vaccaro, who was the
    plaintiff’s agent, that was not sufficient to constitute
    payment under § 31-307a and the law of negotiable
    instruments provisions in article 3 of the UCC.
    The commissioner found that ‘‘it was customary and
    appropriate for the [defendant] to send the COLA check
    to Attorney Vaccaro in [the plaintiff’s] stead’’8 and that
    the defendant’s ‘‘responsibilities . . . were satisfied
    when [it] placed payment in the possession of the [plain-
    tiff’s] legal representative, and, when learning of a
    claimed irregularity, [it] initiated an investigation and
    followed it through to its conclusion.’’ Further, because
    the defendant had issued checks payable to ‘‘Howard
    Austin’’ for years without ever receiving a request to
    change the name on the checks and because several
    legal documents in the original workers’ compensation
    claim bore the name ‘‘Howard Austin,’’ the commis-
    sioner determined that it was reasonable for the defen-
    dant to make the retroactive lump sum COLA check
    payable to ‘‘Howard Austin’’ rather than to ‘‘Howard
    Austin, Jr.’’ Finally, the commissioner determined that
    the plaintiff’s arguments involving the UCC were
    ‘‘beyond the jurisdiction of [the] tribunal to rule upon
    or to address . . . .’’ Thus, the commissioner ‘‘denied
    and dismissed’’ ‘‘[a]ny claims against [the defendant]
    [in] association with the lump sum five year retroactive
    COLA . . . .’’
    The plaintiff then filed a petition for review of the
    commissioner’s order with the board.9 On review, the
    board found no error and affirmed the commissioner’s
    decision, noting that it had ‘‘no reason to challenge the
    accuracy of the [plaintiff’s] recitation of the provisions
    contained in article 3 of the UCC’’ but that the Workers’
    Compensation ‘‘[C]ommission is ‘not in a position to
    determine what happened to the [plaintiff’s] COLA
    check after it was received by the [plaintiff’s] attorney
    . . . .’ ’’ This appeal followed.
    Before addressing the substance of the plaintiff’s
    claim, we set forth the applicable standard of review.
    ‘‘[T]he principles that govern our standard of review in
    workers’ compensation appeals are well established.
    . . . The board sits as an appellate tribunal reviewing
    the decision of the commissioner. . . . [T]he review
    . . . of an appeal from the commissioner is not a de
    novo hearing of the facts. . . . [T]he power and duty
    of determining the facts rests on the commissioner
    . . . . [T]he commissioner is the sole arbiter of the
    weight of the evidence and the credibility of witnesses
    . . . . Where the subordinate facts allow for diverse
    inferences, the commissioner’s selection of the infer-
    ence to be drawn must stand unless it is based on an
    incorrect application of the law to the subordinate facts
    or from an inference illegally or unreasonably drawn
    from them. . . .
    ‘‘This court’s review of decisions of the board is simi-
    larly limited. . . . The conclusions drawn by [the com-
    missioner] from the facts found must stand unless they
    result from an incorrect application of the law to the
    subordinate facts or from an inference illegally or unrea-
    sonably drawn from them. . . . [W]e must interpret
    [the commissioner’s finding] with the goal of sustaining
    that conclusion in light of all of the other supporting
    evidence. . . . Once the commissioner makes a factual
    finding, [we are] bound by that finding if there is evi-
    dence in the record to support it. . . . [Moreover, it]
    is well established that [a]lthough not dispositive, we
    accord great weight to the construction given to the
    workers’ compensation statutes by the commissioner
    and review board.’’ (Citation omitted; internal quotation
    marks omitted.) Melendez v. Fresh Start General
    Remodeling & Contracting, LLC, 
    180 Conn. App. 355
    ,
    362–63, 
    183 A.3d 670
     (2018).
