State v. Soto , 175 Conn. App. 739 ( 2017 )


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  •   STATE OF CONNECTICUT v. LUIS XAVIER SOTO
    (AC 38612)
    Alvord, Prescott and Mullins, Js.
    Syllabus
    The defendant, who was convicted after a jury trial of criminal possession
    of a pistol and risk of injury to a child on the basis of evidence that
    was discovered in the execution of a search warrant at his cousin’s
    apartment, appealed to this court. The jury heard conflicting testimony
    regarding whether the defendant owned the pistol that was seized from
    the closet of the bedroom in which he had been staying. Police officers
    who executed the search warrant testified that the defendant made
    certain inculpatory statements. The defendant also testified, denying
    that he owned the pistol and that he made any such inculpatory state-
    ments. The defendant filed a motion for a judgment of acquittal at the
    close of the state’s case-in-chief, but did not file any postverdict motions.
    On appeal, the defendant claimed that the jury’s verdict was against the
    weight of evidence presented at trial. Held that this court declined to
    review the defendant’s claim, raised for the first time on appeal, that
    the evidence against him was so weak as to raise a substantial question
    regarding the reliability of the verdict and that he was entitled to a new
    trial, as the defendant failed to file a motion to set aside the verdict
    and for a new trial after the jury returned its verdict and the defendant
    failed to provide an adequate record to review his claim under State v.
    Golding (
    213 Conn. 233
    ); contrary to the defendant’s claim, filing a
    motion for a judgment of acquittal at the close of the state’s case-in-
    chief did not preserve for appellate review his challenge to the verdict
    as against the weight of the evidence, and moreover, only the judge
    who presided over the trial where the verdict was returned was legally
    competent to decide whether that verdict was against the weight of the
    evidence, and because the defendant here failed to file a postverdict
    motion for a new trial, the trial court was not asked to reweigh the
    jury’s credibility determinations or to make findings regarding the evi-
    dence and, consequently, this court could not determine from the record
    whether the trial court abused its discretion because that court was
    never called upon to exercise its discretion.
    Argued April 19—officially released August 22, 2017
    Procedural History
    Substitute information charging the defendant with
    the crimes of stealing a firearm, criminal possession of
    a pistol, possession of narcotics within 1500 feet of a
    school and risk of injury to a child, brought to the
    Superior Court in the judicial district of Fairfield and
    tried to the jury before Dennis, J.; verdict and judgment
    of guilty of criminal possession of a pistol and risk of
    injury to a child, from which the defendant appealed
    to this court. Affirmed.
    W. Theodore Koch III, assigned counsel, for the appel-
    lant (defendant).
    Linda F. Currie-Zeffiro, assistant state’s attorney,
    with whom, on the brief, were Jonathan M. Sousa,
    former special deputy assistant state’s attorney, John
    C. Smriga, state’s attorney, and Nicholas J. Bove, Jr.,
    senior assistant state’s attorney, for the appellee (state).
    Opinion
    MULLINS, J. The defendant, Luis Xavier Soto, appeals
    from the judgment of conviction rendered after a jury
    trial of one count of criminal possession of a pistol in
    violation of General Statutes § 53a-217c (a) (1) and one
    count of risk of injury to a child in violation of General
    Statutes § 53-21 (a) (1). The defendant’s sole claim on
    appeal is that this court should remand the case for a
    new trial because the jury’s verdict was against the
    weight of the evidence. We decline to review the defen-
    dant’s claim because it is unpreserved and not entitled
    to review under State v. Golding, 
    213 Conn. 233
    , 239–40,
    
