Bruce v. Potomac Electric Power Co. ( 2017 )


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    DISTRICT OF COLUMBIA COURT OF APPEALS
    No. 15-CV-0210
    JEANETTE M. BRUCE, APPELLANT,
    v.
    POTOMAC ELECTRIC POWER COMPANY, APPELLEE.
    Appeal from the Superior Court
    of the District of Columbia
    (CAB9586-12)
    (Hon. Michael L. Rankin, Trial Judge)
    (Argued October 26, 2016                                 Decided June 29, 2017)
    John R. Ates, with whom Patricia A. Smith and Allison C. Pienta were on
    the brief, for appellant.
    Martin H. Freeman, with whom Mark A. Freeman was on the brief, for
    appellee.
    Before BLACKBURNE-RIGSBY, Chief Judge,* GLICKMAN, Associate Judge,
    and PRYOR, Senior Judge.
    BLACKBURNE-RIGSBY, Chief Judge: In this appeal, appellant Jeanette M.
    Bruce challenges the trial court‘s enforcement of a subpoena against her and
    *
    Chief Judge Blackburne-Rigsby was an Associate Judge at the time the
    case was argued. Her status changed to Chief Judge on March 18, 2017.
    2
    challenges the trial court‘s award of attorney‘s fees to appellee Potomac Electric
    Power Company (―Pepco‖).         She also challenges the trial court‘s decision
    declining to impose sanctions on Pepco. Because Mrs. Bruce ultimately complied
    with the subpoena, we conclude that her appeal of the trial court‘s order enforcing
    the subpoena is moot and should be dismissed. Settlemire v. District of Columbia
    Office of Emp. Appeals, 
    898 A.2d 902
    , 904-05 (D.C. 2006) (―[W]hen the issues
    presented are no longer ‗live‘ or the parties lack ‗a legally cognizable interest in
    the outcome,‘ a case is moot.‖). Regarding her remaining claims, we hold that the
    trial court did not abuse its discretion in declining to sanction Pepco because
    Pepco‘s subpoena was not improper, oppressive, or issued in bad faith. However,
    we conclude that the trial court abused its discretion by awarding Pepco attorney‘s
    fees, absent a finding from the trial court that Mrs. Bruce acted in bad faith.
    Accordingly, we vacate the trial court‘s order awarding attorney‘s fees and costs to
    Pepco, and affirm its decision declining to impose sanctions on Pepco.
    3
    I.    Factual and Procedural Background
    On June 29, 2012, during a ―derecho‖ thunderstorm,1 a tree fell onto a
    Pepco-operated power line in front of the residence of Shiva and Mohammed
    Ghafoorian, setting fire to Mr. Ghafoorian‘s car. While attempting to extinguish
    the fire, Mr. Ghafoorian sustained serious injuries and later died. Mrs. Ghafoorian
    — who also sustained serious injuries, but survived the incident — filed suit
    against Pepco, claiming the downed power line electrocuted Mr. Ghafoorian, and
    that Pepco was negligent in failing to install interrupters to shut off the flow of
    electricity to the downed power line.        In defense, Pepco argued that Mr.
    Ghafoorian could not have been killed by the downed power line because it was
    de-energized at the time of the incident. Pepco‘s theory of the case was that Mr.
    Ghafoorian died from burns sustained while fighting the fire.
    Mrs. Bruce, one of the Ghafoorians‘ neighbors, took a photograph of the fire
    with her cell phone at 11:05 p.m. on the night of the storm. She voluntarily e-
    mailed a copy of the photograph to Pepco‘s counsel during discovery on
    1
    A derecho thunderstorm is ―is a widespread, long-lived wind storm. . . .
    associated with bands of rapidly moving showers or thunderstorms . . . .‖ Stephen
    F. Corfidi, Jeffry S. Evans & Robert H. Johns, About Derechos, noaa.gov,
    http://www.spc.noaa.gov/misc/AbtDerechos/derechofacts.htm (last updated April
    21, 2017).
    4
    November 5, 2013. Shortly thereafter, Pepco deposed Mrs. Bruce and learned that
    she observed Mr. Ghafoorian using a fire extinguisher at the time she took the
    photograph.     Although the photograph that was sent to Pepco was dark and
    unclear, it possibly contained a figure to the left of Mr. Ghafoorian‘s car. Because
    Pepco had independent evidence that the power line was deactivated by 10:55 p.m.
    on the night of the storm, the photograph and Mrs. Bruce‘s testimony that Mr.
