Cornucopia Institute v. Agricultural Marketing Service ( 2018 )


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  •                               UNITED STATES DISTRICT COURT
    FOR THE DISTRICT OF COLUMBIA
    THE CORNUCOPIA INSTITUTE,
    Plaintiff,
    v.
    Case No. 1:16-cv-00866-TNM
    AGRICULTURAL MARKETING
    SERVICE,
    Defendant.
    MEMORANDUM OPINION
    This is a Freedom of Information Act case, in which the Plaintiff Cornucopia Institute
    seeks the “entire investigative files for five operations” targeted for investigation by the National
    Organic Program, a component of the Agricultural Marketing Service. Compl. ¶ 13; Tucker
    Decl. ¶ 4. I conclude that the Government has fully satisfied its FOIA obligations, with a search
    reasonably calculated to locate responsive records, and production of nearly all non-exempt
    records. I will therefore grant the Government’s Motion for Summary Judgment as to the lion’s
    share of the records at issue, but grant Cornucopia’s cross-motion as to three pages.
    I. Background
    In June 2015, Cornucopia Institute sent the Agricultural Marketing Service, an agency
    within the U.S. Department of Agriculture (USDA), a FOIA request for “the entire investigative
    files for five operations targeted for enforcement actions by the NOP [National Organic Program]
    since the beginning of fiscal year 2013.” Decl. of Jennifer Tucker Ex. 1, Def.’s Mot. Summ. J.,
    ECF No. 14-2; Compl. ¶ 13. The request listed the operations as “Rosewood Products,” “The
    Sixty,” “Serenigy,” “Magill Ranch,” and “Organic Avenue Juices.” 
    Id. Cornucopia filed
    suit in
    May 2016, having received no documents. Compl. 6.
    1
    “Between January 7 and May 26, 2016,” the Government searched for responsive
    records. Tucker Decl. ¶ 8. The search focused on records held by the NOP’s Compliance and
    Enforcement Division, since that division “process[es] incoming complaints alleging actionable
    violations,” and investigates those complaints. 
    Id. ¶¶ 4,
    13. The search involved the NOP’s
    FOIA specialist, specialists from the NOP’s Compliance and Enforcement Division “who were
    in charge of the investigations at issue,” and the Compliance and Enforcement Division’s
    director. 
    Id. ¶ 9.
    A complaint’s corresponding investigative files are “store[d] and manage[d] . . .
    on [the NOP’s] shared network computer drive,” and “each complaint is assigned a unique
    number when it is received.” 
    Id. ¶ 10.
    So the search team “identified the complaints, by number,
    in an NOP database that tracks complaints, and searched for and retrieved investigative materials
    stored under those complaint numbers by accessing the program’s shared drive.” 
    Id. “NOP employees
    also searched hard copy paper investigative records that were maintained in storage
    cabinets” in the program’s Washington, District of Columbia office. This search yielded 881
    responsive pages, of which the Government released 420 pages in full, 225 pages in part, and
    withheld 236 pages in full. 
    Id. ¶ 16.
    The Government invoked FOIA Exemptions 4, 5, 6, 7(C),
    7(D), and 7(E) for the records withheld. Id.; see 5 U.S.C. § 552(b)(4)-(7).
    After the parties had filed and briefed two cross-motions for summary judgment, I
    ordered the Government to “either search for and release to the Plaintiff all non-exempt portions”
    of nine records or categories of records that the Plaintiff claimed were obvious omitted portions
    of the five investigative files, or else to “submit a supplemental declaration describing in greater
    detail the efforts that Defendant has taken with respect to these documents, including why []
    additional efforts . . . are not required by law.” Order of Jan. 12, 2018, ECF No. 23; see also