    567 A.2d 823
     (1989). Accordingly, we affirm the judg-
    ment of the trial court.
    The jury reasonably could have found the following
    facts. On June 11, 2014, at approximately 5 a.m., police
    officers with the Statewide Urban Violence Cooperative
    Crime Control Task Force (task force) executed a
    search warrant on the second floor apartment at 217
    Hough Avenue in Bridgeport. The task force had
    obtained the warrant on the basis of a confidential
    informant’s tip that Francisco Pineiro, the defendant’s
    cousin, was in possession of a black semiautomatic
    handgun. When the task force officers applied for the
    warrant, they believed that, in addition to Pineiro, Chris-
    tina Jimenez and her two children resided at the
    apartment.
    Upon entering the apartment, task force officers
    encountered Pineiro, Jimenez, two children aged ten
    and five, and the defendant. Some of the task force
    officers detained the apartment’s occupants in the
    kitchen while other officers searched the apartment.
    The apartment had three bedrooms, one of which even-
    tually was determined to be the defendant’s. In the
    closet of that bedroom, Detective David Edwards found
    a leather backpack containing a bag of cocaine, three
    loose .40 caliber rounds, and a semiautomatic pistol
    that was fully loaded with twelve rounds. The task force
    officers eventually determined that the pistol had been
    stolen several years earlier. Edwards also found the
    defendant’s state identification card on a television
    stand in that bedroom and some clothes hanging in the
    bedroom closet.
    While being detained in the kitchen, the defendant
    became aware that task force officers found a pistol in
    the bedroom. At that point, Officer Ilidio Pereira, who
    was detaining the apartment’s occupants in the kitchen,
    overheard the defendant ask Pineiro in Spanish, ‘‘quie´n
    va a tomar,’’ which means ‘‘who’s going to take it.’’
    After recovering the pistol, Edwards questioned
    Pineiro, Jimenez, and the defendant about the pistol.
    Both Pineiro and Jimenez denied possession and knowl-
    edge of the pistol. Additionally, Jimenez was ‘‘genuinely
    concerned and shocked’’ about the pistol’s presence in
    the apartment and ‘‘placed the blame’’ on the defendant
    for the pistol. The defendant, who was a convicted
    felon, stated that the pistol was not his, that he had
    never seen it before, and that he did not know to whom
    it belonged. The defendant did indicate, however, that
    he was staying in that bedroom, that the clothes hanging
    in the closet belonged to him, and that he had been ‘‘in
    and out of the closet multiple times.’’
    As a result of the search and questioning of the apart-
    ment’s occupants, task force officers arrested the defen-
    dant on several gun and drug offenses. The state
    charged the defendant with stealing a firearm in viola-
    tion of General Statutes § 53a-212 (a), criminal posses-
    sion of a pistol in violation of § 53a-217c (a) (1),
    possession of a controlled substance within 1500 feet
    of a school in violation of General Statutes § 21a-279
    (b), and risk of injury to a child in violation of § 53-21
    (a) (1). The defendant elected a jury trial.
    At trial, the state sought to establish that the defen-
    dant constructively possessed the pistol, ammunition,
    and cocaine seized from Pineiro’s apartment. Specifi-
    cally, it sought to link the defendant to those items with
    statements he had made to Pineiro and to task force
    officers at Pineiro’s apartment. The defendant’s state-
    ments were introduced through the testimony of several
    task force officers who had participated in executing
    the warrant at Pineiro’s apartment. In particular, those
    officers testified that the defendant asked Pineiro
    ‘‘who’s going to take it’’ in reference to the pistol, that
    he indicated that he was staying in the bedroom in
    which the items were found, that he stated that the
    clothes hanging in the closet belonged to him, and that
    he admitted that he had been ‘‘in and out of the closet
    multiple times.’’
    In an effort to refute the officers’ testimony with his
    own version of the events as to what had transpired at
    Pineiro’s apartment, the defendant testified on his own
    behalf. The defendant’s decision to do so rendered this
    case, in large part, a credibility contest between the
    defendant and the task force officers. The thrust of
    the defendant’s testimony was a blanket denial of the
    inculpatory statements the task force officers alleged
    he had made, including his asking Pineiro ‘‘who’s going
    to take it’’ with respect to the pistol that the officers
    had discovered.
    Furthermore, the defendant denied that the officers
    asked him whether he had been staying in the bedroom
    in which the pistol was found, whether the backpack
    in which the pistol was stored belonged to him, whether
    the cocaine stored in the backpack belonged to him,
    and whether the clothes in the bedroom belonged to
    him. According to the defendant, the only question the
    officers asked him was if the gun belonged to him. The
    defendant testified that, in response to that question,
    he stated ‘‘that’s not my gun, I never saw it.’’
    The jury found the defendant guilty of criminal pos-
    session of a pistol and risk of injury to a child, but
    not guilty of stealing a firearm and possession of a
    controlled substance within 1500 feet of a school. After
    the jury returned its verdict, the defendant did not file
    any postverdict motions challenging the verdict, such
    as a motion for a judgment of acquittal,1 a motion to
    set aside the verdict, or a motion for a new trial. The
    court sentenced the defendant to twelve years incarcer-
    ation, two years of which were mandatory. This
    appeal followed.
    The defendant’s sole claim on appeal is that this court
    should order a new trial because the jury’s verdict was
    against the weight of the evidence presented at trial.
    He argues that the ‘‘[s]tate’s case against [him] was
    inherently weak.’’ Specifically, the defendant contends
    that the evidentiary basis supporting the state’s theory
    of constructive possession was a ‘‘paltry foundation’’
    because it essentially consisted of a single piece of
    evidence—proof that the defendant had asked Pineiro
    ‘‘who’s going to take it’’ in reference to the pistol found
    by police. At trial, the state had asked the jury to infer
    from the defendant’s asking of that question that he
    knew about the pistol’s presence and incriminating
    nature.
    The defendant argues that he undermined this ‘‘paltry
    [evidentiary] foundation’’ by denying, during his testi-
    mony at trial, that he asked Pineiro ‘‘who’s going to
    take it.’’ Furthermore, even if the jury believed that the
    defendant asked Pineiro that question, the defendant
    contends that the question is not necessarily inculpa-
    tory in nature. Thus, according to the defendant, ‘‘to
    have a conviction rest on the foundation of four words
    . . . [testified to] by a police officer and denied by a
    defendant creates too great a risk of wrongful con-
    viction.’’
    The defendant also acknowledges that his failure to
    move to set aside the verdict and for a new trial raises
    an issue as to whether his claim is preserved and review-
    able. The defendant argues, nevertheless, that his claim
    is preserved because he filed a motion for a judgment
    of acquittal at the close of the state’s case-in-chief. He
    further argues in the alternative that even if his claim
    is unpreserved, Golding review is appropriate.
    The state’s principal response is that the defendant’s
    claim is unpreserved and unreviewable because ‘‘the
    defendant never moved to set aside the jury’s verdict.’’
    In particular, it argues that a reviewing court cannot
    consider an unpreserved weight of the evidence claim
    because it has not had, like the trial court, ‘‘the same
    opportunity as the jury to view the witnesses, to assess
    their credibility and to determine the weight that should
    be given to their evidence.’’ (Internal quotation marks
    omitted.) Furthermore, the state contends that the
    defendant is not entitled to Golding review because the
    record is inadequate to review his claim in the absence
    of any findings by the trial court.2 Because we agree
    with the state that the defendant’s claim is unpreserved
    and not entitled to Golding review, we decline to
    review it.
    We begin our analysis of the defendant’s claim with
    a review of the legal principles governing claims chal-
    lenging a verdict as against the weight of the evidence.
    At the outset, we note that a challenge to the weight
    of the evidence is not the same as a challenge to the
    sufficiency of the evidence. A sufficiency claim ‘‘dis-
    pute[s] that the state presented sufficient evidence, if
    found credible by the jury, to sustain [the defendant’s]
    conviction.’’ State v. Hammond, 
    221 Conn. 264
    , 267,
    
