Zaniewski v. Zaniewski ( 2019 )


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    MALGORZATA ZANIEWSKI v. CEZARY ZANIEWSKI
    (AC 39903)
    Lavine, Prescott and Elgo, Js.
    Syllabus
    The defendant appealed to this court from the judgment of the trial court
    dissolving his marriage to the plaintiff and issuing certain financial
    orders. The defendant claimed that the trial court improperly failed to
    use the parties’ net incomes in calculating its orders of child support
    and alimony, ordered the defendant to pay alimony in an amount that
    exceeded his ability to pay, and abused its discretion by crafting inequita-
    ble property distribution and alimony orders. Held that under the unique
    circumstances of this case, equity required a new trial on all financial
    matters; where, as here, the trial court’s memorandum of decision was
    devoid of any relevant factual findings, and the court made no findings
    regarding the value of any marital assets or the respective financial
    circumstances of the parties, including their income or earning potential,
    provided no analysis or rationale for its division of the marital property
    or its other financial orders, did not indicate whether either party was at
    fault for the breakdown of the marriage and made no explicit credibility
    determinations regarding the testimony of witnesses, it was not possible
    to ascertain, without engaging in speculation, what path the court fol-
    lowed in crafting its support orders and dividing the marital assets, and
    because the defendant did all that could reasonably be expected of him
    to obtain an articulation of the factual findings necessary to obtain
    review of the financial orders but was thwarted, through no fault of his
    own, due to the retirement of the trial judge, it would be against the
    interests of justice to apply mechanistically a presumption of correctness
    of the court’s support orders, which presumption has been applied in
    cases in which the appellant raised claims in the face of an inadequate
    factual record and did not resort to available procedural tools to perfect
    the record.
    Argued January 17—officially released June 4, 2019
    Procedural History
    Action for the dissolution of a marriage, and for other
    relief, brought to the Superior Court in the judicial dis-
    trict of New Britain, and tried to the court, Pinkus, J.;
    judgment dissolving the marriage and granting certain
    other relief, from which the defendant appealed to this
    court; thereafter, the court, Connors, J., denied the
    defendant’s motion for articulation; subsequently, this
    court granted the defendant’s motion for review but
    denied the relief requested therein. Reversed in part;
    further proceedings.
    James E. Mortimer, for the appellant (defendant).
    Katarzyna Maluszewski, for the appellee (plaintiff).
    Opinion
    PRESCOTT, J. The defendant, Cezary Zaniewski,
    appeals from the judgment of the trial court dissolving
    his marriage to the plaintiff, Malgorzata Zaniewski. The
    defendant claims on appeal that the court improperly
    (1) failed to use the parties’ net incomes in calculating
    its orders of child support and alimony, (2) ordered the
    defendant to pay alimony in an amount that exceeds his
    ability to pay, and (3) abused its discretion by crafting
    inequitable property distribution and alimony orders
    that ‘‘excessively and unjustifiably favored the
    plaintiff.’’
    The trial court’s memorandum of decision fails to set
    forth the factual basis for its financial orders. The trial
    judge who authored the decision retired shortly after
    issuing its decision, rendering fruitless the defendant’s
    proper and timely efforts to remedy the decision’s lack
    of findings in order to secure appellate review of his
    claims. In many cases, an inadequate record would fore-
    close appellate review of an appellant’s claim. Neverthe-
    less, the inadequacy of the record in the present case
    arises not from any fault attributable to the defendant,
    but from the trial court’s issuance of a memorandum
    of decision that contained virtually no factual findings
    that would permit us to review appropriately the defen-
    dant’s appellate claims. Although we are cognizant that
    the trial court is entitled to great deference in crafting
    financial orders in marital dissolution actions, we never-
    theless conclude under the unique circumstances pre-
    sented here that equity requires a new trial. Accordingly,
    we reverse the judgment of the trial court with respect
    to the financial orders and order a new trial.
    The matter was tried before the court over the course
    of three days, ending on November 22, 2016. On Novem-
    ber 25, 2016, the court issued a four page memorandum
    of decision dissolving the parties’ marriage on the basis
    of irretrievable breakdown.
