State v. Dijmarescu ( 2018 )


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    STATE OF CONNECTICUT v. GHEORGHE
    DIJMARESCU
    (AC 39745)
    Alvord, Prescott and Bear, Js.
    Syllabus
    Convicted of the crime of breach of the peace in the second degree in
    connection with an incident in which he struck his wife, L, during an
    argument, the defendant appealed to this court. He claimed, inter alia,
    that the trial court improperly admitted certain evidence of prior
    uncharged misconduct, which pertained to an incident in which he
    allegedly punched L. The state conceded at oral argument that the trial
    court abused its discretion in admitting the challenged evidence but
    claimed that any such error was harmless. Held:
    1. The trial court did not abuse its discretion in granting the motion filed
    by the defendant’s counsel to withdraw from representation, which was
    filed the same day as it was argued: the record made clear that the
    defendant had actual notice of counsel’s intention to withdraw, as the
    defendant indicated in response to a question by the court that he
    was aware of his counsel’s intention to withdraw prior to the court’s
    consideration of the motion, counsel complied with the purpose of the
    notice provision in the applicable rule of practice (§ 3-10 [a]), the trial
    court’s conclusion that communication had broken down could properly
    constitute good cause for counsel to withdraw, and to the extent that
    the court did not sufficiently explain, in detail, why it determined that
    counsel had demonstrated good cause to withdraw, the failure to do so
    did not result in an abuse of discretion because the court was entitled
    to rely on the representations of counsel, who indicated that the defen-
    dant had made representation by him unreasonably difficult and that
    he tried to prepare the defendant for trial but met some resistance
    and had difficulty getting the defendant to cooperate with him, which
    supported a conclusion that counsel had good cause to withdraw; more-
    over, the defendant did not demonstrate any material adverse effect on
    him related to the timing of counsel’s withdrawal, as the motion to
    withdraw was filed long before trial commenced and did not implicate
    the defendant’s sixth amendment right to counsel.
    2. The defendant did not meet his burden to establish that the trial court’s
    admission of the uncharged misconduct evidence substantially affected
    the verdict, and, therefore, the admission of that evidence was harmless;
    there was overwhelming evidence to support the defendant’s conviction
    of breach of the peace in the second degree, as L’s testimony that he
    slammed her head into a table was corroborated by medical records,
    and the testimony of a police officer and a worker at a women’s shelter,
    the defendant’s intent to cause L alarm was supported by her testimony
    that she feared him and did not want to return to the marital home, the
    court’s jury instructions regarding the proper purpose for which the
    uncharged misconduct could be considered mitigated the risk that the
    jury would assume that the defendant had a propensity to engage in
    abusive behavior toward L, defense counsel extensively cross-examined
    L, the alleged uncharged misconduct was not so much more severe than
    the charged conduct such that there was a substantial risk that the
    jury’s passions would be unduly aroused, and the state mentioned the
    prior misconduct only once during its closing argument.
    3. The defendant’s claim that the trial court’s failure to canvass him regarding
    his decision to testify violated his right against self-incrimination was
    unavailing; the court was under no obligation to inquire of the defendant
    whether his decision to testify was intelligent and voluntary, as he was
    represented by counsel throughout trial, and the circumstances here
    did not call for the exercise of this court’s supervisory authority over
    the administration of justice.
    Argued January 8—officially released May 22, 2018
    Procedural History
    Substitute information charging the defendant with
    the crimes of assault in the third degree and breach of
    the peace in the second degree, brought to the Superior
    Court in the judicial district of Hartford, geographical
    area number fourteen, where the court, Johnson, J.,
    granted the motion to withdraw from representation
    filed by the defendant’s counsel; thereafter, the matter
    was tried to the jury before Mullarkey, J.; subsequently,
    the court, Mullarkey, J., denied the defendant’s motion
    to preclude certain evidence; verdict and judgment of
    guilty of breach of the peace in the second degree, from
    which the defendant appealed to this court. Affirmed.
    John L. Cordani, Jr., assigned counsel, for the appel-
    lant (defendant).
    Rita M. Shair, senior assistant state’s attorney, with
    whom were Gail P. Hardy, state’s attorney, and, on
    the brief, Michael J. Weber, Jr., senior assistant state’s
    attorney, for the appellee (state).
    Opinion
    PRESCOTT, J. The defendant, Gheorghe Dijmarescu,
    appeals from the judgment of conviction, rendered after
    a jury trial, of one count of breach of the peace in the
    second degree in violation of General Statutes § 53a-
    181 (a) (2). On appeal, the defendant claims that the
    trial court (1) violated his sixth amendment right to
    counsel by improperly granting his attorney’s motion
    to withdraw, (2) improperly admitted evidence of his
    uncharged misconduct, and (3) violated his right against
    self-incrimination by not canvassing him before he
    elected to testify. We disagree and, accordingly, affirm
    the judgment of the trial court.
    The jury reasonably could have found the following
    facts. The defendant and the victim, L,1 both are accom-
    plished mountaineers. In 2000, the two met at a party
    hosted by the governments of Pakistan and Nepal after
    L successfully summited Mount Everest. In May, 2002,
    the couple was married in Connecticut. They have
    two children.
    During their marriage, the defendant and L climbed
    Mount Everest together several times. The defendant
    also occasionally went on climbing expeditions by him-
    self, leaving L and the children behind at their home in
    Connecticut. When he was not away, the defendant
    managed his own construction company, while L took
    care of the couple’s two children and the defendant’s
    ailing father.
    On July 1, 2012, L went grocery shopping and discov-
    ered that the family’s food stamp card was not working.
    She called the defendant at work and he became angry.
