Hunter v. Rice ( 2009 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
_______________________________________
)
DONALD HUNTER, SR., )
)
Plaintiff, )
)
v. ) Civil Action No. 07-1268
)
HILLARY RODHAM CLINTON, )
Secretary, United States Department of State, )
)
1
Defendant. )
_______________________________________)
OPINION
This case is before the Court on defendant’s motion for summary judgment
pursuant to Rule 56 of the Federal Rules of Civil Procedure. Pro se plaintiff Donald Hunter
brought suit against his employer, the Department of State, under Title VII of the Civil Rights
Act of 1964, as amended, 42 U.S.C. §§ 2000e et seq., alleging disparate treatment on the basis of
race and sex, retaliation, and a hostile work environment. After careful consideration of the
parties’ papers, the record in the case, and the relevant case law, the Court will grant defendant’s
motion.2
1
The Court has substituted Secretary of State Clinton as defendant in place of
former Secretary Condoleezza Rice pursuant to Rule 25(d) of the Federal Rules of Civil
Procedure.
2
The following papers are relevant to this motion: the Amended Complaint (“Am.
Compl.”); Defendant’s Motion for Summary Judgment (“Mot.”); Memorandum in Opposition to
Motion for Summary Judgment (“Opp.”); and Defendant’s Reply in Support of her Motion for
Summary Judgment (“Rep.”).
I. BACKGROUND
Plaintiff is a long-time employee of the Department of State who began his career
as a GS-4 Supply Clerk. See Mot., Memorandum of Points and Authorities in Support (“Def.
Mem.”) at 1. During the times relevant to this case, plaintiff worked as a GS-12 Grants
Specialist. See Mot., Statement of Material Facts as to Which There is no Genuine Issue (“Def.
Facts”) ¶ 1. Plaintiff relies on a series of events that he alleges took place between 2003 and
2005 in support of his employment discrimination and retaliation claims.
First, in 2003 plaintiff was responsible for preparing a final audit determination
letter to close out an audit of the Mississippi Consortium for International Development (“MCID
Determination Letter”). See Def. Facts ¶ 7; Opp., Plaintiff’s Response to Defendant’s Statement
of Material Facts as to Which There is No Genuine Issue (“Pl. Facts”) ¶ 7. It took defendant
more than six months to review and clear the letter. See Def. Facts ¶ 8; Pl. Facts ¶ 8. Second, on
or about January 2, 2004, a GS-13 employee retired, leaving unfinished grant assignments. See
Def. Facts ¶ 4; Pl. Facts ¶ 4. With the approval of Fannie Lue Allen, the Division Chief of the
Grants Division, plaintiff’s direct supervisors reassigned these matters to the rest of the grant
team. See Opp, Ex. C, Deposition of Donald Hunter (“Hunter Dep.”) at 47. Plaintiff requested,
but did not receive, the “high-dollar” level reassignments; these were considered GS-13 level
work. See id. at 54–55. Third, in a 2003 performance evaluation, Ms. Allen gave Mr. Hunter an
“Excellent” rating. See Def. Facts ¶ 12. This rating is one level below the highest rating of
“Outstanding,” and it indicates “a level of unusually good performance. The quantity and quality
of work under this element are consistently above average.” Mot., Ex. K at 2.3 Fourth, Mr.
3
In 2004 and 2005, plaintiff received the rating of “Fully Successful,” which was
one level lower still. See Pl. Facts ¶ 13. Plaintiff did not mention these ratings in his Amended
2
Hunter’s direct supervisors began to selectively review his work in 2003. See Am. Compl. at 2;
Mot. Ex. H, Declaration of Fannie Lue Allen ¶ 15. At the suggestion of Ms. Allen, Mr. Hunter
attended various training programs to improve his communication and analytical skills and the
quality of his work. See id. ¶ 24. Mr. Hunter also alleges that the defendant tolerated a hostile
work environment. See Am. Compl. at 2.
II. STANDARD OF REVIEW
Summary judgment may be granted if “the pleadings, the discovery and disclosure
materials on file, and any affidavits [or declarations] show that there is no genuine issue as to any
material fact and that the movant is entitled to judgment as a matter of law.” FED . R. CIV . P.
