L. D. v. Commissioner of Children & Families ( 2022 )


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    L. D. v. COMMISSIONER OF CHILDREN
    AND FAMILIES*
    (AC 45323)
    Alvord, Cradle and Suarez, Js.
    Syllabus
    The plaintiff appealed to this court from the judgment of the trial court
    dismissing his administrative appeal from the decision of a hearing
    officer of the defendant Commissioner of Children and Families, who
    upheld the Department of Children and Families’ decision to substantiate
    allegations of emotional neglect by the plaintiff against three of his minor
    children stemming from two incidents. The plaintiff and the children’s
    mother had recently been involved in contentious dissolution proceed-
    ings and the police and the department were called multiple times
    to address family relations. The two incidents involved the plaintiff’s
    interactions with his three children during his visits with them. In the
    first incident, the plaintiff, when picking the children up from their
    mother’s house, had an irate reaction upon learning of a missing bag
    he asked one child to bring with him, exited the car and began screaming
    and cursing, drove his car out of the driveway while one of his children’s
    doors remained open, and proceeded to drive with the children in an
    erratic and dangerous manner. In the second incident, the plaintiff was
    in his vehicle with his three children as passengers, became angry and
    hit one child’s arm, eventually dragging the child out of the car, and
    subsequently hit another child in the face when she intervened, which
    resulted in bruising and scratches on the children. The plaintiff claimed
    that the court improperly concluded that there was substantial evidence
    in the record to support the findings of emotional neglect. Held that
    the trial court properly dismissed the plaintiff’s administrative appeal
    and determined that the hearing officer did not act unreasonably, arbi-
    trarily, illegally, or in abuse of her discretion in upholding the depart-
    ment’s substantiation of the allegations of emotional neglect, as a review
    of the record revealed substantial evidence to support the hearing offi-
    cer’s findings and conclusions regarding the two allegations of emotional
    neglect as to the plaintiff’s children; as to the first incident, the hearing
    officer emphasized that the children provided credible, consistent
    reports about what happened in the car that day and that one child’s
    emotional response during her account of the incident was persuasive
    and lent additional credibility to the report, and, although the hearing
    officer’s balanced approach acknowledged evidence that the children’s
    mother fueled both the plaintiff’s ire and the children’s fear, she stated
    that the children were justifiably frightened and concluded that the
    plaintiff’s conduct clearly demonstrated a serious disregard for the chil-
    dren’s emotional well-being; in the second incident, the hearing officer
    noted that the plaintiff had engaged in a pattern of erratic and bullying
    behaviors that had intimidated and frightened his children on a repeated
    basis, his rage frightened his children, and the children had repeatedly
    told investigators that they were afraid of him, and, even though the
    hearing officer acknowledged evidence that the children’s mother had
    contributed to the children’s feelings, she concluded that the plaintiff’s
    inability to restrain his anger had negatively impacted his relationship
    with his children and caused them trauma.
    Argued November 9—officially released December 27, 2022
    Procedural History
    Administrative appeal from the decision of the defen-
    dant upholding the decision of the Department of Chil-
    dren and Families to substantiate allegations of emo-
    tional neglect by the plaintiff against certain of his minor
    children, brought to the Superior Court in the judicial
    district of New Britain and tried to the court, Cordani,
    J.; judgment dismissing the appeal, from which the
    plaintiff appealed to this court. Affirmed.
    L. D., self-represented, the appellant (plaintiff).
    John E. Tucker, assistant attorney general, with
    whom, on the brief, were William Tong, attorney gen-
    eral, Kim Mathias, assistant attorney general, and Evan
    O’Roark, assistant attorney general, for the appellee
    (defendant).
    Opinion
    ALVORD, J. The plaintiff father, L. D., who is self-
    represented in this court,1 appeals from the judgment
    of the trial court dismissing his appeal from the decision
    of a hearing officer of the Department of Children and
    Families (department),2 who upheld the department’s
    decision to substantiate allegations of emotional
    neglect by the plaintiff against three of his children. On
    appeal, the plaintiff claims that the trial court improp-
    erly concluded that there was substantial evidence in
    the record to support the findings of emotional neglect.3
    We affirm the judgment of the trial court.
    The following facts, as found by the hearing officer,
    and procedural history are relevant to this appeal. The
    plaintiff previously was married to the mother of his six
    children (children’s mother). The children were born
    between the years of 2000 and 2008. In early 2016,4 after
    seventeen years of marriage, the children’s mother filed
    an action to dissolve the marriage, and the ensuing
    dissolution proceedings were very contentious.
    Throughout the course of the dissolution proceedings,
    the police and the department were called multiple
    times ‘‘to deal with difficulties in the family’s internal
    relations . . . .’’ Additionally, several complaints con-
    cerning the plaintiff’s conduct, primarily asserted by
    the children’s mother, were made to the police and the
    department.
    The department received its first referral concerning
    the family on February 6, 2016 (February, 2016 inci-
    dent), after the local police went to the family’s resi-
    dence after receiving a 911 hang up call from that resi-
    dence. Upon arriving at the home, the police determined
    that the parents were engaging in a verbal altercation.
    The children’s mother reported that the argument began
    when the plaintiff became angry at one of their children
    for wearing shoes in the house and the children’s
    mother became upset because the plaintiff was yelling
    at the children, so she brought all six of the children
    into a bedroom. The plaintiff followed the children’s
    mother into a back room, recorded the incident, and,
    at some point, called the police. The children’s guardian
    ad litem,5 who later watched the recording, reported
    that the recording depicted both parents yelling at each
    other and that one of the children had spat on the
    plaintiff. The plaintiff was arrested that evening on a
    charge of disorderly conduct. He was subsequently
    charged with risk of injury to a child, and, related to
    those charges, ‘‘[p]rotection orders were issued.’’ The
    criminal charges against the plaintiff were dismissed
    after he completed a diversionary domestic violence
    program.