    At about 7 or 8 p.m., the defendant arrived home. L
    was in the kitchen cutting an onion. The two then got
    into an argument regarding the food stamp card. At one
    point during the argument L said something in her native
    language, and the defendant struck her.2 The defendant
    then left the house and drove away in his truck.
    After the defendant left, L called her friend and told
    her that the defendant hit her. L’s friend advised her
    to call the police. L then spoke with her brother, who
    called the police on her behalf.
    Shortly thereafter, the police arrived and interviewed
    L. An ambulance and medical personnel also responded
    to the scene, but L refused to go with them because
    they would not allow her daughters to ride in the ambu-
    lance with her. L then indicated to one of the police
    officers that she did not feel safe at her home, so an
    officer took her and her two daughters to a hospital
    emergency department and arranged for them to stay at
    a shelter. L’s examination at the emergency department
    revealed that she had suffered no visible injuries to her
    head, but that she did have several scratches on her
    left forearm. L did not return to the marital home, and
    Shortly after the incident, the defendant was arrested
    and charged with assault in the third degree and breach
    of the peace in the second degree. He was subsequently
    tried before a jury. At trial, the defendant elected to
    testify in his own defense.3
    The jury found the defendant not guilty of assault in
    the third degree but found him guilty of breach of the
    peace in the second degree. He was sentenced to six
    months of incarceration, execution suspended, fol-
    lowed by one year of probation. Additional facts and
    procedural history will be set forth as necessary.
    I
    The defendant first claims that the trial court violated
    his sixth amendment right to counsel by granting the
    motion to withdraw filed by his private attorney, Ray-
    mond M. Hassett. Specifically, the defendant argues that
    the court improperly granted the motion to withdraw
    because the notice and good cause requirements set
    forth in Practice Book § 3-10 (a) were not met. Because
    we determine that, under the circumstances presented
    here, the defendant had no sixth amendment right to
    be represented by Hassett, our review of the defendant’s
    claim is limited to whether the court abused its discre-
    tion in granting the motion to withdraw. We further
    conclude that the court did not abuse its discretion in
    granting the motion to withdraw.
    The following additional facts are relevant to the
    resolution of the defendant’s claim. On July 17, 2012,
    the defendant was arraigned. On that day, Hassett filed
    an appearance on behalf of the defendant.
    On July 10, 2013, the defendant and Hassett appeared
    in court. At that time, Hassett requested that the court,
    Johnson, J., allow him to withdraw as counsel.4 Hassett
    presented the court with a written motion, although he
    had not yet filed it. Hassett later filed the written motion
    to withdraw with the clerk’s office.
    The court then held a hearing on Hassett’s motion
    to withdraw. Hassett told the court that he previously
    had ‘‘numerous discussions with [the defendant]’’ and
    that he ‘‘believed that there ha[d] been somewhat of a
    breakdown of communication . . . .’’ Hassett further
    stated that the defendant had been adamant ‘‘from day
    one that he want[ed] to proceed to trial,’’ and that Has-
    sett had ‘‘tried to prepare [the defendant] for trial and
    prepare the case for trial’’ and had ‘‘met some
    resistance.’’
    Hassett also represented that ‘‘the major reason why’’
    he was asking to withdraw from the case was that he
    had difficulty getting the defendant to cooperate with
    him. Hassett told the court that he had advised the
    defendant that he needed to make a decision regarding
    whether he wanted to proceed with the family violence
    education program. See General Statutes § 46b-38c (h)
    (1). When the defendant elected not to apply for the
    program, Hassett explained to him the possible ramifi-
    cations of going to trial. Finally, Hassett stated that,
    despite the fact that he liked the defendant, he believed
    that his ability to represent the defendant had been
    compromised. The court then heard from the state,
    which asked it to move the case to the trial list if the
    defendant chose not to apply for the family violence
    education program.
    Next, the court asked the defendant whether he
    agreed that he could no longer work with Hassett, to
    which the defendant responded that he did not want
    Hassett to withdraw because he thought Hassett was
    an excellent attorney who could provide him with the
    ‘‘best representation . . . .’’ The defendant further
    stated that, although he and Hassett had encountered
    some obstacles, he believed that they could be
    overcome.
    The court then canvassed the defendant regarding his
    opportunity to apply for the family violence education
    program and informed the defendant that if he success-
    fully participated in the program he would have his
    charges dismissed. The defendant responded that Has-
    sett had informed him of the same many times, both
    verbally and in writing. The court then asked the defen-
    dant whether he understood that, if he proceeded to
    trial and was convicted, he faced the possibility of being
    sentenced to eighteen months incarceration and $3000
    in fines. The defendant replied that he understood but
    nevertheless wanted to proceed to trial.
    After canvassing the defendant, the court concluded
    that ‘‘[b]ased on everything that I have heard, I am
    [going to] grant the motion to have counsel withdraw
    from the case. I agree with you. You have an excellent
    attorney. Your attorney probably has given you the best
    advice and has spent a considerable amount of time
    with you. At this time, he feels, based on his experience,
    that communication has broken down.’’ The court then
    continued the case for approximately six weeks to allow
    the defendant time to hire a new attorney.
    On September 12, 2013, the defendant again appeared
    before the court. At that time, the defendant told the
    court that he had not yet retained an attorney because
    he no longer could afford one and wanted to represent
    himself. The court canvassed the defendant regarding
    the risks of representing himself and decided to allow
    the defendant to proceed as a self-represented litigant,
    with an attorney from the public defender’s office acting
    as standby counsel. On April 9, 2014, however, the
    defendant was appointed a special public defender,
    Attorney Robert A. Cushman. Cushman subsequently
    entered a full appearance on behalf of the defendant
    and represented him throughout his trial, which began
    in December, 2015.