    604 A.2d 793
     (1992), overruled on other grounds by
    State v. Ortiz, 
    280 Conn. 686
    , 720 n.19 and 722 n.22,
    
    911 A.2d 1055
     (2006). In contrast, a weight claim ‘‘does
    not contend that the state’s evidence . . . was insuffi-
    cient, as a matter of law, to establish the defendant’s
    guilt beyond a reasonable doubt. . . . Rather, [it]
    asserts that the state’s case . . . was so flimsy as to
    raise a substantial question regarding the reliability of
    the verdict [and that there was a] serious danger that
    [the defendant] was wrongly convicted.’’ (Footnotes
    omitted.) State v. Griffin, 
    253 Conn. 195
    , 200, 
    749 A.2d 1192
     (2000).
    Sufficiency claims and weight claims also differ with
    respect to the remedy they afford. ‘‘A reversal based
    on the insufficiency of the evidence . . . means that
    no rational factfinder could have voted to convict the
    defendant.’’ Tibbs v. Florida, 
    457 U.S. 31
    , 41, 
    102 S. Ct. 2211
    , 
    72 L. Ed. 2d 652
     (1982). Thus, a defendant con-
    victed on the basis of insufficient evidence is entitled
    to a judgment of acquittal. State v. Calabrese, 
    279 Conn. 393
    , 401, 
    902 A.2d 1044
     (2006). On the other hand, a
    reversal based on the weight of the evidence ‘‘does not
    mean that acquittal was the only proper verdict. . . .
    [Such a] reversal . . . can occur only after the State
    both has presented sufficient evidence to support [a]
    conviction and has persuaded the jury to convict. [This
    type of] reversal simply affords the defendant a second
    opportunity to seek a favorable judgment.’’ Tibbs v.
    Florida, 
    supra,
     42–43. Accordingly, ‘‘the proper remedy
    for a successful challenge to a jury’s verdict on weight
    of the evidence grounds is a new trial rather than a
    judgment of acquittal . . . .’’ Sinchak v. Commis-
    sioner of Correction, 
    173 Conn. App. 352
    , 362,
    A.3d (2017).
    Given that these two types of claims raise fundamen-
    tally different issues, the inquiry appropriately under-
    taken by a court ruling on a sufficiency of the evidence
    claim differs substantially from that of a court ruling
    on a weight of the evidence claim. In reviewing the
    sufficiency of the evidence, a court considers whether
    there is a reasonable view of the evidence that would
    support a guilty verdict. E.g., State v. Calabrese, supra,
    
