State v. Orr ( 2020 )


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    STATE v. ORR—CONCURRENCE
    ELGO, J., concurring. I agree with the majority’s deci-
    sion to affirm the judgment of the trial court. I write
    separately, however, because I believe the constitu-
    tional claim of the defendant, Anthony D. Orr, warrants
    deeper examination as to whether he received sufficient
    notice of the basis of the violation of probation proceed-
    ing prior to its commencement. In this appeal, the defen-
    dant contends that his right to due process was violated
    when the trial court found that he had violated certain
    criminal laws that were not alleged in either the viola-
    tion of probation warrant or the accompanying affida-
    vit. I agree with the defendant that this discrepancy
    offends basic constitutional principles of due process
    and thus satisfies the third prong of State v. Golding,
    
    213 Conn. 233
    , 239–40, 
    567 A.2d 823
    (1989), as modified
    by In re Yasiel R., 
    317 Conn. 773
    , 781, 
    120 A.3d 1188
    (2015). I nonetheless would conclude, under the partic-
    ular facts of this case, that this constitutional violation
    was harmless under Golding’s fourth prong. I therefore
    respectfully concur with the majority’s decision to
    affirm the judgment of the trial court.1
    The following facts are relevant to my review of the
    defendant’s due process claim. On August 27, 2014,
    the defendant was released from incarceration for his
    February 19, 2009 conviction of first degree robbery
    and began his five year term of probation. On September
    4, 2014, the defendant agreed to conditions of probation
    that included, inter alia, that he (1) not violate any
    criminal law of this state, (2) submits to urine testing,
    and (3) reports to the Office of Adult Probation when
    directed to do so.
    On October 6, 2016, the defendant was arrested and
    charged with possession of narcotics with intent to sell
    in violation of General Statutes § 21a-278 (a), operation
    of a drug factory in violation of General Statutes § 21a-
    277 (c), interfering with a search in violation of General
    Statutes § 54-33d, possession of narcotics with intent
    to sell in violation of § 21a-278 (b), and possession of
    marijuana in violation of General Statutes § 21a-279 (a)
    (1). The defendant’s probation officer, Timothy Fenn,
    thereafter applied for a violation of probation arrest
    warrant, in which he alleged that the defendant (1)
    failed to report to the Office of Adult Probation on
    August 11 and December 15, 2015, (2) provided a urine
    sample that tested positive for the presence of mari-
    juana, and (3) violated the aforementioned criminal
    laws underlying his October 6, 2016 arrest. The defen-
    dant was arrested in November, 2016, and charged with
    violation of probation under General Statutes § 53a-32.
    During the probation revocation proceedings, the
    state informed the court that, although it did not ‘‘intend
    to put on facts from [the drug] case,’’ it was ‘‘not techni-
    cally withdrawing’’ that portion of the violation of pro-
    bation charge. The state represented that it was pursu-
    ing the charges that the defendant failed to report and
    that he provided a dirty urine sample (technical viola-
    tions). The state, therefore, subsequently presented evi-
    dence that the defendant failed to keep eight appoint-
    ments with the Office of Adult Probation when directed
    and provided a January 20, 2015 urine sample that tested
    positive for the presence of marijuana. In response, the
    defendant admitted to having used marijuana. The state
    thereafter rested, and the evidentiary stage of the pro-
    ceeding concluded.
    Upon reconvening from a recess, the court stated
    that, at that time, it ‘‘would be inclined to find that [the
    defendant] violated his probation, but I also would be
    disinclined to actually sentence him to any jail time.’’
    The court further explained that, ‘‘if this is the extent
    of the state’s violation, this is not a five-years-to-serve
    violation. On the other hand, if I were convinced by a
    preponderance of the evidence that the defendant was
    committing crimes while he was on probation, then
    I would probably give him the maximum.’’ The state
    responded that it intended to present evidence during
    the dispositional phase of the probation proceeding.2
    The court acknowledged that it was not aware of the
    details of the charges stemming from the defendant’s
    October 6, 2016 arrest. It further explained that it would
    provide the state with leave to open the violation of
    probation hearing ‘‘if they wanted to include evidence
    of another crime.’’ Senior Assistant State’s Attorney
    Terence D. Mariani responded that, ‘‘given the court’s
    comments,’’ the defendant should make his witnesses
    available ‘‘to dispute the facts of the [case concerning
    the October 6, 2016 drug charges].’’ Mariani stated that,
    given the time and the court’s comments, the state
    intended to present evidence concerning the defen-
    dant’s October 6, 2016 arrest. The court thereafter
    granted the state’s motion to open the evidentiary stage
    of the proceeding over the defendant’s objection.
