Saunders v. Mills ( 2018 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
__________________________________
)
KARLA SAUNDERS, )
)
Plaintiff, )
)
v. ) Civil Action No. 11-486 (RMC)
)
LINDA McMAHON, )
Administrator, Small Business )
Administration, )
)
Defendant. )
_________________________________ )
OPINION
Karla Saunders sued the Small Business Administration (SBA), alleging
employment discrimination based on her gender and retaliation for her protected activities. After
a four-and-a-half week trial, the jury found that SBA had retaliated against Ms. Saunders when it
failed to interview her for her former position and cancelled a related vacancy announcement
(Claim Three), and when it terminated her employment in 2014 (Claim Eight(b)).1 The jury was
unable to agree on Claim Two, which alleged retaliation behind the 2009 reassignment of Ms.
Saunders to the SBA Office of Faith Based and Community Initiatives. All other claims were
found by the jury to be without merit, or were dismissed by the Court for lack of evidence. See
3/22/2017 Minute Entry; Verdict Form [Dkt. 137]. The jury awarded Ms. Saunders $52,500 in
damages. See Verdict Form.
SBA now moves for Renewed Judgment as a Matter of Law on Claim Two, and
Judgment as a Matter of Law on Claim Eight(b). Ms. Saunders has filed a Motion for a New
1
Claim numbers are those used in the Verdict Form [Dkt. 137].
1
Trial on Claim Two. For the reasons below, the Court will grant SBA’s motion for judgment as
a matter of law on Claim Two, deny Ms. Saunders’s motion, and deny SBA’s motion on Claim
Eight(b).
I. FACTUAL BACKGROUND
A. Background to Litigated Claims
The Court provides a brief summary of Ms. Saunders’s career at SBA to put the contested
matters in context. Karla Saunders joined SBA in 2005, coming from the Department of Labor
(DOL), where she had most recently been a program specialist at the Occupational Safety and
Health Administration. Richard Brechbiel, Chief Human Capital Officer at SBA until November
2, 2007, see 2/22/17 Tr. at Stipulation (Stip.) 12, encouraged her to join SBA as Chief of the
Training and Benefits Division in the SBA Office of Human Capital. See Saunders, 2/22/17 Tr.
at 37.2 She performed as “the training officer for the entire agency.” Id. At SBA, Mr. Brechbiel
quickly promoted her from a GS-14 to a GS-15 pay grade, which is the top career grade at SBA
that is below the Senior Executive Service. See Civil Service Reform Act of 1978, 5 U.S.C.
§§ 1101 et seq.
Ms. Saunders’s retaliation claim principally relies upon her involvement in equal
employment opportunity (EEO) enforcement in 2007. In 2006, a coworker named Janice
Chiverton charged that Mr. Brechbiel had discriminatorily failed to promote her. See Stip. 17.
Ms. Saunders provided affidavit testimony supporting Ms. Chiverton’s complaint in late 2006
and, on January 3, 2007, Ms. Saunders gave deposition testimony. See Stip. 17-19. Further,
2
Throughout this Opinion, references to Stipulations read into evidence during the February 22,
2017 morning session of Ms. Saunders’s trial are cited as “Stip. [number].” Other references to
the trial transcripts are cited according to the following format: [Witness], [Date] [a.m. or p.m.]
Tr. at [page number]. The 2/22/17 Transcript is not divided into separate documents for the
morning and afternoon (a.m. and p.m.) sessions.
2
“[o]n April 9th, 2007 [Ms. Saunders] and two other SBA employees signed a request for
intervention expressing concerns about the conduct and management practices of Richard
Brechbiel.” See 2/22/17 Tr. at 92 (unnumbered stipulation). On March 15, 2007, Ms. Saunders
contacted an EEO counselor to complain that Mr. Brechbiel had discriminated and retaliated
against her due to this protected activity. See Stip. 20; see also Saunders, 3/1/17 a.m. Tr. at 7
(recalling the dates of the EEO complaint and request for intervention in March and April 2007).
On May 4, 2007, Ms. Saunders sent an email to Mr. Brechbiel, copying other SBA officers,
alleging retaliation due to her testimony in the Chiverton case. On July 6, 2007, Ms. Saunders
filed a formal EEO charge against SBA. Ms. Saunders traces the post-Chiverton alleged
discrimination to her support of Ms. Chiverton. In the Chiverton case, Ms. Saunders was asked
by an EEO investigator “did I know that Dick Brechbiel and Sharon Petrell, Sharon Brown-
Petrell if they were in a romantic relationship. I answered honestly yes. . . . Dick Brechbiel got
mad because I told the truth and that’s when the whole abusive beat down for the last eight years
has taken place.” Saunders, 3/1/17 a.m. Tr. at 19. In September 2010, an Administrative Judge
of the Equal Employment Opportunity Commission (EEOC) determined, after a hearing, that no
discrimination or retaliation against Ms. Saunders had occurred. Stip. 24.
As Chief of Training and Benefits, Ms. Saunders reported to the Chief Human
Capital Officer (CHCO), a position held by Mr. Brechbiel at the time Ms. Saunders was hired,
and subsequently held by Napoleon Avery from November 2007 until December 2009, Kevin
Mahoney from December 2009 until March 2013, and Bridget Bean for all relevant times after
that. See Stip. 9, 12; Bean, 3/8/17 p.m. Tr. at 40.
Ms. Saunders was not a completely successful supervisor. According to Mr.
Mahoney, “Karla was the only [supervisor] who had people who worked for her who eventually
3
came to me and asked to be reassigned. As a matter of fact, all seven of her employees at one
time or another came to me and asked to be reassigned.” Mahoney, 3/6/17 a.m. Tr. at 67. In her
trial testimony, Ms. Saunders denied that she mistreated any employee, predominately with
simple “no” answers to her counsel’s questions. See Saunders, 2/23/17 p.m. Tr. at 48-56;
Saunders, 2/27/17 a.m. Tr. at 31-37.
Ms. Saunders was detailed by SBA to DOL from February 11, 2008 to July 30,
2008. See Stip. 13-14. She was then detailed to the Office of Entrepreneurial Development,
within SBA, from August 11, 2008 to May 10, 2009, after which she was not returned to her
prior position as Chief of Training and Benefits. See Stip. 16. Instead, she was assigned to the
Office of Faith Based and Community Initiatives (the Faith Based Office), with the title of
Senior Advisor and with the same salary grade, GS-15, and benefits as her prior position. Ms.
Saunders claims that this reassignment was a retaliatory act.
In January 2010, Ms. Saunders amended one of her pending EEO complaints to
include new allegations that SBA had retaliated against her by cancelling a vacancy
announcement for her former position as SBA’s Chief of Training and Benefits, thereby
preventing her from applying for the position. See Sixth Am. Compl. ¶ 83 [Dkt. 92]. A few
months later, in April 2010, an investigator with the U.S. Office of Special Counsel (OSC)
notified Ms. Saunders that SBA had orally agreed to allow Ms. Saunders to return to her former
position. See id. at ¶ 85.3 Ms. Saunders again became Chief of Training and Benefits in June
3
“The U.S. Office of Special Counsel (OSC) is an independent federal investigative and
prosecutorial agency. [Its] basic authorities come from four federal statutes: the Civil Service
Reform Act [5 U.S.C. §§ 1101-05], the Whistleblower Protection Act [5 U.S.C. §§ 1201 et seq.],
the Hatch Act [5 U.S.C. §§ 1501-08, 7321-26], and the Uniformed Services Employment and
Reemployment Rights Act (USERRA) [38 U.S.C. §§ 4301-35].” U.S. Office of Special
Counsel, What We Do, https://osc.gov/Pages/WhatWeDo.aspx (last visited Mar. 5, 2018). Ms.
Saunders was covered by the Civil Service Reform Act.
4
2010; by this time then-CHCO Kevin Mahoney had reassigned various human-resources
specialists to a different place in the organization so that they no longer reported to Ms.
Saunders’s position. See id. at ¶¶ 86-88; see also Mahoney, 3/6/17 a.m. Tr. at 67 (referencing
additional employee reassignments when Mahoney reorganized the Office of Human Capital at
the end of 2011 and beginning of 2012). Ms. Saunders thereafter complained of a lack of staff
support and other discriminatory treatment by SBA.
In 2014, then-CHCO Bridget Bean recommended Ms. Saunders’s discharge, and
Chief Operating Officer (COO) Paul Christy sustained the recommendation. Ms. Saunders had
planned to retire upon her eligible date in August 2014; however, Mr. Christy decided to
discharge her on June 26, 2014, two months shy of her retirement-eligible date. OSC obtained a
stay of her discharge from the Merit Systems Protection Board (MSPB) and Ms. Saunders was
reinstated. She voluntarily retired after she became eligible.
