State v. Leniart ( 2020 )


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    STATE OF CONNECTICUT v. GEORGE
    MICHAEL LENIART
    (AC 36358)
    Prescott, Devlin and Sheldon, Js.
    Syllabus
    The defendant, who was convicted of capital felony and murder following
    the disappearance of the fifteen year old victim, appealed from the
    judgment of conviction, claiming, inter alia, that certain evidentiary
    rulings violated his constitutional rights to confrontation and to present
    a defense. At trial, the state presented testimony from A, who was
    serving a ten year sentence for an unrelated crime, that he and the
    defendant had sexually assaulted the victim, and, that when he met the
    defendant the following day, the defendant had confessed to killing the
    victim. In order to impeach A’s credibility, the defendant sought to
    admit a videotape depicting a police officer interviewing A prior to the
    administration of a polygraph examination. The defendant claimed that
    the videotape was relevant because it showed that A had been promised
    favorable treatment in exchange for his cooperation. The trial court,
    however, excluded the videotape on the ground that it constituted inad-
    missible polygraph evidence under State v. Porter (
    241 Conn. 57
    ). A
    thereafter testified, inter alia, that he hoped to receive some consider-
    ation from the state in exchange for his testimony. On the defendant’s
    direct appeal, this court agreed with the defendant’s evidentiary claim
    that the trial court had improperly excluded the videotape and found
    that its exclusion was harmful and, accordingly, reversed the trial court’s
    judgment and remanded the case for a new trial. Both the state and the
    defendant, on the granting of certification, appealed to our Supreme
    Court, which affirmed this court’s conclusion that the trial court improp-
    erly excluded the videotape but concluded that any error was harmless
    and, thus, reversed the judgment of this court and remanded the case
    for a determination of whether the exclusion of the videotape violated
    the defendant’s constitutional rights. Held that the trial court’s exclusion
    of the videotape did not violate the defendant’s constitutional rights:
    although evidence tending to impeach A’s trial testimony was central
    and critical to the defense and the videotape provided support for the
    defendant’s claim that A’s testimony was motivated by his own self-
    interest, the defendant was able to present ample evidence from which
    the jury could appropriately draw inferences relating to A’s motives in
    testifying, his credibility and his bias, and the defendant was able to
    impeach A’s testimony through other means, specifically through his
    cross-examination of A; moreover, defense counsel devoted a consider-
    able portion of his closing argument to A’s motives in testifying and his
    lack of credibility, including highlighting inconsistencies in A’s testimony
    and his statement to the police and A’s motives in testifying against
    the defendant.
    (One judge concurring separately)
    Argued February 6—officially released June 30, 2020
    Procedural History
    Substitute information charging the defendant with
    three counts of the crime of capital felony and one
    count of the crime of murder, brought to the Superior
    Court in the judicial district of New London and tried
    to the jury before Jongbloed, J.; thereafter, the court
    granted the state’s motion to preclude certain evidence;
    verdict and judgment of guilty, from which the defen-
    dant appealed; subsequently, this court, Sheldon and
    Prescott, Js., with Flynn, J., concurring in part and
    dissenting in part, reversed the judgment of the trial
    court and remanded the case for a new trial, and the
    state and the defendant, on the granting of certification,
    filed separate appeals with our Supreme Court, which
    reversed in part the judgment of this court and
    remanded the case to this court with direction to con-
    sider the defendant’s remaining claims on appeal.
    Affirmed.
    Lauren M. Weisfeld, chief of legal services, for the
    appellant (defendant).
    Stephen M. Carney, senior assistant state’s attorney,
    with whom, on the brief, was Michael L. Regan, state’s
    attorney, for the appellee (state).
    Opinion
    DEVLIN, J. This case returns to this court on remand
    from our Supreme Court following its reversal of our
    judgment reversing the judgment of conviction of the
    defendant, George Michael Leniart, of murder in viola-
    tion of General Statutes § 53a-54a (a), and three counts
    of capital felony in violation of General Statutes (Rev.
    to 1995) § 53a-54b (5), (7) and (9), as amended by Public
    Acts 1995, No. 95-16, § 4.1 The sole remaining claim
    before us is whether the trial court’s improper exclusion
    of certain evidence at trial violated the defendant’s
    rights under the United States constitution. We con-
    clude that the defendant’s constitutional rights were
    not violated, and, accordingly, affirm the judgment of
    conviction.
    ‘‘The following facts, which the jury reasonably could
    have found, and procedural history are relevant to the
    claims before us. On May 29, 1996, the victim,2 who
    was then fifteen years old, snuck out of her parents’
    home to meet Patrick J. Allain, a teenage friend also
    known as P.J., so that they could smoke marijuana,
    drink alcohol, and have sex. The two teenagers were
    picked up by the defendant, who at the time was thirty-
    three years old. They then drove to a secluded, wooded
    location near the Mohegan-Pequot Bridge in the defen-
    dant’s truck.
    ‘‘While parked, the victim and Allain kissed, drank
    beer, and smoked marijuana. At some point, the defen-
    dant, who had told Allain that he was in a cult, called
    Allain aside and told him that he wanted ‘to do’ the
    victim and that he ‘wanted a body for the altar.’
    ‘‘Allain, who feared the defendant, returned to the
    truck and informed the victim that he and the defendant
    were going to rape her. Allain then removed her clothes
    and had sex with her in the truck while the defendant
    watched through the windshield. After Allain and the
    victim finished having sex, the defendant climbed into
    the truck and sexually assaulted the victim while Allain
    held her breast. After the assault, the victim pretended
    not to be upset so that the defendant would not harm
    her further.