    On June 16, 2017, the state presented evidence of
    the drug charges underlying the defendant’s arrest on
    October 6, 2016. The defendant testified in his own
    defense and presented testimony from two witnesses.
    Following the close of evidence, the court found that
    the defendant had violated the condition of his proba-
    tion that he report to the Office of Adult Probation.
    It further found that the defendant had violated the
    condition that he not violate any criminal laws. In mak-
    ing the latter finding, the court noted that, ‘‘in testing
    positive for marijuana, THC, there is circumstantial evi-
    dence that the defendant violated the law as far as
    possession of [a] controlled substance.’’ The court also
    stated that, ‘‘the biggest finding I had here, though, is
    [that] I do find that the defendant has violated the crimi-
    nal law . . . in regard to conspiracy to sell narcotics,
    § 53a—I want to say 48 . . . .’’ The court further found
    that the defendant violated § 21a-277 (a) for conspiracy
    to possess with intent to sell and General Statutes § 21a-
    267 (a) for possession of drug paraphernalia.3 The court
    thus revoked the defendant’s probation and sentenced
    him to five years of incarceration.
    On appeal, the defendant claims that his right to fair
    notice under the due process clause of the fourteenth
    amendment to the federal constitution was violated
    when the court found that he had violated criminal laws
    that were not cited in the violation of probation warrant.
    See State v. Andaz, 
    181 Conn. App. 228
    , 232–33, 
    186 A.3d 66
    , cert. denied, 
    329 Conn. 901
    , 
    184 A.3d 1214
    (2018). In so arguing, the defendant emphasizes that
    the violation of probation warrant charged him with
    violations of §§ 21a-277 (c), 21a-278 (a) and (b), 21a-
    279 (a) (1) and 54-33d. The defendant essentially con-
    tends that the court was restricted to those alleged
    violations during the probation revocation proceeding.
    Because the court went beyond those violations and,
    instead, found violations of other criminal statutes—
    namely, §§ 21a-267 (a), 21a-277 (a) and 53a-48—the
    defendant submits that his fourteenth amendment right
    to fair notice was violated.
    The majority sidesteps this thorny issue by disre-
    garding the trial court’s explicit findings with respect
    to §§ 21a-267 (a), 21a-277 (a) and 53a-48. Instead,
    because the violation of probation warrant also alleged
    a violation of § 21-279 (a), the majority concludes that
    the court properly found that the defendant violated
    that criminal law.4 See part I of the majority opinion.
    While I do not disagree with that conclusion, I believe
    that the defendant’s claim nevertheless merits fuller
    consideration and analysis. On the facts of this case, I
    respectfully would conclude that the defendant did not
    receive constitutionally adequate notice with respect
    to the court’s finding that he violated §§ 21a-267 (a),
    21a-277 (a) and 53a-48.5
    ‘‘It is well established that [a] defendant is entitled to
    due process rights in a probation violation proceeding.
    Probation revocation proceedings fall within the protec-
    tions guaranteed by the due process clause of the four-
    teenth amendment to the federal constitution. . . .
    Probation itself is a conditional liberty and a privilege
    that, once granted, is a constitutionally protected inter-
    est. . . . The revocation proceeding must comport
    with the basic requirements of due process because
    termination of that privilege results in a loss of liberty.’’
    (Internal quotation marks omitted.) State v. 
    Andaz, supra
    , 
    181 Conn. App. 232
    –33. ‘‘[T]he minimum due
    process requirements for revocation of [probation]
    include written notice of the claimed [probation] viola-
    tion, disclosure to the [probationer] of the evidence
    against him, the opportunity to be heard in person and
    to present witnesses and documentary evidence, the
    right to confront and cross-examine adverse witnesses
    in most instances, a neutral hearing body, and a written
    statement as to the evidence for and reasons for [proba-
    tion] violation.’’ (Internal quotation marks omitted.)
