Talbot v. U.S. Department of State ( 2018 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
DAVID TALBOT,
Plaintiff,
v. Case No. 17-cv-588 (CRC)
U.S. DEPARTMENT OF STATE, et al.,
Defendants.
MEMORANDUM OPINION
Investigative journalist David Talbot is convinced that the Central Intelligence Agency
had a hand in the assassination of President Kennedy. Seeking proof, Talbot filed Freedom of
Information Act (“FOIA”) requests with the CIA and State Department for the passport and
travel records of two deceased CIA agents who Talbot suspects were aware of the agency’s
involvement. When the agencies’ responses disappointed him, Talbot sued to challenge the
adequacy of their searches and the legitimacy of their withholdings.
The parties have already undergone one round of summary judgment. In June, the Court
dismissed most of Talbot’s complaints but found in his favor on two points: that the State
Department’s search for one of the agent’s records was unreasonably constrained by the use of
his actual birthdate, and that the CIA had improperly refused to search its operational files for
records. The agencies have since conducted a supplemental search and now renew their motion
for summary judgment. Talbot opposes their motion and also seeks reconsideration of the
Court’s earlier decision rejecting his other arguments. For the reasons that follow, the Court will
grant summary judgment to the agencies and deny Talbot’s motion for reconsideration.
I. Background
David Talbot is a journalist, author, and co-founder of the online newspaper Salon.com.
Compl. ¶ 1.1 He has written multiple books covering the historical period of the presidency of
John F. Kennedy, including the Kennedy assassination. Id. ¶¶ 1–3. In May 2013, in connection
with research for a now-published book on former CIA Director Allen Dulles, Talbot submitted
FOIA requests to the Department of State and the CIA. The request to the State Department
sought “[a]ll passport and visa records pertaining to” two former CIA agents, William King
Harvey and F. Mark Wyatt, from January 1, 1950 through July 1, 1976, as well as copies of all
photographs of the two men. Id. Ex. 1. The request to the CIA also sought records related to
Wyatt and Harvey, specifically “[a]ll records pertaining to temporary duty (TDY) travel,” “[a]ll
passport and visa records,” “[a]ll records reflecting assignment to a[] station, post, base, unit or
other component of the CIA,” and “[a]ll photographs pertaining to” the two from January 1,
1950 to July 1, 1976 for Harvey and from January 1, 1948 to 1975 for Wyatt. Id. Ex. 6.
Both agencies informed Talbot they had received his requests and began processing
them. Id. ¶¶ 11, 20. When the agencies failed to fully process Talbot’s requests, he brought suit
against them in this Court. After production was completed, the parties filed motions for
summary judgment, with Talbot challenging the agencies’ searches and their withholdings. The
Court held a hearing on the motions in May 2018.
The Court issued a split decision, granting in part and denying in part the agencies’
motion and denying Talbot’s. Talbot v. U.S. Dep’t of State, 315 F. Supp. 3d 355, 374 (D.D.C.
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Much of this factual background is drawn for the Court’s previous summary judgment
decision. Talbot v. U.S. Dep’t of State, 315 F. Supp. 3d 355 (D.D.C. 2018).
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2018). Although the Court formally denied Talbot’s motion without prejudice, it did order both
the State Department and the CIA to conduct supplemental searches. Id. State had to take
another look for passport records under Harvey’s pseudonyms, and the CIA had to canvas an
additional location—its operational files—for the requested records. Id.The agencies now say they have completed the Court-ordered searches and have given
Talbot all responsive documents. They therefore renew their motion for summary judgment.
Talbot not only opposes defendants’ renewed motion, but also asks the Court to revisit portions
of its earlier summary judgment decision.
II. Legal Standards
A. Reconsideration
When a court issues an “order or other decision . . . that adjudicates fewer than all the
claims or the rights and liabilities of fewer than all the parties,” such order or decision “may be
revised at any time before” the case has been fully and finally resolved. Fed R. Civ. P. 54(b).