    On July 3, 2018, the children’s mother complained to
    the police about an incident that occurred on June 27,
    2018, when the plaintiff picked up his three youngest
    children, with whom he was participating in court-
    ordered visitation, from their mother’s residence. The
    plaintiff previously had asked one of those children, A,
    to bring with him a particular bag that the plaintiff had
    left in the home. A failed to bring the bag and told the
    plaintiff that it was not in the home. The plaintiff became
    enraged, which caused him to yell at the children, bang
    on the steering wheel, and drive his vehicle, containing
    the three children, in an erratic and dangerous manner
    (July, 2018 incident).6
    A separate referral was made to the department after
    the July, 2018 incident. During the department’s investi-
    gation into the incident, the three children, and one
    child who was at home and witnessed the incident, all
    reported that the plaintiff became irate upon learning
    of the missing bag, got out of the car, and began scream-
    ing and cursing. Additionally, they all reported that one
    of the children, S, attempted to get out of the car and
    that the plaintiff drove the car out of the driveway while
    her door remained open. While explaining the event to
    a department investigator, S began crying. The plaintiff
    acknowledged that there was a disagreement over the
    bag but felt that A was lying about the availability of
    the bag because they had discussed it the night before.
    Additionally, the plaintiff believed that the bag was in
    the home and that the children’s mother had prevented
    the children from taking the bag.
    On September 5, 2018, the department’s Careline7
    received a referral alleging that the plaintiff had hit two
    of his children, A and S, and left bruises and scratches
    on them during a visit two days prior (September, 2018
    incident). At the time of the September, 2018 incident,
    the plaintiff was in the driver’s seat of his vehicle, A
    was in the front passenger seat, and S was in the back-
    seat with her sister, A. A. During the department’s inves-
    tigation of the September, 2018 incident, S had a healing
    bruise under her left eye. S reported that the plaintiff
    was angry because the children were not wearing sneak-
    ers, she saw the plaintiff hit A, she got between them
    and was hit in the face, and that A. A. was crying. A
    reported that the plaintiff was upset because he did not
    like what A and S were discussing and wanted them to
    talk about something else. When they stopped speaking
    altogether, the plaintiff became angry and hit A on the
    arm, and later dragged A out of the car, scratching his
    arm. Additionally, A reported that the plaintiff hit S
    ‘‘when she tried to get between [A] and [the plaintiff].’’
    A. A. reported that she did not see the plaintiff hit A,
    but did see the plaintiff hit S. The day after the Septem-
    ber, 2018 incident, the children were taken to their
    pediatrician who concluded that the marks on the chil-
    dren were consistent with their explanations, however,
    the pediatrician did not immediately make a referral to
    the department based on her observations. The plaintiff
    was arrested and charged with three counts of risk of
    injury to a child, two counts of assault in the third
    degree, and criminal mischief in the third degree follow-
    ing the September, 2018 incident.
    Following its investigation into the February, 2016
    incident, the department substantiated the allegations
    of emotional neglect against the plaintiff as to his six
    children. Additionally, following the July, 2018 incident,
    the department substantiated the allegations of emo-
    tional neglect related to that incident against the plain-
    tiff as to his three youngest children. Finally, following
    the September, 2018 incident, the department substanti-
    ated the allegations of physical abuse as to S and A,
    substantiated the allegations of emotional neglect of
    the three youngest children, and recommended that the
    plaintiff’s name be placed on the Central Registry of
    Persons Responsible for Child Abuse and Neglect (cen-
    tral registry). Thereafter, the plaintiff requested an
    administrative hearing to appeal from the substantia-
    tions and central registry determination.
    An administrative hearing was scheduled for October
    14, 2020, and rescheduled at the plaintiff’s request for
    December 16, 2020. Prior to the rescheduled hearing,
    the plaintiff requested that the issues be adjudicated
    on the papers and both parties submitted documentary
    evidence for review by the hearing officer in making
    her determination.
    On December 24, 2020,8 following a thorough review
    of the eighteen exhibits submitted by the parties, the
    hearing officer issued her written decision. Concerning
    the February, 2016 incident, the hearing officer reversed
    the department’s substantiation of the allegations of
    emotional neglect against the plaintiff as to his six chil-
    dren. In her decision, the hearing officer emphasized
    the fact that ‘‘[t]he children were not interviewed during
    this investigation’’ and ‘‘there was no evidence pre-
    sented by the department as to the children’s impres-
    sions or responses to this incident.’’ Rather, the hearing
    officer highlighted that ‘‘[t]he department’s findings are
    all predicated on the [children’s] mother’s complaints
    and the charges filed against the [plaintiff], all of which
    were subsequently dismissed following [his] successful
    completion of a [diversionary] program.’’ After summa-
    rizing the relevant facts, the hearing officer concluded
    that ‘‘[i]t is certainly possible that all six children heard
    the diatribe, and perhaps all six children observed it as
    well. It is equally possible that all six children were
    terrified and traumatized. However, the department has
    not established any of those scenarios with a preponder-
    ance of the evidence, and therefore, the allegations of
    emotional neglect must be reversed.’’
    Concerning the July, 2018 incident, the hearing officer
    upheld the department’s decision to substantiate the
    allegations of emotional neglect against the plaintiff as
    to his three youngest children. In reiterating the facts,
    the hearing officer emphasized ‘‘that the children pro-
    vided consistent reports about what happened in the car
    that day,’’ noted that ‘‘[t]he [plaintiff’s] erratic behavior
    placed them at physical risk during the drive . . . [and]
    [t]he children were justifiably frightened,’’ and stated
    that ‘‘[S’s] emotional response during her account of
    the incident [was] persuasive and lends additional credi-
    bility to the report.’’ Notably, the hearing officer recog-
    nized ‘‘that the children’s mother fueled both the [plain-
    tiff’s] ire and the children’s fear during this period . . .
