Judicial Watch, Inc. v. U.S. Department of Justice ( 2019 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
)
JUDICIAL WATCH, INC., )
)
Plaintiff, )
)
v. ) Civil Action No. 18-cv-1979 (TSC)
)
U.S. DEPARTMENT OF JUSTICE, )
)
Defendant. )
)
MEMORANDUM OPINION
Plaintiff Judicial Watch Inc. has sued Defendant U.S. Department of Justice (“DOJ”) to
compel compliance with a Freedom of Information Act (“FOIA”) request under 5 U.S.C. § 552.
(ECF No. 1 (“Compl.”)) The DOJ moves, pursuant to Federal Rule of Civil Procedure 12(b)(6), to
dismiss Plaintiff’s complaint for failure to exhaust administrative remedies. (ECF No. 8-1 (“Def.’s
Mot. to Dismiss.”)) For the reasons set forth below, the DOJ’s motion will be GRANTED.
I. BACKGROUND
Judicial Watch is a not-for-profit, educational organization that “seeks to promote
transparency, accountability, and integrity in the government and fidelity to the rule of law.”
(Compl. at ¶ 3.)
Over the past few years, Plaintiff, along with several other organizations and individuals,
have sought documents relating to the investigation surrounding former Secretary of State Hillary
Clinton’s use of a personal e-mail account. Plaintiff has filed at least three FOIA requests related to
the investigation, one of which is the subject of this case. In each of the three cases, Plaintiff is
represented by Michael Bekesha and the DOJ is represented by Cesar Lopez-Morales.
1
A. Plaintiff’s July 7, 2016 FOIA Request
On October 13, 2016, Plaintiff sued the DOJ regarding a FOIA request submitted on July 7,
2016, to the Federal Bureau of Investigation (“FBI”), a component of the DOJ. Judicial Watch, Inc.
v. U.S. Dep’t of Justice, 16-cv-2046-TSC (D.D.C. Oct. 13, 2016). Plaintiff sought all FD-302
forms, i.e. investigative forms, prepared as part of the FBI’s investigation, along with all records of
communications between any FBI personnel concerning the investigation. (16-cv-2046-TSC, ECF
No. 1 (“July 7, 2016 Request Compl.”) at ¶ 5.) Plaintiff also requested any records regarding a June
27, 2016 meeting between former Attorney General Loretta Lynch and former President Bill
Clinton. (Id.)
During a status conference on January 17, 2017, the parties discussed the scope of the DOJ’s
review and the method by which the DOJ was processing the numerous requests for documents
related to the Clinton e-mail investigation. (See 16-cv-2046-TSC, ECF No. 15 (“Jan. 17, 2017
Conf. Tr.”).) DOJ counsel reiterated that the FBI was processing the entire investigative file,
containing approximately 10,000 pages, at a rate of 500 pages per month. (See id. at 10:2–3, 12:6–
12, 13:9–13.) DOJ counsel further explained, and the court agreed, that the 500-page production
rate was necessary, in part, because the sensitive nature of the documents required a multi-step,
information-security review. (See id. at 8:20–9:6, 14:5–14.) Counsel for the DOJ stated that the
documents were publicly posted the first Friday of every month (see id. at 6:13–20), and Plaintiff
acknowledged that it was able to review the released files—62% of which were responsive to its
request—as well as observe that a couple hundred pages had been withheld in their entirety, (see id.at 3:14–25). In addition, although the DOJ’s custom is to Bates stamp the documents at the
conclusion of all releases (see id. at 5:16–20), it agreed to assign a universal Bates number to all
records in the investigative file to facilitate communication with Plaintiff about objections (see id. at
2
23:7–11). The parties also agreed to file a joint status report every ninety days. (See id. at 24:6–
9.)
B. Plaintiff’s October 12, 2016 FOIA Request
On December 5, 2016, Plaintiff filed a second lawsuit regarding a FOIA request submitted
to the FBI on October 12, 2016. Judicial Watch, Inc. v. U.S. Dep’t of Justice, 16-cv-2369-ABJ
(D.D.C. Dec. 5, 2016). Plaintiff sought all records discovered, recovered, retrieved from, or found
on any equipment used to support former Secretary Clinton’s email system. (16-cv-2369-ABJ, ECF
No. 1 (“October 12, 2016 Request Compl.”) at ¶ 5.) Plaintiff also sought all records related to the
FBI’s efforts to discover, recover, retrieve, or find emails or text messages stored on the equipment.