    The trial court’s decision contains only the following
    uncontested facts. The parties were married in New
    York in 2005. They have two minor daughters who were
    issue of the marriage.1 In January, 2016, the plaintiff,
    who had resided in Connecticut for at least one year,
    commenced the underlying action for dissolution of
    marriage.
    The memorandum is devoid of any relevant factual
    findings, and the court’s legal analysis is limited to the
    following statement: ‘‘The court listened to and
    observed witnesses, and reviewed the exhibits. In addi-
    tion, the court carefully considered the criteria set forth
    in the Connecticut General Statutes in reaching the
    decisions reflected in the orders below.’’ The court did
    not discuss the respective financial circumstances of
    the parties, including any findings regarding their
    income or earning potential. The court made no findings
    with respect to the value of any marital assets, and
    provided no analysis or rationale for its division of the
    marital property or its other financial orders. The court
    did not indicate whether either party was at fault for
    the breakdown of the marriage or shared fault. The
    court made no explicit credibility determinations
    regarding the testimony of witnesses. Although the
    plaintiff claims that completed child support guideline
    worksheets were provided to the court by the parties,
    she concedes that they were never made a part of the
    record. There are no completed child support guideline
    worksheets in the trial court file.
    The remainder of the court’s decision consists of
    nineteen, separately numbered orders. In addition to
    orders dissolving the parties’ marriage and incorporat-
    ing by reference the parties’ parenting plan,2 the court
    ordered the defendant to pay the plaintiff ‘‘$204 per
    week as child support in accordance with the child
    support guidelines’’ and ‘‘$100 per week as alimony for
    a period of three years from the date of [the] judgment
    . . . [to] terminate upon the death of either party or
    the plaintiff’s remarriage . . . [and] subject to the pro-
    visions of [General Statutes] § 46b-86 (b).’’ The parties
    were ordered to share equally in the cost of their chil-
    dren’s extracurricular activities and healthcare. The
    court awarded the parties’ delicatessen business and
    marital residence in Plainville to the plaintiff without
    assigning a value to those assets, and ordered the defen-
    dant to sign all necessary paperwork to transfer his
    interest in those properties to the plaintiff. The court
    allowed the defendant to retain ‘‘any interest he may
    have’’ in a rental property owned by his family in
    Queens, New York. The court did not identify what
    interest, if any, the defendant had in the property or
    assign a value to that interest, although the record indi-
    cates that these issues were hotly contested at trial.
    The court ordered that the parties be responsible for
    the debts listed on their respective financial affidavits,
    with the exception of the balance on two credit cards,
    for which they would be equally responsible. Each party
    was awarded whatever personal property currently was
    in his or her possession, including automobiles, and
    each was permitted to retain his or her own bank
    accounts except for certain joint accounts with Farm-
    ington Bank, which were awarded to the plaintiff. The
    court also ordered that it would ‘‘retain jurisdiction
    over educational support orders pursuant to [General
    Statutes] § 46b-56c.’’
    The defendant timely appealed from the dissolution
    judgment on December 15, 2016. On June 23, 2017, the
    defendant filed a motion for articulation in accordance
    with Practice Book § 66-5. The defendant asked the trial
    court to articulate its factual findings regarding, among
    other things, the parties’ respective gross incomes,
    which were in dispute, and what value it had assigned
    to their various assets and liabilities. The defendant
    also asked the court to indicate whether it found the
    parties’ financial affidavits or trial testimony credible
    with respect to these matters.
    The defendant also made several requests for articu-
    lation related to the New York rental property purport-
    edly owned by his family. In particular, he sought to
    have the trial court articulate the factual basis for
    determining that he had retained any interest in the
    New York property,3 what interest, if any, it found he
    had retained in the property, and whether the court
    had credited an appraisal of the property that was
    entered into evidence. These requests for articulation
    all related to the defendant’s principal claims on appeal
    that the trial court improperly calculated the alimony
    and child support awards and inequitably divided the
    parties’ marital assets and debts. The plaintiff did not
    oppose the motion for articulation.