    ‘‘The defendant then drove the teenagers back to
    Allain’s neighborhood. The defendant dropped off
    Allain near his home, and the victim remained in the
    truck. The victim never returned home that night and
    was never seen again, despite a protracted nationwide
    search by law enforcement. The search also did not
    recover her body.
    ‘‘Allain subsequently implicated the defendant in the
    victim’s death. As a result, in 2008, the state charged
    the defendant with murder in violation of § 53a-54a,
    capital felony in violation of § 53a-54b (5) for murder
    in the course of a kidnapping, capital felony in violation
    assault, and capital felony in violation of § 53a-54b (9)
    for murder of a person under the age of sixteen. The
    case was tried to a jury.
    ‘‘The state’s case against the defendant included the
    testimony of four witnesses, who each testified that, at
    different times, the defendant had admitted, directly or
    indirectly, to killing the victim. Allain, the state’s key
    witness, was serving a ten year sentence for an unre-
    lated sexual assault at the time of trial. He testified that,
    on the afternoon following the previously described
    events, the defendant had asked to meet with him on
    a path behind the Mohegan School in Montville. At that
    meeting, the defendant admitted that ‘he had to do [the
    victim]—to get rid of her.’ The defendant described to
    Allain how, after dropping Allain off the night before,
    he had pretended to run out of gas near the path.3 He
    then ripped the license plates off his truck, dragged the
    frantic victim into the woods, and choked her. Later
    that evening, at a second meeting, the defendant further
    confessed to Allain that he had killed the victim and
    had ‘erased’ her by placing her remains in a lobster trap
    and dropping them into the mud at the bottom of the
    Thames River. The defendant was a lobster fisherman
    at the time.’’ (Footnotes in original.) State v. Leniart,
    
    333 Conn. 88
    , 93–95, 
    215 A.3d 1104
     (2019).
    ‘‘Prior to trial, the state filed a motion in limine seek-
    ing to exclude all testimony or evidence pertaining to
    the polygraph examination of any witnesses. Defense
    counsel opposed the motion, arguing that he intended
    to offer, among other things, a ninety minute videotape
    showing the standard pretest interview that the polygra-
    pher, state police Trooper Tim Madden, had conducted
    with Allain prior to performing Allain’s polygraph test
    in 2004. Defense counsel stated that he would seek to
    offer the videotape on the ground that it showed Mad-
    den giving Allain numerous assurances that Allain
    would receive favorable treatment if he cooperated with
    the police, which, defense counsel argued, ‘raises ques-
    tions . . . about whether this young man is coming
    into this courtroom with the intention to do anything
    other than save himself.’
    ‘‘The trial court ruled that the videotape was inadmis-
    sible. The court’s oral ruling appeared to adopt the
    state’s argument that a recording of a pretest interview
    or, indeed, any reference to the fact that a polygraph
    examination has been conducted, constitutes polygraph
    evidence and is, therefore, per se inadmissible. The
    court did, however, indicate that it would permit
    defense counsel to cross-examine Allain regarding ‘any
    promises or benefits that were made to him during the
    course of that interview.’ ’’ 
    Id.,
     124–25.
    ‘‘The jury returned a verdict of guilty on all counts.
    The court merged the verdicts into a single conviction
    of capital felony and sentenced the defendant to a term
    of life imprisonment without the possibility of release.
    On appeal to [this court], the defendant raised various
    challenges to the trial court’s evidentiary rulings and
    also claimed, relying in part on the common-law corpus
    delicti rule, that the evidence was insufficient to sustain
    his conviction. State v. Leniart, [
    166 Conn. App. 142
    ,
    146–49, 
    140 A.3d 1026
     (2016)]. [This court] rejected the
    defendant’s sufficiency claim but concluded that the
    trial court incorrectly had excluded the polygraph pre-
    test interview videotape, as well as expert testimony
    relating to the credibility of jailhouse informants. [This
    court] then concluded that those evidentiary rulings
    substantially affected the verdict and, accordingly,
    remanded the case for a new trial.
    ‘‘[Our Supreme Court] granted the state’s petition
    for certification to appeal, limited to the questions of
    whether [this court] correctly concluded that the trial
    court had erroneously excluded the polygraph pretest
    interview videotape and expert testimony regarding jail-
    house informant testimony and that those rulings sub-
    stantially affected the verdict. State v. Leniart, 
    323 Conn. 918
    , 
    150 A.3d 1149
     (2016). [The Supreme Court]
    also granted the defendant’s petition for certification
    to appeal, limited to the question of whether [this court]
    properly applied the corpus delicti rule in concluding
    that there was sufficient evidence to sustain his convic-
    tion of murder and capital felony. State v. Leniart, 
    323 Conn. 918
    , 918–19, 
    149 A.3d 499
     (2016).’’ (Footnote
    omitted.) State v. Leniart, supra, 
    333 Conn. 96
    .
    Our Supreme Court affirmed this court’s rejection
    of the defendant’s challenge to the sufficiency of the
    evidence. 
    Id., 93
    . The Supreme Court also affirmed this
    court’s conclusion that the trial court improperly
    excluded the polygraph pretest interview videotape. 
    Id.
    The Supreme Court concluded, however, that ‘‘any error
    in the exclusion of the video was harmless’’; 
    id., 124
    ;
    and, thus, reversed the judgment of this court,4 and
    remanded this case for determination of the final issue
    of whether the exclusion of the videotape violated the
    defendant’s constitutional rights. 
