Johnnie Coleman v. United States , 202 A.3d 1127 ( 2019 )

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DISTRICT OF COLUMBIA COURT OF APPEALS
No. 16-CM-345
JOHNNIE COLEMAN, APPELLANT,
V.
UNITED STATES, APPELLEE.
Appeal from the Superior Court
of the District of Columbia
(CMD-14874-15)
(Hon. William M. Jackson, Trial Judge)
(Argued February 23, 2017 Decided March 7, 2019)
Matthew J. Peed, for appellant.
Giovanni Di Maggio, Assistant United States Attorney, with whom
Channing D. Phillips, United States Attorney at the time the brief was filed, and
Elizabeth Trosman, Candice Wong, and Janani J. Iyengar, Assistant United States
Attorneys, were on the brief, for appellee.
Before BLACKBURNE-RIGSBY, Chief Judge, * and GLICKMAN and BECKWITH,
Associate Judges.
*
Chief Judge Blackburne-Rigsby was an Associate Judge at the time of
argument. Her status changed to Chief Judge on March 18, 2017.
2
Opinion for the court by Associate Judge BECKWITH.
Opinion by Chief Judge BLACKBURNE-RIGSBY, concurring in part and
dissenting in part, at page 45.
BECKWITH, Associate Judge: Soon after appellant Johnnie Coleman asserted
his right to a jury trial, the government filed an amended information reducing the
charge against him from stalking1 to attempted stalking.2 The case was transferred
to a misdemeanor calendar, and Mr. Coleman was convicted of attempted stalking
after a bench trial. On appeal, Mr. Coleman argues that he was denied his right to
a jury trial and that his conviction was not supported by constitutionally sufficient
evidence.
One of the elements of stalking is that the defendant “purposefully engage in
a course of conduct” involving at least two “occasions” of certain statutorily
specified types of behavior—for example, following the complainant or
communicating with him or her. D.C. Code §§ 22-3132(8), -3133(a). As part of
his sufficiency claim, Mr. Coleman argues that the government failed to prove that
he possessed the requisite mental state—namely, that he “should have known” that
1
D.C. Code § 22-3133(a)(3) (2012 Repl.). Unless otherwise noted, all
subsequent citations to the D.C. Code refer to the 2012 Replacement volume.
2
D.C. Code §§ 22-1803, -3133(a)(3).
3
a “reasonable person in the [complainant’s] circumstances” would fear for her or
another’s safety, “[f]eel seriously alarmed, disturbed, or frightened,” or “[s]uffer
emotional distress”—during at least two of the occasions that allegedly comprised
his course of conduct. D.C. Code § 22-3133(a)(3). We agree that the government
was required to prove that Mr. Coleman possessed the requisite mental state on at
least two occasions. Accordingly, although we reject Mr. Coleman’s jury trial
arguments and conclude that the government introduced sufficient evidence to
meet its burden, we vacate Mr. Coleman’s conviction and remand to allow the trial
court to evaluate the evidence under the principles set forth in this opinion.
I.
During the time period relevant in this case, Mr. Coleman lived in a group
home for “men who had mental[] or behavioral issues.” The home was located on
the Kansas Avenue side of a triangular block bounded by Kansas and Eastern
avenues and Tuckerman Street in Northeast Washington, D.C. The complainant
lived with her husband and adult son in a house on the Tuckerman Street side of
the block, and the backyard of their home abutted the backyard of the group home.
4
The allegation of stalking arises out of a series of four incidents.3
A. The Two “Staring” Incidents
The first two incidents occurred in the spring of 2015. One morning, on her
way to work, the complainant boarded a bus at the corner of Tuckerman Street and
Kansas Avenue. A man whom the complainant later identified as Mr. Coleman
boarded the bus at the next stop, at the corner of Kansas and Eastern avenues.
According to the complainant, Mr. Coleman “practically just stared at [her] the
entire” five- to ten-minute bus ride. She “never would have recalled” the incident
of “Mr. Coleman staring at [her] on the bus[,] except for the fact that maybe a
week or two later” a second incident occurred. The complainant was with her
family in her backyard and saw Mr. Coleman “standing in the backyard of the
group home,” “staring at [her] and [her] family.” Because the complainant
recognized Mr. Coleman from the bus ride a week or two earlier, she found his
behavior “a little alarming.”
3
Although Mr. Coleman testified in his own defense and had a different
perspective on his encounters with the complainant, the basic facts are not in
dispute. And because we are presented with a sufficiency claim, “[w]e view the
evidence in the light most favorable to the government,” Hughes v. United States,
150 A.3d 289, 305 (D.C. 2016) (citation omitted), and the following summary of
the evidence reflects this.
5
B. The October 12 Incident
After these two incidents, Mr. Coleman and the complainant had no further
contact for several months. Around 8 a.m. on Monday, October 12, 2015, the
complainant was walking to the Lamond Recreation Center, which is at the corner
of Tuckerman Street and Kansas Avenue, “about half a block away from” her
home. The center consists of an indoor facility and a baseball field with a walking
path around it. The complainant was “heading up the sidewalk” on Tuckerman
Street “to go on to the field” when Mr. Coleman approached from the opposite
direction. According to the complainant, after they passed each other, Mr.
Coleman “quickly turned around[] and . . . ran back up and like stood directly in
front of [her],” “stopp[ing] [her] in her tracks.” Mr. Coleman said “something to
the effect [of] like oh, how are you doing? You look really nice. Can I talk to
you? That kind of thing.” The complainant testified that she was “startled.” She
walked away from Mr. Coleman “[b]risk[ly]” and told him, “You know, you’re my
neighbor. I’m not trying to talk to you. You know I have a husband. I have a dog.
Okay. Good bye. Have a good day.”
The complainant proceeded to walk on the path around the baseball field.
She soon noticed, however, that Mr. Coleman had taken a seat on a “bench . . . at
the baseball diamond.” The complainant testified that she was “concerned”
6
because it was “still fairly early in the morning” and because Mr. Coleman “was
the only person out there.” She was “a little bit worried that [Mr. Coleman] was
prepared to . . . cause [her] some harm” and that his presence “made [her] feel very
uncomfortable.” The complainant continued her walk, but she also called her
husband, who had not yet left for work. When the complainant’s husband arrived,
he and Mr. Coleman had what “looked like . . . a calm, pleasant conversation.”
Mr. Coleman walked away, and the complainant’s husband told her that Mr.
Coleman was “harmless” and that “he understands now that he doesn’t need to be
out here harassing people.” Mr. Coleman left, and the complainant continued her
walk around the baseball field. “[S]uddenly,” she saw Mr. Coleman “across the
street, waiting at the bus stop on Kansas [Avenue] and Tuckerman Street.” The
complainant continued “walking and watching, walking and watching,” and saw
two buses go by without Mr. Coleman boarding. The complainant then saw Mr.
Coleman leave, and she assumed that he was going back to his group home.
When the complainant finished her walk, “something just told [her] that
[she] should probably . . . go down the street and knock on the group home door,
just to alert them, as a concerned neighbor.” The complainant there told a nurse
that she was “concerned” because Mr. Coleman had been “wandering around”; the
nurse responded that Mr. Coleman had not “take[n] his medication” and had “just
7
left.” The complainant began walking back home, and when she was about two
houses away from the group home, she heard Mr. Coleman—who was standing in
front of the group home—“yell[] out to” her. Mr. Coleman said, “I see you tried to
get me in trouble. I’m not a bad person. . . . I read the Bible. It’s not like I go
around masturbating . . . .” The complainant “thought [this] was just odd,” and she
responded by telling Mr. Coleman to “go inside and take [his] medicine.” She
recalled that this interaction made her “really uncomfortable.”
The complainant testified that as a result of the October 12, 2015, incident,
she “became a lot more wary” and decided not to go “walking that early anymore.”
C. The October 26 Incident
The complainant’s next and final encounter with Mr. Coleman occurred two
weeks later, on October 26, 2015, around noon. She was walking on the path
around the baseball field when she “notice[d] that [Mr. Coleman] was standing up
at the doorway to the recreation center.” There were some children and their
teachers on the baseball field, so the complainant “didn’t feel, at that moment, . . .
like there was any issue.” After walking several laps around the field, the
complainant saw the “kids and the teachers . . . leaving the field.” The
complainant was on the opposite side of the baseball field from the recreation
8
center, and “before [she] kn[e]w it, [Mr. Coleman] literally sprinted across the
entire length of the field, and he was standing about eight feet in front of [her],” on
the walking path. 4 The complainant testified that Mr. Coleman had “this scary-
looking grin on his face.”
At that moment, the complainant testified, she “knew it was like fight or
flight,” so she “stopped on [her] heel, . . . turned in the other direction,” and told
Mr. Coleman to “leave [her] alone.” The complainant quickly headed towards the
baseball field’s exit—she was “almost running”—and she “started cussing at [Mr.
Coleman]”: “[L]eave me alone. Stop acting weird. Stop bothering me. Get the
fuck away from me. . . . [L]eave me the fuck alone.” Mr. Coleman followed her
and said, “I’m just out here trying to get some exercise.” The complainant
proceeded quickly toward her home, and Mr. Coleman continued following.5 The
complainant “screamed” at Mr. Coleman that she was going to “get [her] husband
to fuck [him] up,” and the complainant’s neighbor also told Mr. Coleman to leave
4
In his testimony, Mr. Coleman claimed that he had run across the field
because his “mind just told [him] that [he] should try to impress people, just by
sprinting across the track.”
5
Mr. Coleman testified that he had not been intentionally following the
complainant but had simply been “follow[ing] everyone else off the field” and
trying to go to his own home.
9
the complainant alone, but Mr. Coleman continued following, shouting things like
“F you bitch.” When the complainant arrived at her house, she told her son that
Mr. Coleman had been following her. The complainant’s son went outside and
told Mr. Coleman “to get the fuck out of here.” Mr. Coleman walked away,
stopping briefly at the corner and “erratically shaking a [street] sign” before
leaving the area. The complainant’s neighbor called the police while these events
were unfolding, and Mr. Coleman was arrested soon thereafter.