    State v. Tucker, 
    179 Conn. App. 270
    , 280, 
    178 A.3d 1103
    ,
    cert. denied, 
    328 Conn. 917
    , 
    180 A.3d 963
    (2018).
    ‘‘Although the due process requirements in a probation
    revocation hearing are less demanding than those in a
    full criminal proceeding, they include the provision of
    written notice of the claimed violations to the defen-
    dant.’’ (Footnote omitted; internal quotation marks
    omitted.) State v. 
    Andaz, supra
    , 233.
    Our courts have provided some, albeit not compre-
    hensive, guidance for evaluating whether a probationer
    is afforded sufficient notice to pass constitutional mus-
    ter. For instance, this court has stated that, when a
    defendant is charged on one ground, i.e., a no contact
    provision, the defendant cannot be found in violation
    of probation on other uncharged grounds, including
    criminal violations. See State v. Carey, 
    30 Conn. App. 346
    , 349, 
    620 A.2d 201
    (1993) (‘‘[b]ecause a defendant
    cannot be found in violation of probation on grounds
    other than those with which he is charged, we will
    disregard the [trial court’s] second finding [which was
    that the defendant violated a criminal law as basis for
    the revocation of his probation]’’), rev’d on other
    grounds, 
    228 Conn. 487
    , 
    636 A.2d 840
    (1994); see also
    State v. Pierce, 
    64 Conn. App. 208
    , 215, 
    779 A.2d 233
    (2001) (‘‘[t]he defendant rightly asserts that he cannot
    be found in violation of probation on grounds other
    than those with which he is charged’’).
    This court also has concluded that, as in criminal
    proceedings, a defendant receives sufficient notice of
    the underlying charges when they are included in a
    substitute information before the proceedings begin.
    See State v. Hooks, 
    80 Conn. App. 75
    , 79–80, 
    832 A.2d 690
    (defendant received sufficient notice because viola-
    tion of probation warrant ‘‘specified the condition of
    probation and the particular charges that formed the
    basis of the charge of violation of probation’’ (emphasis
    added)), cert. denied, 
    267 Conn. 908
    , 
    840 A.2d 1171
    (2003); State v. Repetti, 
    60 Conn. App. 614
    , 618, 
    760 A.2d 964
    (defendant received constitutionally sufficient
    notice where substitute information was filed before
    violation of probation hearing and specified particular
    criminal law defendant was found to have violated),
    cert. denied, 
    255 Conn. 923
    , 
    763 A.2d 1043
    (2000).
    Our courts have yet to directly address the question
    of whether a defendant is provided constitutionally suf-
    ficient notice when he or she is found to have violated
    particular criminal laws that were not alleged in the
    violation of probation warrant. Despite a lack of pointed
    discussion on this issue, I believe that this question
    must be answered in the negative.
    In State v. 
    Pierce, supra
    , 
    64 Conn. App. 211
    –12, the
    defendant was arrested while on probation for burglary
    and possession of burglar’s tools near a residence that
    he attempted to burglarize.
    Id., 211.
    Two months later,
    the defendant was arrested on a warrant for violating
    the terms of his probation.
    Id. The affidavit in
    that
    warrant application referred to the defendant’s arrest
    for burglary and possession of burglar’s tools.
    Id. In appealing from
    the revocation of his probation, the
    defendant argued, in part, that he did not receive notice
    of any basis for the revocation of probation other than
    the burglary charge.
    Id., 214.
    This court rejected that
    argument. In doing so, it noted ‘‘the fact that [the defen-
    dant] had been arrested on a warrant charging both
    burglary and the misdemeanor possession of burglar’s
    tools.’’
    Id., 215.
    It further emphasized that, between
    the two charges highlighted in the warrant and the
    testimony offered at trial concerning the entire incident,
    ‘‘the defendant was made aware, both before and during
    the hearing, of the evidence that he had been in posses-
    sion of burglar’s tools.’’