    Id.,
     152 and n.35.
    In assessing the evidentiary issue raised by the exclu-
    sion of the videotape and its subsequent determination
    that the exclusion was harmless, the Supreme Court
    set forth the following relevant description and analysis
    of its content, and of Allain’s testimony at trial. ‘‘Mad-
    den’s pretest interview of Allain lasted for approxi-
    mately ninety minutes. For the first thirteen minutes
    or so, Madden and Allain discussed Allain’s reasons for
    submitting to the polygraph. Specifically, a question
    arose as to whether Allain was taking the test volunta-
    rily, because he believed that assisting the state was
    the right thing to do or, rather, because he was facing
    a potential five year sentence for having violated his
    probation through a failed drug test and had been led
    to believe that the state might not pursue a conviction
    if he cooperated in this matter. Allain initially indicated
    that he had consented to the polygraph primarily to
    avoid the conviction for violating his probation. Madden
    promptly explained, in no uncertain terms, that he could
    not perform the polygraph on those terms. Thus, before
    proceeding, Madden obtained from Allain a statement
    that he was participating freely.
    ‘‘The remainder of the pretest interview consisted of
    Madden’s asking Allain a series of background ques-
    tions, reviewing the statements that Allain had given to
    the police and Allain’s accounts of the events sur-
    rounding the victim’s disappearance, and explaining the
    questions that Allain would be asked during the poly-
    graph. During that time, Madden repeatedly emphasized
    how ‘unbelievably important’ it was for Allain to give
    completely truthful answers during the examination.
    ‘‘Moreover, Madden consistently equated truthful-
    ness with successfully passing the test, doing ‘the right
    thing,’ and being a reliable witness. He emphasized in
    this respect that the state would consider Allain to be
    a useful witness, and Allain would qualify for potentially
    favorable treatment, only if the polygraph results dem-
    onstrated that Allain was being completely truthful and
    forthcoming. Madden referred several times during the
    interview to the investigation of the 1997 gang rape and
    murder of Maryann Measles. He informed Allain that
    suspected participants in that crime who truthfully con-
    fessed their roles and then passed polygraph examina-
    tions were let off with ‘a slap on the wrist,’ whereas
    suspected participants who failed polygraph tests were
    aggressively prosecuted.
    ‘‘At several points during the interview, Madden made
    comments indicating that the police were interested in
    obtaining Allain’s cooperation. In particular, Madden
    explained that the police were interested in having
    Allain on their ‘team’ rather than on the defendant’s
    team, and in procuring Allain’s assistance in ‘getting’
    the defendant, whom Madden described as the ‘bigger
    fish.’ In each instance, however, he made clear that
    Allain could provide such assistance only by giving com-
    pletely truthful testimony and passing the polygraph
    test. Madden indicated, for example, that, if Allain failed
    the polygraph, then he would be on the ‘other team,’
    aligned with the defendant, rather than ‘on our team.’
    In other words, Madden made clear that only truthful
    statements would help Allain.
    ‘‘Throughout the interview, Madden made comments
    that gave the impression that he believed that Allain
    had not been completely forthcoming in his prior state-
    ments to the police and that Allain still had something
    to ‘get off [his] chest.’ In a few instances, Madden specu-
    lated that Allain felt intimidated or frightened by the
    defendant. In most instances, however, Madden
    appeared to believe that what Allain was withholding
    was the extent of his own involvement in the crime.
    Madden even suggested that this might be a cause of
    Allain’s diagnosed clinical depression and speculated
    that Allain, by telling the complete truth, might find
    some relief. . . .
    ‘‘After the trial court ruled the videotape inadmissi-
    ble, the state called Allain to testify. The prosecutor
    began his direct examination by eliciting that Allain
    was then serving a ten year sentence for felony sexual
    assault involving a different victim, and that Allain was
    hoping for ‘leniency’ in connection with that sentence
    in exchange for his cooperation with the state and testi-
    mony against the defendant in the present matter. Allain
    acknowledged that ‘it would be nice’ to receive some
    consideration in exchange for his testimony.
    ‘‘On cross-examination, defense counsel effectively
    developed all of the basic facts and themes that the
    defendant sought to establish through use of the pretest
    interview videotape. Defense counsel was able to dem-
    onstrate that Allain was generally unreliable as a wit-
    ness. For example, defense counsel repeatedly returned
    to the theme that Allain had two powerful incentives
    to cooperate with the state in convicting the defendant,
    namely, to divert attention from himself as a suspect
    in the victim’s murder and to obtain a reduction of the
    sentence that he was then serving for sexual assault.
    With respect to the former, Allain admitted to having
    raped the victim on the night she disappeared and to
    having concealed that information from the police until
    after the statute of limitations for rape had expired. He
    also understood, however, that the statute of limitations
    for a felony murder never runs.
    ‘‘Allain also acknowledged that he had found and
    concealed the victim’s shoe the day after she disap-
    peared, and that this could make him an accessory to
    her murder. He also admitted to telling the police that
    he had previously indicated to the defendant that he
    was willing to kill the victim, and that he later told his
    father that he was involved in the victim’s murder and
    that he needed help moving her body. . . . Allain
    admitted that he was concerned because, if the police
    believed that he had anything to do with the victim’s
    death, he still could be charged with capital felony, and
    he believed that he would face a likely death sentence
    if convicted. At the same time, Allain, without expressly
    mentioning the pretest interview, testified that Madden
    had repeatedly told him that even someone who had
    been involved in rape and murder ‘could walk away
    . . . with a slap on the hand’ if they cooperated with
    the police. . . . Accordingly, the jury was aware that
    Allain was a potential suspect in the victim’s murder,
    that he had implicated himself in the murder, and that
    he understood that he could be charged with the crime
    if the defendant were exonerated.