    Ghafoorian was alive and fighting the fire at 11:05 p.m. appeared to corroborate
    Pepco‘s defense that Mr. Ghafoorian was not electrocuted.
    One month later, Mrs. Bruce amended her deposition answers pertaining to
    when she saw Mr. Ghafoorian and when she took the photograph.2 Concerned that
    the amended answers might affect their theory of the case, Pepco served Mrs.
    2
    Specifically, Mrs. Bruce clarified:
    ―Yes, I saw Mr. Ghafoorian, but not when I took the
    picture.‖
    ―I went outside at least twice. I only saw Mr. Ghafoorian
    the first time.‖
    ―Yes, I went outside at least twice. I saw Mr. Ghafoorian
    using the fire extinguisher the first time. I saw the fire
    both times and took a picture of the scene with my cell
    phone the second time.‖
    5
    Bruce with a subpoena duces tecum requesting that she appear for a second
    deposition and produce her cell phone. It stated:
    Mrs. Bruce is to produce her cell phone along with her
    sim card, the actual (unaltered) jpeg file containing the
    photograph of the car fire as described in your deposition
    taken on November 15, 2013 (attached hereto as Exhibit
    ―A‖), and the cell phone number, account number,
    account name and service provider of the phone used to
    take the photograph as described in your deposition taken
    on November 15, 2013 of the car fire described in your
    deposition taken on November 15, 2013.
    In response to the subpoena, Mrs. Bruce filed a motion to quash or modify
    the subpoena, and requested Pepco be sanctioned for ―failing to take reasonable
    steps to avoid imposing an undue burden or expense on her‖ pursuant to Super. Ct.
    Civ. R. 45 (c)(1).3 She argued that Pepco‘s subpoena was unduly burdensome
    because it violated her right to privacy, as her cell phone contained confidential
    information, and because ―she ha[d] already produced the one photograph she took
    3
    Super. Ct. Civ. R. 45 (c)(1) states:
    A party or attorney responsible for issuing and serving a
    subpoena must take reasonable steps to avoid imposing
    undue burden or expense on a person subject to the
    subpoena. The court must enforce this duty and impose
    an appropriate sanction—which may include lost
    earnings and reasonable attorney's fees—on a party or
    attorney who fails to comply.
    6
    at the scene and [had] provided her deposition testimony . . . .‖ Pepco, in turn,
    filed a motion to compel production of her cell phone.
    On April 24, 2014, the trial court denied Mrs. Bruce‘s motion and granted
    Pepco‘s motion to compel, permitting Pepco to inspect and copy the relevant
    photograph and ―identifying information.‖ However, the trial court also ordered
    that Pepco conduct the inspection pursuant to an existing protective order for
    confidential information in the case. The protective order provided general rules
    and limitations for designating, handling, and destroying confidential materials.
    The court further ordered Pepco‘s expert to follow the procedure that Pepco
    claimed was necessary for obtaining the original photograph: ―copy all of the
    photographs on Mrs. Bruce‘s phone and then . . . delete all but the single
    photograph Pepco sought.‖
    Instead of handing over her phone, Mrs. Bruce retained her own expert in
    computer forensics to inspect the contents of her phone.4 After Pepco served a
    4
    Mrs. Bruce also appealed the April 24, 2014, order compelling production
    of her cell phone. We dismissed her appeal because a non-party witness must
    await a sanction for contempt before obtaining appellate review. United States v.
    Harrod, 
    428 A.2d 30
    , 31 (D.C. 1981) (en banc) (―[A] a witness may obtain review
    of a subpoena or a discovery order only after he persists in his refusal to comply
    and is sentenced for contempt of court.‖).
    7
    second subpoena on Mrs. Bruce, she submitted a declaration to Pepco from her
    expert attesting that the photograph she produced via email was an ―exact
    duplicate‖ of the one on her phone, and submitted another copy of the photograph
    to Pepco using a flash drive. In addition, Mrs. Bruce filed a second motion to
    quash and a motion for reconsideration of the court‘s April 24, 2014, order for her
    to turn over her phone in light of the Supreme Court‘s decision in Riley v.
    California, 
    134 S. Ct. 2473
    (2014).