    A
    We first address whether the defendant had a sixth
    amendment right to counsel of choice that was impli-
    cated by the court’s decision to grant Hassett’s motion
    to withdraw over the defendant’s objection. Whether
    the defendant’s constitutional right to counsel of choice
    was implicated presents a question of law, over which
    our review is plenary. See State v. Peeler, 
    320 Conn. 567
    , 578, 
    133 A.3d 864
    , cert. denied,      U.S.      , 
    137 S. Ct. 110
    , 
    196 L. Ed. 2d 89
    (2016).
    The United States Supreme Court has stated that
    although ‘‘the right to select and be represented by
    one’s preferred attorney is comprehended by the [s]ixth
    [a]mendment, the essential aim of the [a]mendment is
    to guarantee an effective advocate for each criminal
    defendant rather than to ensure that a defendant will
    inexorably be represented by the lawyer whom he pre-
    fers.’’ Wheat v. United States, 
    486 U.S. 153
    , 159, 108 S.
    Ct. 1692, 
    100 L. Ed. 2d 140
    (1988).
    Indeed, ‘‘[t]he [s]ixth [a]mendment right to choose
    one’s own counsel is circumscribed in several important
    respects . . . [including that] a defendant may not
    insist on representation by an attorney he cannot afford
    or who for other reasons declines to represent the defen-
    dant.’’ (Emphasis added.) 
    Id. ‘‘[T]he [s]ixth
    [a]mend-
    ment simply does not provide an inexorable right to
    representation by a criminal defendant’s preferred law-
    yer. . . . [T]here is no constitutional right to represen-
    tation by a particular attorney.’’ (Citations omitted;
    internal quotation marks omitted.) United States v.
    Hughey, 
    147 F.3d 423
    , 428 (5th Cir.), cert. denied, 
    525 U.S. 1030
    , 
    119 S. Ct. 569
    , 
    142 L. Ed. 2d 474
    (1998);
    see also State v. 
    Peeler, supra
    , 
    320 Conn. 579
    ; State v.
    Fernandez, 
    254 Conn. 637
    , 651, 
    758 A.2d 842
    (2000)
    (‘‘[T]he right to counsel of one’s choice is not without
    limitation. . . . We never have held that the right to
    counsel necessarily encompasses the right to a specific
    attorney.’’ [Citation omitted.]), cert. denied, 
    532 U.S. 913
    , 
    121 S. Ct. 1247
    , 
    149 L. Ed. 2d 153
    (2001).5 Accord-
    ingly, we reject the defendant’s claim that his sixth
    amendment right to counsel of choice was implicated
    by the motion to withdraw filed by Hassett.
    B
    Because we conclude that the motion to withdraw
    did not implicate the defendant’s sixth amendment right
    to counsel, we need only determine whether the court
    abused its discretion in granting the motion. The defen-
    dant argues that the court improperly granted the
    motion because it failed to ensure that the notice and
    good cause requirements set forth in Practice Book § 3-
    10 (a) had been met. We disagree.
    We review the trial court’s granting of a motion to
    withdraw pursuant to an abuse of discretion standard.
    (2014). Practice Book § 3-10 (a) provides in relevant
    part that ‘‘[n]o motion for withdrawal of appearance
    shall be granted unless good cause is shown and until
    the judicial authority is satisfied that reasonable notice
    has been given to other attorneys of record and that
    the party represented by the attorney was served with
    the motion and the notice required by this section or
    that the attorney has made reasonable efforts to serve
    such party. . . .’’
    The defendant first argues that the court improperly
    granted Hassett’s motion to withdraw because the
    motion was filed the same day that it was argued and,
    therefore, did not comply with the notice requirements
    set forth in Practice Book § 3-10 (a). The defendant
    further argues that, because of this, he was not allowed
    an opportunity to repair his relationship with Hassett.
    Although it is true that Hassett did not file his written
    motion to withdraw before the court heard argument,
    the record makes clear that the defendant had actual
    notice of Hassett’s intention to withdraw. In addressing
    the defendant, the court asked, ‘‘Mr. Dijmarescu, your
    attorney has indicated that it is his wish . . . that he
    no longer work with you on the criminal charge that
    is pending in this court today,’’ to which the defendant
    responded, ‘‘[t]hat’s what I was told, Your Honor. Yes.’’
    (Emphasis added.) It is therefore apparent that the
    defendant was aware of Hassett’s intention to withdraw
    prior to the court’s consideration of the motion. Thus,
    although Hassett’s motion was technically filed the
    same day it was addressed by the court, he nevertheless
    complied with the purpose of the notice provision set
    forth in Practice Book § 3-10 (a), which is ‘‘to inform
    the court, other attorneys of record, and the party repre-
    sented by the attorney that he or she is seeking permis-
    sion to withdraw.’’ State v. 
    Gamer, supra
    , 152 Conn.
    App. 34; see State v. 
    Fernandez, supra
    , 
    254 Conn. 650
    (court did not abuse discretion in granting defense
    counsel’s oral motion to withdraw where defendant’s
    brother was present in court that day to accept from
    counsel unearned portion of retainer, making it unlikely
    that defendant was unaware of counsel’s intention); see
    also State v. 
    Gamer, supra
    , 34 (court did not abuse
    discretion in granting defense counsel’s motion to with-
    draw even though motion did not specify date and time
    of hearing).
    Next, the defendant argues that the court abused
    its discretion in granting Hassett’s motion to withdraw
    because it failed to make a finding of good cause as
    required by Practice Book § 3-10 (a). The defendant
    asserts that the court’s conclusion that ‘‘communication
    ha[d] broken down’’ between Hassett and the defendant
    was insufficient.