    279 Conn. 402
     (‘‘[court] construe[s] the evidence in the
    light most favorable to sustaining the verdict’’ [internal
    quotation marks omitted]); see also State v. Gemmell,
    
    151 Conn. App. 590
    , 612, 
    94 A.3d 1253
     (trial court ruling
    on motion for judgment of acquittal made pursuant
    to Practice Book § 42-40 applies sufficiency standard),
    cert. denied, 
    314 Conn. 915
    , 
    100 A.3d 405
     (2014). In
    doing so, the court does ‘‘not sit as a thirteenth juror
    who may cast a vote against the verdict based upon
    our feeling that some doubt of guilt is shown by the
    cold printed record. . . . [It] cannot substitute its own
    judgment for that of the jury if there is sufficient evi-
    dence to support the jury’s verdict.’’ (Internal quotation
    marks omitted.) State v. Morgan, 
    274 Conn. 790
    , 800,
    
    877 A.2d 739
     (2005). Thus, a court ‘‘will not reweigh
    the evidence or resolve questions of credibility in
    determining whether the evidence was sufficient.’’ State
    v. Lekosky, 
    41 Conn. App. 746
    , 747, 
    677 A.2d 489
     (1996).
    In contrast, a court determining if the verdict is
    against the weight of the evidence does precisely what
    a court ruling on a sufficiency claim ought not to do.
    That is, the court ‘‘must do just what every juror ought
    to do in arriving at a verdict. The juror must use all
    his experience, his knowledge of human nature, his
    knowledge of human events, past and present, his
    knowledge of the motives which influence and control
    human action, and test the evidence in the case
    according to such knowledge and render his verdict
    accordingly. . . . The trial judge in considering the ver-
    dict must do the same . . . and if, in the exercise of
    all his knowledge from this source, he finds the verdict
    to be so clearly against the weight of the evidence in
    the case as to indicate that the jury did not correctly
    apply the law to the facts in evidence in the case, or
    were governed by ignorance, prejudice, corruption or
    partiality, then it is his duty to set aside that verdict
    and to grant a new trial.’’ (Emphasis added; internal
    quotation marks omitted.) Sinchak v. Commissioner
    of Correction, supra, 
    173 Conn. App. 368
    –69. In other
    words, the court specifically is required to act as a
    ‘‘thirteenth juror’’ because it must independently
    ‘‘assess [the] credibility [of witnesses]’’ and ‘‘determine
    the weight that should be given to . . . evidence.’’
    (Internal quotation marks omitted.) State v. Griffin,
    supra, 
    253 Conn. 201
    –202.
    Thus, because a court is required to independently
    assess credibility and assign weight to evidence, a
    weight of the evidence claim necessarily raises the issue
    of which courts are competent to perform those tasks.
    It is well settled that ‘‘only the judge who presided over
    the trial where a challenged verdict was returned is
    legally competent to decide if that verdict was against
    the weight of the evidence . . . .’’ (Emphasis added.)
    Sinchak v. Commissioner of Correction, supra, 
    173 Conn. App. 362
    . Consequently, ‘‘a judge in a later pro-
    ceeding, such as a direct appeal or a habeas corpus
    proceeding, is not legally competent to decide such a
    claim on the basis of the cold printed record before it.’’
    (Emphasis added.) 
    Id.
     The rationale behind this rule is
    sound: ‘‘[T]he trial court is uniquely situated to entertain
    a motion to set aside a verdict as against the weight of
    the evidence because, unlike an appellate court, the
    trial [court] has had the same opportunity as the jury
    to view the witnesses, to assess their credibility and
    to determine the weight that should be given to their
    evidence. . . . [T]he trial judge can gauge the tenor of
    the trial, as [an appellate court], on the written record,
    cannot, and can detect those factors, if any, that could
    improperly have influenced the jury.’’ (Citations omit-
    ted; internal quotation marks omitted.) State v. Griffin,
    supra, 
    253 Conn. 201
    –202; see also id., 202 (‘‘[o]nly the
    trial judge [i]s in a position to evaluate . . . testimony,
    along with the other relevant evidence, to make . . .
    a determination [of whether the verdict is against the
    weight of the evidence]’’).
    The rule that the trial judge is the only authority
    competent to rule upon weight claims has obvious
    implications for appellate review of such claims. Our
    Supreme Court previously has refused to review a claim
    challenging the jury’s verdict as against the weight of
    the evidence because it was made for the first time on
    appeal. State v. Griffin, supra, 
    253 Conn. 202
    .
    In reviewing the facts underlying Griffin, we note
    that they are analogous to the present case in two
    important ways. First, like the defendant in the present
    case, the defendant in Griffin moved for a judgment
