Charlton v. Wynne ( 2009 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________________
)
JOHN PAUL CHARLTON, )
)
Plaintiff, )
)
v. ) Civil Action No. 08-0221 (PLF)
)
MICHAEL B. DONLEY, )
Secretary, United States Air Force, )
)
1
Defendant. )
__________________________________________)
MEMORANDUM OPINION
Plaintiff John Paul Charlton seeks judicial review of the decision by the Air Force
Board for Correction of Military Records (“AFBCMR”) on his application to correct his military
records. The matter is before the Court on defendant’s motion to dismiss. After carefully
considering the parties’ papers and the entire record in this case, the Court will deny defendant’s
motion to dismiss.2
I. BACKGROUND
Plaintiff is a former United States Air Force Academy cadet. See Compl. ¶ 7.
During the Fall 2002 semester, an instructor at the Academy alleged that plaintiff plagiarized
1
The Court has substituted as the defendant Michael B. Donley, the current
Secretary of the Air Force, for former Secretary Michael W. Wynne pursuant to Rule 25(d) of the
Federal Rules of Civil Procedure.
2
The Court considered the following papers in connection with this motion:
Plaintiff’s Complaint (“Compl.”); Defendant’s Motion to Dismiss (“Mot.”); Plaintiff’s
Opposition to Defendant’s Motion to Dismiss (“Opp.”); and Defendant’s Reply to Plaintiff’s
Opposition to Defendant’s Motion to Dismiss (“Repl.”).
portions of two assignments. See id. ¶¶ 32, 33. The Academy Honor Board conducted a hearing
and found that plaintiff had violated the Cadet Honor Code with respect to those two charges.
See id. ¶ 34. On August 5, 2003, based on the Honor Board ruling, the Superintendent of the
Academy disenrolled plaintiff and ordered plaintiff to reimburse the cost of his Academy
education, in the amount of approximately $136,478 plus interest. See id. ¶ 69. (Although
plaintiff does not say so explicitly, the implication of the complaint is that absent the Honor
Board ruling and Academy disenrollment, he would be entitled to a waiver of his Academy
tuition.) On January 12, 2004, the Air Force discharged plaintiff. See id. ¶ 72.
On August 10, 2004, plaintiff filed an application with the AFBCMR requesting
that the Honor Code violations be removed from his record, that the Academy award him a
diploma, that the Academy waive the debt plaintiff incurred for the cost of his education, and that
the military allow him to fulfill his military service or grant him medical discharge status based
on chronic rheumatoid arthritis. See Compl. ¶ 73. Plaintiff alleges that he raised before the
AFBCMR various substantive and procedural errors made by the Air Force and the Honor Board
during the course of the disenrollment proceedings, see id. ¶ 74, including: the Air Force’s
alleged failure to properly consider plaintiff’s medical condition as a basis for medical discharge,
see id. ¶ 75; the Honor Board’s alleged failure to provide due process at his hearing, see id. ¶ 76;
the Honor Board’s failure to include a mistake-of-fact instruction to its members, see id. ¶ 77; the
failure to prove a violation of the Honor Code at the Honor Board proceeding, see id. ¶ 78; and
inequitable treatment at the Honor Board proceeding. See id. ¶ 79. On October 17, 2005, the
AFBMCR denied plaintiff’s request, concluding that plaintiff had presented insufficient evidence
to demonstrate the existence of error or injustice. See id. ¶¶ 80, 81.
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Plaintiff now seeks judicial review of the decision on the grounds that (1) the
AFBCMR decision was arbitrary, capricious, an abuse of discretion, unsupported by substantial
evidence, or otherwise contrary to law; and (2) the AFBCMR’s action was contrary to Air Force
regulations and violated plaintiff’s constitutional right to due process of law. Plaintiff
characterizes his claim as one brought under the Administrative Procedure Act, 5 U.S.C. §§ 701et seq., but, in addition to his demand for injunctive relief, he also seeks money damages which
are not available under the APA. See 5 U.S.C. § 702. The Little Tucker Act, 28 U.S.C.
§ 1346(a), permits certain claims for money damages against the United States government,
including those related to applications for correction of military records, see Bublitz v. Brownlee,
309 F.Supp. 2d 1, 8 (D.D.C. 2004). The Court therefore will construe the complaint as one that
asserts claims under the Little Tucker Act as well as under the APA.