The complainant testified that this incident was a “traumatic experience” for
her and that she had “lost some sleep” as a result.
D. The Trial Court’s Verdict
The trial court credited the complainant’s testimony and made the following
factual findings. The court found that the complainant first noticed Mr. Coleman
in the spring of 2015, when he stared at her on the bus. She encountered him a
second time about one week later, when he again stared at her while she was in her
backyard. With respect to the October 12 encounter, the court found that Mr.
Coleman ran back to the complainant after walking past her and asked to talk to
her, a request she rejected. Mr. Coleman then sat on the bleachers and watched the
complainant as she walked around the field. When she finished her walk, the
10
complainant noticed Mr. Coleman standing at the bus stop without boarding any of
the buses that went by. She then walked to Mr. Coleman’s group home to tell
them that a resident was wandering around in the early morning hours, and when
she left, Mr. Coleman “yell[ed] at her, saying I see you’re trying to get me in
trouble.”
The court also found that on October 26, Mr. Coleman “sprinted across the
field” toward the complainant and “started following her” after she told him to
leave her alone. Mr. Coleman crossed the street to continue following her and
yelled and cursed at her, “saying F you, bitch[,] and words to that effect.” Mr.
Coleman stayed in the area after the complainant got home and shook a street sign
on the corner. The trial court rejected Mr. Coleman’s testimony that he was not
following the complainant and was just trying to go home, noting that his
testimony was “flatly contradicted by the record.”
After making these factual findings, the trial court concluded:
I believe the Government has satisfied each and every
element beyond a reasonable doubt, when you look at
the totality of the circumstances as well as the
constant staring at her, and basically engaging in
harassment, and I believe she was fearful of him, and
so much so that she went to the group home to tell
them, you know, about his conduct. And also spoke
on the 9-1-1 call telling them about who the defendant
11
was and where he was found.
So the Court is satisfied the Government has proved
in each area and element beyond a reasonable doubt
and I'm going to enter a judgment of guilty to the
charges, attempted stalking.
During the sentencing stage, which immediately followed the verdict, the court
added that it considered the case “rather disturbing.” The judge explained that he
did not “believe for one moment that [Mr. Coleman] didn’t understand how much
he was bothering this woman,” because he “was persistent in following her” after
being told to stop.
II.
Mr. Coleman first claims that he was denied his constitutional and statutory
right to a jury trial when the government amended the charge from stalking to
attempted stalking. Although Mr. Coleman initially requested a jury trial, he did
not object to the amended information and made no jury demand on the attempted
stalking charge. We thus review this claim for plain error, and we will reverse
only if Mr. Coleman demonstrates that the filing of the amended information “was
(1) error, (2) that is plain, (3) that affects substantial rights, and (4) that seriously
affects the fairness, integrity or public reputation of judicial proceedings.” Jones v.
United States, 124 A.3d 127, 129 (D.C. 2015) (internal quotation marks omitted).
12
Mr. Coleman’s challenge in this regard boils down to a claim that the trial court
plainly erred in failing to grant Mr. Coleman a jury trial sua sponte. See Fretes-
Zarate v. United States, 40 A.3d 374, 376 (D.C. 2012) (applying plain error review
to a non-citizen appellant’s claim that trial judge should have advised her sua
sponte of her right to a jury trial).
“It has long been settled that ‘there is a category of petty crimes or offenses
which is not subject to the Sixth Amendment jury trial provision.’” Blanton v. City
of N. Las Vegas, 489 U.S. 538, 541 (1989) (quoting Duncan v. Louisiana, 391 U.S.
145, 159 (1968)). To determine whether the constitutional right to a jury trial
attaches to a particular offense, we examine “objective indications of the
seriousness with which society regards the offense,” the most relevant of which is
the “maximum penalty set by the legislature.” United States v. Nachtigal, 507 U.S.
1, 3 (1993) (quoting Blanton, 489 U.S. at 541). “[O]ffenses for which the
maximum period of incarceration is six months or less are presumptively ‘petty.’”
Id. A defendant may overcome this presumption “only if he can demonstrate that
any additional statutory penalties, viewed in conjunction with the maximum
authorized period of incarceration, are so severe that they clearly reflect a
legislative determination that the offense in question is a ‘serious’ one.” Blanton,
489 U.S. at 543 (emphasis added).
13
Mr. Coleman acknowledges that attempted stalking is a presumptively petty
offense, carrying a maximum term of incarceration of 180 days. D.C. Code § 22-
1803. He argues, however, that the D.C. Council’s unambiguous intent to have
stalking charges tried by a jury, and not by an individual judge, overcomes the
presumption that the legislature did not consider attempted stalking a serious
offense. Mr. Coleman’s point is not without force. The current version of the
stalking statute was enacted as part of the Omnibus Public Safety and Justice
Amendment Act of 2009, D.C. Law 18-88, 56 D.C. Reg. 7413 (Dec. 10, 2009).
Citing the “subjective nature” of stalking, the Council’s Committee on Public
Safety and the Judiciary deemed it an offense for which “the community, not a
single judge, should sit in judgment” and found it “highly appropriate that a jury of
[the defendant’s] peers . . . judge whether the behavior is acceptable or outside the
norm and indicative of escalating problems.” D.C. Council, Comm. on Pub. Safety
& Judiciary, Rep. on Bill 18-151, at 33 (June 26, 2009),
http://lims.dccouncil.us/Download/22306/B18-0151-CommitteeReport1.pdf
(Committee Report). The Council expressly set the maximum penalty for stalking
at a level that guaranteed the defendant’s right to a jury trial. Id. (explaining that
the penalty of twelve months for first-time stalking offenders was established “so
that a defendant will have a right to a jury of [his] peers”).
14
But even assuming the statements in the Committee Report are probative of
the Council’s view of the seriousness of attempted stalking, the Supreme Court has
clearly instructed courts to consider only the additional statutory penalties, and this
court has accordingly refused to rely on legislative history in evaluating whether
there is a constitutional right to a jury trial for a particular offense. See, e.g., Day
v. United States, 682 A.2d 1125, 1129 (D.C. 1996) (“The [Supreme] Court does
not . . . require a search of the legislative history to find the legislature’s attitudes;
it points only to the penalties that the legislature imposes.”); Burgess v. United
States, 681 A.2d 1090, 1095 (D.C. 1996) (“We decline on several grounds
Burgess’[s] invitation to explore the legislative history. . . . We note that with all
the opportunities the Supreme Court has had to consider this issue, it
has never suggested that legislative history might be considered as a gauge of
whether a particular offense is ‘serious’ or ‘petty.’”); Stevenson v. District of
Columbia, 562 A.2d 622, 623 n.1 (D.C. 1989) (“In light of this plain focus on
statutory penalties, we decline appellant’s invitation to search the committee report
or other legislative history for additional indications that the Council believed
driving under the influence to be a “serious” offense.”). We likewise decline to do
so here. Having failed to identify any “additional statutory penalties” which,
viewed in conjunction with the maximum penalty of 180 days, are “so severe” as
15
to indicate that the Council considered the offense a serious one, see Blanton, 489
U.S. at 543, Mr. Coleman cannot overcome the presumption that attempted
stalking is a petty offense to which the Sixth Amendment right to a jury trial does
not attach. Facing at most 180 days’ imprisonment and a $1,000 fine, Mr.
Coleman had no constitutional right to a jury trial for the charge of attempted
stalking. 6
With respect to Mr. Coleman’s claim that he was denied his statutory right
to a jury trial, D.C. Code § 16-705(b) provides that a defendant is entitled to a jury
trial on all offenses (except contempt of court) that are punishable by more than
180 days’ imprisonment. A maximum penalty of 180 days, however, “is not
sufficient to trigger one’s statutory right to a jury.” Jones, 124 A.3d at 132.
Though he acknowledges that attempted stalking carries a maximum penalty of
180 days, Mr. Coleman urges us to read the term “offense” in that statute as
referring to the substantive offense—here, stalking—where the elements of the
attempted offense still require a determination of reasonableness under prevailing
6
Mr. Coleman does not argue that the $1,000 fine authorized by D.C. Code
§ 22-1803 and § 22-3571.01(b)(4) as an alternative or additional penalty for an
attempt to commit a crime would be sufficient to overcome the presumption that
attempted stalking is a petty offense. See Nachtigal, 507 U.S. at 5 (holding that a
maximum fine of $5,000 does not render a presumptively petty offense “serious”);
Blanton, 489 U.S. at 544.
16
community norms and where the Council has determined that a jury is best
equipped to make that determination. This argument is foreclosed by our decision
in Evans v. United States, where we held that “[t]he existence of a right to a jury
trial depends on the maximum punishment for the offense that is charged, not on
the maximum punishment for an offense that could be charged but is not.” 779
A.2d 891, 895 (D.C. 2001). 7 Mr. Coleman was ultimately charged with attempted
stalking, so we look to the maximum penalty for that offense to determine whether
he had a statutory right to a jury trial. According to the plain language of D.C.
Code § 16-705(b), he did not.
For these reasons, the trial court did not err in failing to afford Mr. Coleman
a jury trial sua sponte.
7
Moreover, the term “offense” in § 16-705(b) could not reasonably be read
as referring to the completed offense of stalking, as Mr. Coleman proposes.
Subsection (b) of the statute applies only where the defendant “is not under the
Constitution of the United States entitled to a trial by jury,” D.C. Code § 16-
705(b), and a defendant charged with stalking already has a Sixth Amendment
right to a jury trial, see D.C. Code § 22-3134(a) (“[A] person who violates § 22-
3133 shall be . . . imprisoned for not more than 12 months . . . .”); Baldwin v. New
York, 399 U.S. 66, 69 (1970) (holding that a defendant is entitled to a jury trial
whenever the offense with which he is charged is punishable by imprisonment for
more than six months). Substituting the completed offense of stalking would
therefore render subsection (b) inapplicable.
17
III.
In a related argument, Mr. Coleman contends that reversal is required
because the government violated Rule 7(e) of the Superior Court Rules of Criminal
Procedure by filing an amended information charging attempted stalking. He
acknowledges that, because he did not object to the amendment when it was filed,
this claim is also subject to plain error review.