    [h]owever, in this case, the children’s disclosures were
    consistent and believable.’’ Therefore, the hearing offi-
    cer concluded that ‘‘[t]he [plaintiff’s] conduct clearly
    demonstrated a serious disregard for the children’s
    emotional well-being and the allegations of emotional
    neglect are therefore upheld.’’
    Concerning the September, 2018 incident, the hearing
    officer reversed the department’s decision to substanti-
    ate the allegations of physical abuse as to S and A, but
    upheld the department’s decision to substantiate the
    allegations of emotional neglect as to the plaintiff’s
    three youngest children. Regarding the allegations of
    physical abuse, the hearing officer noted that ‘‘[p]arents
    have the right to utilize corporal punishment for disci-
    pline of their children . . . [and] [i]njuries that result
    from the physical discipline are not always considered
    to be abusive.’’ Additionally, the hearing officer stated
    that, in making a determination as to whether the physi-
    cal discipline rose to the level of physical abuse, ‘‘the
    department must consider the parent’s motive, the
    amount of force used, and whether or not the child is
    able to understand the reason for the discipline.’’ The
    hearing officer emphasized that the report containing
    evidence of the children’s injuries did not describe them
    with specificity; ‘‘[t]he children’s pediatrician was
    apparently not so alarmed that she immediately felt
    compelled to file a report with the department’’; and
    the rationale for the plaintiff’s behavior was missing or
    inconsistent, in that A and S provided different reasons
    for why the plaintiff became angry, which was ‘‘an
    essential element in determining the reasonableness of
    his discipline.’’ In summarizing the allegations as to A,
    the hearing officer stated that ‘‘[t]he evidence is not
    sufficient . . . to conclude that [A] suffered any injury
    from being struck’’ by the plaintiff and that the injuries
    sustained by A when the plaintiff ‘‘attempted to forcibly
    remove [A] from the car . . . were likely minor . . . .’’
    In discussing the allegations as to S, the hearing officer
    stated that ‘‘[t]he evidence supports the finding that the
    [plaintiff] struck [S] when she attempted to get in the
    middle of the [plaintiff] and [A] . . . [and] [t]his hit was
    likely accidental . . . .’’ Therefore, the hearing officer
    reversed the substantiation of physical abuse of A and
    S because there was ‘‘not enough . . . to conclude that
    the [plaintiff’s] use of force was unreasonable, or that
    his conduct was abusive’’ toward A, nor that S’s injury
    was intentional, as required under the department’s def-
    inition of abuse.
    Regarding the allegations of emotional neglect arising
    from the September, 2018 incident, the hearing officer
    found that ‘‘[t]he [plaintiff] has engaged in a pattern of
    erratic and bullying behaviors that have intimidated and
    frightened his children on a repeated basis’’ and that
    the children ‘‘have repeatedly told investigators that
    they are afraid of him.’’ The hearing officer recognized
    that, although ‘‘the [children’s] mother has contributed
    to these feelings, the [plaintiff’s] own loss of control in
    his children’s presence is no less real.’’ As a result, the
    hearing officer concluded that the record supported the
    department’s substantiation of emotional neglect as to
    the plaintiff’s three youngest children.
    Finally, the hearing officer addressed the depart-
    ment’s decision to place the plaintiff’s name on the
    central registry. In making her determination, the hear-
    ing officer ‘‘consider[ed] the intent of the perpetrator,
    the severity of the conduct, chronicity or pattern of
    behavior and the presence of substance abuse or
    domestic violence.’’ See 2 Dept. of Children and Fami-
    lies, Policy Manual § 22-4, pp. 1–2. In considering the
    plaintiff’s intent, the hearing officer stated that the
    plaintiff ‘‘is a mature adult with no apparent cognitive
    limitations . . . [who] has been the subject of numer-
    ous interventions over the years . . . [therefore] he
    should reasonably be expected to know that his inability
    to control his anger in the presence of his children was
    likely to cause them harm . . . .’’ Regarding the plain-
    tiff’s actions, the hearing officer stated that his angry
    outbursts were severe in that they caused his children
    fear and angst over an extended period of time. The
    hearing officer recognized, however, that the chronic
    pattern of behavior was more closely tied to the plain-
    tiff’s conflict with the children’s mother and that she
    ‘‘was an integral part in the breakdown in the relation-
    ship between the [plaintiff] and his children . . . .’’
    Notably, the hearing officer emphasized that ‘‘it cannot
    be said that [the plaintiff] poses a risk to children in
    general. His conduct, and indeed his ability to harm
    others, is the product of familial connections and does
    not necessarily correlate to his presentation outside
    those bonds.’’ Lastly, the hearing officer stated that the
    plaintiff has not been diagnosed with any substance
    abuse concerns, recognized that ‘‘the allegations of
    spousal abuse have been embellished by the children’s
    mother,’’ and noted that all the criminal charges against
    the plaintiff have been dismissed or that a nolle prosequi
    had been entered. For these reasons, the hearing officer
    reversed the department’s decision to place the plain-
    tiff’s name on the central registry.