    Rule 1.16 (b) of the Rules of Professional Conduct
    dictates when a lawyer may properly terminate repre-
    sentation, and provides, in relevant part, that ‘‘[e]xcept
    as stated in subsection (c), a lawyer may withdraw
    from representing a client if: (1) withdrawal can be
    accomplished without material adverse effect on the
    interests of the client . . . (6) the representation will
    result in an unreasonable financial burden on the lawyer
    or has been rendered unreasonably difficult by the
    client; or (7) other good cause for withdrawal exists.’’
    (Emphasis added.)
    Thus, in accordance with rule 1.16 (b) (1), withdrawal
    is appropriate for any reason provided that it will not
    have a materially adverse effect on the client.6 Addition-
    ally, withdrawal is also appropriate if the representation
    has been rendered unreasonably difficult by the client.
    Thus, a breakdown in communication between attorney
    and client may properly constitute good cause to with-
    draw as counsel. See State v. 
    Gamer, supra
    , 152 Conn.
    App. 34–35.
    Furthermore, to the extent that the court did not
    sufficiently explain, in detail, why it determined that
    Hassett had demonstrated good cause to withdraw, we
    conclude that any failure to do so did not result in an
    abuse of discretion because the court was entitled to
    rely on the representations of Hassett, who indicated
    that the defendant had made representation by him
    unreasonably difficult. ‘‘A trial court is entitled to rely
    on the representations of counsel, who is an officer of
    the court. . . . [I]t has long been the practice that a
    trial court may rely upon certain representations made
    to it by attorneys, who are officers of the court and
    bound to make truthful statements of fact or law to
    the court.’’ (Citation omitted; internal quotation marks
    omitted.) 
    Id., 35. Thus,
    we can assume that, in making
    its ruling, the court properly considered representations
    made to it by Hassett that he (1) tried to prepare the
    defendant for trial and met some resistance, and (2)
    had difficulty getting the defendant to cooperate with
    him—both of which support the court’s conclusion that
    Hassett had good cause to withdraw as counsel.7 More-
    over, the motion was filed long before trial actually
    commenced, and the defendant has not demonstrated
    any material adverse effect on him related to the timing
    of Hassett’s withdrawal. We conclude, therefore, that
    the court did not abuse its discretion in granting Has-
    sett’s motion to withdraw.
    II
    The defendant next claims that the court improperly
    admitted evidence of his uncharged misconduct at trial.
    Specifically, the defendant argues that the evidence
    should have been excluded because (1) the state’s fail-
    ure to timely disclose it was prejudicial to the defen-
    dant, and (2) the evidence was not relevant or material
    to the defendant’s intent, motive, or malice to engage
    in the charged conduct. For reasons we address fully
    below, we need not determine whether the court’s
    admission of the uncharged misconduct evidence con-
    stituted an abuse of discretion because we conclude
    that any error was harmless.
    The following additional facts and procedural history
    are relevant to the resolution of this claim. On Decem-
    ber 26, 2013, the defense filed a motion for notice of
    uncharged misconduct. On August 14, 2014, the defense
    made a request for disclosure regarding any uncharged
    misconduct that the state intended to offer at trial.
    The state did not provide notice of its intent to offer
    uncharged misconduct evidence at that time.
    On December 7, 2015, jury selection began. On that
    same day, the state notified the defendant, for the first
    time, of its intent to offer evidence of the defendant’s
    uncharged misconduct. In its notice of intent, the state
    revealed that the uncharged misconduct evidence
    would be offered through the testimony of L,8 although
    it did not specify the particular acts of uncharged mis-
    conduct. The state also argued in its notice of intent
    that the uncharged misconduct of the defendant was
    relevant to show the defendant’s intent, motive, and
    malice to engage in the charged conduct, as well as to
    corroborate crucial prosecution testimony.
    On December 10, 2015, the defendant filed a motion
    in limine, in which he sought to preclude the admission
    of any uncharged misconduct evidence. The defendant
    argued that such evidence should be precluded at trial
    because (1) the state’s untimely notice of its intent
    to offer uncharged misconduct evidence violated the
    defendant’s right to due process, and (2) the prejudicial
    effect of the evidence outweighed its probative value.
    On December 10 and 11, 2015, the court addressed
    the defendant’s motion in limine. On the latter date,
    the state specified that it intended to offer evidence,
    through the testimony of L, of an incident that occurred
    on Mount Everest in 2004 during which the defendant
    allegedly struck L and knocked her unconscious. The
    court then issued a ‘‘preliminary’’ ruling denying the
    defendant’s motion but stated that it would reserve
    the right to make a final judgment until it heard L’s
    prospective testimony.
    On December 14, 2015, the state made an offer of
    proof outside the presence of the jury, through the
    testimony of L, regarding the defendant’s uncharged
    misconduct. L testified that she and the defendant suc-
    cessfully summited Mount Everest in 2004 with a num-
    ber of other individuals, and that the group stopped at
    base camp for a period of time during their descent
    from the mountain. L further testified that, while at
    base camp, she went into the dining tent to speak with
    the defendant about his poor treatment of their fellow
    climbers. L alleged that the defendant then became
    angry and punched her in her head, causing her to lose
    consciousness. When she woke up, she temporarily was
    unable to see through one of her eyes because blood
    had accumulated in it.