Rule 7(e) states that the trial court “may permit an information to be
amended at any time before the verdict or finding,” so long as no “additional or
different offense is charged” and no “substantial right of the defendant is
prejudiced.” Super. Ct. Crim. R. 7(e). Because the amendment charged the lesser
included offense of attempted stalking, 8 we need only determine whether Mr.
Coleman suffered “prejudice substantial enough to reverse under the plain error
standard.” Jones, 124 A.3d at 132. 9
8
“An attempt is a lesser-included offense of the completed crime, and a
defendant may be convicted of an attempt even if the evidence shows that the
completed crime was committed.” Washington v. United States, 965 A.2d 35, 42
n.21 (D.C. 2009).
9
We have suggested that a lesser included offense is a “different offense”
within the meaning of Rule 7(e), but that the filing of an amended information
charging a lesser included offense does not alone constitute reversible error
(continued…)
18
The purpose of a criminal information is twofold: “to apprise a defendant of
the charge against him so he may properly prepare a defense, and to spell out the
offense clearly enough to enable the accused to plead the judgment as a bar to a
subsequent prosecution for the same crime.” Dyson v. United States, 485 A.2d
194, 196 (D.C. 1984) (internal quotation marks omitted). Our cases addressing
whether a defendant has shown prejudice under Rule 7(e) have examined the
particular language and timing of the challenged amendment with those purposes
in mind, focusing on whether the defendant had adequate notice of the new charge
and whether the amendment unfairly impaired his ability to prepare and present his
defense. See Sutton v. United States, 140 A.3d 1198, 1203–05 (D.C. 2016); Jones,
(…continued)
because it is harmless. Jones, 124 A.3d at 132 n.10 (citing Dyson v. United States,
485 A.2d 194, 197 (D.C. 1984) (citing Gov’t of the Canal Zone v. Burjan, 596 F.2d
690, 692–93 (5th Cir. 1979) (noting that amending the information to charge a
lesser included offense is a “technical violation of Rule 7(e) but harmless”))).
Other courts have concluded that a lesser included offense never constitutes a
“different offense” within the meaning of Rule 7(e). Gov’t of Virgin Islands v.
Bedford, 671 F.2d 758, 765 (3d Cir. 1982) (interpreting Fed. R. Crim. P. 7(e));
State v. Vance, 537 N.W.2d 545, 548 (N.D. 1995) (interpreting state rule with
identical language); see also Towles v. United States, 521 A.2d 651, 657 (D.C.
1987) (en banc) (noting that an indictment “automatically accuses” a defendant of
lesser included offenses). Regardless of whether the amendment in this case
constitutes a different offense, and is thus a harmless technical error, or does not
constitute a different offense at all, the relevant question on appeal is the same;
reversal is only required if the amendment plainly prejudiced Mr. Coleman’s
substantial rights.
19
124 A.3d at 132; Dyson, 485 A.2d at 197.10 Here, the government filed the
amended information in open court more than three months before Mr. Coleman’s
trial eventually began. Mr. Coleman does not claim that he was surprised by the
new charge or that the timing interfered with his ability to prepare a defense. Nor
does he claim that he would have altered his defense in any way had he presented
the case to a jury instead of a judge. The concerns typically implicated by the
filing of an amended information were therefore not present in this case.
Mr. Coleman’s sole argument is that he was prejudiced by the loss of his
right to a jury trial because the D.C. Council expressly intended for stalking
charges to be tried before a jury. The effect of the amended information, however,
was to charge him with attempted stalking, and as we determined in Part II, Mr.
10
The same is true of several federal courts applying the identically worded
Rule 7(e) of the Federal Rules of Criminal Procedure. See Bedford, 671 F.2d at
765–66 (“Defendant had adequate notice of the charge that was submitted to the
jury. Indeed, it is not clear how defendant would have changed his defense in any
way . . . .”); United States v. Blanchard, 495 F.2d 1329, 1332 (1st Cir. 1974) (“The
amendment was one of mere form . . . . There is no question that defendants could
neither have been prejudiced nor surprised by such an amendment.”); Bullock v.
United States, 265 F.2d 683, 692 (6th Cir. 1959) (“[A]ppellants had ample notice
of all acts charged and full understanding of what they were . . . and appellants had
ample opportunity to prepare for hearing.”); U.S.A.C. Transport, Inc. v. United
States, 203 F.2d 878, 880 (10th Cir. 1953) (“It could not have been surprised by
this. . . . Furthermore, appellant did not move for time to prepare for the surprise it
claims to have suffered by this move of the Government.”).
20
Coleman had no constitutional or statutory right to a jury trial for that offense. To
the extent that Mr. Coleman claims more broadly that any amendment that has the
effect of extinguishing a jury trial right is prejudicial, that argument also must fail
under a plain error standard. We have never decided whether a defendant may
demonstrate prejudice under Rule 7(e) by showing only that the amendment, by
charging an offense with a shorter maximum penalty, “result[ed] in his losing his
right to a jury trial,” see Jones, 124 A.3d at 132 n.12, and we cannot say that our
cases applying Rule 7(e) obviously compel such a result. 11 The trial court thus did
not plainly err by permitting the amendment despite its effect of eliminating Mr.
Coleman’s right to be tried by a jury.
IV.
Finally, Mr. Coleman contends that there is insufficient evidence to support
his conviction for attempted stalking because the government failed to prove that
he “should have known” that his conduct on October 12, 2015, would have
“cause[d] a reasonable person in the [complainant’s] circumstances to” fear for her
11
An error is plain if it is clear or obvious. Thomas v. United States, 914
A.2d 1, 20 (D.C. 2006).
21
safety, feel seriously alarmed, or suffer emotional distress.12 D.C. Code § 22-
3133(a)(3). The court reviews this claim de novo, “view[ing] the evidence in the
light most favorable to the government, mindful of the [factfinder’s] right to
determine credibility, weigh the evidence, and draw justifiable inferences of fact.”
Hughes v. United States, 150 A.3d 289, 305 (D.C. 2016) (citation omitted).
Although this standard of review is “deferential,” it is not “toothless,” and “[w]e
have an obligation to take seriously the requirement that the evidence in a criminal
prosecution must be strong enough that a [factfinder] behaving rationally really
could find it persuasive beyond a reasonable doubt.” Rivas v. United States, 783
A.2d 125, 134 (D.C. 2001) (en banc).
Mr. Coleman’s argument rests on two premises: (1) that to establish a course
of conduct, the government was required to prove at least two independent
instances in which Mr. Coleman possessed the “should have known” mens rea, and
(2) that the government failed to do so because no reasonable factfinder could have
12
Although Mr. Coleman was convicted of attempted stalking, the
government sought to prove its case by establishing that he committed the
completed crime. See Jones v. United States, 124 A.3d at 133 (“[E]very completed
criminal offense necessarily includes an attempt to commit that offense.” (quoting
Ray v. United States, 575 A.2d 1196, 1198 (D.C. 1990))). The parties have not
contended that we should review this claim any differently than we would review a
claim of sufficiency of the evidence of stalking.
22
found that Mr. Coleman “should have known” his October 12, 2015, conduct
would seriously alarm a reasonable person. We examine each premise in turn.
A. Course of Conduct
A person commits the crime of stalking when he or she
purposefully engage[s] in a course of conduct directed
at a specific individual: (1) With the intent to cause
that individual to . . . [f]eel seriously alarmed . . . ; (2)
That the person knows would cause that individual
reasonably to . . . [f]eel seriously alarmed . . . ; or (3)
That the person should have known would cause a
reasonable person in the individual’s circumstances to
. . . [f]eel seriously alarmed.[13]
D.C. Code § 22-3133(a). The stalking statute states that “‘[t]o engage in a course
of conduct’ means . . . on 2 or more occasions[] to . . . [f]ollow, monitor, place
under surveillance, threaten, or communicate to or about another individual” or
engage in certain other statutorily specified conduct. D.C. Code § 22-3132(8).
Mr. Coleman argues that these two provisions, taken together, require proof of at
least two “occasions” on which he “should have known” that a reasonable person
in the complainant’s position would feel “seriously alarmed.” The government
13
We use “feel seriously alarmed” here as a shorthand for the full list of
mental harms set forth in the statute. See D.C. Code § 22-3133(a)(3)(A)–(C).
23
argues, however, that “the plain language only requires the government to prove
that the entire course of conduct, which is the totality of the individual occasions,
would cause those feelings” and that the defendant “reasonably should have
known” that the conduct would cause those feelings.
In interpreting a statute, we begin with its text. “[I]f the statute’s . . .
language is ‘plain’ and allows for no other meaning, we will generally look no
further and give the ‘words used the meaning ordinarily attributed to them.’”
Whitfield v. United States, 99 A.3d 650, 656 (D.C. 2014) (quoting Sullivan v.
District of Columbia, 829 A.2d 221, 224 (D.C. 2003)). We consider “the statute’s
full text [and] language[,] as well as punctuation, structure, and subject matter.”
Hood v. United States, 28 A.3d 553, 559 (D.C. 2011) (quoting Cook v. Edgewood
Mgmt. Corp., 825 A.2d 939, 946 (D.C. 2003)).
Here, the text of § 22-3133 is ambiguous as to whether the government must
prove that the defendant had the requisite “should have known” mental state during
at least two of the occasions that comprised the course of conduct. The subsection
that sets forth the “should have known” mental state, D.C. Code § 22-3133(a)(3),
begins with the word “[t]hat” and has the form of a restrictive clause, but it is not
clear what word or phrase this restrictive clause modifies: it could be read as
modifying either “course of conduct” or just “conduct” in subsection (a). The
24
former reading (the one the government prefers) would require only proof that the
defendant possessed the requisite mens rea with respect to the course of conduct as
a whole, but the latter reading (the one Mr. Coleman prefers) would seem to
require proof that the defendant possessed the requisite mens rea when committing
the “conduct”—that is, the “occasions” or acts that comprised the course of
conduct. 14
Reading § 22-3133 in conjunction with § 22-3132, the “Definitions” section,
reduces this ambiguity in favor of Mr. Coleman’s interpretation. See Eaglin v.