    On February 3, 2021, the plaintiff filed an administra-
    tive appeal pursuant to General Statutes § 4-183, chal-
    lenging the hearing officer’s decision upholding the sub-
    stantiations of emotional neglect stemming from the
    July, 2018 and September, 2018 incidents. In his com-
    plaint, the plaintiff claimed that ‘‘[t]he [department’s]
    decision to find that the plaintiff emotionally neglected
    his three younger children is not support[ed] by the
    record in this matter.’’ Specifically, the plaintiff took
    issue with the fact that the hearing ‘‘was conducted on
    the ‘papers’ without the benefit of testimony,’’ asserted
    that the ‘‘decision is legally and factually inconsistent,’’
    and argued that ‘‘the record does not support . . . that
    any specific conduct of the plaintiff resulted in or was
    the cause of the condition of neglect’’ but that the condi-
    tion of neglect arose due to the emotional turmoil
    caused by the dissolution proceedings.
    The parties submitted preargument briefs to the
    court, and, on February 14, 2022, the court held oral
    argument on the plaintiff’s appeal. During oral argu-
    ment, counsel for the plaintiff maintained that the hear-
    ing officer’s decision to uphold the substantiation of
    emotional neglect from the July, 2018 and September,
    2018 incidents was ‘‘somewhat inconsistent with the
    overall factual decision itself and the actual evidence
    and exhibits that were entered into the record.’’ Counsel
    for the plaintiff elaborated that despite recognizing that
    these circumstances were ‘‘a product of a contentious
    divorce’’ and making ‘‘specific findings about the credi-
    bility of certain individuals . . . [and the] type of inap-
    propriate influence [that] may have been occurring
    amongst the family,’’ the hearing officer ultimately
    found that ‘‘these two specific findings . . . are credi-
    ble, or the evidence supports these statements.
    Whereas, for other findings she directly discredits the
    evidence put forward or discredits the testimony of
    others.’’ Counsel for the defendant responded that the
    hearing officer’s ‘‘decision is extremely well written,
    extremely detailed in her analysis . . . [a]nd . . .
    because she was so careful . . . she made decisions
    to not uphold certain substantiations having carefully
    considered the evidence before her.’’ Additionally,
    counsel for the defendant noted that the hearing officer
    acknowledged the contentious divorce and her ‘‘trouble
    with [the] mother’s credibility . . . .’’ Counsel for the
    defendant emphasized, however, that the hearing offi-
    cer ‘‘gave tremendous weight to the consistency and
    clarity of the children’s statements and reports’’ of the
    July, 2018 incident and regarding the September, 2018
    incident, ‘‘was very careful in saying [that] she was
    really concerned that in spite of everything else that
    was going on in the children’s lives, [that] the plaintiff’s
    inability to restrain his anger and his intimidating bul-
    lying behavior had this negative impact on his relation-
    ship with his children.’’ In rebuttal, counsel for the
    plaintiff stated that the relevant ‘‘inquiry is whether the
    conduct of a particular parent created the [emotional]
    neglect,’’ and argued that here ‘‘the record doesn’t sup-
    port . . . that the plaintiff’s conduct is what created
    the condition of neglect in the children.’’
    The following day, the court issued a memorandum
    of decision affirming the hearing officer’s decision and
    dismissing the plaintiff’s appeal. In its decision, the
    court summarized the findings made and the conclu-
    sions drawn by the hearing officer, as well as the law
    governing allegations of emotional neglect and the
    department’s burden to substantiate such allegations.
    The court set forth that ‘‘the plaintiff, as father of the
    subject children, is a person responsible for the chil-
    dren’s health, welfare, or care. Thus, the focus of the
    analysis must be on the plaintiff’s actions and/or omis-
    sions in relation to his children’s positive emotional
    development, to determine whether or not the plaintiff
    denied proper care and attention, or allowed the chil-
    dren to live under injurious conditions, all as related
    to the children’s emotional development.’’
    The court found substantial evidence that the plaintiff
    had a significant temper, lost control of his temper
    in relation to his children during the July, 2018 and
    September, 2018 incidents, and that these incidents
    ‘‘involved the plaintiff screaming, driving dangerously,
    hitting the children, and acting in a manner that genu-
    inely frightened the children.’’ The court found that the
    plaintiff’s behavior exhibited a ‘‘serious disregard for
    the emotional well-being of the children and has
    impaired their emotional development.’’ Additionally,
    the court stated that the hearing officer ‘‘treated the
    plaintiff fairly in her decision’’ by reversing the depart-
    ment’s findings of physical abuse and determination to
    place the plaintiff’s name on the central registry and
    understanding that the children’s mother ‘‘inappropri-
    ately enflamed the situation and embellished her
    reports . . . .’’ The court emphasized, however, that
    the hearing officer ‘‘appropriately held the plaintiff
    responsible for his inability to control himself, his rage,
    and the effect of his inappropriate behavior upon the
    children.’’ The court found ‘‘[t]he most compelling evi-
    dence of emotional neglect in the record is the consis-
    tent testimony of the plaintiff’s children that they are
    afraid of him, nervous to be around him, and in some
    cases experiencing physical symptoms from their fear.’’
    On the basis of the foregoing, the court found that
    the hearing officer’s determination that the plaintiff
    emotionally neglected his three children was supported
    by substantial evidence in the record and was reason-
    able. Accordingly, the court found that the plaintiff had
    failed to establish on appeal that ‘‘the hearing officer’s
    final decision was (1) in violation of constitutional or
    statutory provisions; (2) in excess of the statutory
    authority of the agency; (3) made upon unlawful proce-
    dure; (4) affected by other error of law; (5) clearly
    erroneous in view of the reliable, probative, and sub-
    stantial evidence on the whole record; or (6) arbitrary
    or capricious or characterized by abuse of discretion
    or clearly unwarranted exercise of discretion.’’ Follow-
    ing the court’s dismissal, the plaintiff appealed to this
    court. Additional facts will be set forth as necessary.