B. Claim Two – Reassignment to the Office of Faith Based and Community Initiatives
As now relevant, Ms. Saunders alleged at trial that SBA had intentionally
retaliated against her in 2009 for her participation in protected activity in 2007 by reassigning her
from her position as Chief of Training and Benefits to the position of Senior Advisor in the Faith
Based Office. See Sixth Am. Compl. ¶ 156(a); Verdict Form, Claim Two. Ms. Saunders
amended the focus of this Claim at the end of trial, arguing that SBA retaliated against her by
changing its offer of a voluntary placement as Senior Advisor into a mandatory reassignment on
pain of discharge if she refused, only after she advised managers of her 2007 EEO activity.
A little background is helpful. Soon after Barack Obama became President on
January 20, 2009, his Administration announced its intention to reinvigorate a faith-based
initiative by Executive Branch agencies that had been started under the prior administration of
5
former President George W. Bush but now lay quiescent without staffing. It was thought that
SBA could particularly assist in the Administration’s efforts to recover from the economic
collapse in 2008 by outreach to faith and community leaders. See Pickett, 3/2/17 a.m. Tr. at 48
(“[T]he President felt there was a strong role for SBA [in the Faith Based Office] because one of
his four objectives for that office was economic recovery and stability within the country and
small business was a huge piece of that. So [the White House] also felt that that was very key to
have us involved. There were also several other agencies that were also involved.”).
While the Obama White House selected its Cabinet Officers and political
appointees requiring Senate confirmation, it sent liaisons and appointees not requiring
confirmation to the departments and agencies. See, e.g., id. at 43, 54 (discussing hiring
appointees and working with those in the White House liaison roles). Penny Pickett was an
appointee from the Obama White House, who later became Chief of the SBA Office of
Entrepreneurial Development (OED). Ana Ma joined SBA on February 9, 2009 as the Chief of
Staff to the incoming Administrator Karen Mills, who awaited Senate confirmation. Career SBA
manager Darryl Hairston, who was Associate Administrator for Management and
Administration, became Acting Administrator from the date of the Inauguration until Ms. Mills’s
confirmation on April 6, 2009. See Stip. 8, 12.
Ms. Pickett “was the first one in the office [from the new administration, on] the
first day of President Obama’s administration. [Darryl] Hairston was designated as the [acting]
administrator.” Pickett, 3/1/17 a.m. Tr. at 59. From meetings at the White House, Ms. Pickett
understood that “President Obama said . . . he wanted to get [the Faith Based Office] up and
running very quickly because it was important to the President.” Pickett, 3/1/17 p.m. Tr. at 61.
“There was some urgency, [the SBA] was being encouraged by the White House to do it very
6
quickly.” Pickett, 3/2/17 a.m. Tr. at 30. During “general discussions” at SBA about re-starting
the Faith Based Office, Ms. Pickett “was told that there was an employee who had some very
unique qualifications that might be able to fit the position”:
I learned that she had completed an assignment in another department
[within SBA], that she had completed all her work in Entrepreneurial
Development, she had no outstanding deliverables that were still there,
and that she had qualifications that met the job that I was trying to ask her
to serve in.
Pickett, 3/1/17 p.m. Tr. at 61, 64. Ms. Pickett was told that Ms. Saunders “had majored in
religious studies in college” and “had the training skills” required for the job. Pickett, 3/2/17
a.m. Tr. at 20. She could not remember who had mentioned Ms. Saunders as a highly qualified
candidate for the position. Pickett, 3/1/17 p.m. Tr. at 62. However, Ms. Pickett testified that she
“really wanted to recruit [Ms. Saunders] to this position [in the Faith Based Office] because it
was a high visibility White House initiative that the President really wanted to follow through
on.” Id. At that time, she did not know that Ms. Saunders had previously served as Chief of the
Training and Benefits Division. See Pickett, 3/1/17 p.m. Tr. at 62. The reassignment involved
no change in Ms. Saunders’s pay grade, salary, or benefits. See Saunders, 3/1/17 a.m. Tr. at 28-
29.
In March 2009, Ms. Pickett and Ms. Ma went to Mr. Hairston to talk about a
placement for Ms. Saunders at the conclusion of her detail at OED. He “told them that they
should go back and do a little bit of research and come back to me with a recommendation about
where they thought it would be appropriate to place her.” Hairston, 3/7/17 a.m. Tr. at 43. When
Mses. Ma and Pickett returned with a recommendation that Ms. Saunders be placed in the Faith
Based Office, Mr. Hairston “authorized the decision for Ms. Saunders to be placed in that office
based on the recommendation of the chief of staff [Ms. Ma] and the senior advisor [Ms.
7
Pickett],” relying “solely on their recommendation.” Id. at 40; see also Jt. Ex. 43 (indicating that
Mr. Hairston signed the Standard Form 52, or SF-52, on April 2, 2009, initiating the
reassignment of Ms. Saunders to the Faith Based Office).
Ms. Pickett explained the kinds of duties that she anticipated the Senior Advisor
in the Faith Based Office would perform:
As we envisioned this position she would need to work through Faith
Based and Community based [sic] organizations to set up training. And
in setting up training she would in essence train the people in these
organizations to train the trainers is really what we were looking at as a
two step thing.
....
She was very qualified for what we, how we envisioned this office to be.
We also felt that she had done some rotations in the [SBA] so she
understood what was available for entrepreneur development and all of
those small business development centers, women’s business centers, so
she had a good road map of what the agency could and couldn’t do and
that was the kind of information that needed to go through these
organizations. . . . The job was [whatever] they wanted to create [in] the
position.
Pickett, 3/2/17 a.m. Tr. at 20-21; see also id. at 63 (“In this economic situation [after the
financial crisis in 2008] it was a wide open—they were free to create this position and to deliver
services to any place in the country as their imaginations and their abilities took them. It was an
open discussion. . . . [I]t was a very entrepreneurial opportunity to say here is a mission. How
can you best fulfill it so that you meet, you help the community.”). Chief of Staff Ana Ma, the
top political appointee at SBA at the time, testified, “[m]y understanding of the office [was that]
it was a White House driven initiative. They wanted to revamp the Office of Faith Based
Initiatives within each of the departments across the federal government.” Ma, 3/2/17 a.m. Tr. at
75. Ms. Ma “understood [that Ms. Saunders had a] background in divinity” and “because of her
experience and knowledge of the SBA in[n]erworkings,” Ms. Saunders would be qualified for
8
the position as Senior Advisor in the Faith Based Office. Id. at 78.4 “I knew it was important. I
knew it was urgent for us to have a point person within the building.” Ma, 3/6/17 a.m. Tr. at 17.
As Ms. Pickett recalled,
it seemed to be widely known through the agency we were looking,
that this office had a high visibility with President Obama. . . . I had
gone to a meeting at the White House, was getting ready to meet
with Karla [and] at least two or three other people did approach me
. . . to ask if they could be considered.
Pickett, 3/2/17 a.m. Tr. at 27-28.5 However, Ms. Pickett told other employees that she had a
candidate and only if that person declined would she be considering others for the job. Id. at 28.
4
The position description, presented to Ms. Saunders on May 4, 2009 when she was notified that
she would be administratively reassigned, stated:
 “[T]he incumbent performs independently without instruction and is responsible for
presenting the assistant administrator for Faith Based and Community Initiatives with policy
recommendations which may be specific or in the form of alternative courses of action.” Jt.
Ex. 43; Saunders, 3/1/17 a.m. Tr. at 31.
 “Coordinates a comprehensive agency effort to incorporate Faith Based and other community
organizations and agency programs and initiative[s] to the fullest extent possible.” Saunders,
3/1/17 a.m. Tr. at 33.
 “Independently plans, designs, carries out major programs and projects with minimal
supervision and oversight.” Id. at 33-34.
Despite the breadth of responsibility and initiative called for in the position description and her
position as a GS-15, Ms. Saunders testified she could do nothing without specific direction. See
Saunders, 3/1/17 p.m. Tr. at 19 (“Q. There is nothing you could have done [in the Faith Based
Office] without someone telling you to call a pastor? A. I believe that’s correct, sir.”). Because
the head of the Office was a political appointee awaiting appointment, she had no one to tell her
what to do and she thought it was a “fake job.” Id.
5
The Faith Based Office came to the fore when Josh Dubois, who was heading the effort within
the White House, met with Chief of Staff Ana Ma and Ms. Pickett about it. See Pickett, 3/2/17
a.m. Tr. at 46-48.
9
With a “very short timeline” in which to find a senior advisor, Ms. Pickett did not engage in a
traditionally competitive selection. Id.6
Ms. Pickett first talked informally with Ms. Saunders about the new position.