While the “actual language of Rule 54(b) sets forth little guidance as to when such review is
appropriate,” “courts in this district have held that ‘relief upon reconsideration pursuant to Rule
54(b) is available ‘as justice requires.’” DL v. District of Columbia, 274 F.R.D. 320, 324
(D.D.C. 2011) (quoting Hoffman v. District of Columbia, 681 F. Supp. 2d 86, 90 (D.D.C.
2010)). “[A]sking ‘what justice requires’ amounts to determining, within the Court’s discretion,
whether reconsideration is necessary under the relevant circumstances.” Cobell v. Norton, 355
F. Supp. 2d 531, 539 (D.D.C. 2005). Revision may be necessary “when the Court has ‘patently
misunderstood a party, has made a decision outside the adversarial issues presented to the Court
by the parties, has made an error not of reasoning but of apprehension, or where a controlling or
significant change in the law or facts [has occurred] since the submission of the issue to the
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Court.” Singh v. George Washington Univ., 383 F. Supp. 2d 99, 101 (D.D.C. 2005)
(quoting Cobell v. Norton, 224 F.R.D. 266, 272 (D.D.C. 2004)) (alteration in original).
B. Summary Judgment
FOIA cases are typically resolved on summary judgment. See Brayton v. Office of U.S.
Trade Rep., 641 F.3d 521, 527 (D.C. Cir. 2011). Summary judgment is appropriately granted if
“there is no genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a).
Under FOIA, an agency is first required to make an adequate search for any responsive
records. Rodriguez v. U.S. Dep’t of Def., 236 F. Supp. 3d 26, 34 (D.D.C. 2017). When a FOIA
requester challenges the adequacy of the agency’s search, the agency must show “beyond
material doubt that its search was reasonably calculated to uncover all relevant documents.”
Ancient Coin Collectors Guild v. U.S. Dep’t of State, 641 F.3d 504, 514 (D.C. Cir. 2011)
(quoting Valencia-Lucena v. U.S. Coast Guard, 180 F.3d 321, 325 (D.C. Cir. 1999)) (quotation
omitted). In reviewing an agency’s search, courts apply a “reasonableness” test that looks to the
methods and not the fruits of a search. Rodriguez, 236 F. Supp. 3d at 34. An agency “must
show that it made a good faith effort to conduct a search for the requested records, using methods
which can be reasonably expected to produce the information requested.” Oglesby v. U.S. Dep’t
of Army, 920 F.2d 57, 68 (D.C. Cir. 1990). To make this showing, the agency may rely on
affidavits that detail “what records were searched, by whom, and through what process.”
Steinberg v. U.S. Dep’t of Justice, 23 F.3d 548, 552 (D.C. Cir. 1994). Agency affidavits are
“accorded a presumption of good faith” and “cannot be rebutted by purely speculative claims
about the existence and discoverability of other documents.” SafeCard Servs., Inc. v. SEC, 926
F.2d 1197, 1200 (D.C. Cir. 1991) (quotation omitted).
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In addition to demonstrating that it conducted an adequate search, the agency must also
justify any withholdings it has made pursuant to a FOIA exemption. See, e.g., Larson v. Dep’t
of State, 565 F.3d 857, 862 (D.C. Cir. 2009). An agency may justify its withholdings through
sufficiently detailed affidavits. See, e.g., id. But because the primary purpose of FOIA is
disclosure, courts construe exemptions narrowly. See, e.g., DiBacco v. U.S. Army, 795 F.3d
178, 183 (D.C. Cir. 2015).
III. Analysis
A. Motion for Reconsideration
Talbot asks the Court to revisit six portions of its previous summary judgment decision.
Because Talbot’s arguments require the Court to retread ground already covered in the first
summary judgment decision, the reader seeking additional context for these six disputes should
refer to that ruling. Talbot, 315 F. Supp. 3d 355.
1. Specificity of CIA’s Additional Search
The first time around, the Court agreed with Talbot that the CIA needed to search its
operational files for records regarding Agent Harvey’s involvement in “Operation Mongoose” (a
purported covert operation aimed at overthrowing the regime of Cuban dictator Fidel Castro) and
a related plot to assassinate Castro. Talbot contends, however, that the Court’s order was
“ambiguous” because it did not specify which particular operational files should be searched.