    of acquittal after the state rested but did not file a
    postverdict motion to set aside or motion for a new
    trial. 
    Id.,
     200 n.8. Second, the specific claim in Griffin
    was that ‘‘the testimony of the state’s key witness . . .
    was not believable’’; id., 202; and, therefore, like the
    defendant’s claim in the present case, principally chal-
    lenged the jury’s credibility determinations.
    In declining to review the unpreserved weight claim
    in Griffin, our Supreme Court stated that it could not
    ‘‘[o]n a cold record . . . meaningfully assess . . .
    [the] credibility [of the state’s key witness] to determine
    whether his testimony . . . was so unworthy of belief
    as to warrant a conclusion that allowing the verdict to
    stand would constitute a manifest injustice. . . . Only
    the trial judge was in a position to evaluate [that] testi-
    mony, along with the other relevant evidence, to make
    such a determination.’’3 (Citations omitted; emphasis
    added.) Id.; see also Sinchak v. Commissioner of Cor-
    rection, supra, 
    173 Conn. App. 364
    –72 (affirming habeas
    court’s refusal to review procedurally defaulted claim
    challenging weight of evidence because only trial court
    is in position to determine if verdict was against weight
    of evidence).
    Because an appellate court cannot make an initial
    ruling on a weight of the evidence claim, appellate
    review of such a claim is greatly circumscribed. ‘‘Appel-
    late review of a trial court’s decision granting or denying
    a motion for a new trial must take into account the trial
    judge’s superior opportunity to assess the proceedings
    over which he or she has personally presided.’’ State
    v. Hammond, supra, 
    221 Conn. 269
    . Therefore, ‘‘[t]he
    proper appellate standard of review when considering
    the action of a trial court granting or denying a motion
    to set aside a verdict and a motion for a new trial is
    the abuse of discretion standard. . . . In determining
    whether there has been an abuse of discretion, every
    reasonable presumption should be given in favor of the
    correctness of the court’s ruling. . . . Reversal is
    required only where an abuse of discretion is manifest
    or where injustice appears to have been done. . . . We
    do not . . . determine whether a conclusion different
    from the one reached could have been reached. . . .
    A verdict must stand if it is one that a jury reasonably
    could have returned and the trial court has accepted.’’
    (Citation omitted; internal quotation marks omitted.)
    State v. Fred C., 
    167 Conn. App. 600
    , 606, 
    142 A.3d 1258
    ,
    cert. denied, 
    323 Conn. 921
    , 
    150 A.3d 1150
     (2016).
    Thus, if asked to review the trial court’s ruling on a
    weight of the evidence claim presented to it, an appel-
    late court is not to independently make credibility deter-
    minations or assign weight to evidence. Furthermore,
    our task is not to assess the jury’s credibility determina-
    tions and assignment of weight to evidence. Rather, our
    task is to review, for an abuse of discretion, the trial
    court’s assessment of the jury’s credibility determina-
    tions and assignment of weight to evidence. See, e.g.,
    State v. Scott C., 
    120 Conn. App. 26
    , 40, 
    990 A.2d 1252
    (‘‘[When reviewing a weight claim predicated on credi-
    bility determinations, the] issue presented to us . . .
    is whether we should reverse the [trial] court’s finding
    that the jury reasonably could have credited [the chal-
    lenged] testimony. . . . [We must decide whether to]
    reverse the trial court’s assessment [of the jury’s credi-
    bility determinations].’’ [Emphasis added.]), cert.
    denied, 
    297 Conn. 913
    , 
    995 A.2d 956
     (2010).
    Having set forth the relevant law, we now turn to the
    defendant’s claim that the verdict is against the weight
    of the evidence. In addition to arguing the claim’s mer-
    its, the defendant also contends that the claim is pre-
    served and reviewable. We disagree in light of our
    Supreme Court’s decision in Griffin, which we con-
    clude controls the present case. See State v. Griffin,
    supra, 
    253 Conn. 201
    –202. Griffin teaches that a defen-
    dant cannot obtain appellate review of his weight of the
    evidence claim unless it was preserved at trial. Under
    Griffin, moving for a judgment of acquittal at the close
    of the state’s case-in-chief does not preserve a weight
    claim. Accordingly, we conclude that the defendant’s
    filing of a motion for a judgment of acquittal4 did not
    preserve his claim.
    Notwithstanding our Supreme Court’s holding in
    Griffin that unpreserved weight of the evidence claims
    are unreviewable, the defendant cites three cases that
    purportedly permit our review of such claims. We are
    unpersuaded by the defendant’s reliance on these cases.
    The defendant first contends that State v. Avcollie,
    