Saunders, 2/22/17 Tr. at 57-58 (Ms. Pickett “said she had a position for me that she would like
me to consider in the Office of Faith Based and Community Initiatives. She talked a little bit
about the job. . . .”). On April 2, 2009, Mses. Pickett and Ma met with Ms. Saunders to offer her
the position of GS-15 Senior Advisor in the Faith Based Office. Ms. Pickett testified that “Ms.
Saunders said she would be honored to work in this way.” Pickett, 3/2/17 a.m. Tr. at 19-20. In
contrast, Ms. Saunders testified that she “indicated to [Ms. Pickett and Ms. Ma] that [she] felt . . .
retaliated against because [she] had filed an EEO complaint.” Saunders, 2/22/17 Tr. at 58. On
cross-examination, she said: “The conversation [on April 2, 2009] was I felt that my being
reassigned out of my job as the training officer was retaliation for me having filed an EEO
complaint against Mr. Brechbiel and giving the letter requesting intervention to the
[A]dministrator [in 2007].” Saunders, 3/1/17 a.m. Tr. at 8. Despite any concerns she may have
had, Ms. Saunders accepted the offer and, when testifying about the interaction, did not deny that
she told Mses. Pickett and Ma that she felt honored by the offer. See id.; see also id. at 35
(discussing Ms. Saunders’s email of April 2, 2009 to Holly Schick at OED, which, according to
6
Ms. Pickett testified that there was “already talk at the White House of an international Muslim
summit coming within a few months and that the Faith Based [O]ffice would be one of the four
organizing agencies for that huge initiative. It was an international conference that actually did
take place at the Reagan Center.” Pickett, 3/2/17 a.m. Tr. at 29-30. She added that President
Obama wanted to get the Faith Based Office “off the ground because he felt small business was a
key, played a key role in the recovery [from the financial collapse in 2008]. So we were trying
to move it as quickly as possible so that when” the political appointee who would head the Faith
Based Office joined SBA, Ms. Saunders “could fill him in on how SBA worked and programs
and what had been done before, so they could really hit the ground running.” Id. at 30.
10
Ms. Saunders’s recollection, stated: “Hi Holly. Met with Penny and Ana today and I was
offered the position as we discussed. I accepted, so effective Monday assigned to that office.”).
Ms. Saunders testified that she “felt pressured and didn’t want to have any trouble, so [she]
initially accepted the job.” Id. at 39.
Also on April 2, 2009, after the meeting with Mses. Pickett and Ma, Ms. Saunders
called Ms. Pickett and left a voice message expressing concern about the new position. Ms.
Saunders testified that she retracted her acceptance in the voice message, and that she told Ms.
Pickett that she felt she was being retaliated against. See Saunders, 2/22/17 Tr. at 60-61.
According to Ms. Saunders’s trial testimony, she said during the meeting that she had filed an
EEO complaint and submitted a request for intervention to the Administrator. See id. at 105-06
(“When I met with [Mses. Ma and Pickett on April 2, 2009] I said that I, when I told them that I
had filed an EEO complaint and I had submitted a letter along with my other co-workers for a
request for an intervention.”); see also Stip. 19.7 She followed up with an email to Ms. Pickett
four days later, on April 6, 2009, referencing the voice message and her concerns about the
reassignment, and requesting a follow-up meeting “[b]efore[] I formally accept this re-
7
Prior to her testimony at trial, Ms. Saunders had never said that she complained of retaliation at
the April 2, 2009 meeting with Mses. Pickett and Ma. See, e.g., Saunders, 3/1/17 a.m. Tr. at 87
(discussing the April 2, 2009 email in which Ms. Saunders reported to Ms. Schick that she had
accepted the new position, and Ms. Schick responded to congratulate her); Tr. at 91; id. at 94,
96-97, 101-05 (discussing Ms. Saunders’s previous testimony in interrogatories, her affidavit in
an EEO case, and her deposition testimony, none of which included the suggestion that she had
expressed any concerns of retaliation to Ms. Ma or Ms. Pickett on April 2, 2009). Shown these
documents, Ms. Saunders agreed that “[b]ased on what you read and showed me, I didn’t”
mention retaliation on April 2, 2009. Id. at 105. These confusions will be resolved, for purposes
of ruling on SBA’s motion, by crediting Ms. Saunders’s trial testimony, to the effect that she
retracted her acceptance by voice mail to Ms. Pickett soon after the April 2, 2009 meeting and
mentioned retaliation at the time. See, e.g., Beyene v. Hilton Hotels Corp., 958 F. Supp. 2d 247,
249 (D.D.C. 2013) (noting that the Court, in deciding a motion for judgment as a matter of law,
does not make credibility determinations or weigh the evidence).
11
assignment.” See Pl.’s Ex. 29; Saunders, 2/22/17 Tr. at 62. However, because Ms. Saunders had
already accepted the position during the April 2, 2009 meeting, on that same day, Mr. “Hairston
and [Ms.] Ma signed an SF-52 initiating [Ms. Saunders’s] reassignment to the newly created
position of senior advisor in [the Faith Based Office] effective May 24, 2009.” Saunders, 3/1/17
a.m. Tr. at 99 (reading interrogatory response 67); see also Jt. Ex. 43 (SF-52 initiating Ms.
Saunders’s reassignment to the Faith Based Office).
On April 6, 2009, Ms. Pickett sent an email to Ms. Saunders, titled “Confirmation
of Change in Assignment,” that addressed the concerns about the new job that Ms. Saunders had
raised on April 2. See Pl.’s Ex. 198 at 2-4; see also Def.’s Renewed Motion, Ex. 2 [Dkt. 150-3].
Ms. Pickett described the job positively as “an opportunity to work independently, prepare a
summary of work previously done [during the Bush Administration] and prepare proposals for
re-energizing the faith based initiatives.” Pl.’s Ex. 198. Ms. Saunders responded that she was
worried about being reassigned to a non-managerial position because it “has potential negative
implications for [her] future career options.” Id. at 2. In Ms. Pickett’s reply, she said, in part:
“At the conclusion of our discussion [on April 2, 2009], it appeared that you were going to play a
key role in developing policy for an important initiative in the administration. If, as your note
indicates, you do not wish to go forward at this time, I certainly understand.” Id.  Ms. Pickett
offered to meet again with Ms. Saunders. Id.
Before sending her reply to Ms. Saunders, Ms. Pickett sent a draft of the email on
April 6, 2009 to Acting Administrator Daryl Hairston and Chief Human Capital Officer
Napoleon Avery, requesting: “Please review my response before I reply to this e-mail. Sorry,
guys, I tried.” Pl.’s Ex. 29B. She explained at trial that she was sending the draft email to
12
Messrs. Hairston and Avery in case it violated any federal personnel practices, with which she
was unfamiliar:
[When] I put sorry guys, I tried to indicate that [Ms. Saunders] had
expressed some hesitation and some reluctance to take the position. I
really desperately wanted to recruit her in the position and I felt I had not
succeeded in recruiting her to an opportunity that was important to the
agency and important to the people at the White House. So sorry guys, I
tried. I tried to recruit her and apparently I’m not being successful.
....
She had expressed to me some serious concerns about the position which
meant if she was waffling back and forth that I wanted to let her know
that, and I did say in this [email] note, if you do not wish to go forward at
this time, I would certainly understand.
Pickett, 3/2/17 a.m., at 22-23. Responding to Ms. Pickett’s draft, Mr. Avery advised by email on
April 7, 2009 that SBA had full authority to reassign Ms. Saunders: “Management has the right
to reassign an employee from supervisor to non-supervisor.” Pl.’s Ex. 29B. On the same day,
when Ms. Pickett finalized her draft email and sent it to Ms. Saunders, the email did not specify
that Ms. Saunders was not required to take the job. Challenged on cross-examination, Ms.
Pickett could not remember the details but thought she may have cut and pasted incorrectly; she
pointed out that her final email told Ms. Saunders, “‘If[,] as your note indicates[,] you do not
wish to go forward at this time I certainly understand.’” Pickett, 3/2/17 a.m. Tr. at 27. At trial,
Mr. Avery testified that he had “numerous discussions” with colleagues in or around April 2009
regarding whether Ms. Saunders would be reassigned involuntarily, and that he was unsure when
or by whom the decision to do so was ultimately made. Avery, 3/8/17 a.m. Tr. at 45. Ms.
Saunders complains the change was discriminatory but does not challenge Mr. Avery’s
conclusion that SBA could move an employee out of a supervisory role without violating the
Civil Service Reform Act.