    The trial court denied both motions, finding that ―the photograph and its
    identifying information could be dispositive‖ to Pepco‘s case. Pepco moved for
    Mrs. Bruce to be held in contempt, and in response, Mrs. Bruce argued that she
    was in substantial compliance with the court‘s order by furnishing her own expert
    to supply the photograph for inspection.      The trial court did not rule on the
    contempt motion, but ordered Mrs. Bruce to make her expert available for Pepco to
    depose, to provide Pepco with the expert‘s methodology, and to bear the costs
    associated with the deposition because in seeking her own expert Mrs. Bruce had
    ―acted unilaterally and without prior court approval.‖
    Pepco deposed Mrs. Bruce‘s expert, but maintained at a subsequent hearing
    on November 20, 2014, that it still needed its own expert to examine Mrs. Bruce‘s
    8
    cell phone, in part because Mrs. Bruce had not provided all the documents related
    to her expert‘s methodology. The trial court agreed, and again ordered Mrs. Bruce
    to produce her cell phone to Pepco. However, the trial court also allowed Mrs.
    Bruce to propose additional safeguards for the inspection process. The trial court
    adopted many of Mrs. Bruce‘s suggested safeguards in an addendum to the
    stipulated protective order, including provisions that (1) allowed Mrs. Bruce‘s
    expert to monitor the inspection process; (2) limited access of the contents of the
    phone to the two experts; (3) constrained the temporal scope of information to be
    exported; and (4) required Pepco to immediately delete all other exported files,
    among other additional safeguards.
    On December 4, 2014, Mrs. Bruce produced her cell phone for Pepco.
    Pepco‘s expert determined that the only photograph of the fire on Mrs. Bruce‘s cell
    phone was the same photograph that Mrs. Bruce‘s expert had already produced,
    and was the same photograph ―that Ms. Bruce herself voluntarily shared with
    Pepco‘s counsel by email on November 5, 2013.‖ Subsequently, the trial court
    dismissed Pepco‘s motion to hold Mrs. Bruce in contempt because ―she complied
    with the court‘s order to turn over her cell phone to Pepco for inspection and
    copying.‖   Nonetheless, on January 23, 2015, the trial court issued an order
    granting Pepco‘s request for Mrs. Bruce to pay Pepco $4,742.00 in attorney‘s fees
    9
    and costs incurred in deposing Mrs. Bruce‘s expert. The court concluded that by
    failing to provide Pepco with all the information concerning the methodology of
    her expert before the deposition, she was not in ―substantial compliance‖ with the
    court‘s April 24, 2014, order. In addition, the court denied Mrs. Bruce‘s request to
    recover attorney‘s fees and costs from Pepco for her involvement in the litigation,
    explaining that her costs were incurred solely as a result of her non-compliance
    with the trial court‘s order to compel, and that her privacy argument based on Riley
    was ―wholly inapplicable to the instant matter.‖ This appeal followed.
    II.   Discussion
    A. Enforcement of the Subpoena
    Mrs. Bruce argues that the trial court erred in enforcing the subpoena which
    compelled production of her cell phone by failing to properly weigh her privacy
    interests under the Fourth Amendment and Super. Ct. Civ. R. 45. Pepco counters
    that this issue is moot because Mrs. Bruce complied with the subpoena, and thus
    this court cannot provide any relief for her privacy concerns. To the extent Mrs.
    Bruce is seeking a declaration that the trial court committed a legal error when it
    10
    ordered her to produce her cell phone, we agree with Pepco and hold that this issue
    is now moot.
    Generally, a case is moot where parties lack a ―legally cognizable interest in
    the outcome,‖ or the issues are no longer ―live.‖ Fraternal Order of Police, Metro.
    Labor Comm. v. District of Columbia, 
    113 A.3d 195
    , 198 (D.C. 2015) (quoting
    Settlemire v. District of Columbia Office of Emp. Appeals, 
    898 A.2d 902
    , 904–05
    (D.C. 2006)).    ―Unless there is a possibility that further penalties or legal
    disabilities can be imposed as a result of the judgment, this court may not render in
    the abstract an advisory opinion.‖ McClain v. United States, 
    601 A.2d 80
    , 81-82
    (D.C. 1992) (quoting Holley v. United States, 
    442 A.2d 106
    , 107 (D.C.1981))
    (finding an appeal from an allegedly unlawful pretrial detention order was moot
    where a criminal defendant pled guilty shortly after filing an appeal, thus ensuring
    ―no collateral legal consequences as a result of the pretrial detention‖).