    After the state made its offer of proof, the court
    denied the defendant’s motion in limine. With respect
    to the state’s untimely disclosure of its intent to offer
    such evidence, the court determined that the defendant
    had not been prejudiced because ‘‘while the state was
    a little tardy in announcing the testimony about this
    incident, the defense has had it for approximately one
    year.’’ The court appeared to be referencing the fact
    that, during the parties’ divorce proceedings, L testified
    about the same alleged incident. The court further con-
    cluded that the evidence was more probative than preju-
    dicial, provided that a proper limiting instruction was
    given to the jury.
    At trial, L testified consistent with the state’s proffer.
    Her testimony was followed by a limiting instruction
    concerning the proper purpose for which the evidence
    could be considered by the jury.9 The court gave a
    similar instruction during its final charge.
    We now turn to the relevant law. Section 4-5 of the
    Connecticut Code of Evidence governs the admission
    of uncharged misconduct evidence, and provides that
    ‘‘[e]vidence of other crimes, wrongs or acts of a person
    is inadmissible to prove the bad character, propensity,
    or criminal tendencies of that person except as provided
    in subsection (b).’’ Conn. Code Evid. § 4-5 (a). Under
    § 4-5 (c), however, ‘‘[e]vidence of other crimes, wrongs
    or acts of a person is admissible for purposes other
    than those specified in subsection (a), such as to prove
    intent, identity, malice, motive, common plan or
    scheme, absence of mistake or accident, knowledge, a
    system of criminal activity, or an element of the crime,
    or to corroborate crucial prosecution testimony.’’
    (Emphasis added.) Conn. Code Evid. § 4-5 (c).
    ‘‘To determine whether evidence of . . .
    [uncharged] misconduct falls within an exception to
    the general rule prohibiting its admission, we have
    adopted a two-pronged analysis. . . . First, the evi-
    dence must be relevant and material to at least one
    of the circumstances encompassed by the exceptions.
    Second, the probative value of such evidence must out-
    weigh the prejudicial effect of the . . . [uncharged mis-
    conduct] evidence. . . . Since the admission of
    uncharged misconduct evidence is a decision within
    the discretion of the trial court, we will draw every
    reasonable presumption in favor of the trial court’s
    ruling. . . . We will reverse a trial court’s decision only
    when it has abused its discretion or an injustice has
    occurred.’’ (Internal quotation marks omitted.) State v.
    Urbanowski, 
    163 Conn. App. 377
    , 402–403, 
    136 A.3d 236
    (2016), aff’d, 
    327 Conn. 169
    , 
    172 A.3d 201
    (2017).
    The defendant argues that the court abused its discre-
    tion in admitting the uncharged misconduct testimony
    because (1) the state’s failure to timely disclose it was
    prejudicial to him, and (2) the evidence was not relevant
    or material to the defendant’s intent, motive, or malice
    in engaging in the charged conduct.
    Ordinarily, we would begin with an analysis of
    whether the court abused its discretion in admitting
    the uncharged misconduct evidence. See 
    id. At oral
    argument before this court, however, the state con-
    ceded, despite arguing otherwise in its brief, that the
    trial court abused its discretion in admitting the
    uncharged misconduct evidence. Instead, the state
    argued that such error was harmless.10 Thus, for the
    purposes of our analysis, we will assume, without decid-
    ing, that the court abused its discretion in admitting
    the uncharged misconduct evidence and, therefore,
    need only determine whether the admission of the evi-
    dence was harmless.
    ‘‘The defendant bears the burden of showing that a
    nonconstitutional evidentiary error, such as the
    improper admission of prior uncharged misconduct
    . . . was harmful.’’ State v. Martin V., 
    102 Conn. App. 381
    , 388, 
    926 A.2d 49
    , cert. denied, 
    284 Conn. 911
    , 
    931 A.2d 933
    (2007). ‘‘[W]hether [an improper evidentiary
    ruling that is not constitutional in nature] is harmless
    in a particular case depends on a number of factors,
    such as the importance of the witness’ testimony in the
    prosecution’s case, whether the testimony was cumula-
    tive, the presence or absence of evidence corroborating
    or contradicting the testimony of the witness on mate-
    rial points, the extent of cross-examination otherwise
    permitted, and, of course, the overall strength of the
    prosecution’s case. . . . Most importantly, we must
    examine the impact of the [improperly admitted] evi-
    dence on the trier of fact and the result of the trial.
    . . . [T]he proper standard for determining whether
    an erroneous evidentiary ruling is harmless should be
    whether the jury’s verdict was substantially swayed by
    the error. . . . Accordingly, a nonconstitutional error
    is harmless when an appellate court has a fair assurance
    that the error did not substantially affect the verdict.’’
    (Internal quotation marks omitted.) State v. Urbanow-
    
    ski, supra
    , 
    163 Conn. App. 407
    .
    We begin with the ‘‘most relevant factors to be consid-
    ered,’’ which are ‘‘the strength of the state’s case and
    the impact of the improperly admitted evidence on the
    trier of fact.’’ (Internal quotation marks omitted.) State
    v. Michael A., 
    99 Conn. App. 251
    , 270–71, 
    913 A.2d 1081
    (2007). With respect to the strength of the state’s case,
    we conclude that there was overwhelming evidence to
    support the defendant’s conviction of breach of the
    peace in the second degree.