    ‘‘The jury also heard testimony suggesting that there
    was an implicit agreement between Allain and the state
    that he would receive leniency on his sexual assault
    sentence if he fully cooperated with the state in this
    matter and if his cooperation proved sufficiently help-
    ful. Allain twice acknowledged that, at the time he was
    sentenced on that conviction, the state’s attorney had
    indicated that the state would not oppose a motion for
    sentence modification at a later date if Allain met cer-
    tain unstated requirements. Allain testified that he
    understood that to mean that he might be allowed to
    serve less time if he ‘played ball’ and cooperated in the
    defendant’s case.
    ‘‘At several points, Allain expressed hope that the
    state would believe that he had provided substantial
    assistance in the case against the defendant and that,
    if his cooperation was sufficiently valuable, he would
    be released from prison early. Indeed, Allain com-
    plained that he had been ‘blackmailed’ by the state and
    that an especially long sentence had been imposed for
    the sexual assault conviction specifically to ensure that
    he assisted the state in the defendant’s case.
    ‘‘Accordingly, the jury learned through cross-exami-
    nation that Allain felt pressured to cooperate and that
    he hoped that the state would deem his help sufficiently
    valuable that he would obtain a sentence modification.’’
    (Citation omitted; emphasis in original; footnotes omit-
    ted.) 
    Id.,
     128–32. The Supreme Court thus concluded
    that ‘‘all of the basic facts and themes that the defendant
    sought to show to the jury through the pretest interview
    videotape were effectively elicited during Allain’s cross-
    examination . . . .’’ 
    Id., 132
    . The defendant disagrees
    and contends that his constitutional rights to confronta-
    tion and to present a defense were violated by the
    exclusion of the videotape. We are not persuaded.
    ‘‘It is fundamental that the defendant’s rights to con-
    front the witnesses against him and to present a defense
    are guaranteed by the sixth amendment to the United
    States constitution. The sixth amendment provides in
    relevant part: In all criminal prosecutions, the accused
    shall enjoy the right . . . to be confronted with the
    witnesses against him; [and] to have compulsory pro-
    cess for obtaining witnesses in his favor . . . . A
    defendant’s right to present a defense is rooted in the
    compulsory process and confrontation clauses of the
    sixth amendment . . . . Furthermore, the sixth
    amendment rights to confrontation and to compulsory
    process are made applicable to state prosecutions
    through the due process clause of the fourteenth
    amendment. . . .
    ‘‘In plain terms, the defendant’s right to present a
    defense is the right to present the defendant’s version
    of the facts as well as the prosecution’s to the jury so
    that it may decide where the truth lies. . . . It guaran-
    tees the right to offer the testimony of witnesses, and
    to compel their attendance, if necessary . . . . There-
    fore, exclusion of evidence offered by the defense may
    result in the denial of the defendant’s right to present
    a defense. . . .
    ‘‘The right of confrontation is the right of an accused
    in a criminal prosecution to confront the witnesses
    against him. . . . The primary interest secured by con-
    frontation is the right to cross-examination . . . and
    an important function of cross-examination is the expo-
    sure of a witness’ motivation in testifying. . . . Cross-
    examination to elicit facts tending to show motive,
    interest, bias and prejudice is a matter of right and may
    not be unduly restricted. . . .
    ‘‘Impeachment of a witness for motive, bias and inter-
    est may also be accomplished by the introduction of
    extrinsic evidence. . . . The same rule that applies to
    the right to cross-examine applies with respect to
    extrinsic evidence to show motive, bias and interest;
    proof of the main facts is a matter of right, but the extent
    of the proof of details lies in the court’s discretion. . . .
    The right of confrontation is preserved if defense coun-
    sel is permitted to expose to the jury the facts from
    which jurors, as the sole triers of fact and credibility,
    could appropriately draw inferences relating to the
    reliability of the witness. . . .
    ‘‘Although it is within the trial court’s discretion to
    determine the extent of cross-examination and the
    admissibility of evidence, the preclusion of sufficient
    inquiry into a particular matter tending to show motive,
    bias and interest may result in a violation of the constitu-
    tional requirements [of the confrontation clause] of the
    sixth amendment. . . .
    ‘‘These sixth amendment rights, although substantial,
    do not suspend the rules of evidence . . . . A court
    is not required to admit all evidence presented by a
    defendant; nor is a court required to allow a defendant
    to engage in unrestricted cross-examination. . . .
    Instead, [a] defendant is . . . bound by the rules of
    evidence in presenting a defense. . . . Nevertheless,
    exclusionary rules of evidence cannot be applied mech-
    anistically to deprive a defendant of his rights . . . .
    Thus, [i]f the proffered evidence is not relevant [or
    constitutes inadmissible hearsay], the defendant’s
    right[s] to confrontation [and to present a defense are]
    not affected, and the evidence was properly excluded.’’
    (Citations omitted; internal quotation marks omitted.)
    State v. Wright, 
    320 Conn. 781
    , 816–19, 
    135 A.3d 1
     (2016).
    ‘‘[W]hether a trial court’s [exclusion of evidence
    offered by a criminal defendant] deprives [him] of his
    [constitutional] right to present a defense is a question
    that must be resolved on a case by case basis. . . .
    The primary consideration in determining whether a
    trial court’s ruling violated a defendant’s right to present
    a defense is the centrality of the excluded evidence to
    the claim or claims raised by the defendant at trial.’’