(See id.)
During a status conference in that case before Judge Randolph Moss on January 24, 2017,
the parties again discussed the scope of and method by which the DOJ was processing all FOIA
requests for documents related to the Clinton email investigation. (See 16-cv-2369-ABJ, ECF No. 8
(“Jan. 24, 2017 Status Conf. Tr.”).) The DOJ restated “its commitment to handle the requests that it
was receiving and to release all nonexempt portions of the Clinton investigative file” at a rate of 500
pages per month. (See id. at 6:11–18.) Plaintiff’s counsel then stated his understanding that the
Clinton investigative file is “a little over 10,000 pages . . . so at 500 pages a month,” it would take
“between 20 and 24 months for all the material to be produced.” (See id. at 7:25–8:4.) Plaintiff
also challenged the DOJ’s practice of monthly releases to the electronic library as applied to the
facts of that case, arguing that because its request was narrower than other earlier requests for the
entire file, the DOJ should extract documents responsive to Plaintiff’s request and review those
before completing the review of the entire file. (See id. at 8:4–24, 9:9–10:1.) Judge Moss,
concerned with what appeared to be an attempt to jump ahead of others in the queue, asked Plaintiff
3
to review its pending requests and decide whether it would prefer the DOJ to stop working on one
of Plaintiff’s pending requests and prioritize Plaintiff’s instant request. (See id. at 17:10–28:15.)
During a follow-up status conference on February 7, 2017, the DOJ told Judge Moss that a
resource swap was not feasible because the individuals reviewing the Clinton investigative file were
reviewing only that file. (See 16-cv-2369-ABJ, ECF No. 9 (“Feb. 7, 2017 Status Conf. Tr.”) at 4:7–
6:6.) The parties then engaged in another discussion regarding the scope of the investigative file
and how it was being produced. (See id. at 6:7–20:16.) At the conclusion of the hearing, the FBI
agreed, as it did in the other case, to identify responsive records at the time of release by the
universal Bates number. (See id. at 20:17–21:22.) That case is ongoing.
C. Plaintiff’s July 25, 2018 FOIA Request
On July 25, 2018, Plaintiff submitted a third FOIA request to the FBI, this time requesting
the entire investigative file of the FBI’s investigation of Hillary Clinton’s use of a personal e-mail
account. 1 (Compl. at ¶¶ 5, 8.)
By letter dated July 26, 2018, the FBI acknowledged receipt of the request and assigned it a
case number. (Id. at ¶ 9; see also ECF No. 8-2 (“Acknowledgement Letter”) at Ex. A.) On August
10, 2018, the FBI sent Plaintiff a letter stating that (1) Plaintiff’s “request is currently being
processed,” (2) “records are available on the FBI’s FOIA library on its website,” (hereinafter, “the
Vault”) (3) “the available records represent an interim release of information,” and (4) “Plaintiff’s
FOIA request will remain open while monthly releases are placed on its website.” (Compl. at ¶ 10.)
The letter also informed Plaintiff of its right to an administrative appeal and detailed the process for
filing an appeal. (ECF No. 8-3 (“Vault Letter”) at Ex. B.)
1
Plaintiff claims that it believed that once production of all FD-302 forms was completed for the
July 7, 2016 FOIA request, it would continue to receive records regarding the entire investigative
file and could challenge withholdings related to the entire file. (Compl. at ¶¶ 6–7.) Because the
FBI disagreed, Plaintiff submitted this additional FOIA request. (Id. at ¶¶ 7–8.)