    Accordingly, this court will find a case to be moot where a party merely seeks a
    declaratory judgment, Fraternal Order of 
    Police, supra
    , 113 A.3d at 199, or
    simply has a ―desire for vindication.‖ 
    Settlemire, supra
    , 898 A.2d at 907. In the
    discovery context, compliance with a subpoena will typically render an appeal
    from an enforcement order moot. Office of Supervision Dep’t of Treasury v.
    Dobbs, 
    931 F.2d 956
    , 957 (D.C. Cir. 1991) (compiling case law from U.S. Courts
    11
    of Appeal). Mootness is avoided, however, if a court can still fashion at least a
    partial remedy for the complying party. Church of Scientology v. United States,
    
    506 U.S. 9
    , 13 (1992); see, e.g., Guam v. Sea-Land Serv., Inc., 
    958 F.2d 1150
    ,
    1153 (D.C. Cir. 1992) (―A party may challenge a subpoena following compliance
    with an enforcement order when the party seeks the return of the documents it had
    supplied pursuant to the subpoena duces tecum.‖).5
    In this case, Mrs. Bruce no longer has a privacy interest to protect since she
    has produced her phone and Pepco completed its inspection. Additionally, there
    are no lingering post-inspection privacy concerns from which we could afford Mrs.
    Bruce relief. In accordance with the protective order and addendum, Pepco did not
    retain any of Mrs. Bruce‘s cell phone data after the inspection, with the exception
    of the original copy of the photograph that Mrs. Bruce had already sent to Pepco
    voluntarily via email. Cf. Church of 
    Scientology, supra
    , 506 U.S. at 13 (finding
    that, where privacy interests were at stake, requiring the government to return or
    5
    There is also an established exception for cases that are ―capable of
    repetition, yet evading review.‖ United States v. Edwards, 
    430 A.2d 1321
    , 1324
    n.2 (D.C. 1981) (en banc), cert. denied, 
    455 U.S. 1022
    (1982). To fall under this
    exception, ―(1) the challenged action must be of too short a duration to be litigated
    fully prior to its cessation or expiration, and (2) there must be a reasonable
    expectation that the same complaining party will be subjected to the same action
    again.‖ 
    McClain, supra
    , 601 A.2d at 82. Neither element of this exception is
    present here.
    12
    destroy any and all copies of tapes that had been obtained by the IRS was a remedy
    sufficient to overcome mootness).       Nor will there be any further discovery
    requested from Mrs. Bruce because the underlying suit between Pepco and the
    Ghafoorians settled.    See 
    Guam, supra
    , 958 F.2d at 1153 (finding partial
    compliance did not render an appeal from a discovery order moot where ―one
    deposition remain[ed] to be taken and a number of documents ha[d] yet to be
    produced‖). Therefore, we have no remedy to offer Mrs. Bruce. See Fraternal
    Order of 
    Police, supra
    , 113 A.3d at 199.
    Mrs. Bruce argues that the only reason she complied with the subpoena is
    because the trial court threatened to find her in contempt and impose sanctions.
    However, the fact that the risk of contempt is uncomfortable for a litigant ―does not
    provide a basis for [appellate] courts to act when [a case is otherwise moot].‖ Fed.
    Ins. Co. v. Maine Yankee Atomic Power Co., 
    311 F.3d 79
    , 82 (1st Cir. 2002). ―A
    pretrial order granting or denying discovery from a non-party witness is not
    ordinarily final for purposes of appeal unless, in the case of an order granting
    discovery, the subject of the order refuses to comply and is adjudicated in
    contempt.‖ Crane v. Crane, 
    657 A.2d 312
    , 315 (D.C. 1995). As such, ―a witness
    may obtain review of a subpoena or a discovery order only after he persists in his
    refusal to comply and is sentenced for contempt of court.‖         United States v.
    13
    Harrod, 
    428 A.2d 30
    , 31 (D.C. 1981) (en banc) (emphasis added). Because Mrs.
    Bruce complied with the subpoena and was not found in contempt by the trial
    court, the court‘s order to compel production of her cell phone is not subject to
    review. Accordingly, we dismiss this portion of her appeal.
    B. Sanctions under Super. Ct. Civ. R. 45 (c)(1)
    Mrs. Bruce further requests that we order the trial court to ―award fees and
    expenses for the undue burden‖ imposed on her by Pepco under Super Ct. Civ. R.