    Id. In reaching that
    determina-
    tion, the court acknowledged that the defendant could
    not ‘‘be found in violation of probation on grounds other
    than those with which he is charged. . . . The defen-
    dant, however, clearly had been charged with both bur-
    glary and possession of burglar’s tools and, thus, he
    had notice of the charges both before and during the
    hearing.’’ (Citation omitted.)
    Id. Therefore, Pierce stands
    for the proposition that a defendant receives
    constitutionally sufficient notice when the specific
    crimes underlying the violation of probation charge are
    contained in the warrant for violation of probation.
    Similarly, in Hooks, the defendant claimed that he
    received constitutionally deficient notice because the
    state failed to specify the manner in which he violated
    the condition of his probation that he not violate a
    criminal law. State v. 
    Hooks, supra
    , 
    80 Conn. App. 79
    .
    In rejecting that claim, this court noted that ‘‘the condi-
    tion of the defendant’s probation was that he would
    not violate any criminal law; the manner in which he
    violated that condition was through the commission of
    criminal offenses. Section 53a-32 (a) requires the state
    to inform the defendant of those charges once before
    the court. The arrest warrant application . . . speci-
    fied the condition of probation and the particular
    charges that formed the basis of the charge of violation
    of probation. At both the defendant’s arraignment . . .
    and the probation revocation hearing . . . the state
    reiterated those charges. Those recitations satisfied the
    demands of § 53a-32 (a).’’ (Emphasis added.)
    Id., 80.
       Accordingly, both Pierce and Hooks strongly suggest
    that a defendant receives adequate notice prior to a
    probation revocation hearing when the state provides
    notice of both the condition he is alleged to have vio-
    lated and the particular charges that form the basis of
    that condition’s violation.6 That precedent indicates that
    it is not enough for the state to apprise a defendant
    that he or she is alleged to have violated the condition
    to not violate any criminal law. Instead, the defendant
    must be afforded notice of the specific crime that he
    or she allegedly has transgressed and which forms the
    basis of the revocation of his or her probation.7
    That conclusion comports with fundamental princi-
    ples of due process. Although probation revocation pro-
    ceedings are ‘‘akin to a civil proceeding’’; State v. Davis,
    
    229 Conn. 285
    , 295, 
    641 A.2d 370
    (1994); I believe that
    probationers, like defendants in criminal proceedings,
    must receive notice of the particular criminal offenses
    that he or she is alleged to have violated if the warrant
    is predicated on the charge that the defendant violated
    the condition to not break any criminal law. See Cole
    v. Arkansas, 
    333 U.S. 196
    , 201, 
    68 S. Ct. 514
    , 
    92 L. Ed. 644
    (1948) (‘‘[n]o principle of procedural due process is
    more clearly established than that notice of the specific
    charge, and a chance to be heard in a trial of the issues
    raised by that charge, if desired, are among the constitu-
    tional rights of every accused in a criminal proceeding,
    in all courts, state or federal’’). Otherwise, a defendant
    is stripped of the ability to proffer evidence or assert
    any affirmative defenses in his or her effort to challenge
    the state’s burden of establishing by a preponderance
    of the evidence all elements of the particular crime.
    Without knowledge of the precise offenses he or she
    is alleged to have committed, a defendant is left with
    no meaningful opportunity to defend and is precluded
    from adducing evidence that would conclude the case
    in his or her favor.8 See Jackson v. Virginia, 
    443 U.S. 307
    , 314, 
    99 S. Ct. 2781
    , 
    61 L. Ed. 2d 560
    (1979) (‘‘[a]
    meaningful opportunity to defend, if not the right to
    trial itself, presumes . . . that a total want of evidence
    to support a charge will conclude the case in favor of
    the accused’’).
    In the present case, it is evident that the defendant
    did not receive adequate notice of the specific crimes
    that formed, in part, the basis of the court’s determina-
    tion that he violated the condition to not break any
    criminal law. The violation of probation warrant did
    not allege that the defendant violated §§ 21a-267 (a),
    21a-277 (a)9 and 53a-48, yet the court found him to have
    violated those provisions.10 The court thus found the
    defendant in violation of his probation due to criminal
    offenses for which he never was provided notice by the
    state. See Jackson v. 