    (Internal quotation marks omitted.) State v. Andrews,
    
    313 Conn. 266
    , 276, 
    96 A.3d 1199
     (2014). Moreover, ‘‘[a]
    defendant may not successfully prevail on a claim of a
    violation of his right to present a defense if he has failed
    to take steps to exercise the right or if he adequately
    has been permitted to present the defense by different
    means.’’ State v. Santana, 
    313 Conn. 461
    , 470, 
    97 A.3d 963
     (2014).
    ‘‘If . . . we conclude that the trial court improperly
    excluded certain evidence, we will proceed to analyze
    [w]hether [the] limitations on impeachment, including
    cross-examination, [were] so severe as to violate [the
    defendant’s rights under] the confrontation clause of
    the sixth amendment . . . . In evaluating the severity
    of the limitations, if any, improperly imposed on the
    defendant’s right to confront, and thus impeach, a wit-
    ness, [w]e consider the nature of the excluded inquiry,
    whether the field of inquiry was adequately covered
    by other questions that were allowed, and the overall
    quality of the cross-examination viewed in relation to
    the issues actually litigated at trial. . . . We consider
    de novo whether a constitutional violation occurred.’’
    (Citations omitted; internal quotation marks omitted.)
    State v. Halili, 
    175 Conn. App. 838
    , 852–53, 
    168 A.3d 565
    , cert. denied, 
    327 Conn. 961
    , 
    172 A.3d 1261
     (2017).
    In this case, the defendant sought to introduce the
    videotape of the pretest interview into evidence at trial
    on the ground that it showed Madden giving Allain
    numerous assurances that Allain would receive favor-
    able treatment if he cooperated with the police, which,
    defense counsel argued, ‘‘raises questions . . . about
    whether this young man is coming into this courtroom
    with the intention to do anything other than save him-
    self.’’ On appeal, he claims that his right to confrontation
    was violated when the trial court excluded the video-
    tape from evidence because, through the videotape, he
    ‘‘sought to elicit the psychological context of [Allain’s]
    polygraph, and especially the pretest where . . . Mad-
    den can be seen frightening and inducing him to cooper-
    ate, to show motive and bias.’’ The defendant claims
    that the videotape demonstrated Allain’s ‘‘vulnerable
    status . . . as well as [his] possible concern that he
    might be a suspect in the investigation.’’ (Emphasis
    omitted; internal quotation marks omitted.) He argues
    that by excluding the videotape, ‘‘[t]he court prohibited
    relevant inquiry reasonably aimed at eliciting facts from
    which the jury might decide to disbelieve [Allain].’’ As
    to his claim that the exclusion of the videotape violated
    his right to present a defense, he claims that he was
    prevented from presenting his theory at trial that Allain
    was ‘‘the culprit’’ and that the exclusion of the videotape
    ‘‘violated his right to show that [Allain] was motivated
    by a desire to avoid being charged.’’ The defendant also
    contends, more generally, that he was denied the right
    to ‘‘show whatever interest or motive [Allain] had.’’ The
    defendant further argues that the cross-examination of
    Allain was no substitute for the videotape because the
    videotape showed ‘‘Madden’s use of fear and promises’’
    in questioning Allain, and that Madden ‘‘manipulated
    [Allain] by discouraging him from getting a lawyer, and
    by representing that the [polygraph] test would be
    ‘medicinal.’ ’’
    In assessing the defendant’s claim that his sixth
    amendment rights to confrontation and to present a
    defense have been violated, we first assess the centrality
    of the excluded evidence, the videotape, to the case, or,
    more specifically, to the defendant’s claim that Allain’s
    testimony was not credible because it was motivated
    by Allain’s desire not to be implicated in the murder of
    the victim in this case and to serve a lesser sentence
    on the unrelated sexual assault for which he was incar-
    cerated at the time of trial. It cannot reasonably be
    disputed that Allain’s testimony was central to the
    state’s case, and the jury’s ability to assess and the
    defendant’s ability to impeach the credibility of that
    testimony were critical. The more focused question,
    however, is whether the excluded videotape was central
    and critical to the defendant’s case because it high-
    lighted Allain’s motives to testify as he did at trial. Again,
    we do not believe that it reasonably can be disputed
    that evidence tending to impeach Allain’s trial testimony
    was central and critical to the defense, and the video-
    tape certainly provided support for the defendant’s
    claim that Allain’s testimony was motivated by his own
    self-interest.