    The plaintiff argues that the board erred in determin-
    ing that the commissioner properly concluded that the
    defendant had discharged its statutory obligations by
    mailing the retroactive lump sum COLA check to the
    plaintiff’s attorney and, thereafter, promptly investigat-
    ing the matter upon receiving information that the plain-
    tiff never received the check. Specifically, he contends
    that ‘‘the [c]ommissioner must still determine the fac-
    tual matter of whether . . . the [c]heck was properly
    negotiated [under the UCC].’’ The plaintiff does not
    contest the determinations that Attorney Vaccaro was
    his agent for the purposes of delivery of the check,
    delivery to Attorney Vaccaro as the plaintiff’s agent
    was commensurate with delivery to the plaintiff, and
    delivering such check to a claimant’s attorney is stan-
    dard practice. In addition, he does not contest the com-
    missioner’s finding that it was reasonable for the defen-
    dant to make the check payable to ‘‘Howard Austin.’’
    He does, however, contend that delivery of a check
    is insufficient to constitute payment under § 31-307a.
    According to the plaintiff, in order to be paid as required
    by the statute, the funds must actually have been trans-
    ferred to the plaintiff.10
    In its consideration of the plaintiff’s appeal, the board
    stated that ‘‘the role of the commissioner in the present
    matter was to determine whether the [testimonial] evi-
    dence demonstrated that [the defendant] had dis-
    charged its obligation to pay to the [plaintiff] his retroac-
    tive COLA benefits. In order to make that determination,
    it was therefore incumbent upon the commissioner to
    assess the credibility of the witnesses who had knowl-
    edge of the chain of custody of the COLA check, and
    that is the assessment which transpired over the course
    of three formal hearings.’’ The board then summarized
    the evidence and the commissioner’s credibility deter-
    minations, and decided that ‘‘[t]he commissioner ulti-
    mately concluded that by issuing the COLA payment
    in care of the [plaintiff’s] attorney, and then launching
    an investigation when Corbett became aware of the
    [plaintiff’s] contention that he had never received the
    check, [the defendant] had met its statutory obligations.
    We do not dispute that there remain a number of out-
    standing unresolved issues relative to what happened
    to the check after it was received by the [plaintiff’s]
    counsel, but we are unequivocally persuaded that the
    resolution of those issues goes well beyond the proper
    scope of inquiry in this forum.’’ We agree with the
    board’s determination.
    The commissioner’s decision was supported by the
    following facts. The defendant followed standard prac-
    tice in mailing the lump sum retroactive COLA check
    to the plaintiff’s agent, Attorney Vaccaro. The commis-
    sioner specifically determined that making the check
    payable to ‘‘Howard Austin’’ was consistent with the
    recurring weekly compensation checks sent to the
    plaintiff over the course of the previous two years and
    was therefore reasonable. When the check was pre-
    sented at the drawee bank to transfer the funds to the
    holder, there were sufficient funds in the defendant’s
    account and the check was negotiated without delay.
    Even though any alleged issue with the transfer of funds
    must have occurred after the check left the defendant’s
    control and was delivered to Attorney Vaccaro, the
    defendant, when notified of an issue with the plaintiff’s
    receipt of the funds, conducted an investigation into
    the alleged issue, which resulted in the determination
    that the proper payee benefited from the funds. In light
    of these facts, we conclude that the board properly
    determined that the commissioner properly concluded
    that the defendant satisfied its duties pursuant to
    § 31-307a.
    Furthermore, we agree with the board’s conclusion
    that the commissioner properly declined to consider the
    issues the plaintiff raised under the UCC. The plaintiff
    contends that the commissioner should not have
    declined to apply the negotiable instruments provisions
    of the UCC because analysis of the UCC was necessary
    to resolve his claim that the defendant ‘‘failed in its
    explicit duties under the act.’’11 The plaintiff first relies
    on General Statutes § 31-278, which provides in relevant
    part that a commissioner ‘‘shall have all powers neces-
    sary to enable him to perform the duties imposed upon
    him by the provisions of this chapter. . . .’’ Addition-
    ally, the plaintiff relies on case law that allows a com-
    missioner to interpret other statutes when doing so is
    ‘‘incidentally necessary’’ to resolve a workers’ compen-
    sation claim. (Emphasis added.) Hunnihan v. Matta-
    tuck Mfg. Co., 
    243 Conn. 438
    , 443 and n.5, 
    705 A.3d 1012
    (1997); see also Frantzen v. Davenport Electric, 
    179 Conn. App. 846
    , 851, 
    181 A.3d 578
    , cert. denied, 
    328 Conn. 928
    , 
    182 A.3d 637
     (2018). We are not persuaded.