56(c); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986); Holcomb v.
Powell, 433 F.3d 889, 895 (D.C. Cir. 2006). “A fact is ‘material’ if a dispute over it might affect
the outcome of a suit under the governing law; factual disputes that are ‘irrelevant or
unnecessary’ do not affect the summary judgment determination.” Holcomb v. Powell, 433 F.3d
at 895 (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. at 248).
An issue is “genuine” if the evidence is such that a reasonable jury could return a
verdict for the nonmoving party. See Scott v. Harris, 550 U.S. 372, 380 (2007); Anderson v.
Liberty Lobby, Inc., 477 U.S. at 248; Holcomb v. Powell, 433 F.3d at 895. When a motion for
summary judgment is under consideration, “the evidence of the non-movant is to be believed,
and all justifiable inferences are to be drawn in his favor.” Anderson v. Liberty Lobby, Inc., 477
U.S. at 255; see also Mastro v. Potomac Electric Power Co., 447 F.3d 843, 849-50 (D.C. Cir.
Complaint. Defendant points out that plaintiff previously grieved the 2004 rating and the matter
was arbitrated, which resulted in a finding in the agency’s favor. See Def. Facts ¶ 13.
3
2006); Aka v. Washington Hospital Center, 156 F.3d 1284, 1288 (D.C. Cir. 1998) (en banc);
Washington Post Co. v. U.S. Dep’t of Health and Human Services, 865 F.2d 320, 325 (D.C.
Cir. 1989). On a motion for summary judgment, the Court must “eschew making credibility
determinations or weighing the evidence.” Czekalski v. Peters, 475 F.3d 360, 363 (D.C.
Cir. 2007).
The nonmoving party’s opposition, however, must consist of more than mere
unsupported allegations or denials and must be supported by affidavits, declarations or other
competent evidence, setting forth specific facts showing that there is a genuine issue for trial.
FED . R. CIV . P. 56(e); Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). He is required to
provide evidence that would permit a reasonable jury to find in his favor. Laningham v. United
States Navy, 813 F.2d 1236, 1242 (D.C. Cir. 1987). If the nonmovant’s evidence is “merely
colorable” or “not significantly probative,” summary judgment may be granted. Anderson v.
Liberty Lobby, Inc., 477 U.S. at 249-50; see Scott v. Harris, 550 U.S. at 380 (“[W]here the record
taken as a whole could not lead a rational trier of fact to find for the non-moving party, there is
‘no genuine issue for trial.’”) (quoting Matsushita Electric Industrial Co. v. Zenith Radio Corp.,
475 U.S. 574, 587 (1986)). To defeat a motion for summary judgment, a plaintiff must have
more than “a scintilla of evidence to support his claims.” Freedman v. MCI Telecommunications
Corp., 255 F.3d 840, 845 (D.C. Cir. 2001).
Because plaintiff is proceeding pro se, the Court reviews his filings under “less
stringent standards than formal pleadings [or legal briefs] drafted by lawyers,” Chandler v. W.E.
Welch & Associates, Inc., 533 F. Supp. 2d 94, 98 (D.D.C. 2008) (quoting Haines v. Kerner, 404
U.S. 519, 520, (1972)), and, when necessary, “examine[s] other pleadings to understand the
4
nature and basis of [plaintiff’s] pro se claims.” Gray v. Poole, 275 F.3d 1113, 1115 (D.C. Cir.
2002).
III. DISCUSSION
A. Plaintiff’s Claims of Discrimination on the Basis of Race and Sex
Title VII provides, in pertinent part, that “[a]ll personnel actions affecting
employees or applicants for employment . . . in executive agencies . . . shall be made free from
any discrimination based on race, color, religion, sex, or national origin.” 42 U.S.C. § 2000e-16.
It is unlawful for an employer “to fail or refuse to hire or to discharge any individual, or
otherwise discriminate against any individual with respect to his compensation, terms,
conditions, or privileges of employment, because of such individual’s race, color, religion, sex,
or national origin.” 42 U.S.C. § 2000e-2(a)(1). Title VII also makes it unlawful for an employer
to retaliate against an employee for engaging in protected activity such as filing a charge of
discrimination. See 42 U.S.C. § 2000e-3(a); see also Holcomb v. Powell, 433 F.3d at 901.
