State v. Williams , 187 Conn. App. 333 ( 2019 )


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    STATE OF CONNECTICUT v. DAQUAN D. WILLIAMS
    (AC 39597)
    Alvord, Bright and Bear, Js.
    Syllabus
    Convicted of the crimes of manslaughter in the first degree and attempt to
    commit home invasion, the defendant appealed to this court, claiming
    that the evidence was insufficient to support his conviction of attempt
    to commit home invasion. The defendant’s conviction stemmed from
    an incident in which he and two others, P and J, went to an apartment
    complex where C resided because J was having a dispute with C over
    a girl. At least two of the men, dressed in black and wearing ski masks,
    attempted to enter an apartment where C was located with a baseball
    bat. Thereafter, a fight ensued outside, during which the defendant
    repeatedly stabbed C’s stepfather, causing his death. The defendant
    claimed that the evidence was insufficient to show that he attempted
    to enter the apartment in which C was located and that he had the specific
    intent to seriously injure C. Held that the evidence was insufficient to
    support the defendant’s conviction of attempt to commit home invasion,
    there having been insufficient evidence to prove beyond a reasonable
    doubt that the defendant had the specific intent to commit a felony
    assault upon another individual, C, if the defendant and his cohorts
    successfully entered the apartment in which C was located: although
    there was sufficient evidence from which the jury could have concluded
    that the defendant took a substantial step toward unlawfully entering
    the apartment, the record was devoid of any evidence that the defendant
    knew or had any issues with C, that he took any action toward C from
    which an intent to inflict serious injury could have been inferred, that
    the defendant removed his knife from his pocket during any attempt to
    enter the dwelling, or to support an inference that the defendant took
    any action to indicate that he intended to use a metal bat against C, as
    the prosecutor at trial argued to the jury that defendant was being used
    as backup because J wanted to fight C, and did not argue, and the
    evidence did not establish, that the defendant possessed the specific
    intent to commit the crime of home invasion as charged by the state;
    moreover, because the state charged the defendant as a principal and not
    an accessory, proof that either the defendant or one of his codefendants
    intended to commit a felony against C would have been legally insuffi-
    cient to support a judgment of conviction against the defendant, and
    any suggestion that the jury could have inferred that the defendant had
    the requisite intent because one of his codefendants was about to assault
    C was incorrect.
    Argued November 14, 2018—officially released January 22, 2019
    Procedural History
    Information charging the defendant with one count
    of the crime of murder and two counts of the crime
    of attempt to commit home invasion, brought to the
    Superior Court in the judicial district of Hartford and
    tried to the jury before Bentivegna, J.; verdict and judg-
    ment of guilty of the lesser included offense of man-
    slaughter in the first degree and of one count of attempt
    to commit home invasion, from which the defendant
    appealed to this court. Reversed in part; judgment
    directed in part; further proceedings.
    Mary A. Beattie, for the appellant (defendant).
    Linda F. Currie-Zeffiro, assistant state’s attorney,
    with whom, on the brief, was Anne F. Mahoney, state’s
    attorney, for the appellee (state).
    Opinion
    BRIGHT, J. The defendant, DaQuan D. Williams,
    appeals from the judgment of conviction, rendered after
    a jury trial, of attempt to commit home invasion in
    violation of General Statutes §§ 53a-49 and 53a-100aa
    (a) (1).1 On appeal, the defendant claims that there was
    insufficient evidence to support this conviction because
    the state failed to prove that he attempted to enter the
    apartment in which Jouleigh Clemente was located, and
    the state failed to present evidence that he had the
    specific intent to seriously injure Clemente. We reverse
    the judgment of conviction on this count.
    On the basis of the evidence presented, the jury rea-
    sonably could have found the following facts. On the
    evening of February 26, 2013, the defendant was wear-
    ing gloves, a black sweatshirt, a blue hoodie, two pairs
    of gray sweatpants, a blue ski mask and black sneakers.