    Our constitutional inquiry, however, does not end
    here. We must next determine whether the defendant
    was able to present his theory of the case, or to present
    evidence to prove Allain’s motives in testifying and to
    impeach his testimony, through other means, specifi-
    cally through the cross-examination of Allain. ‘‘Both
    this court and our Supreme Court have stated that,
    when a defendant is afforded wide latitude in cross-
    examining a state’s witness as to credibility, claims of
    sixth amendment violations for restrictions on cross-
    examination are indicia of the defendant [putting] a
    constitutional tag on a nonconstitutional claim.’’5 (Inter-
    nal quotation marks omitted.) State v. Bermudez, 
    195 Conn. App. 780
    , 807,           A.3d      , cert. granted, 
    335 Conn. 908
    ,        A.3d      (2020); see id., 808 (defendant
    given ample opportunity to impeach credibility of wit-
    nesses); see also State v. Jordan, 
    329 Conn. 272
    , 287–88
    n.14, 
    186 A.3d 1
     (2018) (claim of improper exclusion
    of evidence of victim’s convictions not constitutional
    in nature when jury heard testimony that, if credited,
    would support theory of self-defense); State v. Leconte,
    
    320 Conn. 500
    , 511, 
    131 A.3d 1132
     (2016) (no constitu-
    tional violation where defendant was given ample
    opportunity to ‘‘expose to the jury the facts from which
    [the] jurors, as the sole triers of fact and credibility,
    could appropriately draw inferences relating to the
    reliability of the witness’’); State v. Romanko, 
    313 Conn. 140
    , 151–52, 
    96 A.3d 518
     (2014) (no constitutional viola-
    tion where defendant was permitted to present his the-
    ory of case ‘‘by means other than the proposed demon-
    stration’’); State v. Mark R., 
    300 Conn. 590
    , 612, 
    17 A.3d 1
     (2011) (‘‘over the course of a cross-examination of
    the victim that filled more than thirty transcript pages,
    the trial court did permit defense counsel to inquire
    into numerous elements of the defendant’s fabrication
    theory’’); State v. Osimanti, 
    299 Conn. 1
    , 10–13, 
    6 A.3d 790
     (2010) (no violation of right to confrontation where
    defendant was permitted to present alternative evi-
    dence by way of cross-examination in support of his
    claim of self-defense and was able to refer to and
    emphasize that evidence in closing argument to jury);
    State v. William C., 
    267 Conn. 686
    , 707–708, 
    841 A.2d 1144
     (2004) (improper exclusion of records of Depart-
    ment of Children and Families indicating problems with
    victim’s veracity in sexual assault case was, although
    harmful evidentiary error, not of constitutional magni-
    tude, because defendant had opportunity to elicit issues
    concerning victim’s veracity through extensive cross-
    examination); State v. Sandoval, 
    263 Conn. 524
    , 549, 
    821 A.2d 247
     (2003) (‘‘defense counsel aggressively cross-
    examined the victim in an attempt to convey to the jury
    that any participation by the defendant in the attempted
    abortion was consensual and that the victim falsely had
    accused the defendant of seeking to abort the preg-
    nancy against her will’’); State v. Kelly, 
    256 Conn. 23
    ,
    76, 
    770 A.2d 908
     (2001) (no violation of constitutional
    right to present defense where subject matter of pre-
    cluded testimony was presented through other wit-
    nesses); State v. Shabazz, 
    246 Conn. 746
    , 758 n.7, 
    719 A.2d 440
     (1998) (no deprivation of constitutional right
    to present defense when ‘‘defendant was adequately
    permitted to present his claim of self-defense by way
    of his own testimony, by cross-examining the state’s
    witnesses, and by the opportunity to present any other
    relevant and admissible evidence bearing on that ques-
    tion’’), cert. denied, 
    525 U.S. 1179
    , 
    119 S. Ct. 1116
    , 
    143 L. Ed. 2d 111
     (1999); State v. Barletta, 
    238 Conn. 313
    ,
    322–23, 
    680 A.2d 1284
     (1996) (improper restriction on
    expert’s testimony about likely effects of cocaine inges-
    tion on eyewitness was not of constitutional magnitude
    because defendant permitted to cross-examine that eye-
    witness about her cocaine use, criminal record includ-
    ing narcotics convictions, and inducement from state
    to testify); State v. Jones, 
    205 Conn. 723
    , 730–32, 
    535 A.2d 808
     (1988) (improper restriction on testimony of
    defendant’s sister concerning reasons for defendant’s
    flight, namely, his fear of victim’s family, was not of
    constitutional magnitude because defendant had
    explained flight in his own testimony); State v. Vitale,
    
    197 Conn. 396
    , 403, 
    497 A.2d 956
     (1985) (wide latitude
    of cross-examination by defendant suggestive that
    claimed evidentiary errors were nonconstitutional in
    nature); State v. Porfil, 
    191 Conn. App. 494
    , 523–24,
    
    215 A.3d 161
     (2019) (no constitutional violation where
    defendant was able to adequately present his defenses
    of misidentification and lack of possession by other
    means and had additional, alternative avenues available
    to him to further bolster his defenses), cert. granted on
    other grounds, 
    333 Conn. 923
    , 
    218 A.3d 67
     (2019); State
    v. Durdek, 
    184 Conn. App. 492
    , 511 n.10, 
    195 A.3d 388
    (noting that ‘‘multiple avenues of impeachment’’
    afforded to defendant in cross-examining ‘‘important
    state witness’’ supported conclusion that claimed errors
    were evidentiary, not constitutional, and defendant
    therefore had burden of establishing harm), cert.
    denied, 
    330 Conn. 934
    , 
    194 A.3d 1197
     (2018); State v.
    Papineau, 
    182 Conn. App. 756
    , 780–82, 
    190 A.3d 913
    (no violation where defendant was permitted to present
    evidence by means other than narrow inquiry that was
    excluded by trial court), cert. denied, 
    330 Conn. 916
    ,
    
    193 A.3d 1212
     (2018); State v. Manousos, 
    179 Conn. App. 310
    , 333, 
    178 A.3d 1087
     (no constitutional violation
    where defendant was able to present his defense in full
    through other, unlimited testimony), cert. denied, 
    328 Conn. 919
    , 
    181 A.3d 93
     (2018); State v. Thomas, 
    110 Conn. App. 708
    , 718, 
    955 A.2d 1222
     (‘‘[b]ecause the
    theory in question provided at most merely one more
    motivation to attack, its exclusion did not foreclose an
    entire defense theory and, therefore, did not rise to the
    level of a constitutional violation’’), cert. denied, 
    289 Conn. 952
    , 
    961 A.2d 418
     (2008).