13
On April 16, 2009, Ms. Saunders gave Ms. Pickett a packet that contained
documentation of her prior 2007 EEO activity. See Saunders, 2/22/17 a.m. Tr. at 63 (“In it was a
copy of my, first was a cover letter highlighting how I had been sent on to details in pretty much
meaningless jobs and was a copy of my EEO complaint that I had filed against Mr. Brechbiel for
testifying for Janice Chiverton and a request for my copy of my intervention that I sent to former
Administrator Mr. Preston. . . .”); see also Pickett, 3/2/17 a.m. Tr. at 35. At the time, Ms. Pickett
was in a crowded hallway outside her office and about to go into a conference room for a
meeting. See Pickett, 3/2/17 a.m. Tr. at 35. Ms. Saunders testified that she said, “here’s the
information that I promised I would give to you concerning my belief that I was being retaliated
against.” Saunders, 2/22/17 a.m. Tr. at 79-80. Ms. Saunders asserts that the delivery of this
packet of materials informed Ms. Pickett of Ms. Saunders’s prior EEO activity, thus supporting
her charge that her involuntary reassignment was retaliatory. Ms. Pickett testified that Ms.
Saunders said, “sort of like here, this is for you or here is something, I don’t remember
specifically.” Pickett, 3/2/17 a.m. Tr. at 35. Ms. Pickett initially put the packet, unopened, on
the corner of her desk and went into her meeting. At the end of the day, she cleared her desk and
put the packet into a file drawer. Id. at 31. She then forgot about the packet and moved it with
her other papers when she became Chief of OED. Id. Later, in November 2009, an attorney
from SBA’s General Counsel’s Office visited Ms. Pickett to take affidavit testimony to respond
to Ms. Saunders’s EEO charge and Ms. Pickett remembered the packet; she and counsel
retrieved it from her files. Id. at 32 (“[W]e found the envelope. It was still sealed. It had never
been opened.”). Ms. Pickett further testified that the attorney took the sealed packet with her
“[s]o I never looked in the file.” Id.
14
In the afternoon of April 16, 2009, after delivering the EEO packet, Ms. Saunders
sent a follow-up email to Ms. Pickett offering to answer any questions concerning it. See Pl.’s
Ex. 198. Her email did not mention that she had withdrawn her acceptance of the job. Id. Ms.
Pickett had no recollection of receiving that email and the record shows no response. See
Pickett, 3/2/17 a.m. Tr. at 31 (“I have to admit I had so many emails I can’t say that I read all of
my e-mails [sic] or I remember all of my emails, but I don’t particularly remember this one.”).
Asked if Ms. Saunders had told Ms. Pickett at the April 2, 2009 meeting that she would provide
such a packet, Ms. Pickett said, “I don’t remember that at all. . . . I don’t remember her saying
that at all.” Id. at 35.
On May 4, 2009, Ms. Saunders had a second meeting with Ms. Ma at which Ms.
Ma gave Ms. Saunders a letter formally reassigning her to the new position in the Faith Based
Office. Since the new Administrator, Ms. Mills, had been confirmed on April 6, 2009, Mr.
Hairston was no longer Acting Administrator after that date and played no role in these events.
See Hairston, 3/7/17 a.m. Tr. at 48. According to Ms. Saunders, “[i]n the meeting they came in
and s[a]t down and Ms. Ma slid me a folder. In the folder was a letter that stated if, I was being
administratively reassigned as an HR specialist to the Office of Faith Based Community
Initiatives as a senior advisor and if I didn’t take the job, I would be removed from federal
service.” Saunders, 2/22/17 a.m. Tr. at 64 (emphasis added). Ms. Saunders “accepted the
administrative reassignment” because she was “fearful I would be unemployed . . . .” Id. at 66.
In fact, the letter stated: “Be aware that failure to accept this administrative reassignment could
result in your separation from federal service.” See Pl.’s Ex. 31 (Notice of Reassignment) [Dkt.
150-2] at 1 (emphasis added). SBA has characterized this sentence as customary language in a
letter of administrative reassignment, and notes that no testimony at trial contradicted that
15
characterization. See Reply Opp’n JMOL on Claim 2 [Dkt. 161] at 10. Ms. Saunders signed the
Notice of Reassignment eleven days later, on May 15, 2009. See Pl.’s Ex. 31 at 2.
After the jury failed to render a verdict on Claim Two, see Verdict Form, Ms.
Saunders moved for a new trial on Claim Two. Mot. for a New Trial on Claim Two [Dkt. 148].
SBA moved for renewed judgment as a matter of law on Claim Two, Mot. for Judgment as a
Matter of Law as to Claim Two (Renewed) [Dkt. 150] (JMOL on Claim 2), and opposed Ms.
Saunders’s motion for a new trial. Mem. Opp’n Mot. for New Trial [Dkt. 152]. Ms. Saunders
opposed SBA’s motion for judgment as a matter of law. Mem. Opp’n Mot. Judgment as a
Matter of Law as to Claim Two [Dkt. 159] (Mem. Opp’n JMOL on Claim 2). SBA replied.
Reply Opp’n Mot. for Judgment as a Matter of Law as to Claim Two [Dkt. 161] (Reply Opp’n
JMOL on Claim 2). The motions are ripe.
C. Claim Eight(b)
Ms. Saunders further alleged at trial that she was intentionally retaliated against
by SBA for her participation in protected activity when she was terminated from employment on
June 26, 2014. During jury deliberations, on April 4, 2017, the jury sent a note to the Court
asking whether it could divide Claim Eight into two questions: was Ms. Saunders retaliated
against when (a) SBA issued a Notice of Proposed Removal from federal service, and/or (b)
SBA terminated Ms. Saunders from employment on June 26, 2014. Jury Note [Dkt. 119]. With
input from the parties, the Court allowed the question to be divided. See id. The jury then
returned a verdict finding that SBA intentionally retaliated against Ms. Saunders when it
terminated her (Claim Eight(b)), but not when it issued a Notice of Proposed Removal (Claim
Eight(a)). See Verdict Form. The government seeks judgment as a matter of law on Claim
Eight(b).
16
i. Notice of Proposed Removal
Bridget Bean, SBA Chief Human Capital Officer at the time, sent Ms. Saunders a
Notice of Proposal Removal dated April 17, 2014. Jt. Ex. 62, Notice of Proposed Removal [Dkt.
155-3]. The Notice contained four charges justifying Ms. Saunders’s removal. The first charge,
“Conduct Unbecoming a Supervisor,” was based on Ms. Saunders’s treatment of Shawn
Thompson, Rebecca Archer, Phyllis Brandford, Trisha Christian, and Robert Murray, all of
whom resigned after complaining of Ms. Saunders’s alleged poor management conduct while
she was Chief of Training and Benefits. Id. at 1-3. Several of these individuals testified at trial.
The second charge, “Failure to Cooperate with an Official Inquiry,” was based on findings of an
independent contractor retained by SBA to investigate Ms. Saunders’s alleged misconduct as
part of an official inquiry. Id. at 3. Ms. Saunders refused to meet with the contractor without her
lawyer present and the report was completed without her input. Id. The third charge, “Lack of
Candor,” was based on Ms. Saunders’s objections to giving Mr. Murray a permanent position,
which Ms. Bean found “lacked candor as to Mr. Murray’s performance and conduct.” Id. at 3-4.
The final charge was for “Retaliation Against an Individual Involved in the EEO Complaint
Process.” Id. at 4. It was based on Ms. Saunders’s efforts to prevent Mr. Murray from obtaining
a permanent position, after Mr. Murray had filed an EEO charge in 2012 against Ms. Saunders,
and her mentioning his EEO charge in several conversations which also indicated a retaliatory
motive. Id. at 4-5.
Based on the above, Ms. Bean proposed that Ms. Saunders be removed from
service, concluding: “Your conduct as a supervisor has been disingenuous. You have
intimidated your staff and colleagues with a passive-aggressive management style for the
purpose of maintaining control.” Id. at 6. Separately, on April 17, 2014, Ms. Bean sent Ms.
17
Saunders a letter informing her that she was being placed on administrative leave with pay. Jt.
Ex. 63, Apr. 17, 2014 Letter [Dkt. 155-4] at 1. The letter further stated that “Mr. Paul Christy,
Chief Operating Officer, is the deciding official in that matter [of the proposed removal].” Id.
As indicated above, the jury found that retaliation did not prompt this Notice.
ii. Termination on June 26, 2014
Before reaching a decision on Ms. Bean’s recommendation, COO Christy
received written materials from Ms. Saunders, met with her and her counsel for oral responses,
and reviewed later documentation provided by Ms. Saunders, including a packet delivered on
June 23, 2014, which contained documentation related to Ms. Saunders’s EEO complaints. See
Christy, 3/21/17 a.m. Tr. at 62 (discussing his review of the EEO-complaint-related materials);
Jt. Ex. 63 at 1 (referencing the June 23, 2014 packet). On June 26, 2014, COO Christy sent a
letter to Ms. Saunders sustaining all charges and removing her from SBA employment. See Jt.