Absent direct evidence that an employment-related decision was discriminatory or
retaliatory, the claims must be analyzed under the burden-shifting framework of McDonnell
Douglas Corp. v. Green, 411 U.S. 792 (1973). See Jones v. Bernanke, 557 F.3d 670, 678 (D.C.
Cir. 2009); Moncada v. Peters, 579 F. Supp. 2d 46, 53 (D.D.C. 2008) (citing Barnette v.
Chertoff, 453 F.3d 513, 515 (D.C. Cir. 2006)). Traditionally, within that framework, a plaintiff
must first establish a prima facie case of discrimination or retaliation. See Moncada v. Peters,
579 F. Supp. 2d at 53 (citing Teneyck v. Omni Shoreham Hotel, 365 F.3d 1139, 1149 (D.C. Cir.
2004)). “Doing so creates a rebuttable presumption of discrimination and ‘triggers the
5
employer’s burden to produce admissible evidence that, if believed, would establish that the
employer’s action was motivated by a legitimate, nondiscriminatory reason.’” Moncada v.
Peters, 579 F. Supp. 2d at 53 (quoting Teneyck v. Omni Shoreham Hotel, 365 F.3d at 1151).
Recently, the United States Court of Appeals for the District of Columbia Circuit
clarified that a “district court need not -- and should not -- decide whether the plaintiff actually
made out a prima facie case under McDonnell Douglas” at the summary judgment stage if the
plaintiff “has suffered an adverse employment action, and [the defendant] has asserted a
legitimate, non-discriminatory reason for the decision.” Brady v. Office of the Sergeant at Arms,
520 F.3d 490, 494 (D.C. Cir. 2008) (emphasis in original).
Rather . . . in those circumstances, the district court must resolve
one central question: Has the employee produced sufficient
evidence for a reasonable jury to find that the employer’s asserted
non-discriminatory reason was not the actual reason and that the
employer intentionally discriminated against the employee on the
basis of [any statutorily prohibited factors]?
Id. “While Brady directs the district court’s focus to the employer’s proffered non-discriminatory
reason, the Court still first must determine whether plaintiff has suffered an adverse employment
action.” Adesalu v. Copps, 606 F. Supp. 2d 97, 103 (D.D.C. 2007) (citing Brady v. Office of the
Sergeant at Arms, 520 F.3d at 494).
“An ‘adverse employment action’ [under Title VII] is ‘a significant change in
employment status, such as hiring, firing, failing to promote, reassignment with significantly
different responsibilities, or a decision causing significant change in benefits.’” Douglas v.
Donovan, 559 F.3d 549, 552 (D.C. Cir. 2009) (citing Taylor v. Small, 350 F.3d 1286, 1293 (D.C.
Cir. 2003)). To show that he suffered from an adverse employment action, “[a]n employee must
6
[have] ‘experience[d] materially adverse consequences affecting the terms, conditions, or
privileges of employment or future employment opportunities such that a reasonable trier of fact
could find objectively tangible harm.’” Id. (quoting Forkkio v. Powell, 306 F.3d 1127, 1131
(D.C. Cir. 2006)). “[N]ot everything that makes an employee unhappy is an actionable adverse
action.” Russell v. Principi, 257 F.3d 815, 818 (D.C. Cir. 2001). Failure to receive one’s
preferred work assignments for example, on its own, is not an adverse action. See Blackmon-
Malloy v. United States Capitol Police Bd., 338 F. Supp. 2d 97, 106 (D.D.C. 2004).
Plaintiff argues that the following events, the occurrence of which is undisputed,
were adverse employment actions: (1) he did not receive high-value grant cases as part of a
reassignment following another employee’s retirement; (2) one of his audits was not cleared
promptly; (3) Ms. Allen, Chief of the Grants Division, requested that plaintiff’s direct
supervisors review his completed files, something they did not do for other employees; and
(4) plaintiff received an “Excellent” rather than an “Outstanding” performance rating in 2003.