    In this case, we agree with the state that the defendant
    was able to elicit testimony regarding Allain’s motives
    in testifying and to adequately impeach that testimony
    through cross-examination and, thus, was not pre-
    vented from presenting his defense to the jury. By way
    of the unbounded and rigorous cross-examination of
    Allain, the transcript of which spans approximately 140
    pages, defense counsel effectively challenged Allain’s
    credibility. During cross-examination, defense counsel
    focused on Allain’s motivations in testifying—to avoid
    implication in the murder of the victim and to obtain
    a lesser sentence on the sexual assault charge for which
    he was then incarcerated. Allain openly acknowledged
    that he had strong incentives to testify in this case. He
    admitted, after several years of denying, that he had
    raped the victim in this case on the night in question,
    but he knew that the statute of limitations on that charge
    had expired and, thus, that he could not be charged
    with that rape. He understood, however, that he could
    still be charged with murder because there was no
    statute of limitations on that charge. Although Allain
    denied defense counsel’s suggestion that he was moti-
    vated to inculpate the defendant in the hope of exculpat-
    ing himself, stating that his testimony was truthful, he
    admitted that, despite speaking to members of the
    major crime squad approximately twenty-five times, he
    had never been entirely truthful with the police through-
    out the course of the investigation. Allain testified at
    trial to several facts that he admittedly had never told
    any of the law enforcement officers with whom he had
    spoken over the course of the ten year investigation.6
    Allain even admitted during cross-examination that he
    was ‘‘making up things about what [he] thought was in
    [the defendant’s] mind’’ pertaining to the victim, and
    that he had told the defendant that he would kill the
    victim himself.
    During direct examination by the state, Allain
    acknowledged that he was then serving a ten year sen-
    tence for a felony sexual assault charge and that he
    was hoping for leniency in exchange for his testimony
    against the defendant in this case. Allain testified that
    he thought that the sentence that he received on that
    sexual assault charge was excessive, and that it was
    designed to compel him to testify in this case. On the
    basis of his perception of the sentence in that case as
    excessive, Allain testified that he felt as though he had
    been ‘‘blackmailed’’ to testify in this case so that he
    might receive a downward sentence modification later.
    As noted, Allain admitted that he hoped ‘‘that the state
    believes that [he] provided substantial assistance in [its]
    case against [the defendant] . . . .’’ He expressed his
    hope that the state believed that his ‘‘cooperation in
    this case was valuable enough’’ to obtain a sentence
    modification on his sexual assault charge.
    In sum, the court allowed defense counsel to inquire
    repeatedly into Allain’s motivations to testify—his
    desire to avoid his own implication in the murder of
    the victim in this case and his quest for a lesser sentence
    on the sexual assault charge for which he was incarcer-
    ated at the time of trial. Not only did the court not
    restrict defense counsel’s inquiry, but that inquiry was
    effective and impactful. The jury was not only provided
    with an adequate opportunity to judge the credibility
    and bias of Allain, but a fair reading of the cross-exami-
    nation leads to an inexorable conclusion that Allain’s
    testimony was motivated by his own interests and his
    overall credibility had been damaged.
    Moreover, defense counsel devoted a considerable
    portion of his closing argument to Allain’s motives in
    testifying for the state and his lack of credibility.
    Defense counsel told the jury that it was ‘‘entitled to
    consider a witness’ interest in the outcome of this case
    when rendering [its] verdict,’’ and posited: ‘‘Who more
    than . . . Allain has an interest in—besides [the defen-
    dant]—in the [outcome] of this case?’’ Defense counsel
    underscored the incredibility of Allain’s testimony by
    tracking each of Allain’s statements to the police, all
    the way to his testimony at trial, and highlighting incon-
    sistencies between his testimony on direct examination
    and cross examination.7 As with cross-examination,
    defense counsel effectively demonstrated to the jury
    the flaws in Allain’s testimony in support of counsel’s
    claim that Allain was not a credible witness. Defense
    counsel told the jury: ‘‘Allain has never told the same
    story twice’’ and that Allain was ‘‘a practiced liar’’ and
    ‘‘a stranger to the truth.’’ Finally, defense counsel
    emphasized Allain’s motives in testifying against the
    defendant when he argued to the jury that ‘‘the State
    of Connecticut has charged the wrong man; that the
    State of Connecticut cut a deal with the man who knew
    where the body is and is still afraid to tell it because
    they may kill him; that . . . Allain has everything to
    gain by the conviction of [the defendant] . . . .’’
    Because the defendant was permitted to present
    ample evidence from which the jury could appropriately
    draw inferences relating to Allain’s motives and credi-
    bility, his rights to confrontation and to present a
    defense were preserved. Accordingly, the defendant’s
    arguments that his constitutional rights were violated
    because the exclusion of the videotape ‘‘prohibited rele-
    vant inquiry reasonably aimed at eliciting facts from
    which the jury might decide to disbelieve [Allain]’’ and
    that he was prevented from demonstrating Allain’s
    motives and biases are unavailing.
    The judgment is affirmed.
    In this opinion, Sheldon, J., concurred.
    1
    For the sake of simplicity, we note that all references in this opinion to
    § 53a-54b are to General Statutes (Rev. to 1995) § 53a-54b, as amended by
    Public Acts 1995, No. 95-16, § 4.
    2
    In accordance with our policy of protecting the interests of the victims
    of sexual abuse, we decline to identify the victim or others through whom
    the victim’s identity may be ascertained. See General Statutes § 54-86e.