    Section 53a-181 (a) provides in relevant part that ‘‘[a]
    person is guilty of breach of the peace in the second
    degree when, with intent to cause inconvenience,
    annoyance or alarm, or recklessly creating a risk
    thereof, such person . . . (2) assaults or strikes
    another . . . .’’ With respect to the evidence that the
    defendant struck L, L testified that the defendant
    grabbed her by her hair and slammed the right hand
    side of her head into the kitchen table. Her testimony
    was strongly corroborated by both Officer Steven
    Chesworth of the Hartford Police Department, who tes-
    tified that he found L holding her head when he
    responded to the scene, as well as Sheila Coleman, who
    worked at the women’s shelter that L and her daughters
    were subsequently transported to, and similarly testi-
    fied that L repeatedly touched the side of her head
    during her intake interview. Moreover, L was consistent
    in her claim that the defendant had struck her, as evi-
    denced by the medical record of L’s trip to the emer-
    gency room that night. The report, which was admitted
    as a full exhibit at trial and read to the jury, revealed that
    she told her treating physician that she was assaulted
    by her husband, who grabbed her by her hair and
    pushed her against a wood table, and that L complained
    of pain on the right side of her head. Finally, L testified
    that the defendant ‘‘tried to grab [her] and tried to twist
    [her] like a crocodile,’’ and the medical record noted
    that she had sustained ‘‘scratch marks on her left fore-
    arm . . . .’’
    With respect to the evidence that the defendant
    intended to cause alarm to L, L testified that, as a result
    of the defendant’s abuse, she feared him and did not
    want to return to the marital home. This testimony was
    also strongly corroborated by Chesworth, who testified
    that, when he arrived on the scene, L was ‘‘visibly
    upset,’’ her hands were shaking, and he could ‘‘tell some-
    thing happened . . . .’’ He further testified that L made
    it very clear that she did not feel safe staying at the
    marital home, and in fact refused to return. Coleman
    similarly testified that L was visibly shaken when she
    arrived at the shelter.
    Perhaps most notably, L’s testimony that she feared
    the defendant was corroborated by her own actions.
    Critically, despite the fact that she grew up in a different
    country, barely spoke English, and did not have a job,
    L never returned to the marital home after July 1, 2012.
    Instead, she and her two daughters lived in a women’s
    shelter for eight months before moving to an apartment
    in West Hartford. Thus, because the defendant struck
    L, and because she suffered fear and emotional turmoil
    as a result of his actions, the jury was free to infer
    that the defendant intended the natural result of those
    actions. See State v. Ortiz, 
    312 Conn. 551
    , 565, 
    93 A.3d 1128
    (2014) (‘‘it is a permissible . . . inference that a
    defendant intended the natural consequences of his
    voluntary conduct’’ [emphasis omitted; internal quota-
    tion marks omitted]); see also State v. VanDeusen, 
    160 Conn. App. 815
    , 826, 
    126 A.3d 604
    (jury may properly
    infer that defendant intended natural consequences of
    his actions), cert. denied, 
    320 Conn. 903
    , 
    127 A.3d 187
    (2015).
    In sum, considering the testimony of L, Chesworth,
    and Coleman, there was overwhelming evidence that
    the defendant intended to cause alarm to L by striking
    her. See State v. Franko, 
    142 Conn. App. 451
    , 470, 
    64 A.3d 807
    (state’s case strong in part because ‘‘[n]umer-
    ous law enforcement officers corroborated the fact that
    the victim was . . . visibly upset’’; physical evidence of
    victim’s scratches consistent with victim being struck),
    cert. denied, 
    310 Conn. 901
    , 
    75 A.3d 30
    (2013).
    We next consider the impact of the uncharged mis-
    conduct evidence on the trier of fact. The principal
    issue in this case was whether the defendant did, in fact,
    strike L. The danger in a court improperly admitting
    evidence of the defendant’s uncharged misconduct is
    that the jury will hear that evidence and assume that,
    because the defendant committed similar acts in the
    past, he or she is guilty of the charged offense. See
    State v. Bell, 
    152 Conn. App. 570
    , 582, 
    99 A.3d 1188
    (2014). Thus, in the present case, the evidence admitted
    relating to the 2004 Mount Everest incident carried with
    it the risk that the jury would simply assume that the
    defendant struck L on July 1, 2012, because he had
    done so in the past.
    The risk that the jury would simply assume that the
    defendant has a general propensity to engage in the
    abusive behaviors toward L, however, was mitigated in
    part by the fact that the court issued a limiting instruc-
    tion immediately following L’s testimony and then again
    during its final charge to the jury regarding the proper
    purpose for which the uncharged misconduct could be
    considered. Absent evidence suggesting otherwise, we
    assume that the jury followed the court’s instructions
    and did not consider the uncharged misconduct evi-
    dence for that improper purpose. 
    Id., 583 (‘‘[t]he
    jury
    is presumed to follow the instructions in full’’). Thus,
    ‘‘any harm caused by the uncharged misconduct testi-
    mony was minimized by the court’s limiting instruc-
    tion.’’ 
    Id. Another factor
    to consider in determining whether
    the uncharged misconduct evidence prejudicially
    impacted the jury is the extent to which cross-examina-
    tion of L, the state’s key witness, was permitted. See
    State v. Urbanow
    ski, supra
    , 
    163 Conn. App. 407
    . In this
    case, defense counsel engaged in an extensive cross-
    examination of L intended to undermine her credibility
    and to present her as an instigator of any violence
    between her and the defendant. For example, with
    respect to the 2004 Mount Everest incident, defense
    counsel asked L whether it was true that she had (1)
    attacked a fellow climber on the trip because she was
    jealous that the climber had spent time with the defen-
    dant, (2) barged into the dining tent screaming at the
    defendant and asking for a divorce, and (3) told an
    attorney that an article written about the 2004 Mount
    Everest incident between her and her husband was fab-
    ricated.