    178 Conn. 450
    , 
    423 A.2d 118
     (1979), cert. denied, 
    444 U.S. 1015
    , 
    100 S. Ct. 667
    , 
    62 L. Ed. 2d 645
     (1980), stands
    for the proposition that we can review, for error, the
    trial court’s failure to sua sponte set aside the verdict.
    In particular, he relies on certain language from Avcollie
    in isolation, namely, the court’s remark that the ‘‘trial
    court has inherent power to set aside the verdict, even
    though no motion has been made.’’ (Internal quotation
    marks omitted.) Id., 455. When read as a whole, how-
    ever, Avcollie does not support the defendant’s position
    because it did not involve an unpreserved weight of
    the evidence claim. Id., 454–55. Rather, it involved a
    sufficiency claim that was raised at trial in a motion
    to set aside the verdict. Id., 454–55, 459; see also id.,
    471 n.5 (‘‘the sole issue in this appeal was whether the
    evidence before the jury was sufficient to support [its]
    verdict’’ [emphasis added]).
    The second case on which the defendant relies is
    State v. Franklin, 
    162 Conn. App. 78
    , 
    129 A.3d 770
    (2015), cert. denied, 
    321 Conn. 905
    , 
    138 A.3d 281
     (2016).
    On appeal to this court, the defendant in Franklin pre-
    sented separate sufficiency and weight claims that were
    ‘‘substantively identical’’ because they both revolved
    around whether the jury should have believed a particu-
    lar witness. Id., 81, 93–94. We first rejected the suffi-
    ciency claim on its merits, concluding that we could
    not second-guess the jury’s credibility determinations.
    Id., 85–87. Turning to the weight of the evidence claim,
    we noted that, although ‘‘the defendant did not preserve
    this [claim] by moving for a new trial’’; id., 93; he
    requested Golding review. Id. We apparently assumed,
    without deciding, that the defendant’s weight claim sat-
    isfied Golding’s reviewability prongs. Id. Then, we
    noted that ‘‘we [were] aware of no reason that prohib-
    ited the jury from crediting [the witness’s] testimony.’’
    Id., 94. Therefore, we simply rejected the weight claim
    on the same grounds that we rejected the sufficiency
    claim, namely, that we on appeal declined to second
    guess the credibility determination made by the jury.
    Id., 93–94.
    We do not read Franklin as requiring us to review
    an unpreserved claim challenging a verdict as against
    the weight of the evidence, nor does it foreclose our
    consideration of whether the reviewability prongs of
    Golding can be satisfied when such a claim is made.
    Rather, Franklin presented a unique situation where
    ‘‘substantively identical’’ weight and sufficiency claims
    were made. In avoiding adjudicating the issue of
    whether Golding review was appropriate, we simply
    resolved the defendant’s claim by relying on our analy-
    sis of the defendant’s sufficiency claim. The sufficiency
    claim, like the weight claim, essentially amounted to
    no more than an attack on the jury’s credibility determi-
    nations, and we cannot second-guess such credibility
    determinations when reviewing either type of claim.
    State v. Carlos C., 
    165 Conn. App. 195
    , 200, 
    138 A.3d 1090
    , cert. denied, 
    322 Conn. 906
    , 
    140 A.3d 977
     (2016);
    State v. Scott C., supra, 
    120 Conn. App. 40
    .
    The third case on which the defendant relies is Tibbs
    v. Florida, 
    supra,
     