District of Columbia, 123 A.3d 953, 956 (D.C. 2015) (“[S]tatutory interpretation is
a holistic endeavor, and, at a minimum, must account for a statute’s full text,
language as well as punctuation, structure, and subject matter.” (internal quotation
marks omitted)). The phrase “to engage in a course of conduct,” as relevant here,
means “on 2 more occasions, to . . . [f]ollow, monitor, place under surveillance,
threaten, or communicate to or about another individual[.]” D.C. Code § 22-
14
This is equivalent to a requirement that the defendant possessed the
requisite mens rea during at least two of the occasions that comprised the course of
conduct. If a factfinder is presented with evidence of multiple acts purportedly
constituting a course of conduct (some that were committed with the requisite
mental state but others that were not), the factfinder can effectively treat the subset
of those acts committed with the requisite mental state as the course of conduct.
This subset must contain at least two occasions. D.C. Code § 22-3132(8).
25
3132(8) (emphasis added).15 When the definition of “to engage in a course of
conduct” is inserted into D.C. Code § 22-3133(a)(1), for example, the statute
makes it unlawful for a person, on two or more occasions, to follow, monitor, place
under surveillance, threaten, or communicate to or about another individual, with
the intent to cause that individual to experience fear, serious alarm, or emotional
distress. Substituting “to engage in a course of conduct” with its statutory
definition makes clear, at least with respect to intentional stalking, that the
government must prove both the act and the intent for at least two separate
15
In its entirety, § 22-3132(8) reads:
“To engage in a course of conduct” means directly or
indirectly, or through one or more third persons, in
person or by any means, on 2 or more occasions, to:
(A) Follow, monitor, place under surveillance,
threaten, or communicate to or about another
individual;
(B) Interfere with, damage, take, or unlawfully enter
an individual’s real or personal property or threaten or
attempt to do so; or
(C) Use another individual’s personal identifying
information.
26
incidents. While the same substitution reads less smoothly with respect to the
knowing and “should have known” mental states, it would not make sense to
interpret the act element of the statute any differently for subsections (a)(2) and
(a)(3). Intentional stalking differs from knowing and “should have known”
stalking only in terms of the mental state required; structurally they are the same,
and the “course of conduct” language is shared by all three. In sum, when read
together with § 22-3132(8), the stalking statute appears to support Mr. Coleman’s
reading in that it prohibits a person from, on two or more occasions, doing a
particular thing while possessing a particular mental state.
Other aids to construction, including applicable canons of statutory
interpretation and legislative history, see District of Columbia v. Reid, 104 A.3d
859, 868 (D.C. 2014), also support Mr. Coleman’s interpretation. Under the last-
antecedent rule, “qualifying words and phrases, where no contrary intention
appears, [are typically understood as] refer[ring] solely to . . . the last word, phrase,
or clause that can be made an antecedent without impairing the meaning of the
sentence.” 2A Norman Singer & Shambie Singer, Sutherland Statutes and
Statutory Construction § 47.33 (7th ed. 2016) (internal quotation marks omitted);
see also Barnhart v. Thomas, 540 U.S. 20, 26 (2003); Richman Towers Tenants’
Ass’n, Inc. v. Richman Towers LLC, 17 A.3d 590, 614 (D.C. 2011). Here,
27
“conduct”—not “course of conduct”—is the last word or phrase in D.C. Code
§ 22-3133(a) that can fairly be understood as the antecedent of the restrictive
clause in § 22-3133(a)(3). The last-antecedent rule thus suggests that the requisite
mens rea must be proved with respect to the conduct (the “occasions” or acts)
comprising the course of conduct, not merely with respect to the course of conduct
as a whole.
The legislative history of the stalking statute also supports requiring the
government to prove that a defendant possessed the requisite mental state on at
least two occasions. The Committee on Public Safety and the Judiciary stated that
the purpose of revising the stalking statute was “to enable the justice system’s
intervention before stalking escalates into violence—yet avoid inadvertent
criminalization of legal behaviors.” Committee Report at 32. The Committee’s
intent to avoid inadvertent criminalization could best be implemented by requiring
that the defendant possess a culpable mental state when he or she commits at least
two of the acts that constitute the course of conduct. Without this requirement,
ordinarily innocuous acts like “communicat[ing]” with the complainant could in
the aggregate constitute a “course of conduct.” Indeed, in United States v. Smith,
28
this court, considering an earlier version of the stalking statute, 16 noted that there
would be “potential vagueness problems” if the statute were read to require only a
single act of “conduct with the intent to cause emotional distress in another
person.” 685 A.2d 380, 384 (D.C. 1996). The court avoided the constitutional
issue by reading the statute to require that “the elements of ‘willfully,
maliciously[,] and repeatedly following or harassing’” be proved for “emotional
distress” stalking. Id. (emphasis added); see Zadvydas v. Davis, 533 U.S. 678, 689
(2001) (“‘It is a cardinal principle’ of statutory interpretation, however, that when
an Act of Congress raises ‘a serious doubt’ as to its constitutionality, ‘this Court
will first ascertain whether a construction of the statute is fairly possible by which
the question may be avoided.’” (quoting Crowell v. Benson, 285 U.S. 22, 62
(1932)) (brackets removed)).
Reading the statute to require that the defendant possess the prohibited
mental state during at least two occasions does not undermine the Council’s other
stated objective—to enable early “intervention before stalking escalates into
16
See D.C. Code § 22-504(b) (1996 Supp.) (“Any person who on more than
one occasion engages in conduct with the intent to cause emotional distress to
another person or places another person in reasonable fear of death or bodily injury
by willfully, maliciously, and repeatedly following or harassing that person, or
who, without a legal purpose, willfully, maliciously, and repeatedly follows or
harasses another person, is guilty of the crime of stalking . . . .”).
29
violence,” Committee Report at 32—for two reasons.17 First, the most dangerous
kinds of isolated acts will often satisfy the elements of other offenses. See, e.g.,
D.C. Code § 22-404 (assault); id. § 22-407 (threats to do bodily harm); id. § 22-
1810 (threats to kidnap or injure a person or damage his or her property). The
government is thus able to intervene even in many situations in which it is unable
to prove a two-occasion course of conduct. 18 And second, a reasonable factfinder
can certainly consider all of the previous acts in a defendant’s course of conduct in
assessing whether he or she possessed the requisite mental state when he or she
committed the two acts of following, monitoring, surveilling, threatening, or
17
The dissent is mistaken in asserting that the D.C. Council “essentially
considered and rejected the majority’s view that the mens rea element should apply
to each act as an independent element of the offense, rather than to the course of
conduct as a whole.” Post at 59. What the Committee rejected was a proposal that
would require the jurors to be unanimous as to which acts constituted the
stalking—a proposal that did not involve the mens rea question we wrestle with
here.
18
Furthermore, a “victim of interpersonal, intimate partner, or intrafamily
violence, stalking, sexual assault, or sexual abuse” can file for a civil protection
order (CPO) against a person who has “committed or threatened to commit one or
more criminal offenses” against the victim. D.C. Code §§ 16-1001(12), -1003(a);
see A.R. v. F.C., 33 A.3d 403, 406–08 (D.C. 2011) (stating that a petitioner seeking
a CPO need not establish a prior relationship with the respondent). The standard of
proof in a CPO proceeding is lower than in a criminal case, thus enabling a victim
to obtain a CPO even where there is insufficient evidence to prove stalking beyond
a reasonable doubt. See J.O. v. O.E., 100 A.3d 478, 481 (D.C. 2014) (stating that
the standard of proof is a preponderance of the evidence).
30
communicating that the government says support a conviction for stalking. Where
a defendant has committed a series of alarming acts, the defendant’s prior acts will
usually justify a conclusion that he or she should have known that at least two of
the acts would cause a reasonable person to feel seriously alarmed.
The rule of lenity provides another interpretive resource that tips the balance
in favor of Mr. Coleman’s interpretation of the statute. The rule of lenity states
that “criminal statutes should be strictly construed and that ambiguities should be
resolved in favor of the defendant.” Whitfield, 99 A.3d at 656 (internal quotation
marks omitted). To the extent that the statutory definitions, the last-antecedent
rule, and the legislative history fail to decisively establish that the legislature
intended to require proof that the defendant possessed the requisite mental state on
at least two occasions, the rule of lenity requires that we resolve any remaining
ambiguity in favor of that interpretation. See Holloway v. United States, 951 A.2d
59, 65 (D.C. 2008) (“The rule of lenity [] can tip the balance in favor of criminal
defendants only where, exclusive of the rule, a penal statute's language, structure,
purpose and legislative history leaves its meaning genuinely in doubt.” (internal
quotation marks omitted)).
Finally, we note that although it does not appear that this court has
previously addressed the question currently before us with respect to the current
31
version of the stalking statute, the court’s discussion in Whylie v. United States, 98
A.3d 156 (D.C. 2014), suggests that the court accepted Mr. Coleman’s favored
interpretation as a given. See id. at 163 n.7 (“[B]oth the current and the
predecessor statute criminalized a ‘course of conduct’ made up of multiple acts of
harassing or threatening behavior.” (emphasis added)). Moreover, as stated
above, the court understood the previous version of the stalking statute to require
repeated acts of willful and malicious behavior. See Smith, 685 A.2d at 384–86.
Given that “nothing in the legislative history of the current statute indicates an
intent by the Council . . . to change the substantive meaning of the term ‘course of
conduct,’” Whylie, 98 A.3d at 163 n.7, there is good reason to think that a similar
requirement applies under the current version of the statute. Other state courts
have interpreted their comparable stalking statutes similarly. See, e.g., Hawes v.
State, 335 P.3d 1073, 1077 (Wyo. 2014) (accepting the state’s “conce[ssion] that
there can be no ‘course of conduct’ if there was no intent to harass” in the first of
two incidents); Morgan v. Commonwealth, 189 S.W.3d 99, 112 (Ky. 2006)
(finding that the state failed to prove a course of conduct where the first of two
incidents could not have caused mental distress due to the complainant’s
unawareness of the defendant’s entry into her home during that incident),
overruled on unrelated grounds by Shane v. Commonwealth, 243 S.W.3d 336 (Ky.