    Pl.’s Mem. In Support of Pl.’s Mot. Summ. J. and Opp. to Defs.’ Mot. Summ. J. 7-12, ECF No.
    2
    23. The Government then undertook an extensive supplemental search for the listed documents,
    meeting with relevant officials and digging through pertinent hard copy investigative files,
    shared drive folders, and email records. Decl. of Lynnea Schurkamp ¶¶ 4-16, Notice of Filing
    Supplemental Decl., ECF No. 25-1 (Schurkamp Decl.). Eventually, the Government located and
    produced nearly all the documents, except for five that they could not find. Schurkamp Decl. ¶¶
    17-20. Three of the requested documents already been produced. 
    Id. ¶ 18.
    When invited to
    provide further briefing “in light of factual developments,” Minute Order, Mar. 19, 2018,
    Cornucopia only repeated its objections to the Government’s original exemption determinations
    and renewed its request for in camera review, reasoning that “the Court’s January 12, 2018,
    Order ruled on Plaintiff’s adequacy of search objections.” Pl.’s Further Mem. 2 (Pl.’s Supp.
    Mem). The Government rested on its prior briefing. Def.’s Response to Pl.’s Supp. Mem 2.
    II. Legal Standards
    To prevail on a motion for summary judgment, a movant must show that “there is no
    genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
    law.” Fed. R. Civ. P. 56(a); see also Anderson v. Liberty Lobby, Inc., 
    477 U.S. 242
    , 247 (1986).
    FOIA requires federal agencies to “disclose information to the public upon reasonable request
    unless the records at issue fall within specifically delineated exemptions.” Judicial Watch, Inc.
    v. FBI, 
    522 F.3d 364
    , 365-66 (D.C. Cir. 2008); see also 5 U.S.C. § 552(a)(3)(A) (records sought
    must be “reasonably describe[d]”). A FOIA defendant is entitled to summary judgment if it
    proves “beyond material doubt [] that it has conducted a search reasonably calculated to uncover
    all relevant documents,” Morley v. CIA, 
    508 F.3d 1108
    , 1114 (D.C. Cir. 2007) (citation omitted),
    and that there is no genuine dispute over whether “each document that falls within the class
    requested either has been produced, is unidentifiable or is wholly exempt from the Act’s
    3
    inspection requirements.” Weisberg v. Dep’t of Justice, 
    627 F.2d 365
    , 368 (D.C. Cir. 1980)
    (citation omitted). The “vast majority” of FOIA cases are decided on motions for summary
    judgment. See Brayton v. Office of U.S. Trade Rep., 
    641 F.3d 521
    , 527 (D.C. Cir. 2011).
    Searching for records requires “both systemic and case-specific exercises of discretion
    and administrative judgment and expertise,” and is “hardly an area in which the courts should
    attempt to micro-manage the executive branch.” Schrecker v. Dep’t of Justice, 
    349 F.3d 657
    ,
    662 (D.C. Cir. 2003). To establish the reasonableness of its search, an agency can submit a
    “reasonably detailed affidavit, setting forth the search terms and the type of search performed,
    and averring that all files likely to contain responsive materials (if such records exist) were
    searched.” Oglesby v. U.S. Dep’t of Army, 
    920 F.2d 57
    , 68 (D.C. Cir. 1990). Agency
    declarations are given “a presumption of good faith, which cannot be rebutted by ‘purely
    speculative claims about the existence and discoverability of other documents.’” SafeCard
    Servs. Inc. v. SEC, 
    926 F.2d 1197
    , 1201 (D.C. Cir. 1991) (citation omitted). “[S]ummary
    judgment . . . is warranted if the affidavits describe the documents and the justifications for
    nondisclosure with reasonably specific detail, demonstrate that the information withheld
    logically falls within the claimed exemption, and are not controverted by either contrary
    evidence in the record nor by evidence of agency bad faith.” Military Audit Project v. Casey,
    