    Virginia, supra
    , 
    443 U.S. 314
    . At
    the very least, as in all administrative proceedings, the
    defendant was entitled to be on notice of the particular
    legal theory that would jeopardize his continued proba-
    tion. See Pennsylvania Board of Probation & Parole
    v. Scott, 
    524 U.S. 357
    , 364, 
    118 S. Ct. 2014
    , 
    141 L. Ed. 2d 344
    (1998) (noting the ‘‘administrative nature of parole
    revocation proceedings’’); Goldstar Medical Services,
    Inc. v. Dept. of Social Services, 
    288 Conn. 790
    , 823, 
    955 A.2d 15
    (2008) (‘‘[d]ue process [in the administrative
    hearing context] requires that the notice given must
    . . . fairly indicate the legal theory under which such
    facts are claimed to constitute a violation of the law’’).
    For that reason, I would conclude that the defendant’s
    right to receive notice, as guaranteed by the due process
    clause of the fourteenth amendment to the United
    States constitution, was violated in the present case.
    See State v. 
    Davis, supra
    , 
    229 Conn. 294
    .
    Notwithstanding this conclusion, I would further con-
    clude that the constitutional violation was harmless
    under the particular facts of this case. Although the
    warrant did not specify §§ 21a-267 (a), 21a-277 (a) and
    53a-48 as underlying the charge that the defendant vio-
    lated the condition that he not violate any criminal law,
    it did allege that the defendant possessed marijuana in
    violation of § 21a-279 (a) (1). The court expressly found
    that the defendant violated this criminal statute, citing
    evidence that he tested positive for THC as circumstan-
    tial evidence of his possession of marijuana. As the
    majority opinion notes, this specific charge was detailed
    in the warrant and was sufficient to support the court’s
    finding that the defendant violated the condition of his
    probation that he not violate a criminal law. See parts
    I and IV of the majority opinion. Thus, having found
    that the defendant violated a condition of his probation,
    the court was entitled to revoke the defendant’s proba-
    tion on this basis alone.
    Furthermore, the court was required to consider ‘‘the
    whole record’’ in deciding in the second stage disposi-
    tional factors of whether to ‘‘continue or revoke the
    sentence of probation . . . [and] . . . require the
    defendant to serve the sentence imposed or impose any
    lesser sentence.’’ (Emphasis added; internal quotation
    marks omitted.) State v. Megos, 
    176 Conn. App. 133
    ,
    148, 
    170 A.3d 120
    (2017); see also General Statutes § 53a-
    32 (d) (‘‘[n]o such revocation [of probation] shall be
    ordered, except upon consideration of the whole
    record’’ (emphasis added)). The court, therefore, was
    entitled to consider not only the defendant’s violation
    of the conditions of his probation but the entire record
    in revoking his probation and sentencing him to incar-
    ceration. See State v. Miller, 
    83 Conn. App. 789
    , 802–803,
    
    851 A.2d 367
    (in holding that trial court did not abuse
    its discretion when it revoked defendant’s probation,
    reviewing court noted that trial court ‘‘had before it the
    defendant’s long criminal history’’ and evidence of ‘‘his
    cavalier attitude about his probation’’), cert. denied, 
    271 Conn. 911
    , 
    859 A.2d 573
    (2004). Here, the court had
    before it evidence of the facts underlying the defen-
    dant’s arrest on October 6, 2016, including testimony
    from Detective Eric Medina, Officer Keith Shea, and
    Officer Mark Santopietro, all of whom were involved
    in his arrest on that date.11 The defendant’s rebuttal
    evidence, which included testimony from himself and
    two of his witnesses, was not credited by the court.
    Although it is the state’s obligation to prove the harm-
    lessness of a constitutional violation; see State v. Gold-
    
    ing, supra
    , 
    213 Conn. 240
    ; that burden is satisfied in
    light of the record before us. I, therefore, respectfully
    agree with the majority that the judgment of the trial
    court should be affirmed.
    1
    I agree with and join the majority opinion in all other respects.