32
2007). 19
19
The two cases the dissent cites as supporting its reading of our stalking
statute are not persuasive because they are interpreting different statutory language.
In United States v. Shrader, 675 F.3d 300, 311 (4th Cir. 2012), the Fourth Circuit
addressed a vagueness challenge to the federal stalking statute, which defined the
required “course of conduct” as “a pattern of conduct composed of 2 or more acts,
evidencing a continuity of purpose.” In determining whether the statute was
unconstitutionally vague because it did not impose an intent requirement for each
act, the court noted that the “latter part of the definition”—namely, the requirement
that the course of conduct “evidenc[e] a continuity of purpose”—was “significant”
to its determination that the statute was not vague, because that continuity-of-
purpose requirement (1) made clear that the statute’s specific intent requirement
applied to “the totality of the defendant’s conduct” and (2) ensured that the statute
would not “sweep[] up innocent acts.” Id. To the extent that requiring proof of
specific intent for “the totality of the defendant’s conduct” is actually a less
demanding standard than the one we recognize today—which is by no means
clear—the decision in Shrader sheds little light on the definition of “course of
conduct” in the District of Columbia’s stalking statute because that definition does
not contain the language that was critical to the Fourth Circuit’s holding.
The other case the dissent relies upon, State v. Haines, 213 P.3d 602 (Wash.
App. 2009), has even less relevance to Mr. Coleman’s case. In that case, Mr.
Haines was not making any argument about the intent requirement in the State of
Washington’s stalking statute, but was instead contending, based on a creative
interpretation of a confusingly worded statute, that a person would have to engage
in at least six independent acts of harassment to be guilty of stalking. Thus when
the court found “no basis” for concluding “that each of the separate acts that
comprise that course of conduct must be vexatious when taken in isolation,” and
that “[i]t is the combination of separate acts—none of which is necessarily criminal
in its own right—that must be ‘seriously alarm[ing], annoy[ing], harass[ing], or
detrimental’ to the victim in order for the perpetrator to have committed the
criminal offense of stalking,” it was saying nothing about intent, which was not an
issue Mr. Haines had raised. Instead, the court was rejecting a very specific
argument regarding the extent to which the layering of certain words and
definitions in the statute, particularly the requirement of “repeated” harassment, the
(continued…)
33
In sum, although the text of D.C. Code § 22-3133 is ambiguous as to
whether a defendant can be convicted of stalking absent proof that he or she
possessed a culpable mental state (an intentional, knowing, or “should have
known” mental state) during at least two of the occurrences that comprise the
course of conduct, the statutory definitions, the last-antecedent rule, the legislative
history, and the rule of lenity lead us to conclude that the defendant cannot. We
are unable to discern from the transcript of the proceedings below whether the trial
court applied this requirement in reaching its guilty verdict. A remand is therefore
required so that the trial court may consider the evidence under the appropriate
legal standard. See Carrell v. United States, 165 A.3d 314, 326–28 (D.C. 2017)
(en banc).
(…continued)
fact that “harassment” was defined in terms of a “course of conduct,” and the fact
that a “course of conduct” was defined in terms of “a series of acts,” boiled down
to a requirement of six wholly criminal acts for stalking. Given that D.C.’s
stalking statute shared none of the anomalies of the Washington stalking statute
and that no one in Haines raised or addressed an intent question anything like the
one before us here, we disagree with the dissent that the case sheds light on § 22-
3133. Even if Haines could be read as the dissent suggests, it would then still be
distinguishable for the same reason the Fourth Circuit’s decision in Shrader is
distinguishable: Washington’s stalking statute, like the federal statute but unlike
the D.C. statute, defines a “[c]ourse of conduct” in terms of acts that “evidence[] a
continuity of purpose.” RCW 10.14.020(1), (2).
34
B. Mental Element
Although we have already determined that a remand is in order, we
nevertheless address Mr. Coleman’s sufficiency challenge because a determination
that the government presented insufficient evidence of stalking would obviate the
proceedings on remand. Mr. Coleman was convicted of attempted stalking based
on the theory that he “should have known” that his conduct “would cause a
reasonable person in the [complainant’s] circumstances to” fear for her safety, feel
seriously alarmed, disturbed, or frightened, or suffer emotional distress. D.C. Code
§ 22-3133(a)(3). As explained above, the government was required to prove
beyond a reasonable doubt that Mr. Coleman “should have known,” during at least
two of the occurrences that comprised his course of conduct, that his conduct
would produce such mental harm. Mr. Coleman does not seriously contest that
there was sufficient evidence that he had the requisite “should have known” mental
state during the final, October 26, 2015, occasion, but he argues that there was
insufficient evidence that he possessed the requisite mental state on October 12. 20
20
The government does not argue that the evidence would support a finding
that Mr. Coleman possessed the requisite mens rea during either of the staring
incidents prior to October 12. Indeed, the prosecutor admitted in closing
arguments that the evidence would not support such a finding.
35
As a threshold matter, the parties dispute whether the “should have known”
language refers to the defendant’s subjective mental state or to what an objectively
reasonable person in the defendant’s position would have known. Mr. Coleman
argues that the standard is a subjective one and points to Owens v. United States, in
which our court understood statutory language allowing conviction for receiving
stolen property when the defendant “ha[s] reason to believe” that the property is
stolen as referring to the defendant’s actual, subjective mental state. 90 A.3d 1118,
1123 (D.C. 2014). The government responds that Owens does not control here due
to the different statutory language, arguing that the mens rea element for “should
have known” stalking is a completely objective one.
We agree with the government that “should have known” is an objective
standard. In Owens, the court recognized that although the D.C. Council “plainly”
intended to “reach beyond actual knowledge,” a subjective standard would “give
effect to this legislative purpose without permitting a jury to convict a defendant
for mere negligence,” which “ordinarily [does not] form[] the basis of felony
liability.” Id. at 1121 (emphasis added) (quoting DiGiovanni v. United States, 580
A.2d 123, 126 (D.C. 1990) (Steadman, J., concurring)). Because the phrase
“having reason to believe” is susceptible to a subjective interpretation—in which
jurors would inquire whether the defendant actually possessed information that
36
would suggest to him that the property might be stolen (even if he did not know for
sure)—this discussion in Owens merely reflects courts’ longstanding reluctance to
read a negligence standard into a criminal statute in the absence of “a clear
statement from the legislature.” Carrell, 165 A.3d at 320 (citing Elonis v. United
States, 135 S. Ct. 2001, 2011 (2015)). A “should have known” standard, on the
other hand, is necessarily objective; when applying such a standard, we assume
that the defendant did not know a particular thing, and we determine whether he
should have known that thing by reference to whether someone else (a reasonable
person) who is aware of the same facts and circumstances as the defendant would
have known it.21 The “should have known” language represents just the type of
clear legislative statement not present in Owens, and it evinces the Council’s intent
to allow a conviction for stalking based on what an objectively reasonable person
21
See, e.g., United States v. Brown, 737 A.2d 1016, 1018 (D.C. 1999)
(noting that “should have known” language in the context of police interrogations
constitutes an objective standard); State v. Suazo, 390 P.3d 674, 682 (N.M. 2017)
(“To say that a person should have known of the risk imposes a negligence
standard based on an objective test of what the reasonable person would have
known under the circumstances.” (citation and internal quotation marks omitted));
see also, e.g., One 1988 Jeep Cherokee VIN No. 1JCMT7898JT159481 v. City of
Salisbury, 635 A.2d 21, 24 (Md. Ct. Spec. App. 1994); State v. Sargent, 594 A.2d
401, 402 (Vt. 1991); State v. Bucheger, 440 N.W.2d 366, 370 (Wis. Ct. App.
1989).
37
would have known.22
In addressing whether a reasonable factfinder could conclude that Mr.
Coleman should have known that his behavior during the two staring incidents and
the October 12 encounter would be seriously alarming to a reasonable person, we
analyze the statutory language describing the mental harm that a reasonable person
in the complainant’s position must experience to trigger criminal liability. In
interpreting this language, we rely first and foremost on the text of the statute
itself, but also on the legislative history and the Model Stalking Code
Commentary. See Nat’l Ctr. for the Victims of Crime, The Model Stalking Code
Revisited: Responding to the New Realities of Stalking (2007),
http://victimsofcrime.org/docs/default-source/src/model-stalking-code.pdf.
The first type of mental harm listed in the stalking statute, “[f]ear for . . .
safety,” is not defined in the statute. D.C. Code § 22-3133(a)(3)(A). The
22
This interpretation is consistent with the commentary to the Model
Stalking Code, on which the current stalking statute is based. See Committee
Report at 32. The commentary states that the “should have known” standard is a
“general intent” standard, and that it does not require proof of “what was in the
defendant’s mind.” Nat’l Ctr. for the Victims of Crime, The Model Stalking Code
Revisited: Responding to the New Realities of Stalking (2007),
http://victimsofcrime.org/docs/default-source/src/model-stalking-code.pdf
[hereinafter “Model Stalking Code Commentary”].
38
legislative-intent section of the stalking statute, however, states that the law was
designed to prevent “severe intrusions on [an individual’s] personal privacy and
autonomy” and conduct that “creates risk to the security and safety of the
[individual].” D.C. Code § 22-3131(a); see also Committee Report at 33 (“[T]he
purpose [of the law] is to enable law enforcement to intercept behaviors that
potentially lead to violence, a loss in the quality of life, or even death.”). Further,
the Model Stalking Code Commentary provides the following examples of fears
that would constitute fear for one’s safety: “fear of death or serious physical
harm,” fear of sexual assault, fear that a child will be kidnapped or harmed, and
“[f]ear of the unknown.” Model Stalking Code Commentary at 39–40. Together,
these sources indicate that fear for safety means fear of significant injury or a
comparable harm. Moreover, they indicate that the stalking statute is meant to
prohibit seriously troubling conduct, not mere unpleasant or mildly worrying
encounters that occur on a regular basis in any community.