    656 F.2d 724
    , 738 (D.C. Cir. 1981).
    III. Analysis
    A. The Government’s Search Efforts Satisfy FOIA’s Requirements
    To satisfy FOIA, the Government must conduct a “search reasonably calculated to
    uncover all relevant documents.” Weisberg v. U.S. Dep’t of Justice, 
    745 F.2d 1476
    , 1485 (D.C.
    Cir. 1984) (citation omitted). Here, the Government’s search team looked in the pertinent shared
    4
    electronic drives and in headquarters hard-copy files, and then conducted extensive follow up
    searches for specific documents. Tucker Decl. 3-4; Schurkamp Decl. ¶¶ 4-16. Cornucopia makes
    (or has made1) three arguments challenging the legal adequacy of the Government’s extensive
    search efforts, but each fail.
    First, Cornucopia briefly contends that the Government failed to describe any pre-
    litigation search, and “did not undertake a search until January 7, 2017.” Pl.’s Mem. In Support
    of Pl.’s Mot. Summ. J. and in Opp. To Def.’s Mot. Summ. J. 6 (Pl.’s Opp.). But even if a pre-
    litigation search is required—an assumption for which Cornucopia cites no authority—the
    Government did perform such a search. “Between January 7 and May 26, 2016,” the
    Government searched for responsive records. Tucker Decl. ¶ 8 (emphasis added). Cornucopia
    seems to have simply misread Ms. Tucker’s affidavit on this point.
    Second, Cornucopia argues that the Government’s original search was legally inadequate.
    Because the Government “did not disclose the name of the database searched [or] disclose the
    other databases that were considered but rejected for the search,” the Government did not search
    by using the subjects of the investigations as keywords, and “there is no discussion of a search or
    regional offices or other [Agricultural Marketing Service] offices,” Cornucopia concludes that “it
    is fair to say that [Ms. Tucker] fails to provide any useful description whatsoever as the agency’s
    search methodology.” Pl.’s Opp. 6-7. Not so. We must remember that Cornucopia specifically
    requested “the entire investigative files for five operations targeted for enforcement actions by
    the NOP.” Tucker Decl. Ex. 1 (emphasis added). The Government knows that it “stores . . .
    1
    One possible interpretation of Cornucopia’s supplemental brief is that given the Government’s
    recent efforts, Cornucopia is now satisfied that the search was legally adequate. Pl.’s Supp.
    Mem. 2 (declining to discuss the search, since “the Court’s January 12, 2018, Order ruled on
    Plaintiff’s adequacy of search objections.”).
    5
    investigative and other files . . . on [NOP’s] shared network computer drive,” and “hard copy
    paper investigative records . . . in storage cabinets within NOP office space in Washington,
    [District of Columbia].” Tucker Decl. ¶¶ 10-11. By searching these locations, the Government
    conducted a search “reasonably calculated to uncover” the investigative files at issue. See
    