    45 (c)(1). Specifically, she asserts that Pepco‘s subpoena violated her right to
    privacy and that its subsequent motion to compel enforcement of that subpoena
    caused her unnecessary litigation expenses. Because the trial court did not abuse
    its considerable discretion under Rule 45, we affirm the court‘s denial of sanctions
    to Mrs. Bruce. Featherson v. Educ. Diagnostic Inst., Inc., 
    933 A.2d 335
    , 338
    (D.C. 2007) (―It is a rare circumstance where we find an abuse of discretion in the
    context of discovery disputes because we are appropriately reluctant to substitute
    our judgment for that of the trial court.‖) (internal citation omitted).
    Super. Ct. Civ. R. 45 (c)(1) requires a party or attorney issuing a subpoena
    take reasonable steps to avoid imposing an ―undue burden or expense on a person
    14
    subject to the subpoena.‖ See Super. Ct. Civ. R. 45 (c)(1). ―The court must enforce
    this duty and impose an appropriate sanction — which may include lost earnings
    and reasonable attorney‘s fees — on a party or attorney who fails to comply.‖ 
    Id. Our rule
    is substantially identical to its federal counterpart,6 and we may look ―to
    decisions of the federal courts interpreting the counterpart federal rules as
    persuasive authority in interpreting our local civil rules.‖ Nave v. Newman, 
    140 A.3d 450
    , 454 n.3 (D.C. 2016).
    The trial court‘s decision to impose sanctions is discretionary. 
    Featherson, supra
    , 933 A.2d at 338; Legal Voice v. Stormans Inc., 
    738 F.3d 1178
    , 1185 (9th
    Cir. 2013).7 When assessing whether a civil subpoena imposes an undue burden
    and ought to be quashed, the trial court should balance ―the relevance of the
    6
    The federal rule is identical to Super. Ct. Civ. R. 45 (c)(1) in all relevant
    respects. In full, Fed. R. Civ. P. 45 (d)(1) reads:
    A party or attorney responsible for issuing and serving a
    subpoena must take reasonable steps to avoid imposing
    undue burden or expense on a person subject to the
    subpoena. The court for the district where compliance is
    required must enforce this duty and impose an
    appropriate sanction—which may include lost earnings
    and reasonable attorney‘s fees—on a party or attorney
    who fails to comply.
    7
    The 2013 amendment to the Federal Rules of Civil Procedure renumbered
    Rule 45 (c)(1) as Rule 45 (d)(1) without any substantive changes. Legal 
    Voice, supra
    , 738 F.3d at 1180 n.1.
    15
    discovery sought, the requesting party‘s need, and the potential hardship to the
    party subject to the subpoena.‖ In re Herndon, 
    596 A.2d 592
    , 596 (D.C. 1991)
    (citation and internal quotation marks omitted). This inquiry includes the privacy
    concerns of non-parties. 
    Id. at 597;
    see also Watts v. S.E.C., 
    482 F.3d 501
    , 509
    (D.C. Cir. 2007) (―The Rule 45 ‗undue burden‘ standard requires district courts
    supervising discovery to be generally sensitive to the costs imposed on third
    parties.‖).
    Even if a court decides to quash a subpoena, however, Rule 45 does not
    require the court to automatically impose sanctions on the issuing party or attorney.
    Goldberg v. Amgen, Inc., 
    123 F. Supp. 3d 9
    , 22 (D.D.C. 2015). ―Rather, courts . . .
    have looked to whether the subpoena was issued in bad faith or for some improper
    purpose.‖ Id.; see also Legal 
    Voice, supra
    , 738 at 1185 (―A court may [] impose
    sanctions when a party issues a subpoena in bad faith, for an improper purpose, or
    in a manner inconsistent with existing law.‖); Mount Hope Church v. Bash Back!,
    
    705 F.3d 418
    , 429 (9th Cir. 2012) (finding that ―absent undue burden imposed by
    an oppressive subpoena, a facially defective subpoena, or bad faith on the part of
    the requesting party, Rule 45 (c)(1) sanctions are inappropriate‖); Alberts v. HCA
    Inc., 
    405 B.R. 498
    , 503 (D.D.C. 2009) (―[B]latent abuse of the subpoena power is
    16
    a common thread running through decisions in which sanctions have been awarded
    under [Federal] Rule 45 (c)(1).‖).