The statute expressly defines “emotional distress,” another form of mental
harm listed in the statute, as “significant mental suffering or distress that may, but
does not necessarily, require medical or other professional treatment or
counseling.” D.C. Code § 21-3132(4). This language indicates that the type of
emotional distress that the victim must experience is high, reaching a level that
39
would possibly lead to seeking professional treatment. See also Committee Report
at 32 (“Stalking is a serious crime that often involves intimidation, psychological
terror, and escalating severity.”). The Model Stalking Code Commentary cites
with approval Wallace v. Van Pelt, in which the court explained that “emotional
distress” was “a general or specific feeling of mental anguish,” “something
markedly greater than the level of uneasiness, nervousness, unhappiness or the like
which [is] commonly experienced in day to day living.” 969 S.W.2d 380, 386
(Mo. Ct. App. 1998) (emphases added), cited by Model Stalking Code
Commentary at 49. Further, the Model Stalking Code Commentary sets forth the
following examples of conduct that would cause “emotional distress”: “making
repeated telephone calls to a victim at a workplace, possibly endangering her job,
. . . engaging in conduct that destroys the victim’s credit history,” and “plac[ing]
[the victim] under constant surveillance.” Model Stalking Code Commentary at
41, 49.
There is much more limited guidance available about what it means to “feel
seriously alarmed, disturbed, or frightened,” the remaining form of mental harm
listed in the statute. D.C. Code § 22-3133(a)(3)(B). But the D.C. Council’s
removal, in the current version of the statute, of liability for “seriously . . .
annoy[ing]” conduct tells us that serious annoyance is insufficient. D.C. Code
40
§ 22-404(e) (2001) (defining “harass[ment]”—one of the ways in which a person
could commit the crime of stalking under the old statute—as conduct that
“seriously alarms, annoys, frightens, or torments”); see also District of Columbia
Public Defender Service, June 2, 2009, Letter to Councilmember Phil Mendelson,
attachment to Committee Report, at 3 (explaining that the United States Attorney’s
Office and the Office of Attorney General had “propos[ed] . . . replacing ‘annoy’
with ‘disturb’” and that the Public Defender Service “prefer[ed] ‘disturb’ to
‘annoy’ because [it thought it] conveys a more serious effect”); Model Stalking
Code Commentary at 39 (“[T]he stalking conduct needs to address behavior that
goes beyond merely annoying the victim . . . .”). And the principle of noscitur a
sociis suggests that serious alarm, disturbance, and fright should be understood as
mental harms comparable to fear for one’s safety or significant emotional distress.
See Burke v. Groover, Christie & Merritt, P.C., 26 A.3d 292, 303 n.8 (D.C. 2011)
(“‘The maxim noscitur a sociis, that a word [or phrase] is known by the company
it keeps, while not an inescapable rule, is often wisely applied where a word [or
phrase] is capable of many meanings in order to avoid the giving of unintended
breadth’ to words in a statute.” (quoting Jarecki v. G.D. Searle & Co., 367 U.S.
303, 307 (1961)) (alterations in original)).
To sum up, while it would almost certainly distort the meaning of the statute
41
to attempt to synthesize an all-encompassing rule or principle about the three forms
of mental harms, it is clear that to trigger criminal liability, the level of fear, alarm,
or emotional distress must rise significantly above that “which [is] commonly
experienced in day to day living,” Wallace, 969 S.W.2d at 386, and must involve a
“severe[] intrusion on the victim’s personal privacy and autonomy,” D.C. Code
§ 22-3131(a). Ordinary “uneasiness, nervousness, [and] unhappiness” are
insufficient. Wallace, 969 S.W.2d at 386. Turning to Mr. Coleman’s claim, then,
we examine whether a rational factfinder could find beyond a reasonable doubt
that Mr. Coleman should have known that his conduct during at least one
encounter prior to October 26 would have been seriously alarming, in the way
explained above, to a reasonable person in the complainant’s position.
Whether the government presented sufficient evidence to support such a
finding regarding the October 12 interaction is a close question, but ultimately we
conclude that the evidence was sufficient. A reasonable factfinder could have
found, with respect to that encounter, that after Mr. Coleman expressed a romantic
interest in the complainant and she rebuffed him, Mr. Coleman continued to linger
around the baseball diamond and the bus stop in order to watch her as she
42
walked.23 A reasonable factfinder could further infer from the complainant’s
testimony—specifically, that her husband told her Mr. Coleman now understood
that “he [didn’t] need to be out [t]here harassing people”—that the complainant’s
husband in fact informed Mr. Coleman that his actions were scaring the
complainant and asked him to stop. Having been asked twice in a short period of
time to stop bothering the complainant, Mr. Coleman then “yelled out” to the
complainant as she left his group home, accused her of “tr[ying] to get [him] in
trouble,” and denied being someone who “[went] around masturbating.” In the
context of the two prior staring incidents, the fact that Mr. Coleman knew where
the complainant lived, the early morning hour, and the two unequivocal requests
that he leave the complainant alone, a factfinder could reasonably conclude that
Mr. Coleman should have known that his behavior on October 12 would be
seriously alarming to a reasonable person in the complainant’s position.24
23
We note, however, that there was no testimony in the record that Mr.
Coleman actually did watch the complainant while he was sitting on the bench near
the baseball diamond or standing at the bus stop.
24
It is important to clarify that the question is not whether the complainant
subjectively felt seriously alarmed by Mr. Coleman’s actions on October 12, but
whether Mr. Coleman should have known that a reasonable person in the
complainant’s position would feel that way. See D.C. Code § 22-3133(a)(3). The
complainant’s testimony that the October 12 incident made her feel “concerned,” a
“little bit worried” that Mr. Coleman could “cause [her] some harm,” and “very
(continued…)
43
Because a rational factfinder could potentially conclude that Mr. Coleman
possessed the requisite mental state on at least two of the four occasions in which
he encountered the complainant, we decline to reverse his attempted stalking
conviction on the basis of insufficient evidence.
V.
For the foregoing reasons, we vacate Mr. Coleman’s conviction for
attempted stalking and remand to allow the trial court to evaluate the evidence in
light of the principles discussed in this opinion. See Carrell, 165 A.3d at 326–28
(remanding for application of correct legal standard despite conclusion that the
(…continued)
uncomfortable” is closer to the type of ordinary unease, nervousness, or discomfort
that we have said does not rise to the level of harm required by the stalking
statute—that is, mental harm significantly greater than that commonly experienced
in day-to-day living. In finding the evidence sufficient to support an attempted
stalking conviction, we only hold that in the circumstances of this case, a rational
factfinder could find that a reasonable person in the complainant’s position would
have experienced the level of serious alarm required by the statute. On remand,
the trial court should consider whether the government proved beyond a reasonable
doubt that, on at least one occasion prior to October 26, 2015, Mr. Coleman should
have known that a reasonable person in the complainant’s situation would have
experienced that level of serious alarm. The trial court may, of course, consider
the complainant’s own testimony as probative or persuasive in determining how a
reasonable person in her situation would have felt. See Gray v. United States, 100
A.3d 129, 135 (D.C. 2014) (“[E]vidence about an actual person’s response to a
situation is evidence, sometimes the best evidence available, of how a reasonable
person would have responded under the circumstances.”).
44
evidence was sufficient to support a conviction under the correct standard).25
25
See also Carrell, 165 A.3d at 328 (“It is thus beside the point that we have
already concluded that the evidence was legally sufficient; the pertinent question is
whether we can say, beyond a reasonable doubt, that the trial court would have
issued a guilty verdict in this case based on a determination that Mr. Carrell acted
with purpose or knowledge when he threatened the complainant.” (footnote
omitted)).
45
BLACKBURNE-RIGSBY, Chief Judge, dissenting in the judgment in part,
concurring in part: The anti-stalking statute was amended by the Council of the
District of Columbia based on an evolving understanding and recognition of the
unique nature of the offense of stalking. In many cases, stalking consists of
individual acts of non-overt threatening behavior that, when viewed as a whole
“course of conduct,” evidence a clear intent to alarm, disturb, or frighten the
victim. 1
In this case, appellant Johnnie Coleman’s conviction for stalking stems from
two occasions in which he engaged in conduct towards the complainant that caused
her to fear for her safety or to feel seriously alarmed. Specifically, on October 12,
2015, the complainant was alone walking to the Lamond Recreation Center, when
suddenly appellant appeared before her and sought to engage her in conversation.
Appellant told her that she looked “nice” and asked if he could talk to her. The
1
The District’s anti-stalking law enumerates several mental states and
modes of committing the offense of stalking: Specifically, it is unlawful to
“engage in a course of conduct” either “[w]ith the intent to cause,” “knows would
cause” or “should have known would cause a reasonable person” to “[f]ear for his
or her safety or the safety of another person,” “[f]eel seriously alarmed, disturbed,
or frightened,” or “[s]uffer emotional distress.” D.C. Code § 22-3133(a)(1)-(a)(3)
(2012 Repl.).
46
complainant rebuffed appellant’s advances and made clear that she was “not trying
to talk to” him. Nevertheless, the complainant soon noticed appellant sitting on a
nearby bench staring at her as she took her early-morning walk. The complainant
testified that, because of her earlier encounter with appellant and because no one
was around so early in the morning, she felt “very uncomfortable” and scared that
he might do her “some harm.” After finishing her walk, the complainant reported
appellant’s behavior to the group home where he lived. As she began walking
home, appellant again approached her and yelled disturbing things at her, including
“I see you tried to get me in trouble. I’m not a bad person. . . . I read the Bible.
It’s not like I go around masturbating . . . .” On the second occasion, on October
26, the complainant was again walking around the Lamond Recreation Center
when she saw appellant suddenly run after her in what she believed to be a
menacing manner. Despite the complainant telling him to leave her alone,
appellant continued chasing her and yelled profanities at her, such as “F you
bitch.” The complainant ran inside her home as appellant stood outside her home
shaking a street sign. The complainant testified that this was a “traumatic
experience,” and that she had lost sleep.