    3
    ‘‘Although Allain’s testimony was unclear on this point, the jury reason-
    ably could have concluded that the path on which Allain and the defendant
    spoke is the same path to which the defendant confessed having taken the
    victim.’’ State v. Leniart, 
    333 Conn. 88
    , 95 n.3, 
    215 A.3d 1104
     (2019).
    4
    The Supreme Court also held that this court incorrectly concluded that
    the trial court had abused its discretion in precluding expert testimony
    regarding jailhouse informant testimony. See State v. Leniart, supra, 
    333 Conn. 93
    .
    5
    By contrast, a constitutional violation arises when a defendant is wholly
    prohibited from inquiring into an area pertaining to his or her defense at
    trial, particularly when a witness’ credibility, motives or bias are at issue.
    See, e.g., State v. Peeler, 
    271 Conn. 338
    , 383–85, 
    857 A.2d 808
     (2004) (trial
    court’s failure to admit mental health records of state’s witness precluded
    relevant line of inquiry into witness’ ability to perceive events and was
    therefore of constitutional magnitude), cert. denied, 
    546 U.S. 845
    , 
    126 S. Ct. 94
    , 
    163 L. Ed. 2d 110
     (2005); see also State v. Slimskey, 
    257 Conn. 842
    , 859,
    
    779 A.2d 723
     (2001) (‘‘[h]aving determined that the evidence in issue was
    especially probative and having concluded that there was no other available
    means of inquiry into the victim’s propensity to lie, we necessarily have
    concluded that the confrontation clause requires the disclosure’’).
    6
    For example, Allain testified for the first time in court that the defendant
    told him that he was in a satanic cult, that he spoke to the defendant for
    about three minutes about the defendant’s desire to kill the victim and that
    the defendant was giggling about it. He testified that, after he and the
    defendant raped the victim, he and the victim discussed the need to get ‘‘a
    good night’s rest’’ in order ‘‘to prepare for school the next day’’ and that
    the victim casually told them that she had ‘‘always wanted to have sex with
    two guys.’’
    7
    Defense counsel argued to the jury: ‘‘There are more peaks and valleys
    in [Allain’s] testimony than there is in the Rocky Mountains. . . . When
    [Allain] first went to the police in October of 1997, he told them all about
    being with that young woman that night. But he denied having any sexual
    contact with her, he denied having any real misconduct at all. He made it
    all sound out to be just like a night of partying. I may have misspoke—he
    may have said he had sex with her; that I may have gotten wrong. But he
    didn’t make out any crimes.
    ‘‘Then he spoke to the police on a second occasion. We’ve got these
    here—not all of these are exhibits—but I spent a lot of time cross-examining
    [Allain] and I want to tell you why. I listened very carefully and I’d ask you
    to do this as you deliberate.
    ‘‘Go through what they said, each of them. Make the list. . . . What did
    they say on direct and what did they say on cross.
    ‘‘In October of 1997, [Allain’s] with [the defendant]. They’re with this
    young man; not much happens. We get then to another statement—and
    again, I don’t mean to harp on this stuff and I’m not asking you to let [the
    defendant] go because the police can’t keep track of dates—but maybe it
    was in November of 2001, maybe it’s 2007; I don’t really know. The date
    says one thing, the testimony’s another.
    ‘‘In 2004, [Allain] gives another statement. In this statement, he talks about
    some—a little bit more. This time [the defendant] has killed her now or
    [the defendant] says he was going to kill her. She jumps out of the van. But
    you know, [Allain] has some voluntary consensual sexual activity with her.
    ‘‘In 2007, it’s now this whole business about we’re going to rape you. On
    the stand when I questioned him, he finally came around to rape but he
    pussyfooted around about that, too. I’d suggest to you that [Allain’s] pussy-
    footing around because [Allain] knows where that body is and if [Allain]
    tells anybody, they’ll seek to kill him. It’s that simple.
    ‘‘Nobody is going to pity poor [Allain] if he acknowledges his role in the
    rape and the murder of [the victim] and tells this jury—you, them, anybody
    in this room—something he’s never told anybody but he wanted his father’s
    help with. I need to move that body, it’s up there near the Mohegan reserva-
    tion—not near any water. It’s up there near the Mohegan reservation.
    ‘‘[The defendant] didn’t dump it in the river. He didn’t dump it in the
    Sound. He didn’t chop her up. He didn’t put her in the mud. He didn’t put
    her in a well. It’s up there near the reservation and dad help me and his
    father didn’t and his dad ratted him out as it were and then [Allain] had to
    dance and he’s dancing still.’’
    Defense counsel further argued: ‘‘Then we get really not much more in
    the case. You know, [Allain’s] out there, he’s given a statement in [1997].
    He gave one in maybe [2004], maybe [2007]. No warrant, no arrest. He’s
    claiming the body’s up there near the casino. He testifies in the trial then
    about a well. . . .
    ‘‘If you need to hear from [Allain] again, listen to the entire testimony
    and what you will find out is that story he told on the stand, it doesn’t agree
    with the story he told in 1997, it doesn’t agree with the story he told in
    2004, it doesn’t agree with the story he told in 2007.
    ‘‘Some of the things he told you in this room, you heard for the very first
    time—well, of course you did, but I mean, law enforcement heard for the
    very first time. [Allain] is a stranger to the truth and that desperate men do
    desperate things.’’
    

Document Info

Docket Number: AC36358

Filed Date: 6/23/2020

Precedential Status: Precedential

Modified Date: 6/29/2020