4
Plaintiff then filed this case. It acknowledges that the FBI “has been producing all records
contained within the Hillary Clinton investigative file” and at the time had “made 24 productions of
records.” (Compl. at ¶ 6.) However, it contends that the FBI did not decide, within the prescribed
statutory period, whether to comply with Plaintiff’s FOIA request because the FBI had not
(i) produced all records responsive to Plaintiff’s FOIA request or demonstrated that
the requested records are lawfully exempt from production; (ii) notified Plaintiff of the
scope of any responsive records the FBI intends to produce or withhold and the reasons
for any withholdings; or (iii) inform[ed] Plaintiff that it may appeal any
adequately specific, adverse determinations.
(Compl. at ¶¶ 11, 14–15.)
II. STANDARD OF REVIEW
FOIA cases are typically decided on motions for summary judgment. Defs. of Wildlife v.
U.S. Border Patrol, 623 F. Supp. 2d 83, 87 (D.D.C. 2009). However, where an agency argues that
the requester has failed to exhaust its administrative remedies, courts analyze the matter under
Federal Rule of Civil Procedure 12(b)(6). See Tereshchuk v. Bureau of Prisons, 851 F. Supp. 2d
157, 161 (D.D.C. 2012) (analyzing motion to dismiss for failure to exhaust administrative remedies
under Rule 12(b)(6)); Jean-Pierre v. Fed. Bureau of Prisons, 880 F. Supp. 2d 95, 100 (D.D.C.
2012) (same).
“To survive a 12(b)(6) motion to dismiss, a complaint must contain sufficient factual matter,
accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S.
662, 678 (2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007)). A claim is
plausible when it alleges sufficient facts to permit the court “to draw the reasonable inference that
the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at 678 (citation omitted). When
considering a defendant’s motion to dismiss for failure to state a claim, the court must construe the
complaint in a light most favorable to the plaintiff and must accept as true all reasonable factual
5
inferences drawn from well-pleaded factual allegations. See Schuler v. United States, 617 F.2d 605,
608 (D.C. Cir. 1979) (“The complaint must be liberally construed in favor of the plaintiff, who must
be granted the benefit of all inferences that can be derived from the facts alleged.”) (internal
quotation marks omitted), aff’d on reh’g, 628 F.2d 199 (D.C. Cir. 1980).
III. ANALYSIS
The “exhaustion of administrative remedies in a FOIA case is treated as an element of a
FOIA claim, which, as with all elements of any claim, must be proved by the plaintiff in order to
prevail.” Bonner v. Soc. Sec. Admin., 574 F. Supp. 2d 136, 139 (D.D.C. 2008). “Failure to exhaust
administrative remedies is not a mere technicality, and a court must decline to decide the merits of
an unexhausted FOIA claim when the plaintiff fails to comply with procedures for administrative
review.” Nat’l Sec. Counselors v. C.I.A., 931 F. Supp. 2d 77, 99–100 (D.D.C. 2013) (emphasis in
original). However, exhaustion is required only when, within twenty business days of the request,
an agency makes and communicates its decision whether to comply with the FOIA request. 5
U.S.C § 552(a)(6)(A)(i). “[I]f the agency has not issued its ‘determination’ within the required time
period, the requester may bring suit directly in federal district court without exhausting
administrative appeal remedies.” Citizens for Responsibility & Ethics in Washington v. Fed.
Election Comm’n, 711 F.3d 180, 182 (D.C. Cir. 2013) (hereinafter, “CREW”).
FOIA’s general requirement that a requester exhausts its administrative remedies before
bringing an action in federal court provides the agency with “an opportunity to exercise its
discretion and expertise on the matter and to make a factual record to support its decision.” Khine
v. U.S. Dep’t of Homeland Sec., 334 F. Supp. 3d 324, 333 (D.C. Cir. 2018) (quoting Oglesby v. U.S.
Dep’t of Army, 920 F.2d 57, 61 (D.C. Cir. 1990)). The exhaustion requirement “obviates
unnecessary judicial review” by allowing “top managers of an agency to correct mistakes made at
lower levels.” Id. And the “administrative appeal mechanism undergirds FOIA’s ‘innovation-
6
forcing’ function, which requires an ‘agenc[y] to consider “adjustments to . . . practices, policies,
personnel, and funding as may be necessary to improve its implementation of” the statute.’” Id. at
333–34 (quoting Judicial Watch, Inc. v. United States Dep’t of Homeland Sec., 895 F.3d 770, 789–
90 (D.C. Cir. 2018) (Pillard, J., concurring)).