    He also was in possession of a black pocket knife. On
    that cold and rainy winter evening, Kristopher Pryce
    drove the defendant and Isiah Jones to the Summerfield
    apartment complex in East Hartford,2 where Clemente
    lived in unit 109 with his younger brother, Westley, his
    mother, Jasmin Fuentes, and his stepfather, Jonathan
    Lopez.
    Jones and Clemente were having a dispute about a
    girl. On that evening, Clemente was not in unit 109, but,
    rather, he and his brother were visiting their friend Juan
    Carlos Zavala in unit 69. Zavala lived in unit 69 with
    his younger brother, Jack, his mother, Vilma Rodriguez,
    and his mother’s boyfriend, Angel Luis Nieves.
    While Rodriguez and Nieves were upstairs in unit 69,
    they heard Zavala, Jack, Westley, and Clemente down-
    stairs making a commotion and yelling that someone
    was trying to get into the apartment. When Rodriguez
    and Nieves looked downstairs, they saw the young
    males trying to force a metal bat back out of the door-
    way, while simultaneously trying to close the door.
    Nieves jumped from the top of the staircase and suc-
    cessfully assisted the young males in pushing the bat
    out of the doorway, and then locked the door. Rodriguez
    looked outside from her bedroom window, and she saw
    two teenaged males, dressed in black, wearing winter
    masks, and carrying bats. The young males in the apart-
    ment told Rodriguez that Clemente and Zavala were
    having problems with Jones and Pryce. Rodriguez then
    telephoned 911, telling the dispatcher that two teenaged
    males from her apartment complex,3 dressed in black
    and wearing masks, were hitting her door, trying to
    break into her apartment, and one of them had a bat.
    Rodriguez recognized Pryce outside. Nieves, who also
    looked out the upstairs window, saw people wearing
    masks on the side of the building.
    Clemente then ran out the door, heading toward his
    apartment, unit 109, with Westley and Zavala chasing
    after him. Rodriguez and Nieves chased after them.
    Rodriguez soon realized that there were three other
    teenaged males, not two, involved in the incident. One
    of those males was standing near the side of her apart-
    ment, while another, Jones, was fighting with Clemente.
    No one interfered in the fight between Jones and
    Clemente because the fight was a ‘‘fair one,’’ with no
    weapons. As the two fought, the defendant stood next
    to a red car, near the street, somewhere between unit 69
    and unit 109. At some point, however, Lopez, Clemente’s
    stepfather, came outside. Lopez and the defendant
    exchanged words, and Lopez knocked a bat out of the
    defendant’s hands and pushed him onto the red car.
    Jasmin Fuentes, Clemente’s mother, who also had come
    outside, picked up the metal bats that were lying on
    the ground and put them in her apartment.4 The defen-
    dant and Lopez began fighting, and the defendant took
    out his knife and repeatedly stabbed Lopez, who, there-
    after, was able to retreat into his apartment.5
    The defendant, Jones, and Pryce attempted to flee
    the scene, but were pulled over by the police before
    they exited the apartment complex. Pryce was driving,
    and Jones was in the passenger seat, with the defendant,
    who was shirtless and covered in blood, in the back
    seat. The defendant’s blue hoodie was on the seat next
    to him. The three were arrested. The defendant was
    charged with murder and two counts of attempt to
    commit home invasion, one under each subdivision of
    § 53a-100aa (a).6 The jury found the defendant guilty of
    the lesser offense of manslaughter in the first degree,
    as well as attempt to commit home invasion under
    § 53a-100aa (a) (1). It found him not guilty of attempt
    to commit home invasion under §53a-100aa (a) (2). The
    court sentenced the defendant to twenty years to serve
    on the manslaughter conviction, and to a concurrent
    mandatory minimum ten-year term on the attempt to
    commit home invasion conviction, for a total effective
    sentence of twenty years incarceration. This appeal
    followed.