In my view, the government met its burden here in proving that appellant
47
“should have known” that his “course of conduct” towards the complainant would
have caused a reasonable person to fear for her safety or feel alarmed, disturbed, or
frightened. 2
The District’s anti-stalking statute is not ambiguous, nor is it susceptible to
multiple interpretations that are plausible. Further, the majority’s holding ignores
the intent of the D.C. Council when it rewrote the anti-stalking statute in 2009 to
broaden its reach and to “encourage effective intervention . . . before stalking
escalates into behavior that has even more serious or lethal consequences.”3
Finally, the majority also overlooks large sections of the Model Stalking Code
upon which the District’s revised anti-stalking statute is based, and disregards
persuasive case law from other jurisdictions that have contemplated and rejected
the majority’s interpretation. Therefore, I would affirm appellant’s conviction for
attempted stalking and I respectfully dissent from the majority’s interpretation of
the anti-stalking statute and decision to remand.
2
I concur with the other aspects of the majority opinion.
3
D.C. Code § 22-3131(a) (2012 Repl.) (expressly stating the intent behind
the anti-stalking criminal statute).
48
I. Discussion
A.
The language of the anti-stalking law is unambiguous and clear. Under
well-established canons of statutory interpretation, we first look to the language of
the statute to see if it is plain and unambiguous to determine the intent of the
legislature. However, we read the statutory language holistically, considering the
statute’s full text and subject matter. We must also consider the plain meaning of
the statute in the context of its stated policies and objectives.4
Preliminarily, D.C. Code § 22-3132(8) (2012 Repl.) gives a definition of
“[t]o engage in a course of conduct” as meaning to engage in prohibited acts “on 2
or more occasions.” The statute does not give a definition of “conduct” alone.
Consequently, the fact that the D.C. Council specifically defined “course of
4
See Peoples Drug Stores, Inc. v. District of Columbia, 470 A.2d 751, 753
(D.C. 1983) (en banc); Eaglin v. District of Columbia, 123 A.3d 953, 956 (D.C.
2015); O’Rourke v. District of Columbia Police & Firefighters’ Retirement and
Relief Bd., 46 A.3d 378, 383-84 (D.C. 2012).
49
conduct” as a term of art, but did not define “conduct,” is powerful evidence that
the Council meant what it said, and that it intended for the mens rea element to
modify “course of conduct” as a whole, rather than just “conduct.” Moreover, the
term “course of conduct” is a well-understood principle that is used in many
criminal contexts. For example, in the context of rape, we have said that “[a]
continuing course of conduct” is “a single continuous episode rather than [] a series
of individually chargeable acts,” even if “there has been some special or temporal
separation.” Gray v. United States, 544 A.2d 1255, 1258 (D.C. 1988) (citation
omitted). In fact, in looking at the prior version of the anti-stalking statute, this
court observed that “it is the continuing course of conduct which constitutes the
offense, not the individual discrete actions making up the course of conduct.”
Washington v. United States, 760 A.2d 187, 198 (D.C. 2000).
In reaching its conclusion that the statute is ambiguous, the majority first
relies on a somewhat tortured reading of the language in D.C. Code § 22-
3133(a)(3) and specifically the word “[t]hat,” which begins the subsection. The
majority contends that because “[t]hat” has the form of a restrictive clause, it is
unclear which word or phrase the “[t]hat” under subsection (a)(3) was intended to
modify, either “course of conduct” or just “conduct.” Ante at 23. However, when
50
all parts of the statute are read together as a whole, the statute is clear. Upon
reading subsection (a)(1), the initial word “[w]ith” is a preposition that is intended
to show the relationship between the defendant’s mental state and the actus reus.
Using the word “with,” subsection (a)(1) cannot be read as simply modifying the
word “conduct” because that would render superfluous the previous phrase “in a
course of.”5 We strive to avoid interpretations of a statute that render any part of
the statutory language superfluous, as the majority’s interpretation would do.
Interpreting the mens rea element as modifying “course of conduct” as a whole,
however, does not render any portion of the statute ambiguous.
Alternatively, the majority claims that swapping and replacing a phrase from
D.C. Code § 22-3133, with the definition of “to engage in a course of conduct”
found under D.C. Code § 22-3132(8), would favor appellant’s reading that a
defendant must have the requisite mental state “on two or more occasions” and
thereby supports the majority’s interpretation. Ante at 25-26. This argument
5
Subsection (a)(1) reads: “It is unlawful for a person to purposefully
engage in a course of conduct directed at a specific individual . . . with the intent to
cause that individual to . . . [f]ear for his or her safety or the safety of another
person; . . . [f]eel seriously alarmed, disturbed, or frightened; or . . . [s]uffer
emotional distress . . . .” (emphasis added).
51
further underscores my point that the majority’s interpretation of the statute is
unnecessarily tortured and cumbersome. Swapping and replacing the phrases
between these two different provisions of the statute results in a contrived and
strained reading of two other sections of the statute which describe the different
types of stalking — “knows would cause” (§ 3133(a)(2)) and “should have known
would cause” (§ 3133(a)(3)) type stalking. A plain reading of the statute, as I
propose, does not strain beyond recognition subsections 3133(a)(2) and (a)(3).
This cumbersome interpretation of the statute is not consistent with a plain reading
of the statute. See Peoples Drug Stores, Inc., supra note 4, 470 A.2d at 753.
Moreover, if the D.C. Council intended to re-write the statute by swapping and
replacing language from different sections, the Council would have done so. No
part of the statute is strained or rendered superfluous if the statute is read as having
the mental state modifying “course of conduct” as a whole.
The majority’s interpretation also results in another anomaly that the D.C.
Council could not have intended. D.C. Code § 22-3133 lays out three mental states
that the government could charge in proving stalking: (1) “[w]ith the intent to
cause”; (2) “knows would cause”; and (3) “should have known would cause.” Id.
§ (a)(1)-(a)(3). The legislative history of the statute reveals that the D.C. Council
52
envisioned “three types of stalking that may occur: when the stalker intends to
stalk; when the stalker knows that a specific individual will feel stalked; and when
the stalker should have known they would feel stalked.” Committee on Public
Safety and the Judiciary, Report on Bill 18-151, at 34 (Jun. 26, 2009). The D.C.
Council further explained that the “only situation where knowledge is relevant is in
the second scenario . . . [and that] it is fundamental that the defendant be able to
argue that he or she did not know that their actions would cause that specific
individual to feel frightened.” Id. For example, in this case, appellant was charged
under subsection (a)(3) because he “should have known” that his actions would
cause a reasonable person to fear for her safety. Under the majority’s holding,
these different “types of stalking” that the D.C. Council envisioned might be
rendered inapplicable because the government must prove the mens rea for
individual “occasions.” There will surely be anomalies where the government will
seek to prove “should have known” on one occasion, but “knows would cause” on
another occasion. This defeats the D.C. Council’s intent of prescribing three
different “types” of stalking. It also unnecessarily injects confusion at trial because
appellant would be able to assert a knowledge defense for one “occasion” of
stalking, but not another.
53
Consequently, the majority’s subsequent reliance on other secondary canons
of statutory construction such as the last-antecedent rule or the rule of lenity have
no place in the statutory analysis if their alternative reading of the statute fails
under a plain language analysis. Where there is a clear and unambiguous
interpretation of the statutory language that does not render any parts of the statute
superfluous, the rule of lenity does not apply. “[T]he rule of lenity is a secondary
canon of construction, and is to be invoked only where the statutory language,
structure, purpose and history leave the intent of the legislature in genuine doubt.”
Cullen v. United States, 886 A.2d 870, 874 (D.C. 2005) (citation and internal
quotation marks omitted).
B.
The legislative history of the anti-stalking statute does not support the
majority’s holding that the D.C. Council intended to require proof of the requisite
mental state on at least two individual “occasions” that make up the course of
conduct. The majority’s interpretation ignores key aspects of the D.C. Council’s
intentions as evidenced in the legislative history. In the Committee on Public
54
Safety and the Judiciary’s (“Committee”) report, the Committee expressly stated
that, “If [the jurors] are able to unanimously agree that overall conduct equates to
stalking beyond a reasonable doubt, it seems overly burdensome to require that
they agree upon the same acts.” Report on Bill 18-151, supra, at 34 (emphasis
added). The Committee’s choice of words (“overall conduct equates to stalking”)
in this sentence makes clear its intention for the mens rea element to apply to the
“course of conduct,” i.e., “overall conduct,” as a whole.
The majority states that its interpretation is consistent with the D.C.
Council’s intent because one of the purposes of revising the anti-stalking law is to
“avoid inadvertent criminalization of legal behaviors.” Ante at 27. Yet, the
majority does not explain how applying the mens rea element to “course of
conduct” as a whole would more likely criminalize innocuous behavior than their
preferred interpretation. In my view, quite the opposite would be true. By looking
at the totality of the circumstances, the factfinder is able to better gauge whether
the defendant’s actions were truly innocuous, or whether he or she intended to
conduct an escalating pattern of stalking behavior. For example, the majority
contends that, under the government’s interpretation, innocuous acts like
“communicating” with the complainant could in the aggregate constitute a “course
55
of conduct,” subject to prosecution. Ante at 29–30. But unwanted
communications with the complainant, if done with the intent to alarm, disturb, or
frighten, can constitute stalking under the statute.6 There is nothing “innocuous”
about such behavior when it harasses or alarms the victim in violation of the
statute. In fact, the D.C. Council recognized this view in the Committee Report.
The Committee gave the following hypothetical:
A familiar example of [stalking] is when a man and a
woman go on a date. After the date, the man is interested
and repeatedly contacts the woman for another date. The
woman meanwhile is not interested and does not respond
to his communications. At what point does the man’s
conduct become harassing to that woman? Annoying?
Alarming? Disturbing? The answer is not found in a
bright line distinction between strict definitions for
acceptable and alarming.
Report on Bill 18-151, supra, at 32-33. The majority’s interpretation seeks to
inject a bright line distinction that the Committee found did not exist. Under the
majority’s interpretation of this hypothetical, the factfinder must gauge whether the
man had the requisite mental state on the first call, the second call, the third call,
6
“The Council enacts this stalking statute to permit the criminal justice
system to hold stalkers accountable for a wide range of acts, communications, and
conduct. The Council recognizes that stalking includes a pattern of following or
monitoring the victim, or committing violent or intimidating acts against the
victim, regardless of the means.” D.C. Code § 22-3131(b) (emphasis added).