    Defense counsel also asked L a series of questions
    relating to the July 1, 2012 incident, which gave rise
    to the charges against the defendant, in an effort to
    challenge her allegations that the defendant had
    attacked her and to suggest that it was L, in fact, who
    had attacked him. Specifically, defense counsel asked
    L whether it was true that, on July 1, 2012, she (1) yelled
    at the defendant, (2) threw an onion at the defendant,
    (3) lunged at the defendant, (4) did not call 911, (5)
    refused medical treatment, and (6) did not sustain any
    head injuries. In addition, defense counsel cross-exam-
    ined L regarding a 2009 incident during which she alleg-
    edly called 911 because the defendant was about to
    leave on a climbing expedition and she was worried
    that he was going to have an extramarital affair. It is
    clear, therefore, that the defendant had the opportunity
    to cross-examine L extensively with respect to both the
    uncharged and charged conduct.
    The defendant argues that L’s allegations regarding
    the 2004 Mount Everest incident were far more serious
    than the charged conduct, therefore strengthening the
    likelihood that the uncharged misconduct evidence was
    harmful. The two acts of abuse, however, are fairly
    similar. With respect to both the uncharged and charged
    conduct, L alleged that the defendant hit her in the
    head. We cannot conclude that punching her in the
    side of the head is more or less severe than repeatedly
    slamming her head into a wooden table. Certainly, the
    defendant’s alleged conduct in the 2004 incident was
    not so much more severe than the charged conduct
    such that there was a substantial risk that the passions
    of the jury would be unduly aroused or swayed by
    emotion in assessing the other evidence against the
    defendant.
    The defendant also argues that the uncharged mis-
    conduct was harmful because the state mentioned it at
    the very end of its rebuttal closing argument, making
    it the last point the jury heard before beginning its
    deliberation. That instance, however, was the only men-
    tion by the state of the uncharged misconduct during
    the entirety of its closing and rebuttal arguments. In
    fact, rather than relying on the uncharged misconduct
    evidence, the state focused on the evidence relating to
    the charged offenses. Moreover, the one time the state
    did mention the uncharged misconduct evidence during
    its closing argument, it followed the reference with a
    reminder to the jury that ‘‘[t]he 2004 events are both
    in for a limited purpose. They’re in for one purpose,
    and that is basically to show the defendant’s malice,
    animus toward [L], and his intent to harm her; that’s
    what they’re in for.’’ Thus, it is unlikely that the state’s
    reference to the Mount Everest incident during closing
    argument improperly influenced the jury.
    In light of the overwhelming evidence supporting the
    defendant’s conviction of breach of the peace in the
    second degree, the court’s limiting instructions regard-
    ing the proper purpose for which the uncharged miscon-
    duct evidence could be considered, and the extent to
    which cross-examination of L was permitted, we are
    not persuaded that the defendant has met his burden
    to establish that the court’s admission of the uncharged
    misconduct evidence substantially affected the verdict.
    We conclude, therefore, that the admission of such evi-
    dence was harmless and reject the defendant’s claim.
    III
    Finally, the defendant claims that the court’s failure
    to canvass him regarding his decision to testify violated
    his right against self-incrimination, as guaranteed by
    the fifth and fourteenth amendments to the federal con-
    stitution. The defendant argues that, in the absence of
    a canvass, his waiver of that right was not intelligent
    and voluntary. We disagree.
    To begin, we note that ‘‘[w]hether the defendant
    waived . . . fifth amendment privileges is a mixed
    question of law and fact over which our review is de
    novo.’’ State v. Ross, 
    269 Conn. 213
    , 291, 
    849 A.2d 648
    (2004). It is well established that there is no constitu-
    tional obligation on the court to canvass the defendant
    before he or she takes the witness stand and testifies.
    See State v. Woods, 
    297 Conn. 569
    , 573–77, 
    4 A.3d 236
    (2010). Rather, because ‘‘a criminal defendant’s deci-
    sion to testify is often strategic or tactical, and is made
    only after serious consultation with counsel about the
    advantages and disadvantages thereof, it is one we are
    disinclined to second guess . . . . We can only
    assume, without more than a bare assertion to the con-
    trary, that counsel provided the defendant with the
    information necessary to make an informed decision
    whether to testify.’’ (Internal quotation marks omitted.)
    
    Id., 576, quoting
    State v. Castonguay, 
    218 Conn. 486
    , 492
    n.2, 
    590 A.2d 901
    (1991). Thus, because the defendant
    in the present case was represented by counsel through-
    out his trial, the court was under no obligation to inquire
    of the defendant whether his decision to testify was
    intelligent and voluntary.
    The defendant argues that even if no such constitu-
    tional requirement exists, this court should exercise its
    supervisory authority over the administration of justice
    and impose one. Specifically, the defendant argues that
    requiring a court to canvass a defendant regarding his
    right against self-incrimination before he testifies would
    be more impactful than consultation with an attorney.
    We decline the defendant’s request to exercise our
    supervisory authority. ‘‘The exercise of our supervisory
    powers is an extraordinary remedy to be invoked only
    when circumstances are such that the issue at hand,
    while not rising to the level of a constitutional violation,
    is nonetheless of utmost seriousness, not only for the
    integrity of a particular trial but also for the perceived
    fairness of the judicial system as a whole.’’ (Internal
    quotation marks omitted.) State v. Elson, 
    311 Conn. 726
    , 765, 
    91 A.3d 862
    (2014). We remain unpersuaded
    that the circumstances of the present case call for such
    an extraordinary remedy. See In re Daniel N., 
    323 Conn. 640
    , 647–48, 
    150 A.3d 657
    (2016) (‘‘In almost all cases,
    [c]onstitutional, statutory and procedural limitations
    are generally adequate to protect the rights of the
    [appellant] and the integrity of the judicial system. . . .