Mot. for Reconsideration at 3. The CIA responds that the additional search it conducted
pursuant to the Court’s order would have encompassed the particular files Talbot names in his
proposed revised order. Defs’ Second Mot. Summ. J. at 2 (citing Ex. 3, Third Declaration of
Antoinette Shiner (“Shiner Decl.”) ¶ 4 n.1. Finding no reason to doubt the CIA on this point,
Talbot’s first argument appears moot, and accordingly the Court rejects it.
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2. Whether Talbot Forfeited an Argument
Talbot next asks the Court to reconsider its refusal to consider Talbot’s argument that the
CIA failed to establish that the alleged operational files fit the statutory definition for operational
files. Mot. for Reconsideration at 4. But as the Court explained in its first summary judgment
decision, Talbot did not develop this particular argument in his briefing and therefore forfeited it.
Talbot, 315 F. Supp. 3d at 371 n.4. The portions of Talbot’s briefs that he alleges did raise the
argument did not in fact do so. To the contrary, in those parts of his briefs, Talbot argued that
the CIA needed to search for files that would not be considered operational and that therefore
might be housed in different subdivisions of the agency. See Pl’s Opp’n to Defs’ First Mot.
Summ. J. at 28-29; Pl’s Reply Supporting Cross Mot. Summ. J. at 10-1. In other words, Talbot’s
briefing complained about the locations the agency searched, which is distinct from the
(belatedly raised) argument that the agency failed to properly verify that certain records qualified
as operational. Accordingly, the Court stands by its initial conclusion: the argument that the CIA
did not adequately verify the alleged operational files was forfeited.
3. Security Certifications and Passport Records
Talbot’s third complaint is that the State Department and CIA failed to search for
“security certificates” or “security certifications” involved in the processing of passports for CIA
agents operating under State Department diplomatic cover. Pl’s Mot. for Reconsideration at 6.
But as the Court noted in its first summary judgment decision, Talbot’s FOIA request sought
“[a]ll passport and visa records” pertaining to Harvey and Wyatt; it did not seek employment or
personnel records—whether those be the “security clearances” Talbot said he was entitled to in
the first round of summary judgment briefing, Pl’s First Mot. Summ. J. at 14, or the “security
certifications” he now demands. And though Talbot contends these certifications were so
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integral to the passporting process for CIA operatives that the agencies should have searched for
them pursuant to his request for “passport and visa records,” he has not offered the Court any
reason to believe that the agency deliberately avoided searching for those certifications despite
knowing they were responsive to Talbot’s request. The Court therefore rejects Talbot’s third
argument for reconsideration.
4. Unclassified Information and Exemption 3
Talbot argues once again that information that has been declassified is also authorized for
disclosure under the National Security Act and thus not properly withheld pursuant to FOIA
Exemption 3. The Court previously rejected this argument, noting that it would nullify the
National Security Act’s Exemption 3 protection: “if the disclosure of unclassified information
pursuant to a valid FOIA request is necessarily authorized, then any protection accorded by the
National Security Act under Exemption 3 would be co-extensive with Exemption 1’s protection
for classified information.” Talbot, 315 F. Supp. 3d at 373. Talbot offers no rebuttal, but urges
reconsideration on the ground that the Court misconstrued and misapplied CIA v. Sims, 471 U.S.
159 (1985). Pl’s Mot. for Reconsideration at 8-10. The Court did no such thing. It cited Sims
for the proposition that the National Security Act has expansive protection under Exemption 3,
and Sims stands for exactly this point: “The ‘plain meaning’ of § 102(d)(3) [of the National
Security Act] may not be squared with any limiting definition that goes beyond the requirement
that the information fall within the Agency’s mandate to conduct foreign intelligence.” Sims,
471 U.S. at 169. Whether that information is “confidential or nonpublic” does not determine
whether it can be properly withheld under the National Security Act, despite Talbot’s contention
to the contrary. Id. Thus, Talbot’s fourth argument for reconsideration fails.