    On review, the board noted that, ‘‘while it is entirely
    possible that [the Workers’ Compensation Commission]
    could theoretically be called upon to preside over a
    claim in which the interpretation of the UCC was ‘inci-
    dentally necessary to the resolution of [the] case’ . . .
    the admittedly unusual factual pattern in this appeal
    does not present us with that situation.’’ (Citation omit-
    ted.) We agree with the board that, because application
    of the UCC was unnecessary to resolve the dispute
    between the parties, the commissioner properly did not
    apply it to resolve the dispute. Any dispute regarding
    events occurring after Attorney Vaccaro’s receipt of the
    check presents a question outside of the scope of the
    claim submitted to the commissioner and should be
    raised in a separate legal action among the appro-
    priate parties.
    It is well established that ‘‘[a]dministrative agencies
    [such as the Workers’ Compensation Commission] are
    tribunals of limited jurisdiction and their jurisdiction is
    dependent entirely upon the validity of the statutes
    vesting them with power and they cannot confer juris-
    diction upon themselves.’’ (Internal quotation marks
    omitted.) Del Toro v. Stamford, 
    270 Conn. 532
    , 541,
    
    853 A.2d 95
     (2004). ‘‘[T]he jurisdiction of the [workers’
    compensation] commissioners is confined by the [a]ct
    and limited by its provisions. Unless the [a]ct gives the
    [c]ommissioner the right to take jurisdiction over a
    claim, it cannot be conferred upon [the commissioner]
    by the parties either by agreement, waiver or conduct.
    . . . While it is correct that the act provides for pro-
    ceedings that were designed to facilitate a speedy, effi-
    cient and inexpensive disposition of matters covered
    by the act . . . the charter for doing so is the act itself.
    The authority given by the legislature is carefully cir-
    cumscribed and jurisdiction under the act is clearly
    defined and limited to what are clearly the legislative
    concerns in this remedial statute.’’ (Internal quotation
    marks omitted.) Stickney v. Sunlight Construction,
    Inc., 
    248 Conn. 754
    , 760–61, 
    730 A.2d 630
     (1999). The
    primary statutory provision establishing the subject
    matter jurisdiction of the Workers’ Compensation Com-
    mission is § 31-278, which provides in relevant part
    that ‘‘[e]ach commissioner . . . shall have all powers
    necessary to enable him to perform the duties imposed
    upon him by the provisions of [the act]. Each commis-
    sioner shall hear all claims and questions arising under
    [the act] . . . .’’ The plaintiff maintains that his UCC
    arguments are ‘‘claims’’ for purposes of § 31-278 and,
    therefore, necessarily fall under the commissioner’s
    jurisdiction. In framing his argument this way, the plain-
    tiff confuses the issues. It is clear that the commissioner
    had jurisdiction to resolve the plaintiff’s claim for bene-
    fits under § 31-307a (c);12 however, this does not mean
    that the commissioner’s resolution of the claim for ben-
    efits required application of the UCC.
    The plaintiff’s argument rests on the principle that a
    commissioner may interpret statutory provisions out-
    side of the act when ‘‘such interpretations [are] inciden-
    tally necessary to the resolution of a case arising under
    [the] act.’’ (Emphasis altered; internal quotation marks
    omitted.) Stickney v. Sunlight Construction, Inc.,
    supra, 
    248 Conn. 764
     n.5. For example, in Wonacott v.
    Bartlett Nuclear, Inc., No. 2237, CRB 4-94-12 (June 25,
    1996), the board considered the federal income tax code
    (tax code) in order to determine an employee’s wages
    for purposes of applying the act. The issue in that case
    involved a provision of the tax code that allowed an
    employee to deduct employer reimbursed living
    expenses from gross income. 