    On appeal, the defendant claims that there was insuf-
    ficient evidence to support his conviction of attempt
    to commit home invasion.7 He argues that the state
    failed to prove two elements of this crime: ‘‘First, there
    is insufficient evidence that [the] defendant personally
    took a substantial step toward unlawfully entering the
    dwelling at issue. Second, there is insufficient evidence
    that, at the time of the claimed home invasion attempt,
    [the] defendant intended to seriously injure Jouleigh
    Clemente.’’
    ‘‘In reviewing a sufficiency of the evidence claim, we
    apply a two-part test. First, we construe the evidence
    in the light most favorable to sustaining the verdict.
    Second, we determine whether upon the facts so con-
    strued and the inferences reasonably drawn therefrom
    the jury reasonably could have concluded that the
    cumulative force of the evidence established guilt
    beyond a reasonable doubt. . . .
    ‘‘We note that the jury must find every element proven
    beyond a reasonable doubt in order to find the defen-
    dant guilty of the charged offense, [but] each of the
    basic and inferred facts underlying those conclusions
    need not be proved beyond a reasonable doubt. . . .
    If it is reasonable and logical for the jury to conclude
    that a basic fact or an inferred fact is true, the jury is
    permitted to consider the fact proven and may consider
    it in combination with other proven facts in determining
    whether the cumulative effect of all the evidence proves
    the defendant guilty of all the elements of the crime
    charged beyond a reasonable doubt. . . .
    ‘‘An appellate court may not second-guess a jury’s
    credibility determinations. . . . In reviewing the evi-
    dence, the reviewing court [is] bound by the jury’s credi-
    bility determinations and all reasonable inferences the
    jury could have drawn from the evidence.’’ (Citations
    omitted; emphasis omitted; internal quotation marks
    omitted.) State v. Gemmell, 
    151 Conn. App. 590
    , 604–
    605, 
    94 A.3d 1253
    , cert. denied, 
    314 Conn. 915
    , 
    100 A.3d 405
    (2014).
    When determining whether the state introduced evi-
    dence sufficient to support the trial court’s judgment
    of conviction, we look not just at the charging docu-
    ment, but also at the state’s theory of the case. ‘‘When
    the state advances a specific theory of the case at trial
    . . . sufficiency of the evidence principles cannot be
    applied in a vacuum. Rather, they must be considered
    in conjunction with an equally important doctrine,
    namely, that the state cannot change the theory of the
    case on appeal.’’ (Internal quotation marks omitted.)
    State v. Carter, 
    317 Conn. 845
    , 853–54, 
    120 A.3d 1229
    (2015). Of particular relevance to this case, where the
    state’s theory rests on an intent to injure a specific
    person, the question for us is whether there is sufficient
    evidence that the defendant specifically intended to
    injure that particular person. 
    Id., 855. Count
    two of the long form information accused the
    defendant ‘‘of the crime of criminal attempt to commit
    home invasion in violation of . . . §§ 53a-49 and 53a-
    100aa (a) (1) and allege[d] that on or about February
    26, 2013, in East Hartford . . . [the defendant] inten-
    tionally did an act which, under the circumstances he
    believed them to be, was an act constituting a substan-
    tial step in a course of conduct planned to culminate
    in his commission of the crime of home invasion.’’ The
    state’s theory of the case, as argued before the jury,
    was that Pryce picked up the defendant and Jones and
    ‘‘drove them to the Summerfield apartments. . . .
    Jones had been having a beef with . . . Clemente, who
    lived over at those apartments, over a girl . . . . [Cle-
    mente] was trash-talking [Jones] because [Clemente]
    had basically won [the girl] away from him.
    ‘‘So, the brains of the operation, Pryce, decided that
    he would drive them over there. [Jones] decided to
    bring the heavy, who is this defendant, to come along
    as a backup. And [Jones] left the house with a metal
    bat that night. The defendant had his knife on him, and
    they were all dressed in dark clothing. They went over
    to the Summerfield apartments because they were going
    to get [Clemente].