Ex. 65, Letter of Termination [Dkt. 155-5]. Mr. Christy considered Ms. Saunders’s pending
application to retire in August 2014 but stated, “it is in the best interest of the Agency to
immediately remove [Ms. Saunders] from the SBA and the Federal government in order to
promote efficiency of the Agency.” Id. at 4.8
The termination letter referenced Ms. Saunders’s EEO activity, which she had
brought to Mr. Christy’s attention. Mr. Christy testified that he did so to explain that he had
reviewed the material, along with everything else, but that it did not affect his decision. See
Christy, 3/21/17 a.m. Tr. at 62. When asked why he did not allow Ms. Saunders to remain until
she could retire, Mr. Christy responded that it was “outside of the job that [he] was required to
8
Ms. Saunders had decided during the winter of 2013-2014 to retire from SBA when she
became eligible in August 2014. See Saunders, 2/23/17 p.m. Tr. at 36-37.
18
do,” because his job was “not to mitigate any of the decision” but rather to “comment on the
sustainability of the charges” against Ms. Saunders. Id. at 83-84.
Ultimately, Ms. Saunders was not terminated. She contacted the Office of Special
Counsel, and OSC petitioned the MSPB for a stay order to prevent Ms. Saunders’s immediate
termination. See Saunders, 2/23/17 p.m. Tr. at 43-44. A stay order was issued, preventing her
termination for 45 days. Id. at 44. Ms. Saunders “came back into the office after the Office of
Special Counsel received the stay on [her] termination.” Saunders, 2/27/17 a.m. Tr. at 14.
During the 45-day period of the stay, Ms. Saunders became eligible to retire and did retire from
the SBA. Saunders, 2/23/17 p.m. Tr. at 44-45. The jury found that SBA had retaliated against
Ms. Saunders when it terminated her (Claim Eight(b)), and when it announced and subsequently
cancelled a vacancy for her former position without interviewing her (Claim Three). See Verdict
Form. The jury awarded $52,500 in damages. See id.
After the jury awarded its verdict in Ms. Saunders’s favor on Claim Eight(b),
SBA moved for renewed judgment as a matter of law on that claim. Mot. Judgment as a Matter
of Law on Claim Eight(b) (Renewed) [Dkt. 155] (JMOL on Claim 8(b)). Ms. Saunders opposed.
Opp’n Mot. Judgment as a Matter of Law as to Claim 8(b) [Dkt. 160] (Opp’n JMOL on Claim
8(b)). SBA replied. Reply Opp’n Mot. Judgment as a Matter of Law as to Claim 8(b) [Dkt.
178]. The motion on Claim Eight(b) is ripe.
II. LEGAL STANDARDS
A. Judgment as a Matter of Law
Under Rule 50 of the Federal Rules of Civil Procedure, after a court denies a
motion for judgment as a matter of law at the close of all evidence, the action is submitted to the
jury. However, such a motion may be renewed after entry of judgment by the jury, and if no
19
verdict was returned, the court may, in disposing of the renewed motion, “direct the entry of
judgment as a matter of law” or may order a new trial. Fed. R. Civ. P. 50(b). The standard for
awarding a motion or renewed motion for judgment is the same as that governing rulings on
summary judgment and is only proper if “‘viewing the evidence in the light most favorable to the
plaintiff and giving him the advantage of every fair and reasonable inference that the evidence
may permit, there can be but one reasonable conclusion drawn.’” Chanda v. OPM, 841 F. Supp.
432, 437 (D.D.C. 1993) (quoting Richardson v. Richardson-Merrell, Inc., 857 F.2d 823, 827
(D.C. Cir. 1988)). In neither circumstance does a court make credibility determinations or weigh
the evidence. See Beyene v. Hilton Hotels Corp., 958 F. Supp. 2d 247, 249 (D.D.C. 2013).
Although judgment as a matter of law is highly disfavored because it “intrudes
upon the rightful province of the jury,” Boodoo v. Cary, 21 F.3d 1157, 1161 (D.C. Cir. 1994), it
is proper if “the court finds that a reasonable jury would not have a legally sufficient evidentiary
basis to find for” the nonmoving party. Fed. R. Civ. P. 50(a)(1). If reasonable minds could
differ as to the weight of the evidence, a court should not direct a judgment as a matter of law.
See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250-51 (1986).
B. Motion for a New Trial
A new trial, pursuant to Rule 59 of the Federal Rules of Civil Procedure, may be
granted to “any party” and “on all or some of the issues” in an action in which there has been a
trial by jury, “for any reason for which a new trial has heretofore been granted in an action at law
in federal court.” Fed. R. Civ. P. Rule 59(a)(1). The standard for a new trial is less onerous than
one for a motion for a judgment as a matter of law but “‘must clearly establish either a manifest
error of law or fact or must present newly discovered evidence.’” Nyman v. Chairman, FDIC,
967 F. Supp. 1562, 1569 (D.D.C. 1997) (quoting FDIC v. Meyer, 781 F.2d 1260, 1268 (7th Cir.
20
1986)). In considering such a motion, courts are “‘mindful of the jury’s special function in our
legal system and hesitate to disturb its finding.’” Id. (quoting Lewis v. Elliott, 628 F. Supp. 512,
516 (D.D.C. 1986)).
C. Retaliation Law in Federal Employment
Under Title VII, it is an “unlawful employment practice for an employer to
discriminate against any of his employees or applicants for employment . . . because he has
opposed any practice made an unlawful employment practice by this subchapter, or because he
has made a charge, testified, assisted, or participated in any manner in an investigation,
proceeding, or hearing under this subchapter.” 42 U.S.C. § 2000e-3(a). In 1972, Title VII was
extended to cover employees of federal agencies in the Executive Branch. Equal Employment
Opportunity Commission Act of 1972, Pub. L. No. 92-261, 86 Stat. 111.
To establish a prima facie retaliation claim, a plaintiff must demonstrate that: (1)
she was engaged in a protected activity; (2) the employer took a materially adverse employment
action; and (3) there is a causal connection between the protected activity and the materially
adverse action. Brown v. Paulson, 597 F. Supp. 2d 67, 73 (D.D.C. 2009). For a factfinder to
infer causation, there must be evidence that the employer was aware of the protected activity.
See Holcomb v. Powell, 433 F.3d 889, 903 (D.C. Cir. 2006).
Retaliatory conduct need not reach the same level of adversity as discriminatory
conduct. See generally Mogenhan v. Napolitano, 613 F.3d 1162, 1165-66 (D.C. Cir. 2010).
“Title VII’s substantive [discrimination] provision and its anti-retaliation provision are not
coterminous” because the “scope of the anti-retaliation provision extends beyond workplace-
related or employment-related retaliatory acts and harm.” Steele v. Schafer, 535 F.3d 689, 695-
96 (D.C. Cir. 2008) (quoting Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 67 (2006))
21
(internal quotation marks omitted). Instead of only “affecting the terms, conditions, or privileges
of employment,” as must a discriminatory adverse action, retaliatory conduct need only
“dissuade[] a reasonable worker from making or supporting a charge of discrimination.”
Mogenhan, 613 F.3d at 1166 (quoting Burlington N., 548 U.S. at 68). Nonetheless, this material
adversity requires “more than ‘those petty slights or minor annoyances that often take place at
work and that all employees experience.’” Bridgeforth v. Jewell, 721 F.3d 661, 663 (D.C. Cir.
2013) (quoting Burlington N., 548 U.S. at 68).
Retaliation claims must be proved according to traditional principles of but-for
causation. Univ. of Tex. SW Med. Ctr. v. Nassar, 570 U.S. 338, 362 (2013). This is in contrast
to discrimination claims which may be established under a mixed-motive theory. Fogg v.
Gonzales, 492 F.3d 447, 451 (D.C. Cir. 2007) (considering arguments under a mixed-motive
theory in a claim against the U.S. Attorney General); see also EEOC v. Abercrombie & Fitch
Stores, Inc., 135 S. Ct. 2028, 2032 (2015) (contrasting Nassar’s but-for standard in retaliation
cases with the more “relaxe[d]” standard in Title VII’s mixed-motive discrimination provision,
42 U.S.C. § 2000e-2(m)).
Courts apply the burden-shifting framework set forth in McDonnell Douglas
Corp. v. Green, 411 U.S. 792, 802 (1973) to retaliation claims. Hampton v. Vilsack, 760 F.
Supp. 2d 38, 50 (D.D.C. 2011). Once a plaintiff makes out a prima facie case of retaliation, the
burden shifts to the defendant “‘to articulate some legitimate, nonretaliatory reason’ for the
adverse action.” Hampton, 760 F. Supp. 2d at 50 (quoting McDonnell Douglas, 411 U.S. at 802)
(internal brackets omitted). If the defendant does so, “the burden-shifting framework disappears,
and a court reviewing summary judgment looks to whether a reasonable jury could infer
retaliation from all the evidence.” Swann v. Office of the Architect of the Capitol, 185 F. Supp.