In CREW, the D.C. Circuit addressed “what kind of agency response qualifies as a
‘determination’” for exhaustion purposes, and concluded that “the agency must at least: (i) gather
and review the documents; (ii) determine and communicate the scope of the documents it intends to
produce and withhold, and the reasons for withholding any documents; and (iii) inform the
requester that it can appeal whatever portion of the ‘determination’ is adverse.” CREW, 711 F.3d at
188.
At issue in this case is whether, before Plaintiff filed this suit, the DOJ determined and
communicated to Plaintiff the scope of the documents it intended to produce and withhold. 2
The DOJ contends that the Vault Letter dated August 10, 2018, coupled with the
information it communicated to Plaintiff in the other two lawsuits, amounted to a final
determination and therefore triggered the exhaustion requirement. (Def.’s Mot. to Dismiss at 10–
12.) The DOJ notes that (i) it gathered and began processing and publicly releasing on a monthly
basis the entire investigative file in September 2016 (see id. at 10); (ii) Plaintiff is aware, through
the releases and other cases, of the total number of pages in the investigative file, the number of
pages that have been reviewed as well as the FOIA exemption asserted on withheld documents, and
the number of pages remaining to be reviewed (see id. at 11–12); and (iii) the Vault letter informed
Plaintiff of its right to appeal and how to file an appeal (see id. at 12).
2
As noted above, Plaintiff’s Complaint alleges that the DOJ’s decision failed to comport with any
of the three CREW requirements, but now it only challenges the DOJ’s communication of the scope.
7
Plaintiff maintains that because the August 10, 2018 Vault Letter was not a final
determination, the exhaustion requirement was not triggered. (ECF No. 11 (“Pl.’s Opp’n”) at 3–4.)
It argues that the letter “did not provide information on the ‘scope’ of the Clinton investigative file.”
(See id. at 3.) Specifically, Plaintiff notes that the FBI did not mention: (1) the specific number of
pages in the investigative file, (2) the structure and organization of the file, or (3) any exemptions it
intended to claim with respect to withheld documents. (See id.) Moreover, it argues that because
the FBI provided no information regarding the claimed exemptions, Plaintiff is effectively
precluded from appealing any exemptions. (See id. at 4.)
The DOJ maintains that Plaintiff’s focus on the information presented in the August 10,
2018 Vault Letter instead of the information provided as a whole is misplaced. (ECF No. 13
(“Def.’s Reply”) at 2–8.) It notes that before this suit was filed, it: (1) gathered all records
responsive to Plaintiff’s FOIA request and provided information to Plaintiff regarding the volume of
the investigative file; (2) released in full or in part approximately 2,673 pages contained in the
investigative file; (3) identified pages, in full or in part, to be withheld under FOIA exemptions; and
(4) informed Plaintiff of its right to an administrative appeal. (See id. at 4.)
The parties and this court agree that CREW establishes the foundation for what constitutes a
proper determination for FOIA exhaustion purposes. However, contrary to Plaintiff’s position,
CREW is not “on all fours” with circumstances here.
In CREW, the plaintiff submitted a FOIA request to the Federal Election Commission
(“FEC”) on March 7, 2011, seeking several categories of records. CREW, 711 F.3d at 183. On
March 8, 2011, the FEC acknowledged receipt of the request. Id. Subsequently, the parties reached
an agreement under which CREW would exclude certain categories of documents from the FEC’s
initial search for responsive records, and in return, the FEC would provide non-exempt responsive
8
documents and information regarding withheld documents to CREW on a rolling basis. Id. On
May 23, 2011, because two months had passed without CREW receiving any documents or
information from the FEC, CREW sued, alleging, in part, that the FEC failed to make a
determination within the statutory period. Id.
At the time of CREW’s complaint, the FEC had begun gathering and reviewing potentially
responsive records. Id. On June 15, 2011, it made its first production and informed CREW that
“[t]oday’s letter does not constitute a final agency decision, and thus is not subject to appeal.” Id.