    ‘‘When they got there . . . all three of them got out
    [of the car] . . . . The defendant had on his black ski
    mask, dark clothing, dark gloves, and [Jones] said to
    him, they ain’t coming out. . . . So, they started bang-
    ing on the door trying to break in, and they didn’t stop
    banging until [Clemente] came out. While the banging
    was going on inside the home at [unit] 69 . . . the
    defendant and his friends decided to break into the
    house. The boys in the house told the mother upstairs,
    hey, somebody’s trying to break in. She came down,
    saw the bat, all sorts of craziness going on. She went
    back upstairs to call 911. . . . [T]hey tried to go into
    the house, and they [were] breaking in with the bats.’’
    ‘‘So, they drove over there. They brought baseball
    bats. They banged on the door. They damaged the door.
    They managed to get a bat in. And they were going . . .
    [to enter] the dwelling . . . . I don’t have to actually
    prove it to you that they did enter it, but that this was
    their intent. They were intending to go in the dwelling.
    They wanted to commit a crime inside. There were
    people inside the dwelling who were not participants
    in the crime. And that once they got inside there, either
    he or his codefendants were about to attempt to commit
    a felony against a person in the home. In other words
    . . . Clemente.
    ‘‘[Jones] wanted to beat [Clemente] up. He wanted
    to make sure he was the winner of that fight so he
    brought the bigger and the heavier defendant with him,
    an armed defendant with him, and they were trying to
    break in the house to get to [Clemente].’’ (Emphasis
    added.)
    In this case, the defendant was charged in relevant
    part with attempt to commit home invasion. Section
    53a-100aa (a) provides in relevant part: ‘‘A person is
    guilty of home invasion when such person enters . . .
    unlawfully in a dwelling, while a person other than
    a participant in the crime is actually present in such
    dwelling, with intent to commit a crime therein, and,
    in the course of committing the offense: (1) Acting
    either alone or with one or more persons, such person
    or another participant in the crime commits or attempts
    to commit a felony against the person of another person
    other than a participant in the crime who is actually
    present in such dwelling . . . .’’
    Section 53a-49 provides in relevant part: ‘‘(a) A person
    is guilty of an attempt to commit a crime if, acting with
    the kind of mental state required for commission of the
    crime, he: (1) Intentionally engages in conduct which
    would constitute the crime if attendant circumstances
    were as he believes them to be; or (2) intentionally does
    or omits to do anything which, under the circumstances
    as he believes them to be, is an act or omission constitut-
    ing a substantial step in a course of conduct planned
    to culminate in his commission of the crime.
    ‘‘(b) Conduct shall not be held to constitute a substan-
    tial step under subdivision (2) of subsection (a) of this
    section unless it is strongly corroborative of the actor’s
    criminal purpose. Without negating the sufficiency of
    other conduct, the following, if strongly corroborative
    of the actor’s criminal purpose, shall not be held insuffi-
    cient as a matter of law . . . (4) unlawful entry of a
    structure, vehicle or enclosure in which it is contem-
    plated that the crime will be committed . . . .’’
    ‘‘To constitute a substantial step, the conduct must
    be strongly corroborative of the actor’s criminal pur-
    pose. . . . This standard focuses on what the actor has
    already done and not what remains to be done. . . .
    The substantial step must be at least the start of a line
    of conduct which will lead naturally to the commission
    of a crime.’’ (Internal quotation marks omitted.) State
    v. Washington, 
    186 Conn. App. 176
    , 187–88,          A.3d
    (2018).