    The motion for articulation was forwarded to the trial
    court on June 23, 2017. Judge Pinkus, the trial judge,
    who retired on June 15, 2017, did not act on the motion.
    On September 29, 2017, the motion for articulation was
    redirected to Judge Susan A. Connors, the presiding
    family judge. On October 6, 2017, Judge Connors issued
    an order denying the defendant’s motion for articula-
    tion. The court’s order stated: ‘‘The motion for articula-
    tion is denied. Neither party has requested a hearing
    nor does the court deem it necessary to hold a hearing.
    The trial judge, Judge Pinkus, has retired and is without
    jurisdiction to take any further action.’’
    On October 16, 2017, the defendant timely filed a
    motion for review of the court’s decision denying his
    motion for articulation. The plaintiff did not file any
    objection to the motion for review. The defendant
    argued that Judge Connors incorrectly concluded that
    Judge Pinkus lacked jurisdiction to act on the motion
    for articulation due to his retirement. The defendant
    noted that General Statutes § 51-183g expressly pro-
    vides authority for such action, and he asked this court
    to order the trial court to articulate its findings in
    response to the questions posed in his motion for articu-
    lation. On January 24, 2018, a panel of this court granted
    the motion for review, but denied the relief
    requested therein.4
    The defendant principally claims on appeal that he
    is entitled to a new trial regarding the court’s financial
    orders because he contends that the court failed to use
    the parties’ net incomes in calculating its orders of child
    support and alimony and inequitably distributed the
    marital assets.5 The defendant recognizes that the trial
    court failed to set forth in its memorandum of decision
    express findings regarding what income it imputed to
    the parties in calculating its support orders or even
    what evidence it relied on in reaching its conclusions.
    Nevertheless, he argues that the trial court did not use
    the net income figures from the parties’ financial affida-
    vits, and that, under any reasonable view of the evidence
    before the court, ‘‘[i]t becomes quite evident that the
    trial court utilized some amount in excess of the respec-
    tive net incomes of one or both parties when fashioning
    its child support award . . . .’’
    In response, the plaintiff does not dispute that the
    parties presented confusing and conflicting evidence
    to the court regarding the parties’ incomes and values
    of marital assets and acknowledges that the trial court’s
    decision contains no express findings of income nor
    any explanation of how the court calculated its support
    orders. The plaintiff conceded at oral argument that,
    although the parties provided the trial court with child
    support worksheets, they were never made a part of
    the trial court file and, thus, are not part of the record
    before us on appeal. The plaintiff also conceded that
    the court was required to assign some value to the
    defendant’s present interest in the New York rental
    property in order to equitably distribute the marital
    assets, a finding that was not included in the court’s
    memorandum of decision. The plaintiff nevertheless
    argues that (1) the court, as the trier of fact, was free
    to disregard the parties’ financial affidavits and to credit
    whatever evidence it chose, (2) evidence was available
    for the court to make all necessary factual findings,
    and (3) although not expressly set forth in its decision,
    those findings are implied. In sum, the plaintiff argues
    that ‘‘sufficient facts exist on the record to draw the
    conclusions supporting the order[s] issued by the trial
    court,’’ and, given the highly deferential standard that
    applies to appellate review of financial orders in dissolu-
    tion actions, we must presume that the court acted cor-
    rectly.
    On the basis of our review of the trial transcripts and
    the remainder of the record, we conclude, contrary to
    the plaintiff’s argument, that it is impossible to ascertain
    what path the court followed in crafting its support
    orders and dividing the marital assets without engaging
    in pure speculation. Had the defendant failed to avail
    himself of procedures to obtain an articulation of the
    court’s factual findings, including those regarding the
    parties’ gross incomes and valuation of assets, it is
    highly unlikely that the defendant could prevail on any
    of his claims on appeal. Nevertheless, the defendant
    did attempt to have the court articulate the factual
    findings necessary to obtain review of the financial
    orders, although those efforts were of little avail given
    the retirement of Judge Pinkus.6 We conclude, for the
    reasons that follow, that, given the present circum-
    stances, which are unlikely to arise with any frequency
    in the future, it would be against the interests of justice
    to apply mechanistically a presumption of correctness
    to the court’s support orders because to do so would
    effectively, and unfairly, result in a forfeiture of the
    defendant’s statutory appellate rights. See Practice
    Book § 61-10, commentary.