    Here, Mrs. Bruce has failed to explain how the trial court abused its
    discretion in failing to sanction Pepco under Super. Ct. Civ. R. 45 (c)(1). As an
    initial matter, she does not explain how Pepco‘s subpoena was issued in bad faith
    or for an improper purpose. Pepco‘s subpoena was narrowly tailored. Pepco
    sought to obtain the original data from a single photograph. Compare to Legal
    
    Voice, supra
    , 738 F.3d at 1185 (even where district court denied a motion to
    compel as to eight of the requested fourteen categories of information, subpoena
    against a non-party was not facially overbroad). And it sought this photograph
    only after Mrs. Bruce‘s alterations to her original deposition undermined Pepco‘s
    theory of the case that Mr. Ghafoorian was alive at the time Mrs. Bruce took the
    photograph — a fact the trial court found ―could be dispositive‖ to Pepco‘s case.
    Therefore, the subpoena was not facially overbroad and was targeted to obtaining
    information relevant to the underlying suit. Cf. In re 
    Herndon, supra
    , 596 A.2d at
    597 (affirming the decision to deny a ―sweeping‖ discovery request to a non-party
    where the need for documents did not ―sufficiently outweigh the burden and
    invasion of corporate privacy‖) (internal quotes omitted).
    17
    Mrs. Bruce has also failed to explain how Pepco‘s enforcement of its
    subpoena was oppressive or an abuse of the discovery process. Mrs. Bruce relies
    on her general right to privacy to argue an undue burden existed. But subpoenaing
    private or sensitive information of a non-party does not automatically trigger an
    undue burden. See Mount 
    Hope, supra
    , 705 F.3d at 427, 429 (reversing an award
    of sanctions where, after a district court granted a motion to quash a subpoena
    requesting the identities of seven anonymous e-mail account holders on First
    Amendment grounds, there was no bad faith in requesting the protected
    information). Rather, it requires the trial court to balance the competing interests
    of the litigants and hardships associated with compliance. In re 
    Herndon, supra
    ,
    596 A.2d at 596. The trial court did so here, and found against Mrs. Bruce. While
    Mrs. Bruce is understandably frustrated that, in hindsight, the photo she was
    compelled to produce was, in fact, the same one she had already given to Pepco,
    this fact alone is not sufficient to award sanctions where Pepco‘s request was
    otherwise appropriate. See Alexander v. F.B.I., 
    186 F.R.D. 188
    , 197 (D.D.C. 1999)
    (finding a subpoena for documents that ―were ultimately held to be irrelevant‖ did
    not trigger an undue burden justifying sanctions under Fed. R. Civ. P. 45 (c)(1)
    because the request was not ―overbroad or improper‖). Moreover, no facts here
    demonstrate that Pepco acted improperly in enforcing the subpoena. In fact, early
    in the discovery process, Mrs. Bruce rejected Pepco‘s offer to negotiate and limit
    18
    the ―breadth and scope of the records subpoena,‖ including by arranging ―to have
    [Pepco‘s] forensic expert copy only that material relevant to this case without
    removing any personal information.‖ Accordingly, we conclude that the trial court
    did not abuse its discretion by refusing to sanction Pepco under Super. Ct. Civ. R.
    45 (c)(1).
    C. Attorney’s Fees
    Lastly, we address whether the trial court abused its discretion in ordering
    Mrs. Bruce to pay Pepco $4,742.00 in attorneys‘ fees for the deposition of Mrs.
    Bruce‘s expert. Synanon Found., Inc. v. Bernstein, 
    517 A.2d 28
    , 38 (D.C. 1986).
    There are two avenues by which the trial court could award attorney‘s fees against
    a non-party as a sanction for noncompliance with a subpoena: (1) through a
    finding of contempt via Super. Ct. Civ. R. 45 (e), see Chambers v. NASCO, Inc.,
    
    501 U.S. 32
    , 43 n.8 (1991) (explaining that sanctions under the federal rules ―are
    limited to those incurred as a result of the Rule violation‖); or (2) through the
    court‘s inherent authority to impose sanctions for bad faith litigation. Upson v.
    Wallace, 
    3 A.3d 1148
    , 1165 (D.C. 2010). The trial court did not articulate the
    statute or rule that it relied on for its award, and did not expressly hold Mrs. Bruce
    in contempt for failing to comply with the subpoena under Rule 45 (e). See
    19
    Delacruz v. Harris, 
    780 A.2d 262
    , 264 (D.C. 2001) (―In the absence of statutory or
    rule authority, attorney‘s fees generally are not allowed as an element of damages,
    costs, or otherwise.‖) (quoting Roos v. LaPrade, 
    444 A.2d 950
    , 951 (D.C.1982)).