    Reading the attempt and home invasion statutes
    together, the essential elements of attempt to commit
    home invasion under §§ 53a-49 and 53a-100aa (a) (1)
    in this case are: (1) the defendant intentionally took a
    substantial step toward entering unit 69 without license
    or privilege to do so; (2) the defendant had the specific
    intent to commit a crime in unit 69; (3) at least one
    other person not participating in the attempt to enter
    unit 69 without license or privilege to do so was present
    in unit 69; and (4) the defendant or another participant
    in the defendant’s attempt to enter unit 69 was going
    to commit a felony against another person in unit 69,
    who was not a fellow participant in the crime. See
    
    id., 187–89. The
    state’s theory of the case, in satisfaction of prongs
    one and three, was that the defendant intentionally took
    a substantial step toward entering unit 69 without
    license or privilege to do so, while Rodriguez and her
    family, along with Clemente and his brother, were pre-
    sent in unit 69; in satisfaction of prong two, the state’s
    theory was that the defendant had the specific intent
    to commit a crime while in unit 69, to wit, a felony
    assault against Clemente.8 The state also argued to the
    jury, however, in satisfaction of prong four, that the
    defendant or another participant in the defendant’s
    endeavor was going to commit a felony assault against
    Clemente. Although the state could have sought to
    prove, in satisfaction of prong two, that the defendant,
    himself, had intended to commit some other crime in
    unit 69, either a felony or a misdemeanor, the state
    instead sought to prove that the crime the defendant,
    himself, intended to commit, if successful in his entry
    into unit 69, was a felony assault against Clemente.
    The defendant argues that the evidence presented by
    the state in this case was insufficient to prove that (1)
    he, personally, attempted to enter a dwelling, namely
    unit 69 in the Summerfield apartment complex, in an
    unlawful manner, and (2) he had the specific intent to
    commit felony assault against Clemente if successful
    in his attempt to enter unit 69.
    The defendant argues that he ‘‘was not charged with
    conspiracy to enter the dwelling, or as an accessory.
    He was charged as a principal, and that is how the jury
    was instructed. Thus, the state needed to prove that
    [the] defendant, personally, attempted to enter the
    dwelling.’’ Further, he argues, the state also failed to
    present any evidence that he had the specific intent
    to commit felony assault against Clemente if he were
    successful in entering the apartment. He argues that
    there was no evidence, direct or circumstantial, that he
    personally intended to commit felony assault against
    Clemente and that the state, in fact, even argued during
    his trial that it was Jones who wanted to fight Clemente
    and that the defendant merely was there as ‘‘backup.’’
    (Internal quotation marks omitted.) He contends that
    the state is relying on nothing more than conjecture.
    The state responds that, on the basis of the evidence
    presented, the jury reasonably could have inferred that
    Jones, Pryce, and the defendant all had metal bats with
    them, and that they intended to use them for ‘‘unlawful
    purposes.’’ The state argues that the ‘‘jury further could
    have inferred . . . that the effort to insert a bat into
    the dwelling was not limited to only one of the three
    potential intruders. . . . Thus, under a theory of princi-
    pal liability . . . the jury reasonably could have found
    that the defendant acted with the intent to unlawfully
    enter the dwelling and took a substantial step toward
    doing so.’’ Furthermore, the state argues, ‘‘it was undis-
    puted that the defendant was armed with a knife and
    was dressed in two sets of clothing, a ski mask, and
    gloves. Three bats were found at the scene. The defen-
    dant was still carrying a bat while [Jones] and [Cle-
    mente] were fighting. Moreover, the defendant came
    armed with a knife and, undisputedly, used his knife
    to stab . . . Lopez . . . Based on the fact that the
    defendant inflicted a fatal stab wound to the unarmed
    victim—a man he did not know—during a fistfight, it
    is a reasonable inference that he brought the knife with
    him to Summerfield intending to use it on Clemente—
    an antagonist of his friend [Jones].’’9
    We agree with the state that there was sufficient
    evidence from which the jury could conclude that the
    defendant took a substantial step toward unlawfully
    entering unit 69. Rodriguez testified that it was approxi-
    mately 11 p.m., on a cold and rainy night, when Zavala,
    Jack, Westley, and Clemente, who were in unit 69,
    started running upstairs, indicating something was
    going on, so she looked out of her upstairs window
    and saw ‘‘three guys with masks and bats,’’ and she
    telephoned the police. She thought that one of them
    may have had a gun.10 She testified that she told the
    police that there were three males trying to get into
    her apartment ‘‘because one of them hit [her] door with
    a bat and then the bat kind of stayed stuck in between
    the door and that’s when [Nieves] came down, pushed
    the bat out and got the door locked.’’11 Rodriguez admit-
    ted, however, that when she spoke with the police, via
    911, she had told them that there were only two black
    males trying to get into her apartment. She explained
    to the jury that she had not realized there was a third
    male until she went outside and saw him ‘‘standing
    on the side of . . . the building.’’ Rodriguez further
    acknowledged that she told the police, via her 911 call,
    that there were two teenaged males, dressed in black,
    and that she had no doubt in her mind, when she relayed
    that information to the 911 operator, that was what she
    was seeing. She also acknowledged at trial that that
    was what she saw that night when she looked out of
    her bedroom window. Rodriguez then acknowledged
    that the young males in her apartment said that they,
    especially Clemente, were having a problem with Jones
    and Pryce.