    457 U.S. 31
    . In Tibbs, a state appellate
    court set aside a verdict after performing its own
    reweighing of the evidence and reassessment of credi-
    bility. 
    Id.,
     35–39, 42–43, 46–47. Tibbs is inapposite
    because a state rule of practice required the appellate
    court to perform its own reweighing of the evidence in
    any appeal in which the defendant had been sentenced
    to death. 
    Id.,
     36 n.8 (rule provided that ‘‘[u]pon an appeal
    from the judgment by a defendant who has been sen-
    tenced to death the appellate court shall review the
    evidence to determine if the interests of justice require
    a new trial’’ [emphasis added]). The parties have not
    identified any comparable rule of practice that requires
    or permits this state’s appellate courts to perform such
    a review.
    Our analysis does not end with concluding that the
    defendant’s claim is unpreserved because the defendant
    also requests Golding review. As previously explained,
    although Griffin stands for the proposition that unpre-
    served weight of the evidence claims are unreviewable,
    Griffin did not address Golding’s applicability to such
    claims. The defendant argues that his claim satisfies all
    four Golding prongs, and the state counters that his
    claim fails Golding’s first two prongs, which concern
    reviewability. See, e.g., State v. Gordon, 
    69 Conn. App. 691
    , 695, 
    796 A.2d 1238
     (2002). We agree with the state
    that the defendant’s claim is not entitled to Golding
    review because it fails Golding’s first prong.
    ‘‘Under Golding, as modified in In re Yasiel R., 
    317 Conn. 773
    , 781, 
    120 A.3d 1188
     (2015), a defendant can
    prevail on a claim of constitutional error not preserved
    at trial only if all of the conditions are met: (1) the
    record is adequate to review the alleged claim of error;
    (2) the claim is of constitutional magnitude alleging
    the violation of a fundamental right; (3) the alleged
    constitutional violation . . . exists and . . . deprived
    the defendant of a fair trial; and (4) if subject to harmless
    error analysis, the state has failed to demonstrate harm-
    lessness of the alleged constitutional violation beyond a
    reasonable doubt.’’ (Internal quotation marks omitted.)
    State v. Mitchell, 
    170 Conn. App. 317
    , 322, 
    154 A.3d 528
    ,
    cert. denied, 
    325 Conn. 902
    , 
    157 A.3d 1146
     (2017). ‘‘The
    first two prongs of Golding address the reviewability
    of the claim, and the last two involve the merits of the
    claim.’’ State v. Gordon, supra, 
    69 Conn. App. 695
    .
    ‘‘[T]he inability to meet any one prong requires a
    determination that the defendant’s claim must fail.’’
    State v. Ricketts, 
    37 Conn. App. 749
    , 761, 
    659 A.2d 188
    ,
    cert. denied, 
    234 Conn. 913
    , 
    660 A.2d 355
    , cert. denied,
    
    516 U.S. 977
    , 
    116 S. Ct. 481
    , 133 L. Ed. 2d. 409 (1995).
    ‘‘The appellate tribunal is free, therefore, to respond to
    the defendant’s claim by focusing on whichever condi-
    tion is most relevant in the particular circumstances.’’
    (Internal quotation marks omitted.) State v. Gordon,
    supra, 
    69 Conn. App. 695
    .
    Turning to the application of Golding’s first prong to
    the present case, we conclude that the defendant has
    not provided a record that is adequate to review his
    claim challenging the verdict as against the weight of
    the evidence.
    We have explained throughout this opinion that the
    defining characteristic of a weight claim is that ‘‘only
    the judge who presided over the trial where a challenged
    verdict was returned is legally competent to decide if
    that verdict was against the weight of the evidence
    . . . . [A court] in a later proceeding, such as a direct
    appeal or a habeas corpus proceeding, is not legally
    competent to decide such a claim on the basis of the
    cold printed record before it.’’ Sinchak v. Commis-
    sioner of Correction, supra, 
    173 Conn. App. 362
    .
    A weight claim predicated on a challenge to the jury’s
    credibility determinations, which is the type of claim
    the defendant presents in this appeal, requires the trial
    court to make its own assessment of the jury’s credibil-
    ity determinations. See State v. Griffin, supra, 
    253 Conn. 201
    –202. In other words, it is called upon to act
    as a ‘‘thirteenth juror’’ and ‘‘do just what every juror
    ought to do in arriving at a verdict.’’ (Emphasis added;
    internal quotation marks omitted.) Sinchak v. Commis-
    sioner of Correction, supra, 
    173 Conn. App. 368
    .
    Accordingly, when an appellate court reviews this type
    of claim, ‘‘[t]he issue presented to [it] . . . is whether
    [it] should reverse the [trial] court’s finding that the
    jury reasonably could have credited [the challenged]
    testimony. . . . [It must decide whether to] reverse the
    trial court’s assessment [of the jury’s credibility deter-
    minations].’’ (Emphasis added.) State v. Scott C., supra,
    