    On appeal, the plaintiff claims, inter alia, that the
    court erred when it concluded that the findings of the
    hearing officer, substantiating the allegations of emo-
    tional neglect, were supported by substantial evidence
    in the record. We conclude that the court properly dis-
    missed the plaintiff’s appeal.
    We first set forth the applicable standard of review.
    ‘‘[J]udicial review of an administrative agency’s action
    is governed by the Uniform Administrative Procedure
    Act (UAPA), General Statutes § 4-166 et seq., and the
    scope of that review is limited. . . . When reviewing
    the trial court’s decision, we seek to determine whether
    it comports with the [UAPA]. . . . [R]eview of an
    administrative agency decision requires a court to deter-
    mine whether there is substantial evidence in the admin-
    istrative record to support the agency’s findings of basic
    fact and whether the conclusions drawn from those
    facts are reasonable. . . . Neither this court nor the
    trial court may retry the case or substitute its own
    judgment for that of the administrative agency on the
    weight of the evidence or questions of fact. . . . Con-
    clusions of law reached by the administrative agency
    must stand if . . . they resulted from a correct applica-
    tion of the law to the facts found and could reasonably
    and logically follow from such facts. . . . [This] court’s
    ultimate duty is only to decide whether, in light of the
    evidence, the [agency] has acted unreasonably, arbi-
    trarily, illegally, or in abuse of [its] discretion.’’ (Internal
    quotation marks omitted.) Natasha B. v. Dept. of Chil-
    dren & Families, 
    189 Conn. App. 398
    , 403–404, 
    207 A.3d 1101
     (2019).
    ‘‘The substantial evidence rule imposes an important
    limitation on the power of the courts to overturn a
    decision of an administrative agency . . . . It is funda-
    mental that a plaintiff has the burden of proving that
    the [C]ommissioner [of Children and Families], on the
    facts before [her], acted contrary to law and in abuse
    of [her] discretion . . . . The law is also well estab-
    lished that if the decision of the commissioner is reason-
    ably supported by the evidence it must be sustained.’’
    (Internal quotation marks omitted.) F.M. v. Commis-
    sioner of Children & Families, 
    143 Conn. App. 454
    ,
    475, 
    72 A.3d 1095
     (2013).
    Furthermore, § 4-183 (j) provides in relevant part that
    ‘‘[t]he court shall not substitute its judgment for that
    of the agency as to the weight of the evidence on ques-
    tions of fact,’’ and, on appeal, ‘‘[n]either this court nor
    the trial court may retry the case . . . .’’ (Internal quo-
    tation marks omitted.) Natasha B. v. Dept. of Chil-
    dren & Families, supra, 
    189 Conn. App. 403
    . ‘‘The
    reviewing court must take into account contradictory
    evidence in the record . . . but the possibility of draw-
    ing two inconsistent conclusions from the evidence
    does not prevent an administrative agency’s finding
    from being supported by substantial evidence . . . . ’’
    (Internal quotation marks omitted.) Frank v. Dept. of
    Children & Families, 
    312 Conn. 393
    , 411–12, 
    94 A.3d 588
     (2014).
    The plaintiff argues that ‘‘the record does not demon-
    strate that [he] engaged in any conduct which would
    support a finding that he emotional[ly] neglected his
    children. . . . [Additionally] the record does not sup-
    port . . . that any specific conduct of the [plaintiff]
    resulted in or was the cause of the condition of
    neglect.’’9 The plaintiff also argues ‘‘that the hearing
    officer’s decision was not supported by the weight of the
    substantial evidence on the entire record.’’ In support
    of this position, he maintains that the record reflects:
    ‘‘1. [i]nconsistencies in the children’s accusations, 2.
    [p]roblems with the conduct and credibility of the [chil-
    dren’s] mother,10 [and] 3. [t]he [plaintiff’s] having suc-
    cessfully passed various programs.’’ (Footnote added.)
    Additionally, he claims ‘‘that the hearing officer ignored
    evidence showing the [children’s] inconsistencies in
    their accusations and that the children had been
    ‘coached’ by their mother to make these accusations
    against [him].’’11 We disagree.
    General Statutes § 46b-120 (4) provides that ‘‘[a] child
    may be found ‘neglected’ who, for reasons other than
    being impoverished, (A) has been abandoned, (B) is
    being denied proper care and attention, physically, edu-
    cationally, emotionally or morally, or (C) is being per-
    mitted to live under conditions, circumstances or asso-
    ciations injurious to the well-being of the child . . . .’’
    To substantiate the allegations of emotional neglect
    against the plaintiff, the department was required to
    demonstrate that he is a person responsible for the
    health, welfare, or care of his children and that he
    denied his children proper care and attention emotion-
    ally, or failed to respond to their affective needs, which
    had an adverse impact on them or seriously interfered
    with their positive emotional development. See Policy
    Manual, supra, § 22-3, pp. 7–8.12
    After conducting a thorough review of the documen-
    tary evidence submitted by the plaintiff and the defen-
    dant,13 the hearing officer upheld the department’s deci-
    sion to substantiate two allegations of emotional
    neglect as to the plaintiff’s three youngest children,
    arising from the July, 2018 and September, 2018 inci-
    dents. In regard to the July, 2018 incident, the record
    reflects that, when picking the children up from their
    mother’s house, the plaintiff had an irate reaction upon
    learning of a missing bag, exited the car and began
    screaming and cursing, then drove his car out of the
    driveway while one of his children’s doors remained
    open, and proceeded to drive with the children in an
    erratic and dangerous manner. In upholding the sub-
    stantiation of emotional neglect, the hearing officer
    emphasized ‘‘that the children provided consistent
    reports about what happened in the car that day,’’ which
    were ‘‘believable,’’ and that one child’s ‘‘emotional
    response during her account of the incident is persua-
    sive and lends additional credibility to the report.’’