    Rodriguez further testified that after Nieves had
    closed and locked the door, Clemente opened the door
    and ran toward his apartment; two or three guys, wear-
    ing all black, then chased after him. Rodriguez and
    others followed. Rodriguez stated that Clemente and
    Jones then began engaging in a fair fight, one with no
    weapons, and she saw Fuentes gather up the bats and
    bring them inside her apartment. She also saw the
    defendant standing next to a car at that time, which
    was parked approximately halfway between unit 69 and
    unit 109. Rodriguez stated that Pryce was standing some
    distance away, closer to her apartment. The defendant
    was seen by another witness holding a bat at that time,
    but neither he nor Pryce attempted to interfere in the
    fight. It also was undisputed that the defendant was in
    possession of a pocket knife. This, essentially, was the
    evidence presented by the state in support of the charge
    of attempt to commit home invasion under § 53a-100aa
    (a) (1).
    Viewing this evidence in a light most favorable to
    sustaining the verdict, we conclude that the jury reason-
    ably could have inferred that the defendant took a sub-
    stantial step toward unlawfully entering unit 69.
    Rodriguez saw at least two teenaged males attempting
    to enter the unit, and at least one of them had a bat.
    The defendant, shortly thereafter, standing near a red
    car, was seen holding a bat while Jones and Clemente
    were fighting. It is a reasonable conclusion that the
    defendant had attempted to gain entry into unit 69 in
    an unlawful manner.
    We further conclude, however, that there simply was
    no evidence that could have led the jury reasonably to
    conclude, without resort to conjecture and speculation,
    that the defendant had the specific intent to commit a
    felony assault upon Clemente if he and his cohorts
    successfully entered unit 69. See State v. Josephs, 
    328 Conn. 21
    , 35, 
    176 A.3d 542
    (2018) (‘‘A trier of fact is
    permitted to make reasonable conclusions by draw[ing]
    whatever inferences from the evidence or facts estab-
    lished by the evidence it deems to be reasonable and
    logical. . . . [These inferences, however] cannot be
    based on possibilities, surmise or conjecture.’’ [Internal
    quotation marks omitted.]).
    In the present case, there was no evidence that the
    defendant knew or had any issues with Clemente. By
    contrast, the evidence did demonstrate that Jones and
    Clemente were having a dispute over a girl. There also
    was no evidence that the defendant ever took any
    actions toward Clemente from which an intent to inflict
    serious injury could have been inferred. To the contrary,
    when Clemente fled from unit 69 the defendant did not
    approach him. The uncontroverted evidence at trial was
    that the defendant was not involved in any way in the
    altercation between Clemente and Jones.
    Furthermore, the state’s argument that the jury rea-
    sonably could have inferred, from the facts that the
    defendant had a knife on his person and used it on
    Lopez, that the defendant intended to use the knife on
    Clemente if he was successful in breaking into unit 69
    is inconsistent with the evidence the jury heard. There
    is no evidence that the defendant removed the knife
    from his pocket during any attempt to enter unit 69.