    [O]nly in the rare circumstance [in which] these tradi-
    tional protections are inadequate to ensure the fair and
    just administration of the courts will we exercise our
    supervisory authority . . . .’’ [Citation omitted; inter-
    nal quotation marks omitted.]). Moreover, in light of
    State v. 
    Woods, supra
    , 
    297 Conn. 569
    , and State v. Cas-
    
    tonguay, supra
    , 
    218 Conn. 486
    , we conclude that any
    determination of whether a court should be required
    to canvass a defendant regarding his right against self-
    incrimination before he testifies is better left to our
    Supreme Court.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    In accordance with our policy of protecting the privacy interests of the
    victims of family violence, we decline to identify the victim or others through
    whom the victim’s identity may be ascertained. See General Statutes § 54-86e.
    2
    L testified at trial that the defendant grabbed her by her hair and then
    twice slammed her head into the kitchen table. The jury ultimately found
    the defendant not guilty of assault in the third degree, which requires that
    the state prove physical injury. Although L suffered ‘‘several scratches to
    her left forearm,’’ her medical records did not include any medical findings
    as to any visible injuries to her head, and only noted that she self-reported
    a headache and right ear pain. Thus, the jury may have declined to find the
    defendant guilty of the assault charge in the absence of evidence in L’s
    medical records that she sustained physical injury to her head. Regardless,
    the jury must have found that the defendant struck L because it found him
    guilty of breach of the peace in the second degree in accordance with the
    state’s allegation in count two of the information that the defendant struck
    L with the intent to cause alarm. The defendant has not raised a sufficiency
    of the evidence claim on appeal.
    3
    The defendant testified that on July 1, 2012, he and L got into an argument
    because he asked her to make his father dinner and she became angry and
    attacked him. He further testified that he did not strike her at any point but
    had to put his hands up to defend himself.
    4
    Hassett, who also represented the defendant in his dissolution of mar-
    riage case, did not seek to withdraw in that matter.
    5
    Typically, a defendant’s right to counsel of choice is implicated in circum-
    stances in which both the defendant and the attorney want the representation
    to continue, but a third party moves to disqualify the attorney for one or
    more reasons. See, e.g., State v. Peeler, 
    265 Conn. 460
    , 465–68, 
    828 A.2d 1216
    (2003), cert. denied, 
    541 U.S. 1029
    , 
    124 S. Ct. 2094
    , 
    158 L. Ed. 2d 710
    (2004).
    In circumstances in which a defendant’s private attorney seeks to with-
    draw from representing the defendant, however, all the sixth amendment
    demands is ‘‘a reasonable opportunity to retain new counsel . . . .’’ State
    v. 
    Fernandez, supra
    , 
    254 Conn. 650
    . Here, the defendant was permitted six
    weeks to obtain new private counsel, which was a sufficient period of
    time for sixth amendment purposes. See 
    id. (two weeks
    was reasonable
    opportunity to seek new counsel).
    6
    In a related context, our Supreme Court has been mindful of the dangers
    in forcing an attorney to represent a client in circumstances ‘‘devoid of the
    mutual trust and confidence that is critical to the attorney-client relationship.
    Such a strained and coerced relationship is inconsistent with the notion of
    the attorney-client relationship. The court should not perform such a shotgun
    wedding.’’ Matza v. Matza, 
    226 Conn. 166
    , 184, 
    627 A.2d 414
    (1993).
    7
    The defendant further argues that even if the court did comply with the
    provisions set forth in Practice Book § 3-10 (a) in granting Hassett’s motion
    to withdraw as counsel, any such finding of good cause was improper
    because the sole reason why Hassett wanted to withdraw was that he
    disagreed with the defendant’s decision to go to trial. Hassett, however,
    represented to the court several valid reasons why he believed that with-
    drawal was appropriate apart from the defendant’s insistence on going to
    trial. We therefore reject the factual premise of the defendant’s argument.
    8
    The state also notified the defendant that it intended to introduce
    uncharged misconduct evidence through the testimony of one other individ-
    ual, but no such evidence was presented at trial.
    9
    The court instructed the jury that ‘‘[t]here has been some testimony of
    acts of prior misconduct on the part of the defendant. Now, this is not being
    offered to prove bad character, propensity or criminal tendencies. Such
    evidence is admitted solely to show [that] if it, in your mind, does show
    the defendant’s intent, malice upon the part of the defendant against the
    complainant, and a motive for the commission of the crimes that are alleged
    in today’s information. You’re not to consider such evidence as establishing
    a predisposition on the part of [the] defendant to commit any of the crimes
    charged or to demonstrate a criminal propensity. You may only [consider]
    such evidence for the three objects I have stated. If it is further found by
    you that it logically, rationally, and conclusively supports the issues for
    which it’s being offered. If you don’t believe it or if you find it does not
    logically and rationally and conclusively support the issues for which it is
    offered, that is, intent, malice, and motive, you may not consider it for any
    other purpose. You may not consider evidence of other misconduct of the
    defendant for any purposes other than the ones I just told you because it
    may predispose your mind to believe the defendant may be guilty of the
    offense here charge[d] or offenses merely because of other misconduct.’’
    10
    At oral argument, the court remarked to the assistant state’s attorney
    that ‘‘you’ve essentially acknowledged that it was an abuse of discretion
    that [the uncharged misconduct evidence] was admitted and you’re saying
    that, despite that, it’s harmless,’’ to which the state responded, ‘‘[t]hat’s
    right.’’ The court further inquired, ‘‘[i]s that correct?’’ to which the state
    again responded, ‘‘right.’’
    

Document Info

Docket Number: AC39745

Judges: Alvord, Prescott, Bear

Filed Date: 5/22/2018

Precedential Status: Precedential

Modified Date: 10/19/2024