    Id.
     The board determined
    that the commissioner had to take into account this tax
    provision in order to determine the amount of compen-
    sation owed to the employee because the employee had
    reduced his reportable income as allowed by the tax
    code. 
    Id.
    In the present case, the commissioner did not need
    to apply the UCC to resolve the plaintiff’s claim for
    benefits. It is undisputed that the defendant delivered
    the retroactive lump sum COLA check to the plaintiff’s
    agent, and, at the time the check was negotiated, the
    defendant had sufficient funds in its account for the
    check to be honored. Unlike in Wonacott, the issue
    presented here—whether an employer’s insurer com-
    plied with § 31-307a (c) when it issued a retroactive
    lump sum COLA check to an employee claimant—does
    not require consideration of the UCC. Indeed, as aptly
    noted by the board, the events occurring after the plain-
    tiff’s attorney received the retroactive lump sum COLA
    check were inconsequential to the commissioner’s anal-
    ysis under § 31-307a (c). Accordingly, because the com-
    missioner was able to resolve the issue without looking
    to the law of negotiable instruments and because analy-
    sis of the UCC was not ‘‘incidentally necessary’’ to
    resolving the issue presented, the board correctly deter-
    mined that the commissioner did not need to reach the
    plaintiff’s UCC arguments.
    The decision of the Compensation Review Board is
    affirmed.
    In this opinion the other judges concurred.
    1
    Coin Depot Corporation, the plaintiff’s employer, was also named as a
    defendant but is not a party to this appeal. We therefore refer in this opinion
    to Connecticut Insurance Guaranty Association as the defendant.
    The defendant is a nonprofit unincorporated legal entity created pursuant
    to the Connecticut Insurance Guaranty Association Act, General Statutes
    § 38a-836 et seq. All insurance companies licensed to issue insurance ‘‘shall
    be members of said association as a condition of their authority to transact
    insurance in [Connecticut].’’ General Statutes § 38a-839; see also General
    Statutes § 38a-838 (7) (defining term ‘‘ ‘[m]ember insurer’ ’’ as used in Con-
    necticut Insurance Guaranty Association Act). In the event that a member
    insurer becomes insolvent, it is the defendant’s responsibility to take over
    the insolvent insurer’s accounts. See General Statutes § 38a-841 (a).
    Under General Statutes § 31-340 of the Workers’ Compensation Act, Gen-
    eral Statutes § 31-275 et seq., ‘‘employers are statutorily mandated to insure,
    or self-insure, to the full extent of all benefits to which a claimant is entitled
    under that act.’’ Franklin v. Superior Casting, 
    302 Conn. 219
    , 228, 
    24 A.3d 1233
     (2011). Under this section, the insurer becomes directly liable to the
    employee. See General Statutes § 31-340.
    2
    General Statutes § 31-307a (c) provides in relevant part: ‘‘[T]he weekly
    compensation rate of each employee entitled to receive compensation under
    section 31-307 as a result of an injury . . . which totally incapacitates the
    employee permanently, shall be adjusted as provided in this subsection as
    of . . . the October first following the injury date . . . and annually on
    each subsequent October first, to provide the injured employee with a cost-
    of-living adjustment in his or her weekly compensation rate as determined
    as of the date of injury under section 31-309. . . . The cost-of-living adjust-
    ments provided under this subdivision shall be paid by the employer without
    any order or award from the commissioner. The adjustments shall apply to
    each payment made in the next succeeding twelve-month period commenc-
    ing with . . . the October first next succeeding the date of injury . . . .
    [W]ith respect to any employee who was adjudicated to be totally incapaci-
    tated permanently subsequent to the date of his or her injury or is totally
    incapacitated permanently due to the fact that the employee has been totally
    incapacitated by such an injury for a period of five years or more, such
    benefit shall be recalculated . . . to the date of such adjudication or to the
    end of such five-year period, as the case may be, as if such benefits had been
    subject to recalculation annually under the provisions of this subsection.