On June 23, 2011, the FEC made its final production, informed CREW of the basis for its
withholdings, and advised CREW of its right to administratively appeal any adverse FOIA
determination. Id. The FEC then moved to dismiss CREW’s complaint for failure to exhaust
administrative remedies. Id. at 184.
Presented with this timeline, the D.C. Circuit found that CREW was not required to exhaust
administrative remedies because the FEC did not make its determination within the 20-day window
and before CREW filed suit. Id. at 190. The Circuit made clear that while actual production of the
records is not required, an agency, “within the relevant time period,” must provide information
regarding the scope of documents it intends to produce as well as withhold under FOIA exemptions.
Id. at 186. In so holding, the Circuit rejected the FEC’s argument that an agency can meet the
determination requirement by expressing a “future intention to produce non-exempt documents and
claim exemptions,” because such a theory creates a Catch-22: “A requester cannot appeal within the
agency because the agency has not provided the necessary information. Yet the requester cannot go
to court because the requester has not appealed within the agency.” Id. at 185–86. Thus, the Circuit
held, it is not enough for an agency to “decide to later decide,” id. at 186, it must (i) gather and
review the documents; (ii) determine and communicate the scope of the documents it intends to
9
produce and withhold, and the reasons for withholding any documents; and (iii) inform the
requester that it can appeal whatever portion of the “determination” is adverse, id. at 188.
Here, the DOJ maintains, and the court agrees, that Plaintiff had far more information when
it filed this lawsuit than did the plaintiff in CREW.
Plaintiff does not and cannot contend that it did not have actual notice of the scope of the
Clinton investigation file before the FBI sent the August 10, 2018 Vault Letter. Not only has the
FBI been producing records responsive to Plaintiff’s request since September 2016, but Plaintiff
and the DOJ have been in communication for over two years about the production of the file. See
Judicial Watch Inc., 16-cv-2046-TSC; Judicial Watch Inc., 16-cv-2369-ABJ. Indeed, due to the
DOJ’s representations in proceedings where both parties are represented by the same counsel as in
this case, Plaintiff was apprised of (1) the estimated number of pages in the investigative file, (2) the
types of documents contained in the file, and (3) the exemptions the FBI intended to claim with
respect to withheld documents. 3 (See, e.g., Jan. 24, 2017 Status Conf. Tr. at 7:25–8:4 (Plaintiff’s
Counsel: “So the Clinton investigative file is a little over 10,000 pages . . . so at 500 pages a month
the Justice Department, the government has said [it] would be between 20 and 24 months for all the
material to be produced.”); Jan. 17, 2017 Conf. Tr. at 16:16–17:4 (Defense Counsel represented
that FD-302 summaries had been produced, but that 302s documenting other type of work had not
yet been reviewed); Jan. 24, 2017 Status Conf. Tr. at 9:2–13 (Plaintiff’s Counsel described the
3
Plaintiff claims that the number of pages was not mentioned in the letter, but Plaintiff was aware
of the number before the DOJ sent the letter. In mentioning the specific number of pages, the court
does not intend to create dissonance with the National Security Counselors v. C.I.A. decision,
wherein Chief Judge Howell found that “an agency determination need not include a volume
estimate regarding any withheld material to require a requester to exhaust its administrative
remedies before filing suit.” No. 12-CV-284 (BAH), 2013 WL 12324697, at *3 (D.D.C. June 13,
2013) (noting that CREW court analyzed several FOIA provisions before reaching its conclusion
without implying or mentioning that agency was required to convey a volume estimate).
10
types of devices from which the FBI collected information); Feb. 7, 2017 Status Conf. Tr. at 18:9–
19:3 (Court: “What is there other than 302s and e-mails and communications, letters and things like
that? What else would be in a file like this?” Plaintiff’s Counsel: “I was going through and making
different piles. I just don’t recall what the other records were because I wasn’t looking. . . . My
understanding is that there are a bunch of other records, types of records that are in there.”); 16:16–
23 (Plaintiff’s Counsel stated that he reviewed the online library and saw that it “listed page one
withheld, page two withheld for referral”). Plaintiff was also aware of the method the DOJ was
using to process the entire file. (See generally Jan. 17, 2017 Conf. Tr.; Jan. 24, 2017 Status Conf.