Defendant argues that viewing these undisputed facts in a light most favorable to the plaintiff
shows that none of the events complained of by plaintiff amounts to an adverse employment
action.
The Court concludes that the events of which plaintiff complains did not have
“materially adverse consequences affecting the terms, conditions or privileges” of the plaintiff’s
employment. Douglas v. Donovan, 559 F.3d at 552. As to plaintiff’s argument that other
employees received the reassignment of the complex high-value grants and that he did not, he has
provided the Court with no explanation of how this asserted variation in the quality of
reassignments had “any effect on [the] salary, benefits, or grade” of his employment or future
7
employment opportunities. Blackmon-Malloy v. United States Capitol Police Bd., 338 F. Supp.
2d at 106. Without more, “an undesirable assignment” does not constitute an adverse
employment action. Id.; see also Stewart v. Evans, 275 F.3d 1126, 1135 (D.C. Cir. 2002)
(incorporating opinion of district court) (“changes in assignments and work-related duties do not
ordinarily constitute adverse employment decisions if unaccompanied by a decrease in salary or
work hour changes”) (quoting Mungen v. Katten, Muchin & Zavis, 116 F.3d 1549, 1557 (D.C.
Cir. 1997)). Similarly, plaintiff has not explained how the delayed close out of one of his audits
had any tangible impact on the terms, conditions or privileges of his employment, and the Court
cannot conclude that this was an adverse action -- especially in light of the undisputed fact that
plaintiff received “positive credit” for resolving the audit. See Def. Facts ¶ 10. Mr. Hunter has
admitted that he suffered “no harm” from this delay. See Hunter Dep. at 168-69.
So too, plaintiff’s complaint that his supervisors began closely scrutinizing his
files -- without a showing or even an argument that this alleged increased supervision had any
additional effect on the terms, conditions or privileges of his employment -- does not constitute
an adverse employment action. To the extent that this increased scrutiny could be characterized
as potentially adverse, it is akin to a poor performance evaluation, which is undesirable in large
part because it might have an impact on the employee’s future employment possibilities. The
court of appeals, however, has described such possible effects as “often speculative” and
explained that “formal criticism or poor performance evaluations are not necessarily adverse
actions and they should not be considered such if they did not affect the employee’s grade or
salary.” Douglas v. Donovan, 559 F.3d at 552 (internal quotations omitted). Similarly, even if
plaintiff felt embarrassed by the increased scrutiny of his work, damage to one’s public
8
perception, without more, does not constitute an adverse employment action under Title VII. See
Stewart v. Evans, 275 F.3d at 1135-36. Finally, and for the same reasons, plaintiff’s “Excellent”
performance rating was not an adverse action. To the extent that this rating could even be
considered less than positive -- it was the second highest rating available -- it still does not
amount to an adverse action within the meaning of Title VII. See Russell v. Principi, 257 F.3d at
819 (“in most circumstances performance evaluations alone at the satisfactory level or above
should not be considered adverse employment actions”); see also Taylor v. Small, 350 F.3d at
1293 (poor performance evaluation is not adverse action if it did not affect the employee’s
employment).
None of the actions complained of by plaintiff, viewed in the light most favorable
to him, amount to adverse employment actions necessary to sustain a claim for discrimination
under Title VII.
B. Plaintiff’s Retaliation Claim
To establish a prima facie case of retaliation, the plaintiff must first show “that he
engaged in a statutorily protected activity; (2) that he suffered a materially adverse action by his
employer; and (3) that a causal link connects the two.” Jones v. Bernanke, 557 F.3d at 677; see
also Hussain v. Nicholson, 435 F.3d 359, 366 (D.C. Cir. 2006); Holcomb v. Powell, 433 F.3d at
901-02. If the plaintiff establishes a prima facie case, the burden shifts to the employer to
produce a “‘legitimate, nondiscriminatory reason’ for its actions.” Jones v. Bernanke, 557 F.3d
at 677 (quoting Tex. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981)). This
summary judgment framework from McDonnell Douglas, as clarified by Brady, “appl[ies]
9
equally to retaliation claims” as it does to discrimination claims. Jones v. Bernanke, 557 F.3d at
678.