    2
    As the majority opinion explains, ‘‘revocation of probation hearings,
    pursuant to § 53a-32, are comprised of two distinct phases, each with a
    distinct purpose. . . . In the evidentiary phase, [a] factual determination
    by a trial court as to whether a probationer has violated a condition of
    probation must first be made. . . . In the dispositional phase, [i]f a violation
    is found, a court must next determine whether probation should be revoked
    because the beneficial aspects of probation are no longer being served.’’
    (Internal quotation marks omitted.) State v. Maurice M., 
    303 Conn. 18
    , 25–26,
    
    31 A.3d 1063
    (2011).
    3
    The court additionally noted that the defendant ‘‘has admitted to violating
    [§ 21-279 (a)] as far as possession of cocaine, but that was not alleged as
    a basis [for his violation of the condition that he not violate any criminal
    law]. So, while I do believe the [state has] proved that, I’m not really relying
    on that as a basis for my findings.’’
    4
    In addition, the majority opinion determines that the court properly
    found the defendant to have violated the condition that he report to the
    Office of Adult Probation when requested and that he provide a clean
    urine test.
    5
    As noted by the majority, the defendant seeks review of this unpreserved
    claim under State v. Gold
    ing, supra
    , 
    213 Conn. 213
    , which holds that ‘‘a
    defendant can prevail on a claim of constitutional error not preserved at
    trial only if all of the following conditions are met: (1) the record is adequate
    to review the alleged claim of error; (2) the claim is of constitutional magni-
    tude alleging the violation of a fundamental right; (3) the alleged constitu-
    tional violation . . . exists and . . . deprived the defendant of a fair trial;
    and (4) if subject to harmless error analysis, the state has failed to demon-
    strate harmlessness of the alleged constitutional violation beyond a reason-
    able doubt.’’ (Emphasis in original; footnote omitted.)
    Id., 239–40.
    Thus, my
    analysis focuses on the third and fourth prongs of Golding. See State v. Ayala,
    
    324 Conn. 571
    , 598–99, 
    153 A.3d 588
    (2017) (noting that when defendant’s
    constitutional right to notice is violated, state must prove constitutional
    error is harmless beyond reasonable doubt); State v. Jordan, 132 Conn.
    App. 817, 826, 
    33 A.3d 307
    (due process violation for improper notice of
    charges is of constitutional magnitude, requiring state to prove harmlessness
    beyond reasonable doubt), cert. denied, 
    304 Conn. 909
    , 
    39 A.3d 1119
    (2012).
    6
    As the District Court of Appeal of Florida recently held, ‘‘the circuit
    court found [the defendant] in violation of condition five of his probation
    for committing the new law offense of assault. However, the [s]tate’s affidavit
    of violation of probation did not allege that [the defendant] had committed
    an assault. A trial court is not permitted to revoke probation on conduct
    not charged in the affidavit of revocation. [R]evoking an individual’s proba-
    tion for conduct not alleged in the charging document deprives the individual
    of due process and constitutes fundamental error.’’ (Internal quotation marks
    omitted.) Jackson v. State, 
    290 So. 3d 1037
    , 1038 (Fla. App. 2020) (per
    curiam).
    7
    Indeed, it appears that the trial court in this case also understood that
    the defendant could not be found to have violated a particular criminal
    statute that was not alleged in the violation of probation warrant. As noted
    previously, the court declined to find that the defendant violated § 21-279
    (a) for possessing cocaine—despite the defendant’s having admitted to that
    offense—because that allegation was not made in the violation of probation
    warrant. See footnote 3 of this concurring opinion. As such, this explicit
    acknowledgment supports the majority’s belief that the court did not intend
    to find the defendant in violation of criminal laws that were not alleged in
    the violation of probation warrant. See footnote 16 of the majority opinion.
    8
    A simple hypothetical highlights my concerns. For instance, assume the
    warrant in the present case failed to allege that the defendant had violated
    § 21a-278 (a)—which proscribes the sale of drugs by a person who is not
    drug-dependent—in violation of the condition that he not violate any criminal
    law. If the court were to subsequently find that the defendant violated that
    statute, the defendant would not have been on notice to proffer evidence
    in his defense that he was a drug-dependent person and, therefore, was
    incapable of breaching that criminal law. This scenario illustrates why a
    failure to give notice of the specific criminal laws a probationer is alleged
    to have violated contravenes the fundamental principles of the right to
    notice under the due process clause.