22
3d 136, 142 (D.D.C. 2016) (quoting Jones v. Bernanke, 557 F.3d 670, 677 (D.C. Cir. 2009)).
“[I]n considering an employer’s motion for summary judgment or judgment as a matter of law in
those circumstances, the district court must resolve one central question: Has the employee
produced sufficient evidence for a reasonable jury to find that the employer’s asserted non-
[retaliatory] reason was not the actual reason. . . .” Brady v. Office of Sergeant at Arms, 520 F.3d
490, 494 (D.C. Cir. 2008) (citing St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502, 507-08, 511
(1993); Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 714-16 (1983)); see also Swann,
185 F. Supp. 3d at 142.
D. EEO Complaints Before the Merit Systems Protection Board
Under the Civil Service Reform Act of 1978, the MSPB is an agency that has the
power to review serious personnel actions against federal employees. See Perry v. Merit Sys.
Protection Bd., 137 S. Ct. 1975, 1977 (2017). To exhaust her administrative remedies fully prior
to filing a Title VII complaint in federal court, a federal employee may appeal to MSPB, either
directly or as a challenge to adjudication by her employing agency’s EEO office. See Morris v.
McCarthy, 825 F.3d 658, 665 (D.C. Cir. 2016) (citing 5 C.F.R. § 1201.154(a); 29 C.F.R.
§ 1614.302(b)). MSPB decisions are reviewable in federal district court if they are brought
under federal antidiscrimination law. See Perry, 137 S. Ct. at 1977 (citing Kloeckner v. Solis,
568 U.S. 41, 46 (2012)). The OSC is a separate, independent prosecutorial agency that
investigates federal employees’ claims of prohibited personnel practices and prosecutes them
before the MSPB. See Morris, 825 F.3d at 664.
23
III. ANALYSIS
A. Claim Two – Reassignment to the Office of Faith Based and Community Initiatives
SBA argues that the Supreme Court’s decision in Clark County School District v.
Breeden, 532 U.S. 268 (2001), controls here and that Claim Two should be dismissed as a matter
of law. In Clark County, a supervisor had contemplated transferring the plaintiff to a new
position before becoming aware that the plaintiff had filed an EEO lawsuit. Id. at 272. As a
result, the Court found that the plaintiff had failed to establish a causal connection between her
protected activity and the transfer, and thus could not support a claim of retaliation. The Court
held: “Employers need not suspend previously planned transfers upon discovering that a Title
VII suit has been filed, and their proceeding along lines previously contemplated, though not yet
definitively determined, is no evidence whatever of causality.” Id. (emphasis added).
Importantly, the transfer at issue in Clark County was involuntary. In Cruz v. Kelly, 241 F.
Supp. 3d 107 (D.D.C. 2017), appeal docketed, No. 17-5113 (D.C. Cir. May 22, 2017), a
colleague on this Court came to the same conclusion. The Cruz plaintiff was accused of
unprofessional conduct and acting in a demeaning manner to her subordinates. She was given a
written warning that indicated she would be transferred to a position with less supervisory
responsibility. She was then detailed, and the detail extended, before she was reassigned to a
position she thought less desirable; based on an intervening EEO complaint, she charged that the
extension of the detail and the reassignment were retaliatory. Judge Richard Leon disagreed
because her reassignment was “already in motion” at the time of her protected activity. Id. at
114.
SBA asserts that the facts of this case are analogous to Clark County and Cruz,
because Ms. Saunders’s reassignment was already underway before those responsible for the
24
reassignment received information about Ms. Saunders’s protected activity. Ms. Saunders relies
on two protected activities as the basis for her retaliation claim: (1) the April 2, 2009 meeting
with Mses. Pickett and Ma in which, according to Ms. Saunders’s trial testimony, she had
expressed concern that retaliation was behind the proposed reassignment to the Faith Based
Office; and (2) her delivery of a packet to Ms. Pickett on April 16, 2009 containing information
regarding her 2007 EEO activity. SBA rightly points out, and the evidence shows, that Ms.
Pickett, Ms. Ma, and Mr. Hairston—the three individuals involved in Ms. Saunders’s
reassignment to the Faith Based Office as of April 2, 2009—were contemplating Ms. Saunders’s
reassignment before the April 2, 2009 meeting. See JMOL on Claim 2 at 5. Indeed, Ms. Pickett
had declined to talk with other potential candidates for the Faith Based Office because she was in
a hurry to fill the job as part of the new Administration’s priorities, and she was convinced that
Ms. Saunders possessed a unique combination of education and experience. Pickett, 3/2/17 a.m.
Tr. at 28-29. Additionally, Mr. Hairston and Ms. Ma signed the SF-52 that reassigned Ms.
Saunders on April 2, 2009, the same day as the meeting between Mses. Ma, Pickett, and
Saunders at which the job offer was made. Assuming that Ms. Saunders mentioned her 2007
EEO activity at the April 2 meeting, there is no evidence that Mses. Ma and Pickett had any
knowledge of it before that time; thus, the proposal to reassign Ms. Saunders to the Faith Based
Office could not have been influenced by her 2007 EEO activity.
Clark County also controls the analysis of whether Ms. Saunders’s delivery of a
packet of EEO materials from 2007 to Ms. Pickett on April 16, 2009 could have caused the
reassignment. In point of fact, there is no evidence that Ms. Pickett opened the packet or ever
read the 2007 EEO documents; even if she had, the SF-52 and undisputed trial evidence shows
25
that Ms. Saunders’s reassignment was already well beyond being merely “contemplated” at that
time. Clark County, 532 U.S. at 272.
Ms. Saunders argued at trial and argues here that the reassignment to the Faith
Based Office was initially offered as a voluntary new placement in which she had a choice. She
cites the testimonies of Ms. Pickett, Ms. Ma, and Mr. Hairston in support.9 She contends that it
was only after she expressed her concerns over retaliation and delivered the packet of her EEO
documents that the reassignment became mandatory. The change from a voluntary to a
mandatory reassignment is now the focus of Ms. Saunders’s argument that it was a retaliatory
action. See Mem. Opp’n JMOL on Claim 2 at 1 (“Ms. Saunders established that between May 4
and 15, 2009, the Agency decided to issue a memorandum directing her reassignment (on threat
of termination) to the Office of Faith Based Community Initiatives (“OFBCI”), which
immediately followed her protected activity on April 2 and 16, 2009.”).
The first problem with this argument is that it totally ignores the SF-52 signed by
Mr. Hairston and Ms. Ma on April 2, immediately after Ms. Saunders had admittedly accepted
the new job during the meeting with Mses. Ma and Pickett. Whatever the outside scope of Clark
County’s meaning of “contemplating,” SBA’s contemplation of, or intention to, move Ms.
Saunders into the Faith Based Office became unassailably clear on April 2, bolstered by the
events leading up to the formal offer. Clark County, 532 U.S. at 272.
9
When asked if Ms. Saunders “had the option of saying no on April 2nd,” Ms. Ma responded,
“Sure, yes.” Ma, 3/2/17 p.m. Tr. at 45. In response to the question “was it your understanding at
any point that Karla Saunders was required to accept the job or possibly face termination from
federal service?” Ms. Pickett stated, “No. . . . I heard nothing like that. I think I would have
remembered something that significant.” Pickett, 3/2/17 a.m. Tr. at 8. Mr. Hairston testified that
he was not involved in any decision regarding whether Ms. Saunders should be reassigned
involuntarily, stating “I didn’t express any opinions about it.” Hairston, 3/7/17 a.m. Tr. at 54.
26
Ms. Saunders recalled that “[t]he conversation [on April 2] was that my being
reassigned out of my job as the training officer was retaliation for me having filed an EEO
complaint against Mr. Brechbiel and giving the letter requesting intervention to the
[A]dministrator,” Saunders, 3/1/17 a.m. Tr. at 8. On April 2, Ms. Saunders indicated only that
she had filed an EEO complaint and written to the Administrator, without details. See Saunders,
2/22/17 Tr. at 105-06. However, as stated above, Mses. Pickett and Ma could not have retaliated
against Ms. Saunders on April 2, because they had no prior knowledge of said EEO activity. Ms.
Saunders posits no causative connection between her mention of an EEO complaint against a
long-gone and unknown former SBA manager and the job offer, nor any reason for Ms. Pickett
or Ms. Ma, who had just arrived at SBA, to harbor retaliatory animus against her on behalf of
Mr. Brechbiel. The April 16 delivery of an EEO packet to Ms. Pickett proves no more, in part
because Ms. Pickett’s testimony that she never opened or read the materials is uncontested.