    There also is no evidence that the defendant removed
    the knife from his pocket when Clemente fled from unit
    69 or when he was near the car while Clemente and
    Jones fought. The only evidence regarding the defen-
    dant’s use of the knife is that he removed it from his
    pocket and stabbed Lopez with it after he and Lopez
    already were engaged in a physical fight. Contrary to
    the state’s argument, this evidence does not support a
    reasonable inference that the defendant intended to use
    the knife to inflict serious injury on Clemente if he
    successfully had broken into unit 69.12
    Similarly, there was no basis for the jury reasonably
    to infer that the defendant intended to use a metal bat
    to inflict serious physical injury, a felony assault, on
    Clemente. The state’s reliance on the fact that the defen-
    dant later was seen holding a bat while Clemente and
    Jones fought is misplaced because the record is devoid
    of evidence that would support an inference that the
    defendant ever took any action to suggest that he
    intended to use the bat to assault Clemente. Rather,
    the evidence demonstrates that the defendant did not
    attempt to interfere in the fight between Clemente
    and Jones.
    Furthermore, the prosecutor during her closing argu-
    ment at trial, summarizing the state’s theory of the case,
    did not argue that the evidence proved that the defen-
    dant intended to assault Clemente and inflict serious
    injury on him during the alleged home invasion. Rather,
    the state argued to the jury that the defendant was
    brought as backup because Jones wanted to fight Cle-
    mente. The prosecutor then went on to argue that ‘‘once
    they got inside [unit 69], either [the defendant] or his
    codefendants were about to commit a felony against
    a person in the home. In other words . . . Clemente.’’
    (Emphasis added.)
    Because the state charged the defendant as a princi-
    pal and not an accessory, however, proof that either
    the defendant or one of his codefendants intended to
    commit a felony against Clemente would be legally
    insufficient to support a judgment of conviction against
    the defendant, who was charged only as a principal.
    Similarly, any suggestion that the jury could infer that
    the defendant had the requisite intent because one of
    his codefendants was about to assault Clemente simply
    is incorrect. The state had not charged the defendant
    as an accessory, and the court had not been asked to
    instruct the jury on accessorial liability. See State v.
    Davis, 
    163 Conn. App. 458
    , 470, 
    136 A.2d 257
    (2016)
    (‘‘[A] reviewing court may not uphold a conviction
    premised on accessorial liability if the court foreclosed
    the jury from basing its guilty verdict on that theory.
    See State v. Faulkner, 
    48 Conn. App. 275
    , 277, 
    709 A.2d 36
    [1998] [noting in review of sufficiency of evidence
    to support conviction as accessory that trial court
    instructed jury as to both principal and accessorial lia-
    bility]; State v. Channer, 
    28 Conn. App. 161
    , 166, 
    612 A.2d 95
    [noting in review of sufficiency of evidence
    that reviewing court limited to considering whether
    evidence supported finding that defendant acted as
    principal because trial court did not instruct jury as to
    accessorial liability], cert. denied, 
    223 Conn. 921
    , 
    614 A.2d 826
    [1992].’’ [Internal quotation marks omitted.]).
    Consequently, without proof beyond a reasonable
    doubt that it was specifically the defendant who
    intended to commit felony assault against Clemente,
    the defendant could not be convicted of attempt to
    commit home invasion. Finally, contrary to the state’s
    suggestion before this court that the defendant’s posses-
    sion of the knife permitted an inference that he intended
    to use it to assault Clemente if he gained unlawful entry
    to unit 69, the state argued to the jury that the defen-
    dant’s intent to use the knife was formed quickly on
    the scene when he was fighting with Lopez. Thus, the
    state did not argue at trial, and the evidence did not
    establish, that the defendant possessed the required
    specific intent to commit the crime of attempt to com-
    mit home invasion as charged and pursued by the state.
    Accordingly, we conclude that the evidence is insuffi-
    cient to sustain the defendant’s conviction of attempt
    to commit home invasion.