    We begin with our standard of review and other rele-
    vant law. ‘‘A fundamental principle in dissolution
    actions is that a trial court may exercise broad discre-
    tion in awarding alimony and dividing property as long
    as it considers all relevant statutory criteria. . . . Our
    standard of review for financial orders in a dissolution
    action is clear. The trial court has broad discretion in
    fashioning its financial orders, and [j]udicial review of
    a trial court’s exercise of [this] broad discretion . . .
    is limited to the question of whether the . . . court
    correctly applied the law and could reasonably have
    concluded as it did. . . . In making those determina-
    tions, we allow every reasonable presumption . . . in
    favor of the correctness of [the trial court’s] action. . . .
    ‘‘This deferential standard of review is not, however,
    without limits. There are rare cases in which the trial
    court’s financial orders warrant reversal because they
    are, for example, logically inconsistent . . . or simply
    mistaken . . . . We cannot countenance financial
    orders that are the product of mistake, even if they
    ultimately may be seen to be reasonable. . . . The trial
    court’s decision must be based on logic applied to facts
    correctly interpreted. . . . Each party is entitled to
    overall financial orders which reflect the court’s discre-
    tion and are based upon the facts elicited and the statu-
    tory criteria.’’ (Citation omitted; emphasis added;
    internal quotation marks omitted.) Hammel v. Hammel,
    
    158 Conn. App. 827
    , 835–36, 
    120 A.3d 1259
    (2015).
    Another limit placed on the trial court discretion’s
    in crafting financial orders is the requirement under
    our rules of practice that the court provide a written
    or oral decision that ‘‘shall encompass its conclusion
    as to each claim of law raised by the parties and the
    factual basis therefor.’’ (Emphasis added.) Practice
    Book § 64-1. Without such a rule, a trial court could
    inoculate important rulings from appellate scrutiny sim-
    ply by electing not to set forth the factual basis for
    its rulings.
    In Scherr v. Scherr, 
    183 Conn. 366
    , 
    439 A.2d 375
    (1981), our Supreme Court considered whether a trial
    court in a dissolution action had committed reversible
    error by failing adequately to set forth the factual basis
    for its financial orders as required under the predeces-
    sor of Practice Book § 64-1.7 In addressing the plaintiff’s
    claim premised on the brevity of the trial court’s memo-
    randum of decision, the court in Scherr stated: ‘‘The
    plaintiff urges that meaningful appellate review of the
    trial court’s exercise of its discretion is made impossible
    by too brief a statement of its reasoning by a trial court.
    Undoubtedly this becomes true at some point. We hold,
    however, that in the circumstances of this case, given
    the transcript and other parts of the record available
    to us, the memorandum meets the minimum require-
    ments of reviewability.’’ (Emphasis added; footnote
    omitted.) Scherr v. 
    Scherr, supra
    , 368.
    Significantly, the court in Scherr also based its deci-
    sion to reject the plaintiff’s claim on the fact that the
    plaintiff had never alerted the trial court about the inad-
    equacies in the memorandum of decision, indicating
    that the plaintiff could have filed a motion for articula-
    tion. 
    Id., 368–69. We
    read Scherr as recognizing the
    possibility that ‘‘at some point,’’ a court’s failure to set
    forth factual findings in support of its financial orders
    could provide a procedural basis for reversing those
    orders, particularly if the appellant diligently attempted
    to remedy the inadequacy of the record without suc-
    cess. 