    Weisberg, 745 F.2d at 1485
    . Cornucopia offers only speculation that the Government would
    have been better served using search terms (even though investigative files are organized by
    complaint number), or looking in other databases or offices, and speculation cannot rebut the
    presumption of good faith given to agency declarations. SafeCard Servs. 
    Inc., 926 F.2d at 1201
    .
    Finally and most substantially, Cornucopia contends that the Government has failed “to
    follow-up on clear leads indicating the existence of additional agency records responsive to
    Plaintiff’s FOIA request.” Pl.’s Opp. 7. Cornucopia identified many documents that certainly
    seem like part of pertinent investigative files, including the complaint that kicked off the Magill
    Ranch investigation, and “exhibits” mentioned by various investigation summaries that the
    Government produced. 
    Id. 10-12. And
    the Government does have an obligation to “follow
    through on obvious leads to discover requested documents.” Valencia-Lucena v. U.S. Coast
    Guard, 
    180 F.3d 321
    , 325 (D.C. Cir. 1999). But the follow-up search that the Government has
    conducted here satisfies this standard, and indeed appears to have been exhaustive and
    successful. Schurkamp Decl. ¶¶ 4-20. Cornucopia seems to agree, above n. 1, and I conclude
    that the Government has discharged any duty to track down obvious leads.
    B. The Government Largely Applied FOIA’s Exemptions Correctly
    FOIA “allows agencies to withhold only those documents that fall under one of nine
    specific exemptions, which are construed narrowly in keeping with FOIA’s presumption in favor
    of disclosure.” Pub. Citizen, Inc. v. Office of Mgmt. & Budget, 
    598 F.3d 865
    , 869 (D.C. Cir.
    6
    2010) (citations omitted). Plaintiff only contests records withheld under Exemptions 4 and 5,
    and I conclude that the Government properly applied those exemptions except as to three pages.
    1. Under Exemption 4, Cornucopia Is Entitled to One Disputed Page
    Exemption 4 applies to “commercial or financial information obtained from a person and
    privileged or confidential.” 5 U.S.C. § 552(b)(4). Cornucopia contends that (1) the Government
    has withheld a page of product labels that cannot be considered confidential because they have
    “already [been] disclosed to the public,” Pl.’s Opp. 14, (2) the Government has withheld entire
    organic handling plans when it could have produced some details, 
    id. 18-21, and
    (3) the
    Government has redacted the phrase “Aloha Medicinals” only occasionally, thus waiving the
    privilege for that phrase, 
    id. 17-18. Only
    the first of these arguments holds water.
    The Government characterizes a page of product labels they have withheld as
    “unpublished drafts of proposed product labels” sent to Organic Avenue’s certifying agent “as a
    requirement of continued certification.” Vaughn Index 1 (citing bates-stamped page 6). But
    Cornucopia persuasively argues that the labels are not “unpublished,” because the redacted page
    is the enclosure to a “Notice to Cease and Desist.” Pl.’s Reply 10 (citing Supplemental Fantle
    Decl., Exhibit C at 1-3 (bates stamped 4-6)). Reading the Notice to Cease and Desist confirms
    the argument: Organic Avenue is told to stop using current product labels that used the term
    “Organic Avenue,” since they have no certification from the NOP. The Notice references an
    “Enclosure,” and the Government has redacted the following page. Vaughn Index 1. The
    context makes it clear that page 6 constitutes the referenced “Enclosure,” and that the product
    labels therein were published without certification, rather sent to Organic Avenue’s certifying
    agent “as a requirement of continued certification.” Cf. Vaughn Index 1 with Supp. Fantle
    7
    Decl., Exhibit C at 1-3 (bates stamped 4-6). In short, the context proves that the redacted
    product labels were publicly posted, not unpublished.2
    Since the labels were being publicly displayed, and thus the subject of the cease and
    desist notice, the Government cannot invoke Exemption 4’s protection for “confidential”
    information. Under D.C. Circuit precedent, the test for whether material is “confidential”
    depends on whether the information was disclosed to the Government on a voluntary or
    mandatory basis. Ctr. for Auto Safety, 
    244 F.3d 144
    , 147-48 (D.C. Cir. 2001). If voluntary, the
    information is “confidential” for Exemption 4 purposes “if it is of a kind that [the provider]
    would customarily not [] releas[e] to the public.” 
    Id. at 147.
    But if mandatory, the information