56
etc. That kind of analysis, on its face, goes against the D.C. Council’s intention
that there is no “bright line” rule as to what is or is not acceptable behavior.
Rather, the statute requires that there must be a “course of conduct,” that is
intended to harass or alarm, which must be evidenced by a review of the totality-
of-the-circumstances.
The D.C. Council rewrote the District’s anti-stalking statute as part of the
Omnibus Public Safety and Justice Amendment Act of 2009 to conform to best
practices as endorsed by the revised Model Stalking Code. See The National
Center for Victims of Crime, The Model Stalking Code Revisited, Responding to
the New Realities of Stalking (2007). The Committee Report explained that the
D.C. Council sought to rewrite the anti-stalking statute to clear up any confusion in
the statute and to expand the conduct that could be considered stalking behavior,
including the use of technology such as the internet, email, and GPS. Report on
Bill 18-151, supra, at 32.
The Committee explained that “the challenge is to enable the justice
system’s intervention before stalking escalates into violence — yet avoid
57
inadvertent criminalization of legal behaviors.” Id. These considerations stem
from concerns expressed in the revised Model Stalking Code on the limitations of
previous anti-stalking legislative attempts. In particular, the Model Stalking Code
referenced studies by the National Center for Victims of Crime showing that
“[f]ewer than 50 percent of victims reported being directly threatened by their
stalkers,” and that the “variability of stalking behaviors suggests that laws must be
broad enough to address stalking in all its forms.” Model Stalking Code, supra, at
14-15. The Model Stalking Code also made the following observations, among
others, about then-existing anti-stalking legislation: “[t]he burden of proof is so
high under many stalking laws that it is extremely difficult to secure convictions”
and “[w]ithout a full appreciation of the role of context in a stalking situation . . .
many stalking behaviors can be viewed as harmless, when in fact the behaviors
may terrify the victim . . . .” Id. at 17 (emphasis in original).
The Council viewed the role of “context” as critically important to a
determination of whether a course of conduct is intended to harass or harm.
Interpreting the mens rea element as modifying “course of conduct” as a whole,
rather than individual acts, would fully support the policy goals of the District’s
anti-stalking legislation. In particular, reading the statute in this way is consistent
58
with the D.C. Council’s intent that intervention occur as soon as possible “before
stalking escalates into” more serious behavior.
For example, consider the following hypothetical where there are two
alleged “occasions.” The first occasion occurred when the defendant approached
the complainant at a nightclub and sought to hit on her. Although the complainant
rebuffed the defendant, because he was a stranger, she did not necessarily feel
alarmed by this first chance encounter. The second occasion occurs when, a few
days later, the complainant notices the defendant following her around as she
walked down the street. The complainant now feels alarmed because she recalls
that this is the same guy who approached her at the club. Under the majority’s
view, the victim has to wait until a third incident before the government can prove
the requisite mens rea on two occasions. This creates a perverse “one free stalk”
situation that is clearly not what the D.C. Council and the Model Stalking Code
envisioned in revising anti-stalking legislation and is contrary to the plain language
of the statute, which states that stalking requires two occasions, not three.
The majority’s rationale that dangerous isolated acts could possibly be
59
prosecuted independently under other statutes is of little comfort to the majority of
stalking victims. As the majority states, the factfinder can consider any previous
act in determining whether the defendant possessed the requisite mens rea for a
subsequent act, but it will be exceedingly difficult for the factfinder to determine
the mens rea for the first act under the majority’s interpretation.
The legislative history demonstrates that the D.C. Council intended for the
requisite mental state to modify “course of conduct” as a whole. The D.C. Council
understood that it is the overall conduct of the defendant, within context, that must
result in harassing or alarming behavior in order to constitute stalking. The D.C.
Council essentially considered and rejected the majority’s view that the mens rea
element should apply to each act as an independent element of the offense, rather
than to the course of conduct as a whole.7
7
See Public Defender Service for the District of Columbia, Comments to
Bills 18-138 and 18-151, at 4-5 (Jun. 2, 2009). The Committee considered PDS’s
proposal but expressly rejected it. Committee Report, supra, at 33-34.
60
C.
There is persuasive case law from other jurisdictions that have grappled with
similar anti-stalking statutes, where courts have concluded that the mens rea
element modifies “course of conduct” as a whole, rather than individual acts of
stalking. In United States v. Shrader, 675 F.3d 300, 311 (4th Cir. 2012), the
Fourth Circuit considered an issue similar to the one before us. The defendant,
Shrader, essentially made the same argument as appellant here. He argued that the
federal stalking statute, 8 which shares many similarities with the District’s statute,
was unconstitutionally vague because it did not define “whether all acts included in
8
The federal anti-stalking statute shares many similarities to the District’s.
18 U.S.C. § 2261A(2)(B) (2013) defines stalking as:
Whoever . . . with the intent to kill, injure, harass,
intimidate, or place under surveillance with intent to kill,
injure, harass, or intimidate another person, uses the mail,
any interactive computer service or electronic
communication service or electronic communication
system of interstate commerce, or any other facility of
interstate or foreign commerce to engage in a course of
conduct that . . . causes, attempts to cause, or would be
reasonably expected to cause substantial emotional
distress to a person.
Additionally, 18 U.S.C. § 2266(2) defines “course of conduct” as “a pattern
of conduct composed of 2 or more acts, evidencing a continuity of purpose.”
61
the prohibited course of conduct must be done with the specific intent to cause
harm required by the statute.” Id. at 311. The Fourth Circuit rejected this
argument completely. The court stated that:
[T]he statute does not impose a requirement that the
government prove that each act was intended in isolation
to cause serious distress or fear of bodily injury to the
victim, [instead] the government is required to show that
the totality of the defendant’s conduct “evidenc[ed] a
continuity of purpose” to achieve the criminal end. The
specific intent requirement thus modifies the cumulative
course of conduct as a whole.
Id. (emphasis added) (third brackets in original). The Fourth Circuit went on to
observe that this interpretation makes sense because it “reflects a clear
understanding on the part of Congress that while severe emotional distress can of
course be the result of discrete traumatic acts, the persistent efforts of a disturbed
harasser over a period of time . . . can be equally or even more injurious.” Id. at
311-12 (emphasis added). And that, “[t]o read in a requirement that each act have
its own specific intent element would undo the law’s protection for victims whose
anguish is the result of persistent or repetitive conduct on the part of a harasser.”
Id. at 312. The Fourth Circuit’s statutory interpretation is therefore very
persuasive. The federal and District statutes use the same terms of art, “course of
conduct,” and seek to protect the same interests.
62
Similarly, Washington State’s Court of Appeals, in looking at Washington
State’s stalking statute, 9 which is similar to the District’s, considered whether each
individual act making up a course of conduct must independently constitute
“harassment.” See State v. Haines, 213 P.3d 602, 606 (Wash. Ct. App. 2009). The
court held that, “There is no basis whatsoever to suppose that each of the separate
acts that comprise that course of conduct must be vexatious when taken in
isolation.” Id. at 606. Instead, the court observed that “[i]t is the combination of
separate acts — none of which is necessarily criminal in its own right — that must
be ‘seriously alarming, annoying, harassing, or detrimental to the victim in order
for the perpetrator to have committed the criminal offense of stalking.’” Id.
(original brackets omitted); see also State v. Kintz, 238 P.3d 470, 479 (Wash.
2010) (en banc) (approving the observations made in Haines). 10 Although both
9
Wash. Rev. Code § 9A.46.110 (2013).
10
The majority cites to this court’s decision in Whylie v. United States, 98
A.3d 156 (D.C. 2014). In my view, Whylie actually undermines the majority’s
view. In determining that a “separate course of conduct” can arise if the defendant
demonstrates an intent to invade a different interest than his or her previous
conduct, the court in Whylie was essentially assuming that the mens rea element
should modify “course of conduct” as a whole rather than individual occasions.
The court did not determine if each of the defendant’s individual February 2011
phone calls manifested a separate intent, rather the court viewed all of the February
2011 calls as a whole, concluding that “the February 2011 calls . . . were designed
to engender a different type of fear than the previous calls caused [and] can be said
to have reflected a purpose different from [the defendant’s] purpose in making the
(continued…)
63
Shrader and Haines were interpreting somewhat differently worded statutes, the
courts in both cases understood that the crime of stalking is a unique offense that
requires looking at the course of conduct as a whole.
II. Conclusion
For these reasons, I must respectfully dissent from the majority’s
interpretation of the District’s anti-stalking statute. There are real-life
consequences between our differing views on the elements of stalking. There is no
(…continued)
previous calls . . . .” Id. at 164.
The majority also relies on two additional cases from other jurisdictions,
which are inapposite. Hawes v. State, 335 P.3d 1073, 1077 (Wyo. 2014), is
inapposite because the issue of whether the mens rea element modifies course of
conduct or just conduct was not properly before the court as it was conceded by the
government. Further, Morgan v. Commonwealth, 189 S.W.3d 99, 112 (Ky. 2006)
overruled on unrelated grounds by Shane v. Commonwealth, 243 S.W.3d 336 (Ky.
2007), is factually distinguishable because the court concluded that the
complainant cannot be said to have suffered mental distress because she was
unaware that the event had occurred. Id. The District’s anti-stalking statute is
different in that the government need not prove that the complainant suffered
mental distress.
64
doubt that the context in which a “course of conduct” occurs is vitally important to
determining whether the offense of stalking has occurred. The majority’s
interpretation makes it more difficult to convict a defendant of stalking.
Fundamentally, stalking is a crime of repetition and parsing out the defendant’s
intent behind specific individual acts makes it more likely that a defendant can
explain away as innocuous individual incidents that, when viewed together,
demonstrate a disturbing pattern of harassing and alarming actions. The anti-
stalking statute is clear and unambiguous. The D.C. Council enacted the 2009
amendments to the District’s anti-stalking statute to make it easier, not more
difficult, to convict defendants of stalking and to prevent further escalation of a
defendant’s harassing and alarming conduct.