    Although the hearing officer’s balanced approach
    acknowledged evidence that ‘‘the children’s mother
    fueled both the [plaintiff’s] ire and the children’s fear,’’
    she stated that the children ‘‘were justifiably frightened’’
    and concluded that ‘‘[t]he [plaintiff’s] conduct clearly
    demonstrated a serious disregard for the children’s
    emotional well-being.’’
    Regarding the September, 2018 incident, the record
    reflects that the plaintiff was in his vehicle with his
    three youngest children as passengers, became angry
    and hit A’s arm, subsequently hit S in the face when S
    intervened between the plaintiff and A, and later
    dragged A out of the car, which resulted in bruising
    and scratches on the children. In upholding the substan-
    tiation of the allegations of emotional neglect arising
    from this incident, the hearing officer noted that ‘‘[t]he
    [plaintiff] has engaged in a pattern of erratic and bul-
    lying behaviors that have intimidated and frightened
    his children on a repeated basis. . . . His rage frightens
    his children. They have repeatedly told investigators
    that they are afraid of him.’’ The hearing officer again
    acknowledged evidence that ‘‘the [children’s] mother
    has contributed to the children’s feelings,’’ and then
    concluded that the plaintiff’s ‘‘inability to restrain his
    anger has negatively impacted his relationship with his
    children [and] caused them trauma . . . .’’ Therefore,
    our review of the record reveals substantial evidence to
    support the hearing officer’s findings and conclusions.
    Additionally, we agree with the court’s assessment
    that ‘‘the hearing officer treated the plaintiff fairly in
    her decision in view of the overall record,’’ contrary to
    the plaintiff’s assertion that the hearing officer failed
    to adequately consider inconsistencies in the children’s
    accusations or issues with the conduct and credibility
    of the children’s mother. Notably, the court found that,
    ‘‘[i]n reversing [the department’s] findings of physical
    abuse14 and [the department’s] determination to place
    the plaintiff on the registry, the hearing officer reason-
    ably understood that the [children’s mother] inappropri-
    ately enflamed the situation and embellished her
    reports . . . [h]owever, the hearing officer also appro-
    priately held the plaintiff responsible for his inability
    to control himself, his rage, and the effect of this inap-
    propriate behavior upon the children.’’ (Footnote
    added.)Additionally, the court stated that ‘‘[t]he most
    compelling evidence of emotional neglect in the record
    is the consistent testimony of the plaintiff’s children
    that they are afraid of him, nervous to be around him,
    and in some cases experiencing physical symptoms
    from their fear.’’ On appeal, ‘‘[i]t is not the role of [the
    trial] court to second-guess the factual findings and
    discretionary decisions of an administrative agency.’’
    Northwest Hills Chrysler Jeep, LLC v. Dept. of Motor
    Vehicles, Superior Court, judicial district of New Brit-
    ain, Docket No. CV-XX-XXXXXXX-S (April 15, 2019)
    (reprinted at 
    201 Conn. App. 132
    , 163, 
    241 A.3d 739
    ),
    aff’d, 
    201 Conn. App. 128
    , 
    241 A.3d 733
     (2020). On the
    basis of the foregoing, we conclude that the court prop-
    erly determined that the hearing officer did not act
    unreasonably, arbitrarily, illegally, or in abuse of her
    discretion in upholding the substantiation of the allega-
    tions of emotional neglect.15 See Natasha B. v. Dept.
    of Children & Families, supra, 
    189 Conn. App. 404
    .
    Accordingly, the court properly dismissed the plaintiff’s
    administrative appeal.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    * In accordance with the spirit and intent of General Statutes § 46b-142
    (b) and Practice Book § 79a-12, the names of the parties involved in this
    appeal are not disclosed. The records and papers of this case shall be open
    for inspection only to persons having a proper interest therein and upon
    order of the Appellate Court.
    Moreover, in accordance with federal law; see 
    18 U.S.C. § 2265
     (d) (3)
    (2018), as amended by the Violence Against Women Act Reauthorization
    Act of 2022, 
    Pub. L. No. 117-103, § 106
    , 
    136 Stat. 49
    ; we decline to identify
    any person protected or sought to be protected under a protection order,
    protective order, or a restraining order that was issued or applied for, or
    others through whom that person’s identity may be ascertained.
    1
    The plaintiff was represented by counsel during the administrative pro-
    ceeding before the hearing officer of the Department of Children and Fami-
    lies and on appeal to the Superior Court.
    2
    In his appeal to the Superior Court, the plaintiff names as the defendant
    Vannessa Dorantes, in her official capacity as Commissioner of Children
    and Families. In this opinion, we refer to the department either as the
    department or the defendant.
    3
    The plaintiff also raises on appeal four claims which are intertwined
    with his substantial evidence claim. See footnotes 9, 13, 14, and 15 of
    this opinion.
    4
    ‘‘The credible evidence in the record reveals that the [plaintiff] and his
    former wife were in the initial stages of a contentious separation and divorce
    when the department first became involved with the family in February,
    2016.’’
    5
    A guardian ad litem was appointed for the children in the dissolution
    action.
    6
    As set forth previously, the record reflects that the incident took place
    on June 27, 2018, but was reported to the police by the children’s mother
    on July 3, 2018. The hearing officer refers to the incident as ‘‘Emotional
    neglect of [S], [A], and [A. A.] (July, 2018).’’ For consistency, we refer to
    the incident as the July, 2018 incident throughout the opinion.
    7
    ‘‘Careline is a department telephone service that mandatory reporters
    and others may call to report suspected child abuse or neglect.’’ In re
    Katherine H., 
    183 Conn. App. 320
    , 322 n.4, 
    192 A.3d 537
    , cert. denied, 
    330 Conn. 906
    , 
    192 A.3d 426
     (2018).