    is confidential “if disclosure would be likely either (1) to impair the Government’s ability to
    obtain necessary information in the future; or (2) to cause substantial harm to the competitive
    position of the person from whom the information was obtained.’” 
    Id. at 148.
    The Government
    seems to have obtained this information voluntarily, using product labels that were being
    customarily (and illegally) displayed to the public. The labels were therefore not confidential.3
    Since the Government has failed to establish that Exemption 4 applies, FOIA requires disclosure.
    2
    The Government’s only answer to this contextual argument was that the “Notice to Cease and
    Desist . . . as described by Plaintiff . . . is nowhere to be found in the record.” Def.’s Reply at 16.
    Although the Plaintiff then filed the relevant pages, Supp. Fantle Decl., Exhibit C at 1-3 (bates
    stamped 4-6), and the Government could have responded in later briefing, it never did.
    I do not rely on Cornucopia’s claim that regulations requiring public product labels are relevant
    here, and so I do not address the Government’s rebuttal argument.
    3
    Even if the Government obtained the labels on a mandatory basis, they are still not
    confidential. The Vaughn Index asserts that unpublished labels “can be used by the company’s
    competitors in the organic industry . . . to duplicate formulations.” Tucker Decl., ECF No. 14-4
    at 1 of 67 (bates stamped 00006). But if the labels are already public, further disclosure after a
    FOIA request does not work “substantial harm to [a] competitive position.” Ctr. for Auto 
    Safety, 244 F.3d at 148
    .
    8
    The Government questions “why Plaintiff would seek items in a FOIA request it believes
    to be already obtainable in the public domain,” and suggests that “the party favoring disclosure
    has the burden of demonstrating that the information sought is identical to information already
    publicly available.” 
    Id. (quoting Ctr.
    for Auto 
    Safety, 244 F.3d at 151
    ) (emphasis original). But
    “[t]he ‘identical information’ basis for disclosure is . . . entirely distinct from the ‘customary
    disclosure’ standard.” Ctr. for Auto 
    Safety, 244 F.3d at 151
    . Under the former, Cornucopia
    would have the burden, while under customary disclosure analysis (and any Exemption 4 claim),
    it is the Government that bears the burden. 
    Id. The Government
    invoked Exemption 4 for these
    product labels, and the Government has failed to carry its burden of showing that they were
    confidential.
    Cornucopia next claims that the Government’s decision to withhold entire organic
    operation plans for several businesses under investigation is overbroad, contending that at least
    some information should have been provided. See Pl.’s Opp. 16. Yet Cornucopia nowhere
    identifies what specific information it wants (and neither does the underlying FOIA request),
    despite the Government’s highly detailed description of what the plans contain.4 And nowhere
    does Cornucopia rebut the Government’s claim that “The organic processor plan contains critical
    information about internal business operations. Competitors can use this information to identify
    and exploit weaknesses, or duplicate processes without investing resources.” Tucker Decl., ECF.
    No. 14-4 at 8 (Vaughn Index). The case on which Cornucopia purports to rely does not apply. It
    cites Animal Legal Def. Fund v. United States Food & Drug Admin., 
    2013 WL 4511936
    , at *9
    4
    See Tucker Decl. ¶ 23e (“These records are detailed plans outlining internal business and
    operating procedures for organic operations. These plans may include . . . recipe and ingredient
    lists; disclosure statements; supplier identifications; production steps . . . details on equipment
    and transportation; and information relating to farm location and field cover.”).
    9
    (N.D. Cal. Aug. 23, 2013) for the proposition that “disclosure of limited, non-exempt
    information within a [larger] document” is appropriate, because that disclosure would not work
    “substantial competitive harm.” Pl.’s Opp. 18-20. Not only is that case in another jurisdiction,
    but the Ninth Circuit has since reversed and remanded it, destroying any persuasive value.
    Animal Legal Def. Fund v. U.S. Food & Drug Admin., 
    839 F.3d 750
    (9th Cir. 2016). In any
    event, I am convinced that the Government has carried its burden of showing that organic
    production plans are commercial, obtained from investigated businesses, and confidential, and
    thus subject to Exemption 4.
    Third, Cornucopia argues that the Government “inconsistently applied (b)(4) exemptions