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5. Employee Names and Exemption 6
Talbot next argues that the agencies improperly redacted employee names and identifying
information. He is incorrect. As for the CIA, Talbot disputes that such information can be
withheld under Exemption 6, but he appears not to challenge the Court’s conclusion that the
same withholdings are proper under Exemption 3 and the CIA Act, 50 U.S.C. § 3507. Talbot,
315 F. Supp. 3d at 372-73. Accordingly, even if the Court were persuaded by Talbot’s
Exemption 6 arguments with respect to the CIA, that would not compel it to reverse its holding
that the CIA properly redacted the names of its employees pursuant to Exemption 3.
Talbot’s argument with respect to the State Department fares no better. Whether a
withholding under Exemption 6 is proper turns on the balance between “the privacy interest that
would be compromised by disclosure” and “any public interest in the requested information.”
Multi Ag Media LLC v. Dep’t of Agric., 515 F.3d 1224, 1228 (D.C. Cir. 2008). While the Court
acknowledged that the safety fears cited by the State Department were “somewhat attenuated,”
the Court remains unpersuaded by Talbot’s argument that knowing the names of State
Department personnel would serve some important public interest. Talbot insists that knowing
such information might help him shed more light on how the “government operates in regard to
providing cover to spies working overseas.” Pl’s Mot. for Reconsideration at 15. But the
declaration Talbot cites in support of this point does not in fact establish that knowing the names
of State Department employees who process passport applications will lead to any such
information. See Declaration of William Simpich, ECF No. 18-3. The declaration instead states
that the discovery of the name of the CIA’s “Chief of the Central Cover Staff” led to the
discovery of a “CIA Security File” that revealed information about the CIA’s use of “commercial
cover.” Id. ¶ 7. At most, that statement provides a rationale for disclosing CIA personnel
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information; it has nothing to do with State department personnel who process passport
applications. Consequently, the Court rejects Talbot’s fifth argument for reconsideration.
6. Segregability
In his final criticism of the Court’s summary judgment decision, Talbot contends the
Court got it wrong on segregability. He first says the Court erred by invoking the presumption
that the agencies complied with their obligation to disclose reasonably segregable material. Pl’s
Mot. for Reconsideration at 15-16. But that presumption is a product of binding D.C. Circuit
precedent, Sussman v. U.S. Marshals Serv., 494 F.3d 1106, 1117 (D.C. Cir. 2007), and the Court
did not err by hewing to controlling precedent. Talbot next argues that the agencies’ Vaughn
indexes provided insufficient explanations for why certain parts of segregable documents were
withheld. Pl’s Mot. for Reconsideration at 16-17. Talbot’s only support for this claim is that the
Vaughn index in another case was more detailed than that produced here. Id. (citing Hall v. CIA,
881 F. Supp. 2d 38 (D.D.C. 2012)). As the agencies point out in response, however, Hall upheld
the index at issue there as sufficient—and it is specious to assume that what was sufficient in one
case (Hall) is necessary in every other case. So while Talbot is correct that the Vaughn indexes
here were less detailed than in Hall, that does not mean the agencies failed to adequately justify
their withholdings.
* * *
The Court rejects Talbot’s motion for reconsideration in its entirety. In the end, all six of
his arguments were the same ones he advanced in the first round of summary judgment briefing.
No intervening event or binding authority has called into question the Court’s prior assessment
of those arguments, and there is no reason to think the Court made an error of apprehension
rather than of reasoning. Singh, 383 F. Supp. 2d at 101 (discussing grounds for reconsideration).
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Instead, it appears Talbot was simply unhappy with the Court’s conclusions. But disagreeing
with a court’s answer to an argument is not proper cause to pursue reconsideration; that is better
left to the appellate process.
B. Renewed Motion for Summary Judgment
Having rejected Talbot’s arguments for reconsideration, the Court now turns to the
agencies’ renewed motion for summary judgment. The renewed motion concerns the two
supplemental searches that the Court required the agencies to conduct in its initial summary
judgment decision. The first concerned the State Department, the second the CIA.