    Id., 368. The
    outcome in Scherr certainly is consistent with
    our appellate courts’ treatment of claims raised in the
    face of an inadequate factual record, particularly if the
    appellant has not resorted to available procedural tools
    to perfect the record. It is axiomatic that the appellant
    bears the burden of providing this court ‘‘with a record
    adequate to review his claim of error.’’ (Internal quota-
    tion marks omitted.) Kaczynski v. Kaczynski, 
    294 Conn. 121
    , 129, 
    981 A.2d 1068
    (2009). Furthermore, ‘‘a
    claim of error cannot be predicated on an assumption
    that the trial court acted erroneously.’’ (Internal quota-
    tion marks omitted) 
    Id., 129–30. Accordingly,
    our appel-
    late courts often have recited, in a variety of contexts,
    that, in the face of an ambiguous or incomplete record,
    we will presume, in the absence of an articulation, a
    trial court acted correctly, meaning that it undertook
    a proper analysis of the law and made whatever findings
    of the facts were necessary. See, e.g., Bell Food Services,
    Inc. v. Sherbacow, 
    217 Conn. 476
    , 482, 
    586 A.2d 1157
    (1991) (‘‘[if] an appellant has failed to avail himself of
    the full panoply of articulation and review procedures,
    and absent some indication to the contrary, we ordi-
    narily read a record to support, rather than to contra-
    dict, a trial court’s judgment’’).
    The question before us is whether this same presump-
    tion is warranted in a case in which a party has done
    all that can reasonably be expected to obtain an articula-
    tion but has been thwarted through no fault of its own.
    We answer that question in the negative and decline
    to apply a presumption of correctness to a trial court
    decision that is devoid of any factual findings in support
    of its conclusions. In this case, the defendant took all
    reasonable actions necessary to remedy the lack of
    adequate factual findings necessary for our review. He
    filed a motion for articulation. When that motion was
    denied on faulty jurisdictional grounds, he timely filed
    a motion for review of that decision with this court.
    Furthermore, the plaintiff never filed any opposition at
    any stage of the proceedings contending that the
    requests for articulation were not necessary for a proper
    review of the claims on appeal.
    Moreover, an action to dissolve a marriage is an equi-
    table proceeding and, thus, principles of equity must
    guide the entire process, including any appeal. ‘‘The
    power to act equitably is the keystone to the court’s
    ability to fashion relief in the infinite variety of circum-
    stances which arise out of the dissolution of a marriage.
    Without this wide discretion and broad equitable power,
    the courts in some cases might be unable fairly to
    resolve the parties’ dispute . . . . The term equity
    denotes the spirit and habit of fairness, justness and
    right dealing which would regulate the intercourse
    [between individuals].’’ (Citation omitted; internal quo-
    tation marks omitted.) Luster v. Luster, 
    128 Conn. App. 259
    , 264–65 n.9, 
    17 A.3d 1068
    , cert. granted on other
    grounds, 
    302 Conn. 904
    , 
    23 A.3d 1243
    (2011) (appeal
    dismissed April 12, 2012). ‘‘To affirm for lack of record
    when the faulty record stems from the trial court’s
    failure to comply with [what is now Practice Book § 64-
    1], despite a motion for articulation, would deprive the
    plaintiff of an appeal despite the significance of the
    issues involved and despite the strong, yet imperfect,
    efforts of counsel.’’ Holmes v. Holmes, 
    32 Conn. App. 317
    , 334, 
    629 A.2d 1137
    (Lavery, J., dissenting), cert.
    denied, 
    228 Conn. 902
    , 
    634 A.2d 295
    (1993). Having
    considered all the competing interests involved, which
    includes the plaintiff’s interest in not having to relitigate
    issues that she would contend properly were decided
    in her favor, we conclude that the appropriate action
    in this case is to remand the matter for a new trial on
    all financial orders.8
    The judgment is reversed with respect to the financial
    orders only and the matter is remanded for a new trial;
    the judgment is affirmed in all other respects.
    In this opinion the other judges concurred.
    1
    The children were born in July, 2006, and March, 2009.
    2
    The parties agreed to joint legal custody of the children, with the plaintiff
    having primary physical custody subject to a visitation schedule with the
    defendant as set forth in the parenting plan.