    to [the phrase] ‘Aloha Medicinals,’” Pl.’s Reply 13, and that since Cornucopia has since posted
    the revealed uses of the phrase on a permanent public website, the phrase now fits the “public-
    domain doctrine,” under which “materials normally immunized from disclosure under FOIA lose
    their protective cloak once disclosed and preserved in a permanent public record.” Cottone v.
    Reno, 
    193 F.3d 550
    , 554 (D.C. Cir. 1999). But as the Government points out, this contention
    rests on a false inference. Just because “Aloha Medicinals” preceded “/Serenigy” in a disclosed
    email subject line, it is not true that every redaction of a phrase before “/Serenigy” must
    represent a deletion of “Aloha Medicinals.” See Def.’s Opp. To P.’s Mot. Summ. J. and Reply
    17 (Def.’s Reply). Emails regarding Serenigy may well mention other commercially-relevant
    products or phrases. In other words, Cornucopia has not shown that the hidden phrase they want
    to see has already been disclosed, and so fails to rebut the Government’s contention that the
    information is commercial and confidential. See Davis v. U.S. Dep’t of Justice, 
    968 F.2d 1276
    ,
    1280 (D.C. Cir. 1992) (holding that under the public domain doctrine, “the requester [must] point
    to “specific” information identical to that being withheld.”)
    10
    2. Under Exemption 5, Cornucopia Is Entitled to Two Disputed Pages
    “Exemption 5 excludes from mandatory release ‘interagency or intra-agency
    memorandums or letters which would not be available by law to a party other than an agency in
    litigation with the agency.’” 
    Morley, 508 F.3d at 1126
    (quoting 5 U.S.C. § 552(b)(5)). The
    exemption incorporates several evidentiary privileges, including “materials which would be
    protected under the attorney-client privilege . . . [and] the executive ‘deliberative process’
    privilege.” Coastal States Gas Corp. v. Dep’t of Energy, 
    617 F.2d 854
    , 862 (D.C. Cir. 1980)
    (citations omitted). The Government has invoked Exemption 5 to protect several categories of
    records, including “draft notices” of civil penalties and proposed settlement, “draft . . .
    recommendations on whether to uphold adverse actions,” draft requests to investigate, internal
    communications about investigations, proposed penalties, and settlements, and “communications
    . . . between NOP and the USDA, Office of General Counsel regarding the investigations.”
    Tucker Decl. 8. Cornucopia’s challenges to these withholdings fail except as to two pages.
    Cornucopia begins with vague allegations that the Government has not identified
    deliberative records “clearly” enough to establish that all fall within the deliberative process
    privilege, Pl.’s Opp. 22, and that the Government “fail[s] to identify any of the specific people
    [relating] to the withheld [attorney-client privilege] records as an attorney.” 
    Id. at 23.
    But vague
    claims do not rebut the presumption of good faith afforded the Government’s affidavits,
    particularly when an affidavit and corresponding 67-page Vaughn index provide the reasonable
    level of detail seen here. Tucker Decl. 8; see, e.g. Vaughn Index 4-5 (invoking Exemption 5).
    Cornucopia then takes a more productive tack, and challenges specific withholdings. It
    first argues that in describing a “Memorandum report from [an] NOP manager to agency Office
    of General Counsel attorneys” about the “SereniGy” investigation, Vaughn Index 37, the
    11
    Government “fails to identify specific people . . . as an attorney,” “does not specify why the
    communication is entitled to ‘confidential’ treatment,” and gives a “wholly conclusory” basis for
    invoking Exemption 5. Pl.’s Opp. 23. But these accusations are off-base. After describing the
    information withheld as a “[m]anager’s policy and enforcement action recommendations and
    questions to attorneys,” Vaughn Index 37, Ms. Tucker gives a thorough justification:
    Deliberative process privilege – pre-decisional and deliberative.
    The draft document contains the author’s recommendations about
    prospective enforcement action options. The document was drafted
    expressly for use by agency Office of General Counsel staff during
    attorney-client communications with NOP staff. The record is pre-
    decisional because it was developed before the agency took any
    official action regarding the enforcement action at issue.
    Attorney-Client Privilege: The withheld portions contain
    information prepared by [Agricultural Marketing Service] and
    provided to the USDA, Office of the General Counsel, for the
    purpose of soliciting legal advice about the enforcement action at
    issue.
    