    8
    We note that the record contains conflicting information regarding the
    date the hearing officer’s memorandum of decision was issued. It appears
    that, at some point after submitting the original version of her decision with
    a mistaken date of December 24, 2021, the hearing officer later issued a
    corrected decision with a date of December 24, 2020. On appeal to the
    Superior Court, however, only the original version of the hearing officer’s
    decision was submitted to the court, therefore, the trial court’s decision
    indicates that the hearing officer’s decision was released on December
    24, 2021.
    9
    In addition, the plaintiff argues that the hearing officer’s ‘‘decision is
    legally and factually inconsistent . . . [because] [t]he hearing officer in this
    matter found that certain alleged conduct of the [plaintiff] did not [rise] to
    the level of conduct which would result in central registry placement [for]
    substantiation of certain neglect allegations.’’ To the extent that the plaintiff
    is arguing that the hearing officer’s decision was inconsistent because it
    reversed certain substantiations and yet upheld two substantiations of emo-
    tional neglect, we construe that argument as a reformulation of his claim
    that the record lacked substantial evidence to support the hearing officer’s
    decision. We are not persuaded by that argument.
    10
    The plaintiff argues that ‘‘[t]he emotional abuse was actually being
    caused by the [children’s mother] falsely accusing and coercing the children,
    shaming the [plaintiff] to the children, brainwashing the children and used
    sheer manipulation tactics.’’ In support of this argument, the plaintiff devotes
    a significant portion of his brief to discussing ‘‘malicious parent syndrome.’’
    Neither the hearing officer nor the court made any findings as to ‘‘malicious
    parent syndrome,’’ and it is ‘‘axiomatic that this appellate body does not
    engage in fact-finding.’’ (Internal quotation marks omitted.) Grovenburg v.
    Rustle Meadow Associates, LLC, 
    174 Conn. App. 18
    , 85, 
    165 A.3d 193
     (2017).
    We note, however, that the court stated that ‘‘[t]he hearing officer found
    that the [children’s mother] was not a credible witness, unfairly embellished
    reports, and purposefully provoked the plaintiff.’’ Therefore, the record
    reflects that the hearing officer carefully considered the conduct of the
    children’s mother.
    11
    In his brief and during oral argument before this court, the plaintiff
    makes a passing reference to a claimed ‘‘refus[al] and/or [neglect]’’ by the
    department to interview several individuals, who the plaintiff contends were
    interviewed by the children’s guardian ad litem and ‘‘refuted the [children’s]
    mother’s claims’’ or ‘‘witnessed ‘alienating patterns’ of the [children’s]
    mother [and] false reporting . . . .’’ The plaintiff also briefly posits ‘‘the
    question that should be asked is why did [the department] not include any
    of this in their reports?’’ The plaintiff’s concerns are ‘‘ ‘merely mentioned
    and not briefed beyond a bare assertion’ ’’ and, accordingly, are inadequately
    briefed. Marvin v. Board of Education, 
    191 Conn. App. 169
    , 178 n.8, 
    213 A.3d 1155
     (2019); 
    id.
     (‘‘Claims are inadequately briefed when they are merely
    mentioned and not briefed beyond a bare assertion. . . . Claims are also
    inadequately briefed when they . . . consist of conclusory assertions . . .
    with no mention of relevant authority and minimal or no citations from the
    record . . . .’’ (Internal quotation marks omitted.)).
    Moreover, assuming that the information the plaintiff claims was omitted
    was of evidentiary value, we note that he did not include the information
    as part of the exhibits that he submitted, through his counsel, for review
    by the hearing officer and, on appeal, our review is confined to the record
    before the hearing officer. See Nussbaum v. Dept. of Energy & Environmen-
    tal Protection, 
    206 Conn. App. 734
    , 739, 
    261 A.3d 1182
     (‘‘[r]eview of an
    administrative agency decision requires a court to determine whether there
    is substantial evidence in the administrative record’’ (emphasis added;
    internal quotation marks omitted)), cert. denied, 
    339 Conn. 915
    , 
    262 A.3d 134
     (2021); see also Blinkoff v. Commission on Human Rights & Opportuni-
    ties, 
    129 Conn. App. 714
    , 723, 
    20 A.3d 1272
     (‘‘We take [the plaintiff’s con-
    tention], essentially, to be a claim that the record should be expanded to
    include information that was not submitted for the consideration of the
    referee. In so arguing, the plaintiff misapprehends the scope of review of
    an administrative appeal, which is confined to the record.’’), cert. denied,
    
    302 Conn. 922
    , 
    28 A.3d 341
     (2011).
    12
    Section 22-3 of the department’s policy manual provides in relevant
    part: ‘‘Whether or not the adverse impact has to be demonstrated is a function
    of the child’s age, cognitive abilities, verbal ability and developmental level.
    Adverse impact is not required if the action/inaction is a single incident
    which demonstrates a serious disregard for the child’s welfare.
    ‘‘The adverse impact [of emotional neglect] may result from a single event
    and/or from a consistent pattern of behavior and may be currently observed
    or predicted as supported by evidenced based practice.
    ‘‘Evidence of emotional neglect includes, but is not limited to, the follow-
    ing: inappropriate expectations of the child given the child’s developmental
    level; failure to provide the child with appropriate support, attention and
    affection; and/or permitting the child to live under conditions, circumstances
    or associations injurious to his well-being including, but not limited to, the
    following . . . psychiatric problem of the caregiver, which adversely
    impacts the child emotionally; and exposure to family violence which
    adversely impacts the child emotionally.