    9
    It is worth noting the similarities between §§ 21a-277 (a) (1) and 21a-
    278 (a) (1). The former statute provides in relevant part: ‘‘No person may
    manufacture, distribute, sell, prescribe, dispense, compound, transport with
    the intent to sell or dispense, possess with the intent to sell or dispense,
    offer, give or administer to another person, except as authorized in this
    chapter, any controlled substance that is a (A) narcotic substance, or (B)
    hallucinogenic substance.’’ General Statutes § 21a-277 (a) (1).
    General Statutes § 21a-278 (a) (1) provides that ‘‘[n]o person may manufac-
    ture, distribute, sell, prescribe, dispense, compound, transport with the
    intent to sell or dispense, possess with the intent to sell or dispense, offer,
    give or administer to another person, except as authorized in this chapter, (A)
    one or more preparations, compounds, mixtures or substances containing
    an aggregate weight of (i) one ounce or more of heroin or methadone, or
    (ii) one-half ounce or more of cocaine or cocaine in a free-base form, or
    (B) a substance containing five milligrams or more of lysergic acid diethylam-
    ide. The provisions of this subdivision shall not apply to a person who is,
    at the time of the commission of the offense, a drug-dependent person.’’
    Both statutes proscribe the possession of narcotic substances with the
    intent to sell. Section 21a-278 (a) (1), however, requires that the defendant
    be in possession of particular narcotics and in threshold amounts. It further
    allows a defendant to assert his or her drug-dependent status at the time
    of commission as an affirmative defense to avoid liability under the statute.
    See, e.g., State v. Ray, 
    290 Conn. 602
    , 623–24, 
    966 A.2d 148
    (2009) (holding
    that drug dependency language in § 21a-278 (b) ‘‘effectively functions as an
    affirmative defense’’). In contrast, § 21a-277 (a) (1) does not require specific-
    ity of the narcotic substance, a threshold amount of that narcotic substance,
    or provide for a drug-dependency affirmative defense.
    10
    Nothing in the record indicates that the state ever filed a substitute
    information alleging violations of §§ 21a-267 (a), 21a-277 (a) and 53a-48. Cf.
    State v. 
    Repetti, supra
    , 
    60 Conn. App. 618
    . In addition, although the state
    ultimately elicited from the defendant on cross-examination that he had a
    daily cocaine habit, it does not appear that the defendant asserted his drug
    dependency as a defense to his drug charges. Ironically, the court, observing
    that the defendant ‘‘admitted to violating [§ 21-279 (a)] as far as possession
    of cocaine,’’ concluded that, because it ‘‘was not alleged as a basis [for his
    violation of the condition that he not violate any criminal law],’’ it made
    clear it would not rely on that evidence as a basis for the violation. See
    footnote 3 of this concurring opinion.
    11
    That the court indicated it would not sentence the defendant to incarcer-
    ation on the basis of the technical violations alone is ultimately of no
    consequence because evidence of the defendant’s criminal activity was
    clearly relevant to the court in considering whether the beneficial aspects
    of probation were being served. Initially, the court acknowledged that it
    did not know the details of the defendant’s criminal case. The state explained
    that evidence of the defendant’s possession and sale of narcotics—coupled
    with his criminal history—indicates ‘‘that [he is] not the kind of person who
    should be on probation. . . . [The defendant] goes out, commits a robbery,
    does a substantial jail sentence, gets out, starts using drugs and starts selling
    drugs. That’s not a person who belongs on probation anymore, unfortunately
    for [the defendant].’’ The court ultimately ‘‘agree[d] with the state’’ on this
    point. Thus, whether the state offered the evidence concerning the defen-
    dant’s October 6, 2016 arrest for purposes of proving the violation or in
    support of the disposition as it originally intended, the court’s remarks make
    clear that it considered the evidence for disposition.