Further, Ms. Saunders fails to connect the alleged retaliation in 2009 by two very new SBA
managers to her EEO activity in 2007 concerning a long-departed CHCO. The passage of time
between the two events saps the alleged connection of any strength. See, e.g., Jones v. Bernanke,
557 F.3d 670, 680 (D.C. Cir. 2009) (finding that “far too much time [had] passed to infer a
retaliatory motive” where protected activity had occurred eleven months prior to the adverse
employee evaluation under consideration).
The question becomes whether, drawing all inferences in favor of Ms. Saunders,
“there can be but one reasonable conclusion drawn.” Chanda, 841 F. Supp. at 437 (quoting
Richardson, 857 F.2d at 827). During trial, SBA presented three non-retaliatory reasons for why
Ms. Saunders was reassigned to the Faith Based Office. First, it was urgent that SBA fill the
position in order to participate, with a small number of other agencies, in the outreach program
27
planned by the White House. Second, with information on her background, her training
experience, and her familiarity with SBA, Ms. Saunders was reportedly a good fit for the
position. Third, there was no vacancy in the Office of Entrepreneurial Development, where her
detail was ending, so Ms. Saunders was available to fill another position. See Schick, 3/14/17
p.m. Tr. at 43 (testimony by Ms. Saunders’s supervisor at OED that there was no vacancy at
OED, so there was a need to find a placement for Ms. Saunders).
Ms. Saunders argues that these reasons were pretexts to hide retaliation, but her
arguments fail. She does not challenge the Obama Administration’s hurry to get the SBA Faith
Based Office up and operating again, quickly, before its director, a political appointee, arrived.
Instead, she contends that SBA’s supposed urgent need to fill the position is undermined by the
facts that there was a delay in moving Ms. Saunders to her new office and that “she had nothing
to do” once there. Opp’n to JMOL on Claim 2 at 22. This argument, however, does not rebut
the consistent accounts from Mses. Ma and Pickett that they felt an urgent need to fill the
position emanating from the White House. Ms. Saunders’s assertion that she had nothing to do
apparently arose from her unwillingness to do anything without a direct boss to order it, not
retaliation from Ms. Pickett, who testified that she suggested that Ms. Saunders could review and
summarize the work done by the Faith Based Office during the Bush Administration so that she
would be prepared to instruct the new director of the Office when he was confirmed.
Ms. Saunders does not dispute that Mses. Pickett and Ma understood, incorrectly,
that Ms. Saunders had a background in religious studies and had experience in training and
working in different SBA divisions. See Saunders, 3/2/17 a.m. Tr. at 76. Instead, Ms. Saunders
offered her own opinion that she was not qualified to work in the Faith Based Office because she
knew nothing about awarding grants (not mentioned by either Ms. Pickett or Ms. Ma) and had a
28
background in human resources. See Saunders, 2/22/17 Tr. at 61-62. She also testified that she
had a bachelor’s degree in economics and finance and a master’s degree in training and
employment development, but not in divinity. Saunders, 2/22/17 a.m. Tr. at 35. Ms. Pickett
testified that she had been told that Ms. Saunders had a background in training and had served in
different divisions within SBA, which Ms. Pickett thought made her a good fit for the new
position of senior advisor. See Pickett, 3/2/17 a.m. Tr. at 20. Ms. Saunders argues that Ms.
Pickett’s testimony was contradicted by Ms. Ma, who said that the position may “possibly”
include some training but that training would not be a primary part of the job. Ma, 3/2/17 a.m.
Tr. at 76. The Court sees no contradiction in the slightly varying predictions on how the new job
might be developed, inasmuch as it was contemplated by both Mses. Pickett and Ma, and by the
position description, that it had wide-ranging possibilities to be determined. See, e.g., Jackson v.
Gonzales, 496 F.3d 703 (D.C. Cir. 2007) (“[J]ob descriptions are often phrased in general terms,
and employers then make the ultimate hiring decision in light of more specific factors—such as
their strategic priorities and goals at the time . . . among many other factors. We have said that
courts must not second-guess an employer’s initial choice of appropriate qualifications.”).
The context in which Ms. Pickett and Ms. Ma were acting is also undisputed.
Each woman was new to SBA, having parachuted in as Obama appointees immediately after the
Inauguration. Neither had any prior knowledge of Ms. Saunders’s EEO activity. Both were
inundated with work, filling positions in the agency. See, e.g., Pickett, 3/2/17 a.m. Tr. at 46
(“It’s hard to overstate how busy things were.”); Ma, 3/6/17 a.m. Tr. at 15-16, 19-20 (testifying
that there were “thousands” of “huge priorit[ies]” for the agency at the time, among them filling
the position to which Ms. Saunders was assigned). They considered the job in the Faith Based
Office a plum assignment, with the possibility of representing SBA at meetings at the White
29
House. See, e.g., Pickett, 3/2/17 a.m. Tr. at 19-20, 50. The desire to fulfill an Obama
Administration priority with a quick assignment to the Faith Based Office constituted a
legitimate, non-discriminatory reason for Ms. Saunders’s selection.
Finally, Ms. Saunders argues that Mr. Hairston’s testimony suggests that the lack
of a vacancy at OED was not the reason for reassigning Ms. Saunders, and that knowledge of
Ms. Saunders’s prior EEO activity was a factor in the reassignment. She points to Mr.
Hairston’s answer to trial counsel’s question: “So when you said as a consequence of those two
things happening, Ms. Pickett and Ms. Ma decided to reassign Ms. Saunders, the two things you
were referring to in that sentence were the delivery of the packet of information and the need to
find a place for Ms. Saunders, correct?” Hairston, 3/7/17 a.m. Tr. at 51. His reply was “[t]hat’s
right,” which Ms. Saunders argues constituted an acknowledgment that the packet of EEO
documentation was at least a factor in the decision to reassign her. However, Mr. Hairston was
quite definite that he approved the reassignment of Ms. Saunders to the Faith Based Office on
April 2, 2009, prior to the April 16 delivery of the EEO packet to Ms. Pickett, and basically
played no further role because Administrator Mills was confirmed on April 6. See id. at 89-90.
The exact meaning of his answer, or his understanding of the question, cannot be determined
from the cold record and the Court does not try. The material points are that his decision to
approve the reassignment was made on April 2, and that by the time Ms. Saunders gave Ms.
Pickett the EEO packet, Mr. Hairston was no longer Acting Administrator and did not play a part
in finalizing Ms. Saunders’s reassignment. Further, if Mr. Hairston’s testimony were interpreted
to indicate that the delivery of the EEO packet was “a factor” in the decision to reassign Ms.
Saunders, it would remain insufficient to establish retaliation as a matter of law. Retaliation
30
must be proved by traditional but-for causation and evidence of a mixed motive does not satisfy.
See Nassar, 133 S. Ct. at 2534.
Ms. Saunders further complains that none of the individuals involved in her
reassignment took responsibility for the decision. Mr. Avery testified that the decision to
reassign Ms. Saunders “would have been made at the top of the organization,” because of the
position’s level and salary, but he did not know who made it. Avery, 3/8/17 a.m. Tr. at 42. Mr.
Hairston, who was Acting Administrator, testified that he signed the paperwork for the
reassignment on April 2, 2009, based on the recommendation of Mses. Pickett and Ma.
Hairston, 3/7/17 a.m. Tr. at 39-40. After April 6, he was no longer Acting Administrator and
played no role. Id. at 48. Ms. Ma could not remember who initially proposed the new position
for Ms. Saunders, stating: “It could have been Penny [Pickett]. It could have been Darryl
[Hairston]. It could have been many other folks.” Ma, 3/2/17 p.m. Tr. at 47. However, Ms. Ma
testified that she, Ms. Pickett, and Mr. Hairston made the decision to select Ms. Saunders for the
job “collectively.” Id. at 48. Ms. Saunders’s counsel also entered into evidence a portion of Ms.
Ma’s sworn deposition in which she stated that Ms. Pickett and Mr. Hairston were responsible
for the decision to reassign Ms. Saunders. Id. at 49-50. This testimony did not specify the dates
involved and therefore does not support Ms. Saunders’s theory that her voluntary reassignment
became involuntary because of protected activities on April 2 and/or 16, 2009. Its relevance is
further undercut by the inescapable fact that the SF-52 was signed by Mr. Hairston and Ms. Ma
on April 2, 2009, after Ms. Saunders verbally accepted the new position. For her part, Ms.
Pickett denied any knowledge that Ms. Saunders was given a written Notice of Reassignment,
testifying only that she heard afterwards that Ms. Saunders had accepted the position. See
Pickett, 3/2/17 a.m. Tr. at 12.