    ‘‘Indicators may include, but are not limited to, the following: depression;
    withdrawal; low self-esteem; anxiety; fear; aggression/passivity; emotional
    instability; sleep disturbances; somatic complaints with no medical basis;
    inappropriate behavior for age or development; suicidal ideations or
    attempts; extreme dependence; academic regression; and/or trust issues.’’
    Policy Manual, supra, § 22-3, pp. 7–8.
    13
    The plaintiff argues that his ‘‘inability to call the children as a witness
    and the admission of hearsay evidence against him’’ violated his due process
    rights. Additionally, he argues that ‘‘he was deprived of fundamental fairness
    and due process because he was unable to cross-examine an opposing
    witness presented by the department . . . .’’
    The defendant responds that the plaintiff’s ‘‘argument fails because the
    plaintiff chose not to call any witnesses and did not object to the admission
    of the department’s exhibits containing hearing statements of the children
    and others. . . . In reality, the plaintiff chose not to have a hearing at which
    testimony would be presented. Counsel for the plaintiff filed a request with
    the department asking that the administrative hearing be decided on the
    papers.’’ As a result, the defendant contends that the plaintiff ‘‘cannot now
    complain that there was not a hearing with live testimony’’ and ‘‘[b]ecause
    the plaintiff failed to raise [the hearsay] issue with the hearing officer, this
    court should decline to review it.’’ We agree with the defendant and conclude
    that the plaintiff waived this claim by inducing any claimed error.
    ‘‘[T]he term induced error, or invited error, has been defined as [a]n
    error that a party cannot complain of on appeal because the party, through
    conduct, encouraged or prompted the trial court to make the [allegedly]
    erroneous ruling. . . . It is well established that a party who induces an
    error cannot be heard to later complain about that error. . . . This principle
    bars appellate review of induced nonconstitutional error and induced consti-
    tutional error. . . . The invited error doctrine rests [on principles] of fair-
    ness, both to the trial court and to the opposing party. . . . [W]hether we
    call it induced error, encouraged error, waiver, or abandonment, the result—
    that the . . . claim is unreviewable—is the same.’’ (Internal quotation marks
    omitted.) Independent Party of CT—State Central v. Merrill, 
    330 Conn. 681
    ,
    724, 
    200 A.3d 1118
     (2019).
    Our review of the record leads us to conclude that the plaintiff, through
    counsel, induced the claimed error in this case by requesting and consenting
    to the format whereby the administrative hearing was adjudicated on the
    papers, and, furthermore, by declining to object to the documentary evidence
    submitted by the department and by failing to raise the claimed error on
    appeal to the Superior Court. Accordingly, we decline to review the plain-
    tiff’s claims.
    14
    The plaintiff argues that the hearing officer’s decision was in excess of
    her statutory authority in that the officer ‘‘failed to hold a hearing regarding
    the reasonableness of the [plaintiff’s] discipline of the children’’ and that
    he ‘‘did not intend to hurt or injure the child, but rather to discipline misbe-
    havior.’’ In support of his argument, the plaintiff cites to General Statutes
    (Rev. to 2017) § 53a-18, a statute which provides in relevant part that ‘‘[t]he
    use of physical force upon another person which would otherwise constitute
    an offense is justifiable and not criminal under any of the following circum-
    stances: (1) [a] parent, guardian or other person entrusted with the care
    and supervision of a minor . . . may use reasonable physical force upon
    such minor . . . when and to the extent that he reasonably believes such
    to be necessary to maintain discipline or to promote the welfare of such
    minor . . . .’’ Consistent with the policy underlying this statute, the depart-
    ment is required to consider the reasonableness of the parent’s discipline
    of his or her children prior to substantiating an allegation of physical abuse.
    See Lovan C. v. Dept. of Children & Families, 
    86 Conn. App. 290
    , 297, 
    860 A.2d 1283
     (2004); see also State v. Nathan J., 
    294 Conn. 243
    , 259, 
    982 A.2d 1067
     (2009) (‘‘[u]nder [the Lovan C.] framework, abuse always consists of
    two primary elements—(1) physical injury, and (2) wilfulness—but, in order
    to respect the legislature’s intent to protect parents from reprisal for reason-
    able physical discipline of their children, any substantiation of abuse hearing
    against a parent also must include a separate evaluation of reasonableness’’
    (emphasis in original)). As we previously noted, the hearing officer reversed
    the department’s substantiation of the allegations of physical abuse against
    the plaintiff. Accordingly, as this is the only ground on which the plaintiff
    challenges the hearing officer’s statutory authority, we are unpersuaded.
    15
    In one page of his brief, the plaintiff argues that the hearing officer’s
    decision was based on unlawful procedure and error of law, in support of
    which the plaintiff renews his assertion that ‘‘[t]he hearing in this case was
    conducted on the ‘papers’ without the benefit of testimony.’’ The plaintiff
    then proceeds to delineate the procedure by which a person who has been
    substantiated as an individual responsible for abuse or neglect can appeal
    that determination. The plaintiff does not set forth any additional analysis
    connecting this claim to any alleged error beyond separately briefing his
    due process claim. See footnote 13 of this opinion. Accordingly, we decline
    to review his claim. See C. B. v. S. B., 
    211 Conn. App. 628
    , 630, 
    273 A.3d 271
     (2022) (‘‘We repeatedly have stated that [w]e are not required to review
    issues that have been improperly presented to this court through an inade-
    quate brief. . . . Analysis, rather than mere abstract assertion, is required
    in order to avoid abandoning an issue by failure to brief the issue properly.’’
    (Internal quotation marks omitted.)).
    

Document Info

Docket Number: AC45323

Filed Date: 12/27/2022

Precedential Status: Precedential

Modified Date: 12/27/2022