    The judgment is reversed only with respect to the
    defendant’s conviction of attempt to commit home inva-
    sion in violation of § 53a-100aa (a) (1), and the case
    is remanded with direction to render a judgment of
    acquittal on that count and for resentencing in accor-
    dance with law; the judgment is affirmed in all other
    respects.
    In this opinion the other judges concurred.
    1
    The defendant also was convicted of manslaughter in the first degree
    in violation of General Statutes § 53a-55 (a) (1), as a lesser included offense
    of murder in violation of General Statutes § 53a-54a (a). He does not appeal
    from the judgment of conviction on that count. We also note that the jury
    found the defendant not guilty of attempt to commit home invasion in
    violation of §§ 53a-49 and 53a-100aa (a) (2).
    2
    The defendant was described as being larger and heavier than Jones or
    Pryce, weighing approximately 250 pounds.
    3
    The evidence showed that Pryce regularly stayed or lived in unit 31 of
    the Summerfield apartment complex with his girlfriend, but that the defen-
    dant and Jones lived in another area of East Hartford, although Rodriguez
    had seen Jones around the complex previously. Jones was godfather to the
    child of Pryce and his girlfriend. Rodriguez testified that she had never seen
    the defendant before.
    4
    Fuentes refused to testify during the trial.
    5
    Lopez later died from his injuries.
    6
    General Statutes § 53a-100aa (a) provides: ‘‘A person is guilty of home
    invasion when such person enters or remains unlawfully in a dwelling, while
    a person other than a participant in the crime is actually present in such
    dwelling, with intent to commit a crime therein, and, in the course of commit-
    ting the offense: (1) Acting either alone or with one or more persons, such
    person or another participant in the crime commits or attempts to commit
    a felony against the person of another person other than a participant in
    the crime who is actually present in such dwelling, or (2) such person is
    armed with explosives or a deadly weapon or dangerous instrument.’’
    7
    The defendant preserved this issue by moving for a judgment of acquittal
    at the close of the state’s evidence. Furthermore, even if unpreserved, a
    sufficiency of the evidence claim merits review. See State v. Lewis, 
    303 Conn. 760
    , 767 n.4, 
    36 A.3d 670
    (2012).
    8
    Consistent with the state’s theory of the case, the court charged the
    jury, in relevant part, that ‘‘[i]n this case, the state claims that the defendant
    intended to commit the crime of assault in the second degree. To prove
    assault in the second degree, the state must prove beyond a reasonable
    doubt that (1) the defendant had the specific intent to cause serious physical
    injury to another person, Jouleigh Clemente . . . .’’
    9
    Although the state argues that the jury could have concluded that the
    defendant brought a knife to use on Clemente inside unit 69, the jury found
    the defendant not guilty of violating § 53a-100 (a) (2). See footnote 6 of
    this opinion.
    10
    Nieves testified that he told Rodriguez to call the police because he
    saw the ‘‘heavy dude’’ with his hand in his waistband and thought he might
    have a gun. We note, however, that there was no evidence that the defendant
    or anyone else had a gun that night.
    11
    Rodriguez testified that the assailants damaged her screen door and the
    wooden door to her apartment.
    12
    In its closing argument, the state argued that the defendant was guilty
    of a violation of § 53a-100aa (a) (2), as charged, because he was armed with
    a knife when he attempted to enter unit 69 in an illegal manner, with the
    intent to commit a felony assault upon Clemente. The state did not argue
    to the jury, however, that the defendant had intended to use that knife on
    Clemente. The state also argued to the jury that the defendant first formed
    the intent to use the knife ‘‘quickly on the scene’’ when he was fighting
    with Lopez.
    

Document Info

Docket Number: AC39597

Citation Numbers: 202 A.3d 470, 187 Conn. App. 333

Judges: Alvord, Bright, Bear

Filed Date: 1/22/2019

Precedential Status: Precedential

Modified Date: 10/19/2024