II. DISCUSSION
A. Jurisdiction Over Claims Against the Federal Government
Federal courts are courts of limited jurisdiction. They therefore may only hear
cases entrusted to them by a grant of power contained in either the Constitution or in an act of
Congress. See, e.g, Beethoven.com L.L.C. v. Librarian of Congress, 394 F.3d 939, 945 (D.C.
Cir. 2005); Best v. United States, 522 F.Supp 2d 252, 254 (D.D.C. 2007); Srour v. Barnes, 670
F.Supp. 18, 20 (D.D.C. 1987) (citing City of Kenosha v. Bruno, 412 U.S. 507, 511 (1973)).
Under Rule 12(b)(1), the plaintiff bears the burden of establishing subject matter jurisdiction.
See Brady Campaign to Prevent Gun Violence v. Ashcroft, 339 F.Supp. 2d 68, 72 (D.D.C. 2004).
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As a sovereign, the United States may not be sued except by its consent, and a
fortiori the government can place conditions on the circumstances under which it will consent to
suit. See Bublitz v. Brownlee, 309 F. Supp. 2d at 5 (citing United States v. White Mountain
Apache Tribe, 537 U.S. 465, 472 (2003)). For example, the APA waives the United States’
sovereign immunity for claims “seeking relief other than money damages” and arising from an
agency’s unlawful action, 5 U.S.C. § 702, and rests jurisdiction for such claims in the district
courts. See Bublitz v. Brownlee, 309 F.Supp. 2d at 8. The Tucker Act waives the United States’
sovereign immunity for non-tort claims against the government seeking monetary remedies, and
vests exclusive jurisdiction for those claims in the Court of Federal Claims. See 28 U.S.C.
§ 1491(a)(1). For non-tort claims against the government not exceeding $10,000 in damages,
however, the Little Tucker Act vests concurrent jurisdiction in the Court of Federal Claims and
in the United States district courts. See 28 U.S.C. § 1346(a)(2); see also Smalls v. United States,
471 F.3d 186, 189 (D.C. Cir. 2006).
Defendant argues that because plaintiff seeks money damages for backpay, as well
as debt relief of more than $100,000, the Court does not have jurisdiction. The Court disagrees.
As to the damages sought for backpay, plaintiff has explicitly waived his right to recover any
money damages for backpay greater than $10,000. See Compl. ¶ 102(C). This waiver is
“sufficient” to keep plaintiff’s claims against the government in this Court despite the fact that he
requests money damages for backpay. See Stone v. United States, 683 F.2d 449, 451 (D.C. Cir.
1982); see also Waters v. Rumsfeld, 320 F.3d 265, 271 (D.C. Cir. 2003) (such waivers are
adequate to maintain district court jurisdiction when “clearly and adequately expressed”).
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Defendant also argues that plaintiff’s claims belong in the Court of Federal
Claims because he seeks substantial debt relief, namely that his record “be corrected to reflect
that the debt incurred for the cost of Plaintiff’s education at the Academy is eliminated either by
waiving that debt or by granting him a medical discharge.” Compl. ¶ 102(B)(3). In other words,
defendant argues that this putatively “injunctive” request for records correction is in reality a
claim for damages in excess of $10,000, and that this Court therefore does not have jurisdiction
over the claim. See Bublitz v. Brownlee, 309 F.Supp. 2d at 6 (“This Court has no jurisdiction
. . . if the plaintiff’s suit is essentially one for non-tort damages exceeding $10,000, regardless of
whether the plaintiff has cloaked his complaint in injunctive terms.”).
When a plaintiff asserts claims against the United States for injunctive relief that
would result in a financial benefit of more than $10,000, the Court must consider the sometimes
“difficult jurisdictional question” of when such a complaint, even though couched in equitable
terms, “will be deemed one seeking monetary damages.” Bublitz v. Brownlee, 309 F. Supp. 2d
at 6. The test is whether a complaint, “at its essence” seeks damages. Id. Resolving that
question requires the Court to “look to the complaint’s substance, not merely its form.” Kidwell
v. Dep’t of the Army, 56 F.3d at 284. “Where the equitable relief lacks ‘considerable value’
independent of any future potential for monetary relief . . . or when the equitable relief requested
in the complaint is ‘negligible in comparison’ with the potential monetary recovery . . . the
complaint will be deemed one for damages.” Bublitz v. Brownlee, 309 F. Supp. 2d at 7 (internal
citations to Kidwell v. Dep’t of the Army, 56 F. 3d at 284).