1. The State Department
Talbot’s FOIA request of the State Department sought “[a]ll passport and visa records
pertaining to former CIA official William King Harvey.” Compl. Ex. 1. Talbot also provided
State with pseudonyms that Harvey may have used. Statement of Materials Facts as to which
there is no Genuine Issue (“SUMF”), ECF No. 17-2 ¶ 4. State searched for passport records
using Harvey’s actual name and the pseudonyms, but it limited each of those searches by
Harvey’s actual birthdate. Id. ¶¶ 13-16.
The Court found it “unlikely that a CIA officer using a pseudonym would list his real
birthdate with the false name rather than a false birthdate” and accordingly ordered a fresh
search. Talbot, 315 F. Supp. 3d at 364. To guard against an over-inclusive return, the Court
adopted Talbot’s proposed parameters, including “using a range of birthdates falling within five
years of Harvey’s actual birthdate” and “limiting the search to passport applications listing
planned travel to German or Italy,” where Harvey was likely to have traveled during the time
period for which records were sought. Id.
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State performed that search and found one match with the Harvey pseudonym “William
Walker.” Renewed Motion for Summary Judgment, Supplemental Statement of Material Facts
as to which there is no Genuine Dispute (“2d SUMF”), ECF No. 30-1 ¶ 4. The agency
nevertheless determined that record was a false positive, since the accompanying passport
photograph depicted an African-American man and Harvey was white. Id. State thus argues it
has complied with the Court’s supplemental search order—notwithstanding that the search bore
no new fruit—and that it is entitled to summary judgment.
Talbot resists this conclusion, but to no avail. He strings together a couple of
inferences—ones he grants are “permissible,” not “necessary”—to argue that the photograph
could just be Harvey in disguise. Pl’s Opp. to Renewed Mot. Summ. J. (“Pl’s Opp.”) at 9. First,
for reasons slightly unclear, Talbot says that it is likely that the passport record was dated
between 1960 and 1976. Id. And second, because that date range coincides with CIA efforts to
undermine and assassinate Fidel Castro, there is a chance Harvey, under the name William
Walker, disguised himself as an African American to “work among Cuban exiles or in parts of
the Caribbean basin where a predominant part of the population is of African descent.” As
support for this theory, Talbot provides excerpts from a book by two former CIA operatives
detailing a “quick ethnic change disguise.” Second Supplemental Declaration of Dan Hardway,
Ex. C. While the Court admires Talbot’s fertile imagination—and grants that what he posits is
possible—his theory still amounts to speculation, not the sort of “countervailing evidence
sufficient to raise a substantial doubt” about the agency’s search and its determination that the
William Walker record does not pertain to William King Harvey. White v. U.S. Dep’t of Justice,
840 F. Supp. 2d 83, 92 (D.D.C. 2012) (quotation omitted).
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Therefore, the Court will grant the State Department’s renewed motion for summary
judgment.
2. The CIA
Talbot’s FOIA request of the CIA also sought records related to Wyatt and Harvey,
specifically “[a]ll records pertaining to temporary duty (TDY) travel,” “[a]ll passport and visa
records,” “[a]ll records reflecting assignment to a[] station, post, base, unit or other component of
the CIA,” and “[a]ll photographs pertaining to” the two from January 1, 1950 to July 1, 1976 for
Harvey and from January 1, 1948 to 1975 for Wyatt. Compl. Ex. 6. The CIA conducted the
search but did not look in its “operational files,” contending that such files were categorically
exempt from FOIA under the CIA Information Act, 50 U.S.C. § 3141. Talbot, 315 F. Supp. 3d
at 369.
The Court disagreed, concluding instead that a “specific, narrow subset of the possible
requested records in operational files—those that would relate to Operation Mongoose or the
Castro assassination plots, during the time period of November 1961 to June 1963—fall within
the exception” to the operational files exemption under § 3141(c). Id. at 370. As a consequence,
the Court ordered the CIA to “search the operational files for the specific universe of non-exempt
records . . . or provide an explanation for why it need not do so to perform an adequate search.”
Id. at 371.
The CIA opted to do the search. The agency searched the Directorate of Operations for
Harvey’s name and his pseudonyms, Third Declaration of Antoinette Shiner (“3d Shiner Decl.”)