    This leaves only the court‘s inherent authority to sanction a bad faith litigant as the
    basis for the court‘s order.
    ―Generally, under the ‗American Rule‘ each party is responsible for paying
    its respective fees for legal services.‖ Assidon v. Abboushi, 
    16 A.3d 939
    , 942
    (D.C. 2011). One well-known exception to this rule is a court‘s authority to
    impose sanctions ―when it finds that the attorney or party has engaged in bad faith
    litigation.‖ Jemison v. Nat’l Baptist Convention, USA, Inc., 
    720 A.2d 275
    , 287
    (D.C. 1998) (holding that the court has inherent authority to impose sanctions
    against a non-party for bad faith litigation). In order to award attorney‘s fees for
    bad faith litigation, the party‘s conduct ―must be so egregious that fee
    shifting becomes warranted as a matter of equity.‖ In re Jumper, 
    984 A.2d 1232
    ,
    1247-48 (D.C. 2009) (citation omitted); see also 
    Synanon, supra
    , 517 A.2d at 37
    (―[T]he court must scrupulously avoid penalizing a party for legitimate exercise of
    the right of access to the courts.‖). ―To ascertain whether a litigant has initiated an
    action in bad faith the court examines whether the claim is entirely without
    color and has been asserted wantonly, for purposes of harassment or delay, or for
    20
    other improper reasons . . . .‖ 
    Id. (citation omitted).
    Additionally, ―[a] party‘s bad
    faith . . . may manifest itself through procedural maneuvers,‖ such as those that
    lack justification or are initiated for an improper purpose, ―such as harassment or
    delay.‖ 
    Id. (citing Jung
    v. Jung, 
    844 A.2d 1099
    , 1108 (D.C. 2004)). We require
    the trial court to make a finding of bad faith when exercising its inherent authority
    to impose sanctions for bad faith litigation. 
    Delacruz, supra
    , 780 A.2d at 265;
    Charles v. Charles, 
    505 A.2d 462
    , 467 (D.C. 1986).
    The trial court found that Mrs. Bruce‘s ―non-compliance with the court‘s
    specific directive to provide Pepco with information concerning the methodology
    [her expert] used‖ led the court to conclude she was not in ―sufficient compliance.‖
    However, this finding does not rise to the level of a finding of bad faith. In the
    discovery context, this court has found bad faith where a litigant ―cynically
    attempt[s] to foil the discovery process,‖ Synanon 
    Found., supra
    , 517 A.2d at 38
    (finding abundant evidence of bad faith where a party systematically destroyed
    discoverable evidence and made false representations to the trial court to obtain
    favorable discovery rulings), or undertakes filings simply to frustrate the trial
    court‘s orders. See Am. Fed. State, County & Mun. Emps. v. Ball, 
    439 A.2d 514
    ,
    516 (D.C. 1981) (affirming award of attorney‘s fees against a party for
    noncompliance with a subpoena where the trial court ―gained the distinct
    21
    impression that the [party] [was] attempting to thwart the orders of the [c]ourt‖ by
    seeking three protective orders in two jurisdictions, ―each time proffering the same
    rationale‖). Here, there is no evidence in the record, nor did the trial court find,
    that Mrs. Bruce made frivolous claims or undertook procedural maneuvers to
    harass or delay in bad faith. In re 
    Jumper, supra
    , 984 A.2d at 1248. In fact, the
    trial court ordered the deposition of Mrs. Bruce‘s expert because, in the trial
    court‘s view, allowing Mrs. Bruce to use her expert would potentially aid in
    bringing her into compliance with the subpoena. We therefore vacate the January
    23, 2015, order granting Pepco‘s request of fees and costs because the trial court
    abused its discretion in awarding attorneys‘ fees to Pepco without finding that Mrs.
    Bruce acted in bad faith.
    III.   Conclusion
    We affirm the trial court‘s decision declining to impose sanctions on Pepco,
    but we reverse and vacate the award of attorney‘s fees that the trial court levied on
    Mrs. Bruce. We dismiss Mrs. Bruce‘s appeal of the trial court‘s April 24, 2014,
    order enforcing the subpoena.
    So ordered.