As to the first prong, Mr. Hunter identifies his filing of prior employment
discrimination claims as his protected EEO activity. See Am. Compl. at 1. Although defendant
argues that some of this activity post-dates the filing of the current lawsuit, plaintiff’s
participation in the EEOC administrative process beginning in 2002, see Def. Mem. at 18, and
leading to plaintiff’s filing of suit in Hunter v. Powell, Civil Action No. 04-0857 (D.D.C.), spans
the relevant time period. Plaintiff meets the first prong of the test.
As to the second prong, whether plaintiff suffered a materially adverse action, the
“scope of the anti-retaliation provision extends beyond workplace-related or employment-related
retaliatory acts and harm.” Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S. 53,
67 (2006).
“Adverse actions” in the retaliation context encompass a broader
sweep of actions than those in a pure discrimination claim. Due to
differences in the language and purposes behind Title VII’s
retaliation and discrimination provisions, the Supreme Court
clarified in Burlington [Northern & Santa Fe Railway Co. v.
White], 548 U.S. 53, that the requirements are distinct: Retaliation
claims are “not limited to discriminatory actions that affect the
terms and conditions of employment” and may extend to harms
that are not workplace-related or employment-related so long as “a
reasonable employee would have found the challenged action
materially adverse.” Id. at 64, 68.
Baloch v. Kempthorne, 550 F.3d 1191, 1198 n.4 (D.C. Cir. 2008). An action is adverse if it
likely would have “dissuaded a reasonable worker from making or supporting a charge of
discrimination.” Burlington Northern & Santa Fe Railway Co. v. White, 548 U.S. at 60 (internal
quotations omitted).
10
Many of the events of which Mr. Hunter complains are not ones that a reasonable
employee would have found to be materially adverse. See Baloch v. Kempthorne, 550 F.3d at
1198. As discussed above, plaintiff has not explained how the delayed close out of one of his
audits caused him any harm, much less how it would have dissuaded a reasonable employee from
making or supporting a discrimination charge. The same is true with respect to plaintiff’s
complaint that his supervisors began closely scrutinizing his files. As explained above, this is
akin to a poor performance evaluation, which is not adverse, even in the retaliation context, when
it contains “job-related constructive criticism.” Baloch v. Kempthorne, 550 F.3d at 1199 (the
following allegations do not amount to retaliation: employee’s sick leave restrictions, proposed
suspensions, letters of counseling and reprimand, unsatisfactory performance review, and alleged
verbal altercations with supervisor); see also Kline v. Springer, 602 F. Supp.2d 234, 241-43
(D.D.C. 2009) (examples of alleged actions which were not materially adverse for the purposes
of a retaliation claim).
With respect to Mr. Hunter’s argument that other employees received
reassignment of the complex large dollar grants, and that he did not, even if this action is one that
a reasonable employee might find “material” or “significant,” see Rochon v. Gonzales, 438 F.3d
1211, 1219 (D.C. Cir. 2006), defendant has proffered a nondiscriminatory explanation for the
reassignment. See Jones v. Bernanke, 557 F.3d at 677. Specifically, the defendant explains that
plaintiff received at least one grant in excess of $1.5 million, that he was already assigned a full
load of cases, that most of the grants were reassigned to newer employees who had a smaller
volume of open assignments, and that grants for particular organizations were assigned to
employees who had more experience with those organizations. See Mot. at 10-11. Plaintiff does
11
not show that this explanation is pretext; he has provided nothing from which a reasonable jury
could find that the defendant’s asserted reason was not the actual reason. See Brady v. Office of
the Sergeant at Arms, 520 F.3d at 494. The same is true for Mr. Hunter’s argument that
defendant gave him a performance rating of “Excellent” rather than “Outstanding.” Even if this
could be considered an adverse action in the retaliation context, defendant proffers a legitimate
non-discriminatory reason for the performance rating -- that plaintiff needed to show
improvement in the communication, research and analysis related to his grant work. See Mot. at
14-15. Again, plaintiff has offered nothing to show that this explanation is pretext. The Court
therefore will grant summary judgment in favor of the defendant on Mr. Hunter’s retaliation
claim.