    3
    The nature of the defendant’s interest in the New York property was
    disputed at trial. The defendant testified that he had purchased the New
    York property for his parents and brother-in-law in 2001, prior to his marriage
    with the plaintiff, and then had transferred the property to his parents in
    October, 2014, in order to secure a loan to expand the delicatessen business.
    The plaintiff took the position that the transfer of the property was fraudulent
    and meant to hide a marital asset.
    4
    General Statutes § 51-183g provides: ‘‘Any judge of the Superior Court
    may, after ceasing to hold office as such judge, settle and dispose of all
    matters relating to appeal cases, as well as any other unfinished matters
    pertaining to causes theretofore tried by him, as if he were still such judge.’’
    The plain language of this statute demonstrates that the trial court’s
    assessment that Judge Pinkus lacked jurisdiction to act on the motion for
    articulation due to his retirement was incorrect. Nevertheless, as the panel
    of this court that considered the motion for review undoubtedly concluded
    in declining to order an articulation, the mere fact that a retired jurist has
    continuing statutory authority to act does not solve the myriad of issues
    and impracticalities involved in forcing a retired jurist to return to service.
    The statute states only that a judge ‘‘may’’ act after retirement; it does not
    mandate any action. We leave for another time the proper procedure for
    trial courts to follow if faced with a motion for articulation or rectification
    directed to a retired judge, but we do not believe that the remedy contem-
    plated by § 51-183g presents a viable option under the totality of the circum-
    stances in this case.
    5
    ‘‘It is well settled that a court must base child support and alimony
    orders on the available net income of the parties, not gross income.’’ (Internal
    quotation marks omitted) Tuckman v. Tuckman, 
    308 Conn. 194
    , 209, 
    61 A.3d 449
    (2013). A trial court abuses its discretion by ordering child support
    ‘‘without determining the net income of the parties, mentioning or applying
    the guidelines, or making a specific finding on the record as to why it was
    deviating from the guidelines.’’ 
    Id., 208. In
    the present case, although the
    court indicated it followed the child support guidelines, we are left to specu-
    late as to what income figures the trial court utilized in its calculations.
    Furthermore, if the court deviated from the guidelines, it did not indicate
    this in its decision, nor did it provide any rationale for making a deviation.
    6
    Certainly, there is no doubt that we have the authority to order the trial
    court to undertake whatever actions may be necessary to perfect the record
    on appeal. See Practice Book §§ 60-2, 60-5, and 61-10. It would not be
    possible, however, for a judge to state the factual basis underlying another
    judge’s discretionary decisions, particularly because the new judge would
    be left to speculate about what evidence the other judge may have credited,
    and to reevaluate witness testimony from a printed transcript without the
    ability to make important and necessary credibility determinations. As we
    have indicated, ordering the retired judge to articulate factual findings at
    this time is a wholly impractical option. See footnote 4 of this opinion.
    7
    The trial court in Scherr had dissolved a twenty-three year marriage
    ‘‘without any award of alimony [to the plaintiff appellant], with a relatively
    modest award of child support, and with an award to the defendant of one-
    half of the equity in the marital home.’’ Scherr v. 
    Scherr, supra
    , 
    183 Conn. 369
    .
    8
    ‘‘Individual financial orders in a dissolution action are part of the carefully
    crafted mosaic that comprises the entire asset reallocation plan. . . . Under
    the mosaic doctrine, financial orders should not be viewed as a collection
    of single disconnected occurrences, but rather as a seamless collection of
    interdependent elements. Consistent with that approach, our courts have
    utilized the mosaic doctrine as a remedial device that allows reviewing
    courts to remand cases for reconsideration of all financial orders even
    though the review process might reveal a flaw only in the alimony, property
    distribution or child support awards.’’ (Internal quotation marks omitted.)
    Barcelo v. Barcelo, 
    158 Conn. App. 201
    , 226, 
    118 A.3d 657
    , cert. denied, 
    319 Conn. 910
    , 
    123 A.3d 882
    (2015).
    

Document Info

Docket Number: AC39903

Judges: Lavine, Prescott, Elgo

Filed Date: 6/4/2019

Precedential Status: Precedential

Modified Date: 10/19/2024