    120 Conn. App. 39
    –40.
    In the present case, the defendant never asked the
    trial court to set aside the verdict on the ground that it
    was against the weight of the evidence. The defendant’s
    appellate claim challenging the jury’s credibility deter-
    minations was never ruled upon by the trial court and,
    therefore, is presented to this court for the first time
    on appeal. Given that the trial court is the only authority
    competent to assess the jury’s credibility determina-
    tions, we cannot, on appeal, stand in its stead and make
    such an intricate assessment ourselves on the cold
    printed record alone.
    Indeed, the scope of our review is limited to evaluat-
    ing, for an abuse of discretion, the trial court’s findings
    regarding its assessment of the jury’s credibility deter-
    minations. Since those findings were not made in the
    present case, there is nothing for us to review, and we
    are without a basis for determining whether the trial
    court abused a discretion that it was never called upon
    to exercise. See, e.g., State v. Padua, 
    73 Conn. App. 386
    , 413, 
    808 A.2d 361
     (2002) (‘‘Had the issue been raised
    properly by motion, the trial court could have been
    alerted to what this defendant has raised for the first
    time on appeal. . . . If in fact the trial court acted upon
    a motion presented to it, it could have articulated the
    reasons why it so denied the relief sought. . . . [Thus]
    there is no adequate record for review nor is there a
    basis for determining that there was an abuse of a
    discretion which the court was never called upon to
    exercise.’’), rev’d in part on other grounds, 
    273 Conn. 138
    , 
    869 A.2d 192
     (2005); see also State v. Brunetti, 
    279 Conn. 39
    , 63, 
    901 A.2d 1
     (2006) (‘‘[This court’s] role is
    not to guess at possibilities . . . but to review claims
    based on a complete factual record developed by a
    trial court. . . . Without the necessary factual and legal
    conclusions furnished by the trial court . . . any deci-
    sion made by us respecting [the defendant’s claims]
    would be entirely speculative.’’ [Internal quotation
    marks omitted.]), cert. denied, 
    549 U.S. 1212
    , 
    127 S. Ct. 1328
    , 
    167 L. Ed. 2d 85
     (2007).
    Accordingly, we conclude that the defendant’s unpre-
    served claim is not entitled to Golding review because
    the record is inadequate for review.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    The defendant did move for a judgment of acquittal after the state had
    rested. He did not, however, renew that motion after the jury returned
    its verdict.
    2
    The state also argues that the defendant’s claim challenging the verdict
    as against the weight of the evidence also fails under Golding’s second
    prong because it is not of constitutional magnitude. Because we conclude
    that the record is inadequate, we need not reach this issue.
    3
    The parties in Griffin did not brief the issue of whether an unpreserved
    claim challenging a verdict as against the weight of evidence is reviewable
    under Golding. Thus, the court in Griffin had no occasion to address the
    applicability of Golding to such a claim.
    4
    Our Supreme Court has noted that a defendant properly preserves a
    claim challenging the verdict as against the weight of the evidence by raising
    it in ‘‘a motion to set aside the verdict as against the weight of the evidence.’’
    State v. Griffin, supra, 
    253 Conn. 201
    –202. This court has noted that such
    a claim is preserved by raising it in a motion for a new trial made pursuant
    to Practice Book § 42-53. State v. Franklin, 
    162 Conn. App. 78
    , 93, 
    129 A.3d 770
     (2015), cert. denied, 
    321 Conn. 905
    , 
    138 A.3d 281
     (2016). We do not
    believe this difference in nomenclature is consequential for purposes of
    preservation. See, e.g., State v. Taylor, 
    196 Conn. 225
    , 228 n.3, 
    492 A.2d 155
    (1985) (‘‘Practice Book § [42-53] . . . replace[d] the motion to set aside a
    verdict with a motion for a new trial’’); State v. Henton, 
    50 Conn. App. 521
    ,
    523 n.1, 
    720 A.2d 517
     (‘‘[a]lthough the defendant entitled [his motion] a
    motion to set aside the verdict, the trial court treated it as a motion for
    a new trial pursuant to Practice Book § 42-53’’ [internal quotation marks
    omitted]), cert. denied, 
    247 Conn. 945
    , 
    723 A.2d 322
     (1998). In any event,
    the defendant’s claim in the present case is not preserved because it was
    not raised in either a motion to set aside or a motion for a new trial.
    

Document Info

Docket Number: AC38612

Citation Numbers: 168 A.3d 605, 175 Conn. App. 739, 2017 WL 3585505, 2017 Conn. App. LEXIS 343

Judges: Alvord, Prescott, Mullins

Filed Date: 8/22/2017

Precedential Status: Precedential

Modified Date: 10/19/2024