In this case, plaintiff is not seeking money damages (beyond the $10,000 in
backpay already discussed) and, if plaintiff prevails in this case, this Court would not award any
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such relief. Rather, plaintiff is seeking an injunction directing the defendant to correct his
military records by removing certain findings from his personnel file, reflecting that he was
granted a diploma from the Academy, and granting him a medical discharge. The correction of
his records in this manner is “not negligible” in and of itself or in comparison to the possible
receipt of financial benefits that may flow from these determinations; it is “valuable non-
monetary relief.” Kidwell v. Dep’t of the Army, 56 F.3d at 286. Furthermore, any financial
benefit plaintiff may receive would not come from an award of damages by this Court but from
the change in his status that would result from the correction of his military records. See Tootle
v. Sec’y of the Navy, 446 F.3d 167, 174 (D.C. Cir. 2006). That is very different from suggesting
that plaintiff seeks money damages in this lawsuit or that this Court would have the authority to
award such damages. See Smalls v. United States, 471 F.3d at 190 (court not deprived of
jurisdiction even though financial benefit may be the ultimate goal of petitioner in seeking
correction of military record).
The United States Court of Appeals for the District of Columbia Circuit has
repeatedly held that a plaintiff seeking a change in discharge status has sought non-monetary
relief that is not “negligible in comparison” to the likely monetary benefit plaintiff might receive
as a result of the change in status. See Smalls v. United States, 471 F. 3d at 190 (district court
had jurisdiction over plaintiff’s suit to change his discharge status from honorable to medical,
even though doing so would entitle plaintiff to automatic increase in retirement benefits); Tootle
v. Sec’y of the Navy, 446 F. 3d at 176 (district court had jurisdiction over plaintiff’s suit to
declare him unfit for duty and eligible for retirement, even though doing so would entitle plaintiff
to retirement benefits); Kidwell v. Dep’t of the Army, 56 F.3d at 286 (district court had
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jurisdiction where plaintiff sought to have his military files reflect medical discharge, rather than
general discharge, even though the records change would have entitled plaintiff to over $50,000
in disability benefits). Here too the equitable relief sought by plaintiff — to correct his records to
show that he did not violate the Honor Code, to grant him a diploma from the Academy, and/or
to change his discharge status to medical — is “valuable non-monetary relief.” Bublitz v.
Brownlee, 309 F. Supp. 2d at 7 (citing Kidwell v. Dep’t of the Army, 56 F.3d at 286).
Accordingly, the Court concludes that it has jurisdiction over plaintiff’s claims. See Bublitz v.
Brownlee, 309 F. Supp. 2d at 8 (the district court retains jurisdiction, “so long as the injunctive
relief [that triggers the payment of money] is of sufficient importance relative to the monetary
award to support jurisdiction”) (citing Wolfe v. Marsh, 846 F. 2d 782, 784 n.3 (D.C. Cir. 1988)).
B. Review of AFBCMR Decisions
Defendant also argues that plaintiff fails to state a claim under Rule 12(b)(6)
because his desired remedy would require this Court to usurp the Air Force’s authority to manage
its own affairs. Such arguments are more appropriately considered under Rule 12(b)(1) of the
Federal Rules of Civil Procedure as a question of justiciability. See Kreis v. Sec’y of Air Force,
866 F.2d 1508, 1511 (D.C. Cir. 1989). It is established that military records correction boards’
decisions are subject to judicial review under the APA. See Dickson v. Sec’y of Defense, 68
F.3d 1396, 1402 (D.C. Cir. 1995) (citing Chappell v. Wallace, 462 U.S. 296 (1995)). Here,
plaintiff alleges that the AFBCMR decision was arbitrary and capricious (Count I) and violated
his constitutional due process rights and the Air Force’s own regulations (Count II). He has
alleged facts to support these claims, namely that the Board ignored procedural defects and due
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process violations in his Academy Honor Board proceeding and that it failed to conduct an
adequate review of his medical condition. The Court finds that plaintiff’s claims are justiciable
under the APA.
Defendant’s motion to dismiss is denied. An Order consistent with this
Memorandum Opinion will be issued on this same day.
/s/_____________________________
PAUL L. FRIEDMAN
United States District Judge
DATE: May 1, 2009
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