¶ 4, ultimately locating 56 potentially responsive documents in its operational files, id. ¶ 5. A
“line-by-line review” of those documents, however, determined that none of the files related to
William King Harvey, Operation Mongoose, or Castro assassination plots from November 1961
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to June 1963. Id. The CIA therefore determined that none of the records in the operational files
fall within the 50 U.S.C. § 3141(c) exception to FOIA exemption. Id. Accordingly, the CIA
contends it is entitled to summary judgment.
Talbot counters by trying to poke holes in the agency declaration explaining the
supplemental search. First, he questions the adequacy of the declaration’s description of who
conducted the search, what records systems were searched, and the “search strategy.” Pl’s Opp.
at 3. Talbot is right that an agency declaration can provide a basis for granting summary
judgment only where it “set[s] forth the search terms and the type of search performing” and
“aver[s] that all files likely to contain responsive materials (if such records exist) were searched.”
Oglesby v. U.S. Dep’t of Army, 920 F.2d 57, 68 (D.C. Cir. 1990). But the declaration at issue
here did just that. The Shiner declaration states who conducted the search: “experienced staff
within the Information Management Services.” 3d Shiner Decl. ¶ 4. It states what records were
searched: files within the “Directorate of Operations,” id., though this was never in much
question given that the very purpose of the supplemental search was for the CIA to search its
operational files. The declaration then lists exactly how the search was conducted: using
Harvey’s full real name, its component parts, and his two pseudonyms. Id. Finally, the
declaration avers that the agency’s search would “reasonably be expected to identify responsive
documents” within the scope of the Court’s supplemental search order and Talbot’s initial
request. Id. Despite Talbot’s criticisms of the Shiner declaration, he provides no barometer in
the case law to establish its inadequacy. See, e.g., Pl’s Reply at 8-10 (attacking declaration but
citing no cases).
Second, Talbot accuses the Shiner declaration of disingenuous word play. Talbot fixates
on the declaration’s use of “documents” versus “files.” The Shiner declaration states that the
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agency located 56 potentially responsive “documents,” but that its line-by-line review revealed
that none of the 56 “files” were responsive. 3d Shiner Decl. ¶ 5. Talbot spies something sinister
afoot: “[Shiner] concludes that none of the documents found were responsive to Plaintiff’s FOIA
request,” but this “does not follow from the assertion that the files” were not responsive. Pl’s
Opp. at 5 (second emphasis added). The Court reads Shiner’s declaration differently. It appears
instead that Ms. Shiner used “files” and “documents” interchangeably, as synonyms for one
another; at one point, she even uses the two words in the same sentence. 3d Shiner Decl. ¶ 5
(stating that “line-by-line review of those fifty-six documents” found that “none of those files”
were responsive). Moreover, even if Shiner were referring to two different things with
“documents” and “files,” her concluding statement that “there is no responsive information to be
released” clears up any purported ambiguity. Id. ¶ 6.
Third, and finally, Talbot contends that the Shiner declaration “def[ies] logic on its very
face.” Pl’s Opp. at 5. Talbot says it cannot be true that a search for “William King Harvey” and
his pseudonyms turned up 56 documents that ultimately had nothing to do with William King
Harvey. But the Court can think of many logical explanations for that. The agency searched for
“William King Harvey,” true, but it also searched for “William Harvey” and “Harvey.” The
search for “Harvey” alone could have yielded all sorts of false positives, pertaining to some other
Harvey in the CIA’s operational files. The pseudonym search likewise could have generated hits
for persons that were not actually William King Harvey; the results of the State Department’s
search for “William Walker”—turning up a passport record of an African-American man—
shows exactly that. In any event, a FOIA requester’s incredulity is not enough to overcome the
“presumption of good faith” courts normally accord agency declarations. SafeCard, 926 F.2d at
1200.
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Accordingly, the Court will grant the CIA’s renewed motion for summary judgment.
IV. Conclusion
For the foregoing reasons, the Court will deny Talbot’s motion for reconsideration and
grant the agencies’ renewed motion for summary judgment. A separate Order shall accompany
this memorandum opinion.
CHRISTOPHER R. COOPER
United States District Judge
Date: November 16, 2018
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