Tr.; Feb. 7, 2017 Status Conf. Tr.)
In the August 10, 2018 Vault Letter, the FBI provided information beyond mere notice of its
receipt of Plaintiff’s request, and the information provided constituted an adequate response. See
Waterkeeper All. v. U.S. Coast Guard, No. 13-CV-289 (RMC), 2014 WL 5351410, at *11 (D.D.C.
Sept. 29, 2014) (“Moreover, even if the D8 Legal Office’s response could be considered timely, it
only ‘provided notice’ to Waterkeepers that it had received the FOIA request; this is insufficient to
constitute an adequate response.”). First, the letter reiterated what Plaintiff knew since at least
2017: records responsive to its FOIA request were being processed and publicly posted on the FBI’s
online FOIA library on the first Friday of each month. The Vault Letter advised Plaintiff to monitor
the online FOIA library for updated material responsive to its FOIA request. Second, it explained
that the responsive records were searchable by entering “Hillary R. Clinton” as the search term.
Third, the Vault Letter informed Plaintiff that the available records constituted an interim release of
information, and that the FOIA request would remain open while additional records were being
produced. Per the letter, Plaintiff would be notified once the final release was posted and the
request was closed. Finally, the Vault Letter informed Plaintiff how to file an appeal. (See id.)
11
When viewing the documents in the online library, Plaintiff could view the exemptions invoked for
each redacted and withheld document.
Against this backdrop, the court cannot equate the information provided by the FBI with the
expression of a future intention to produce responsive records in CREW. In that case, the court was
concerned that agencies could “keep FOIA requests bottled up in limbo for months or years on end”
by issuing a response that precludes a requester from pursuing both an administrative appeal and a
federal lawsuit. CREW, 711 F.3d at 187; see also Nat’l Sec. Counselors v. C.I.A., No. 12-CV-284
(BAH), 2013 WL 12324697, at *2 (D.D.C. June 13, 2013) (“The thrust of CREW is that, to comply
with the FOIA’s time limits in issuing a ‘determination,’ an agency cannot ‘simply decide to later
decide.’”); Bartko v. U.S. Dep’t of Justice, No. 13-CV-1135 (JEB), 2014 WL 12787640, at *7
(D.D.C. Sept. 9, 2014) (“Under these circumstances, unlike in CREW, the requester is not left in
administrative limbo. The agency has issued a final ‘determination,’ and the requester may, if he
chooses, file an immediate and substantive administrative appeal.”) When Plaintiff brought this
lawsuit, it was in a prime position to begin the administrative appeal process. See Machado Amadis
v. Dep’t of Justice, No. 1:16-CV-2230 (TNM), 2019 WL 2211120, at *4–5 (D.D.C. May 22, 2019)
(focusing on whether plaintiff had sufficient information to pursue an appeal in advance of filing
suit); Coss v. U.S. Dep’t of Justice, 98 F. Supp. 3d 28, 35–36 (D.D.C. 2015) (same). Indeed,
Plaintiff’s complaint acknowledges that, when it brought this case, the FBI had made 24
productions. (See Compl. at ¶ 6.) And by bringing suit in this court and attempting to bypass an
administrative appeal, Plaintiff undermines the “purposes of exhaustion” and the “administrative
scheme.” See Oglesby, 920 F.2d at 61.
The court therefore finds that the August 10, 2018 Vault Letter, coupled with prior
representations in virtually identical litigations with the same counsel, constituted a determination to
12
comply with Plaintiff’s FOIA request. The DOJ deserves an opportunity to apply its expertise,
correct mistakes, and develop a factual record that could prevent the need for unnecessary judicial
review. Id. Accordingly, Plaintiff must pursue an administrative appeal before seeking judicial
review.
IV. CONCLUSION
For the foregoing reasons, the DOJ’s motion to dismiss is hereby GRANTED. The clerk of
the court is respectfully requested to close this case.
A corresponding order will issue separately.
Date: September 19, 2019
Tanya S. Chutkan
TANYA S. CHUTKAN
United States District Judge
13