31
Ms. Saunders contends that SBA’s inability to identify the decision-maker behind
her involuntary assignment to the Faith Based Office undercuts the veracity of SBA’s non-
retaliatory reasons for the reassignment. See e.g., Sabbrese v. Lowe’s Home Centers, Inc., 320 F.
Supp. 2d 311, 323 (W.D. Pa. 2004) (“[T]hat no one in defendant’s upper-level management
actually took responsibility for the ultimate decision to discharge plaintiff, however, is
circumstantial evidence that supports the inference of causation no less substantially than
circumstantial evidence of inconsistent reasons given by an employer for terminating an
employee.”). The argument misstates the uncontested record. Prior to April 2, 2009, Ms. Pickett
had learned, perhaps in error, of Ms. Saunders’s background and was eager to have Ms. Saunders
accept the job. On April 2, Ms. Ma, as Chief of Staff, and Mr. Hairston, as Acting
Administrator, signed the SF-52 paperwork to authorize the new assignment. Shortly thereafter,
on April 6, Ms. Mills was confirmed as the new Administrator and Mr. Hairston returned to his
official position. Thus, by April 16, when Ms. Saunders delivered a sealed envelope containing
documentation on her 2007 EEO activity, Mr. Hairston had ceased to have the role which had
vested him, on April 2, with the authority to approve Ms. Saunders’s reassignment. The
reassignment letter itself was prepared by the Office of Human Capital, after CHCO Avery had
advised by email that Ms. Saunders’s agreement to the reassignment was not required. See Pl.’s
Ex. 29B; Pl.’s Ex. 31. The record indicates that the reassignment was finalized during a busy
time with changes in management, but it does not support Ms. Saunders’s argument that nobody
took responsibility. To the contrary, Ms. Pickett testified at length about her reasoning for
recommending Ms. Saunders, and Mr. Hairston readily stated that he approved the reassignment
on Mses. Pickett’s and Ma’s recommendation.
32
Ms. Saunders’s effort to focus on the involuntary nature of the reassignment
letter, delivered to her on May 4, 2009, misses the mark. First, she overplays the customary
language of the notice of reassignment. Its term was “could” lead to termination, not “would.”
Moreover, Ms. Saunders’s desire for a different position, and personal belief she was not
qualified, have no bearing on her employer’s right to reassign her. See, e.g., Baloch v.
Kempthorne, 550 F.3d 1191, 1197 (D.C. Cir. 2008) (stressing, in the context of an employee’s
reassignment, courts’ “hesitancy to engage in ‘judicial micromanagement of business
practices’”) (quoting Mungin v. Katten Muchin & Zavis, 116 F.3d 1549, 1556 (D.C. Cir. 1997)).
As Mr. Avery’s April 7, 2009 email to Ms. Pickett and Mr. Hairston correctly noted, SBA was
within its rights to reassign Ms. Saunders. See Pl.’s Ex. 29.10
Finally, Ms. Saunders argues that she was reassigned only eighteen days after the
second of her two protected activities—that is, her delivery of the EEO packet to Ms. Pickett.
The D.C. Circuit has repeatedly held that “temporal proximity of an adverse action close on the
heels of protected activity is a common and highly probative type of circumstantial evidence of
retaliation.” Allen, 795 F.3d at 40 (citing Hamilton v. Geithner, 666 F.3d 1344, 1357-59 (D.C.
Cir. 2012)). However, the reassignment was already underway before April 2, 2009, when Ms.
Pickett had already begun telling other employees that she had a leading candidate—Ms.
Saunders—in mind. The reassignment further, and more definitively, progressed on April 2,
10
The D.C. Circuit has held that an adverse employment action need not entail loss of salary or
grade level if “the reassignment left [the employee] with ‘significantly different’—and
diminished—supervisory and programmatic responsibilities.” Czekalski v. Peters, 475 F.3d 360,
364 (D.C. Cir. 2007). The principle articulated in Czekalski is distinguishable here: while the
plaintiff in that case was effectively demoted from overseeing almost one thousand employees
and contractors and a $400 million budget, Ms. Saunders went from supervising a handful of
employees to a job with no supervisory responsibilities but potential for greater responsibilities
and visibility in other areas. Most critically, whatever its benefits and deficits, SBA managers
decided on April 2 to reassign Ms. Saunders to the new job.
33
2009, when, immediately after Ms. Saunders admittedly accepted the position, Mr. Hairston and
Ms. Ma signed off on the SF-52. Ms. Saunders’s later EEO activity on April 16 cannot
overcome this reality. The Court is persuaded that Clark County sets the rule of law here:
SBA’s pre-April 2 and pre-April 16 decisions and efforts to recruit Ms. Saunders to the new
position in the Faith Based Office sap her contemporaneous EEO activity on those dates,
concerning legally-stale EEO activity from 2007, of any causative function behind the
reassignment. See Clark County, 532 U.S. 268 (holding that plaintiff had failed to establish
causation where a supervisor transferred the plaintiff to a new position before becoming aware
that the plaintiff had filed an EEO lawsuit). Id. at 272.11 Ms. Saunders’s memory that she
complained of retaliation on April 2, 2009, is without effect: the determination that she was right
for the Faith Based Office had already been made, and the decision to reassign her was
underway.
The Court concludes that the uncontested facts and the legal precepts of Clark
County support judgment as a matter of law for the Defendant on Claim Two and denial of Ms.
Saunders’s motion for a new trial.
B. Claim Eight(b) – Decision to Terminate on June 26, 2014
SBA argues that because the jury found it not liable on Claim Eight(a) (finding
the Notice of Proposed Removal not retaliatory), there was insufficient evidence to support
11
Further, Ms. Saunders also fails to mention any basis to connect her 2007 protected activities
and her 2009 reassignment. It cannot be argued, sub silentio, that there is no difference between
managers, that the insult one manager might feel at an EEO charge would necessarily continue
down the line to his unrelated successors, and that the passage of time is irrelevant. The law is to
the contrary. As Ms. Saunders has not disputed or disproved Ms. Pickett’s testimony that she
never opened the EEO packet, the proof that the she or Ms. Ma even knew any details of Ms.
Saunders’s 2007 EEO activity is also lacking.
34
liability on Claim Eight(b) (finding Ms. Saunders’s termination retaliatory). See JMOL on
Claim 8(b) at 6. The agency emphasizes that Mr. Christy relied entirely on Ms. Bean’s Notice of
Proposed Removal and that there was no evidence to suggest that he had any independent
animus towards Ms. Saunders. Id. at 8. In fact, argues SBA, Ms. Saunders’s theory at trial was
that Ms. Bean’s animus towards Ms. Saunders was attributable to Mr. Christy and that he was
not actually in possession of all the facts when he made the final decision to terminate Ms.
Saunders. Id.
“When a party claims that a jury’s verdict is internally inconsistent, the Court has
a special obligation to view the evidence in a manner that reconciles the verdict, if possible.”
Evans v. WMATA, 816 F. Supp. 2d 27, 32 (D.D.C. 2011) (citing Hundley v. Dist. of Columbia,
494 F.3d 1097, 1102 (D.C. Cir. 2007)). Considering the entire transcript and exhibits, the Court
finds that it can reconcile the jury verdicts on Claim Eight(a) and 8(b). The jury heard from
multiple witnesses, whom it must have credited, concerning Ms. Saunders’s flaws as a
supervisor. Such evidence supports the verdict in Claim Eight(a) that the Notice of Proposed
Removal was not retaliatory. Mr. Christy, as a diligent final decision-maker, received more
information and argument from Ms. Saunders and her counsel before he issued the Notice of
Removal. He identified his role as determining whether to sustain the reasons for Ms. Bean’s
proposal but his consideration clearly was broader than the notice of termination. In addition,
Mr. Christy, unlike Ms. Bean, considered whether to retain Ms. Saunders as an SBA employee
until her retirement date in August 2014, two months later. He explained his refusal to do so by
very narrowly defining his role and authority. See Christy, 3/21/17 p.m. Tr. at 6-7. A reasonable
jury could infer that this decision—made by Mr. Christy only—was unreasonable and not fully
explained and, thus, attribute it to Ms. Saunders’s protected activity.
35
Because a reasonable jury would have had a legally sufficient evidentiary basis to
find for Ms. Saunders on Claim Eight(b), Fed. R. Civ. P. 50(a)(1), SBA’s Motion for Judgment
as a Matter of Law as to that claim will be denied.
IV. CONCLUSION
For the foregoing reasons, SBA’s Renewed Judgment as a Matter of Law on
Claim Two, Dkt. 150, will be granted and Ms. Saunders’s Motion for a New Trial on Claim
Two, Dkt. 148, will be denied. SBA’s Renewed Judgment as a Matter of Law on Claim
Eight(b), Dkt. 155, will be denied.
Date: March 7, 2018
/s/
ROSEMARY M. COLLYER
United States District Judge
36