C. Hostile Work Environment
To make out a prima facie case of hostile work environment, plaintiff must show
that the alleged harassment was based on his membership in a protected class, and that his
employer knew or should have known of the harassment and failed to take any remedial action.
See, e.g., Hussain v. Nicholson, 435 F.3d at 366. He must also show that the workplace is
“permeated with discriminatory intimidation, ridicule and insult that is sufficiently severe or
pervasive to alter the conditions of the victim’s employment and create an abusive working
environment.” Rattigan v. Gonzalez, 503 F. Supp. 2d 56, 78 (D.D.C. 2007) (quoting Onacle v.
Sundowner Offshore Services, Inc., 523 U.S. 75, 78 (1998)). To determine whether an
environment is sufficiently hostile or abusive to support a claim, a court must look at all the
circumstances with the perspective that “not all abusive behavior, even when it is motivated by
12
discriminatory animus, is actionable.” Barbour v. Browner, 181 F.3d 1342, 1347-48 (D.C. Cir.
1999). The “conduct must be extreme to amount to a change in the terms and conditions of
employment.” Faragher v. City of Boca Raton, 524 U.S. 775, 788 (1998) (emphasis added).
This standard established to show a hostile work environment is designed to be “sufficiently
demanding to ensure that Title VII does not become a ‘general civility code.’” Rattigan v.
Gonzales, 503 F.Supp 2d at 78; see also Pearsall v. Holder, 610 F. Supp. 2d 87, 99 (D.D.C.
2009).
Mr. Hunter’s hostile work environment claim is not well-developed either in his
complaint or in his arguments. Insofar as the Court can discern, Mr. Hunter supports this claim
with the same actions he relies on for his discrimination and retaliation claims, along with three
additional events: First, his performance ratings decreased from “Excellent” to “Fully
Successful” in 2004 and 2005. See Pl. Facts ¶ 13. Second, the defendant did not promote Mr.
Hunter to a GS-13 level position. See id. Third, certain comments made about him in staff
meeting notes were offensive. The comments in the staff meeting notes were: “Donald
volunteered to assist with core grant cleanup. [J]ulie pointed out that a lot of the problems that
needed cleanup were Donald’s. [J]ulie pointed out that thorough knowledge of the system was
necessary to make corrections to ensure the integrity of the data.” See Mot., Ex. L. at 4-5; Ex. M,
Deposition of Felicia R. Gibson at 31.
With the exception of Mr. Hunter’s argument as to the staff meeting notes, none
of the events he complains of are the type of action that could support a hostile work
environment claim. See Brantley v. Kempthorne, Civil Action No 06-1137, 2008 WL 2073913at *8 (D.D.C. May 13, 2008) (“hostile work environment claim must be based on incidents
13
comprising ‘one unlawful employment practice’ of intimidation, insult and ridicule that pervades
plaintiff's day-to-day working life.”). Title VII does not provide a cause of action for the
“ordinary tribulations of the workplace,” and “not everything that makes an employee unhappy is
an actionable adverse action.” Id. (citations and quotations omitted).
While negative comments in staff meeting notes in some cases may support a
hostile work environment claim, the relatively benign comments made in this case simply do not
create a work environment that is “permeated with discriminatory intimidation, ridicule, and
insult.” Pearsall v. Holder, 610 F. Supp. 2d at 99. They do not create a hostile work
environment within the meaning of Title VII. See Stewart v. Evans, 275 F.3d at 1134 (“a few
isolated incidents of offensive conduct do not amount to actionable harassment”); Williams v.
Verizon Washington, D.C., Inc., 266 F. Supp. 2d 107, 124 (D.D.C. 2003) (holding that isolated
incidents of “you know you want me” and offers to go to a hotel room from plaintiff’s supervisor
did not make a work environment hostile). The undisputed facts show that Mr. Hunter has not
established a prima facie case of hostile work environment. The Court will grant summary
judgment for the defendant on this claim.
III. CONCLUSION
For the reasons explained above, defendant’s motion for summary judgment is
granted. An Order consistent with this Opinion will issue this same day.
/s/____________________________
PAUL L. FRIEDMAN
United States District Judge
DATE: September 15, 009
14