    Id. I am
    satisfied that these enforcement questions posed by the NOP to “attorneys” in the
    “Office of General Counsel” are attorney-client privileged, and subject to the deliberative
    process privilege. Ms. Tucker’s description easily satisfies the legal requirement that “affidavits
    describe the documents and the justifications for nondisclosure with reasonably specific detail,
    demonstrate that the information withheld logically falls within the claimed exemption, and are
    not controverted by either contrary evidence in the record nor by evidence of agency bad faith.”
    Military Audit 
    Project, 656 F.2d at 738
    .
    Next, Cornucopia argues that the Government has improperly redacted parts of four
    “notices of non-compliance.” Pl.’s Opp. 23 (citing Exhibit A to Fantle Decl. in support of Pl.’s
    Opp. at 62-63, 65, 72-73, 74-75 (referencing records that are bates stamped 84-85, 622, 290-291,
    and 296-297)). The Government quickly explained that “Each and every notice of
    12
    noncompliance cited by Plaintiff was excepted under either Exception 4 or Exception 6 . . . [and]
    [n]one of them were excepted under Exception 5.” Def.’s Reply 22. Cornucopia had nothing to
    say in response. Pl.’s Reply 13-14 (never mentioning Exemption 5). Reviewing Cornucopia’s
    cited pages largely confirms the Government’s point: only two of the relevant pages are redacted
    under Exemption 5 at all, Exhibit A to Fantle Decl. at 62-63 (bates stamped 84-85), and those
    pages are not part of any notice of noncompliance.5 But review also reveals that the Government
    has provided no description at all for those two pages, and appears to have simply invoked
    Exemption 5 without explaining why in either the Vaughn Index or the Tucker Declaration.6
    It is the Government’s “burden . . . to establish their right to withhold information from
    the public and they must supply the courts with sufficient information to allow us to make a
    reasoned determination that they were correct.” Coastal States Gas 
    Corp., 617 F.2d at 861
    .
    “[C]onclusory assertions of privilege will not suffice to carry the Government’s burden of proof
    5
    The two pages are fully redacted under Exemption 5, except for their respective titles:
    “Request for Hearing” and “Waiver of Hearing.” See https://www.cornucopia.org/FOIA-
    reading-room/2015%20NOP%20enforcement%20responsive%20records.pdf at bates stamped
    pp. 84-85 (last visited May 14, 2018) (containing the full 881 pages of responsive records in
    redacted form) (Full Record). There is a Notice of Noncompliance and Proposed Revocation
    that immediately precedes the pages, but the “Hearing” documents are unrelated—the notice is
    numbered “Page 1 of 2” and “Page 2 of 2,” and never mentions a hearing, any attachments, or
    any exhibits. 
    Id. at 82-83.
    The Vaughn index mistakenly says that the “Notice of
    Noncompliance” is on bates stamped pages 84-85, Vaughn Index 7, but Ms. Tucker is actually
    referring to pages 82-83. The index describes a two-page Notice for which the Government
    invokes only Exemption 4 (not Exemption 5), 
    id., a description
    that precisely matches bates
    stamped pages 82-83. Cf. Full Record at 81-85 with Vaughn Index 7. In short, both parties have
    erroneously characterized the pages bates stamped 84-85, but those pages are not a Notice of
    Noncompliance, or any part thereof.
    6
    Because the Notice of Noncompliance is on pages 82-83, above n. 5, the “Request for
    Hearing” and “Waiver of Hearing” on pages 84-84 remain completely un-described. The pages
    simply bear the designation “(b)(5)” on a black square below each title, and I have searched in
    vain through the Vaughn Index and the Tucker Declaration for another reference to either a
    “hearing” or the pertinent pages.
    13
    in defending FOIA cases.” 
    Id. If the
    Government fails to carry this burden, then a court may
    order release of the documents at issue. 
    Id. at 870
    (holding that “the defendant . . . has failed to
    carry its burden of establishing that the documents involved in this appeal were properly
    withheld . . . [and] [t]he decision of the district court ordering release of the documents is
    therefore affirmed.”) “The limited exemptions provided in the Act, are to be ‘construed
    narrowly, in such a way as to provide the maximum access consonant with the overall purpose of
    the Act.’” Yeager v. Drug Enf’t Admin., 
    678 F.2d 315
    , 320 (D.C. Cir. 1982). Because the
    Government has offered only the most conclusory of justifications here—an unexplained
    “(b)(5)” claim without reference to even a specific privilege—the Plaintiff has established that
    no genuine dispute on an issue of material fact precludes disclosure of this document.
    Finally, Cornucopia argues that the Government improperly withheld portions of
    “proposed settlement agreements” under the deliberative process privilege, since any final
    agreements or communications with external, non-government actors would not be privileged.
    Pl.’s Opp. 24. But as the Government has explained in detail, each of these draft settlement
    agreements were “created within [the Agricultural Marketing Service],” and are “the author’s
    recommendations about what the final version should state . . . created before the agency made
    any decision regarding the settlement.” E.g. Vaugh Index 17; see also Def.’s Reply 23 (citing
    the remaining entries). This amply satisfied the requirements for the deliberative process
    privilege.
    C. In Camera Review is Not Warranted
    As part of its required de novo review, a court “may examine the contents of . . . agency
    records in camera to determine whether such records or any part thereof shall be withheld under
    any of the exemptions.” 5 U.S.C. § 552(a)(4)(B) (emphasis added). “[D]istrict courts have
    14
    

Document Info

Docket Number: Civil Action No. 2016-0866

Judges: Judge Trevor N. McFadden

Filed Date: 5/14/2018

Precedential Status: Precedential

Modified Date: 5/15/2018

Authorities (17)

Ctr Auto Sfty v. Natl Hwy Traf Sfty , 244 F.3d 144 ( 2001 )

Carl Oglesby v. The United States Department of the Army , 920 F.2d 57 ( 1990 )

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