    The difference between the amount of any benefits which would have been
    paid to such employee if such benefits had been subject to such recalculation
    and the actual amount of benefits paid during the period between such
    injury and such recalculation shall be paid to the dependent not later than
    . . . thirty days after such adjudication or the end of such period, as the
    case may be, in a lump-sum payment. . . .’’
    3
    Attorney Vaccaro represented the plaintiff from July, 2009, through the
    appeal to the board.
    4
    The defendant’s bank reached out to the drawee bank—the bank where
    the check was deposited—which determined that the correct payee bene-
    fited from the funds.
    5
    Corbett immediately memorialized her conversation with Attorney Vac-
    caro.
    6
    From April, 2013, onward, the plaintiff received weekly compensation
    payments by checks made payable to ‘‘Howard Austin.’’
    7
    The plaintiff also sought reimbursement of attorney’s fees and costs.
    8
    In making this finding, the commissioner relied on the statements of
    Corbett and two seasoned workers’ compensation attorneys, all of whom
    testified that it was common industry practice to send large lump sum
    payments, such as retroactive COLA payments, to the claimant’s legal coun-
    sel rather than directly to the claimant.
    9
    Prior to filing the petition for review, the plaintiff filed a motion to
    correct that the commissioner denied in its entirety on the ground that it
    was untimely filed. On appeal to the board, the plaintiff argued that the
    denial of the motion was an abuse of discretion, but the board disagreed.
    The plaintiff does not challenge the denial of the motion on appeal to
    this court.
    10
    Specifically, the plaintiff emphasizes that ‘‘a check is not itself a payment,
    but only a promise to pay.’’ He cites General Statutes § 42a-3-104 (a) for
    the proposition that a check is ‘‘an unconditional promise or order to pay
    . . . .’’ His argument rests on a misapplication of General Statutes § 42a-3-
    403, which provides in relevant part: ‘‘[A]n unauthorized signature is ineffec-
    tive except as the signature of the unauthorized signer in favor of the person
    who in good faith pays the instrument or takes it for value. . . .’’ Despite
    the superficial relevancy of this section, the term ‘‘signature’’ applies to the
    name signed on the front of the check, which authorizes payment, and does
    not refer to the endorsement on the back of the check, which allows the
    bank to transfer the funds to the holder of the check (the person who
    endorsed the back of the check). See General Statutes §§ 42a-3-103, 42a-3-
    201 and 42a-3-401 through 42a-3-403.
    In addition, the plaintiff cites Hartford Accident & Indemnity Co. v. South
    Windsor Bank & Trust Co., 
    171 Conn. 63
    , 
    368 A.2d 76
     (1976), to support his
    argument. That case, however, is patently inapplicable because it involved
    a conversion action and the question of an agent’s authority to endorse a
    check under agency law. 
    Id., 68
    –70.
    11
    Before the commissioner, the plaintiff sought, inter alia, ‘‘an order requir-
    ing the [defendant] to pay the [plaintiff] the sum of $27,059.46 for COLA
    benefits . . . .’’ At oral argument before this court, the plaintiff’s counsel
    asserted that, on remand, the commissioner could require the defendant to
    reissue the check, at which point the defendant could institute an action
    against one or both of the banks for reimbursement, or could determine
    that one of the banks was ‘‘on the hook’’ for issuing full payment to the
    plaintiff. Counsel’s suggestion that the commissioner on remand could deter-
    mine that one of the banks, a nonparty to the workers’ compensation pro-
    ceeding, was ‘‘on the hook,’’ further demonstrates why the plaintiff’s claim
    is outside the scope of the workers’ compensation forum.
    12
    The plaintiff’s claim for benefits is one that arises directly from the act
    and is between the plaintiff, his employer, and his employer’s insurer. See
    General Statutes § 31-278.
    

Document Info

Docket Number: AC44135

Filed Date: 12/7/2021

Precedential Status: Precedential

Modified Date: 12/6/2021